Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Klein Pavlis & Peasley Financial, Inc. is a small investment advisory firm based out of Irvine, CA, with one office. With a team of four dedicated professionals, three of whom specialize in investment advisory services, they provide personalized financial guidance to their clients. The firm manages an average of approximately $48,200,000 in assets per investment advisor, which falls within the industry average. Klein Pavlis & Peasley Financial, Inc. offers a variety of compensation structures to suit the needs of their clients, including a percentage of assets under management and subscription fees. The majority of their assets under management, over 80%, are composed of employer 401K plans and individual accounts. Their extensive experience makes them highly qualified to effectively manage 401K plans for both employers and employees. As a discretionary manager, Klein Pavlis & Peasley Financial, Inc. has full authority to make investment decisions on behalf of their clients, ensuring efficient and timely execution of strategies. The firm boasts an impressive client base, with over 690 individual clients and more than $144,592,000 in assets under management. Klein Pavlis & Peasley Financial, Inc. takes pride in its team of experienced advisors, including Andrew Ryan, Stephan Peasley, and Justin Klein, who have established long-standing tenures with the firm. Their expertise and dedication enable them to deliver comprehensive financial solutions tailored to each client's unique goals and aspirations. With their commitment to providing exceptional advisory services and managing substantial assets, Klein Pavlis & Peasley Financial, Inc. has positioned itself as a trusted partner in guiding individuals and employers towards financial success.

Entrust Wealth Advisors, LLC is a small investment advisory firm based out of San Diego, CA. With a single office, they have established themselves as a trusted wealth management partner for their clients. Led by a team of dedicated professionals, Entrust Wealth Advisors, LLC boasts a total of five employees, with four of them specializing in providing top-notch investment advisory services. As a firm, Entrust Wealth Advisors, LLC manages approximately $80,210,000 in assets under management per investment advisor, which aligns with the industry average. Their compensation structure encompasses various types, including a percentage of assets under management. Notably, the firm exercises full discretion over the management of 100% of the assets they oversee. The core client base of Entrust Wealth Advisors, LLC consists mainly of high-net-worth individuals seeking personalized financial guidance. Currently, the firm serves over 40 individual clients, diligently managing their combined assets, which amount to an impressive $320,821,000. A testament to their expertise and commitment, Entrust Wealth Advisors, LLC takes pride in its team of long-tenured advisors. Some of the notable professionals who have been with the firm for an extended period include Brennan Cobb, Michael Crawford, and Daniel Conners. Their extensive experience and deep understanding of the financial markets enable them to provide strategic guidance and tailored investment solutions to their valued clients. With a reputation built on trust, personalized service, and a results-driven approach, Entrust Wealth Advisors, LLC stands ready to empower clients in pursuing their financial goals and achieving lasting success in the ever-changing landscape of investment management.

DLK Investment Management is a reputable local investment advisory firm headquartered in Solana Beach, CA, with two offices. With a team of six dedicated professionals, they specialize in providing comprehensive investment advisory services to a diverse client base. Each investment advisor at DLK manages an average of $48,660,000 in assets, aligning with the industry average. Their compensation structure encompasses various models, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility for clients. A significant portion of DLK Investment Management's assets under management, approximately half, comes from employer 401Ks and individual clients, demonstrating their strong expertise in this area. They have built a solid reputation based on their extensive experience in managing discretionary assets, which accounts for an impressive 91% of the total assets they oversee. DLK Investment Management proudly serves over 350 individual clients, expertly managing their assets, which amount to an impressive $291,957,000. The firm takes pride in its long-standing advisors, including Donald Dempster, Theodore Kay, and Brian Johnson, who have contributed significantly to the firm's success and garnered extensive expertise in the industry. With a commitment to providing tailored investment solutions and a proven track record of managing assets effectively, DLK Investment Management has established itself as a trusted partner for individuals and organizations seeking comprehensive investment advisory services.

Capital Cs Group, LLC, based out of Irvine, CA, is a small investment advisory firm that caters to high net worth individuals. With over 100 individual clients and more than $122,242,000 in assets under management, the company has established itself as a trusted partner in wealth management. While 401K and individual accounts comprise less than 30% of their assets, Capital Cs Group, LLC possesses the expertise to effectively handle employer funds. With 85% of their managed assets falling under discretionary management, the firm has the authority to make investment decisions on behalf of their clients. They operate from a single office in Irvine and have three dedicated employees who exclusively provide investment advisory services. On average, each investment advisor manages approximately $40,750,000 in assets. Capital Cs Group, LLC's compensation structure is flexible and includes various types of fees, such as a percentage of assets under management, fixed fees, and hourly charges. This adaptability allows the firm to tailor their services to the unique needs and preferences of their clients. The company takes pride in its team of experienced advisors, some of whom have been with the firm for an extended period. Notable long-tenured advisors at Capital Cs Group, LLC include Thomas Neja, Todd Carbone, and Jessica Seiwert. Their extensive knowledge and industry expertise contribute to the firm's success in delivering exceptional investment advisory services to their discerning clientele.

Safeguard Investment Advisory Group, LLC, based out of Corona, CA, is a reputable local investment advisory firm providing comprehensive financial services. With a team of 18 dedicated professionals, including 9 investment advisors, they offer expert guidance in managing clients' assets. The firm's compensation structure includes various types, such as fixed fees, ensuring transparency and alignment of interests. Their extensive client base consists of over 930 individuals, with an impressive $352,726,000 in assets under management. Notably, Safeguard Investment Advisory Group, LLC has gained significant experience and success in managing employer 401Ks and individual portfolios, accounting for approximately half of their assets under management. With 82% of their managed assets being discretionary, the firm demonstrates their ability to make informed investment decisions on behalf of their clients. Safeguard Investment Advisory Group, LLC operates from five offices, conveniently serving their diverse clientele. The firm takes pride in its experienced team, with several longest tenured advisors including Ricky Rivera, Reid Abedeen, and Edward Sota. These professionals bring extensive knowledge and expertise to the table, ensuring that clients receive personalized investment strategies tailored to their financial goals. Safeguard Investment Advisory Group, LLC stands out for its commitment to delivering excellent service, transparency, and long-term financial success. Their comprehensive approach and strong track record make them a trusted choice for individuals and businesses seeking reliable investment advice in the Corona, CA area.

Pacific Wealth Management, based out of San Diego, CA, is a local investment advisory firm with a strong reputation in the industry. With five dedicated employees, all of whom specialize in investment advisory services, the firm boasts an impressive track record. On average, each investment advisor oversees approximately $212,670,000 in assets under management, a figure significantly higher than the industry average. Pacific Wealth Management's compensation structure is diverse, encompassing various types such as a percentage of assets under management and performance-based fees. The firm proudly serves over 130 individual clients, managing a substantial total of more than $260,255,000 in assets. Their client base mainly consists of high net worth individuals, with a significant focus on discretionary asset management, accounting for 97% of their portfolio. In addition to their investment advisory services, Pacific Wealth Management also offers insurance brokerage and agency services to cater to the diverse needs of their clients. Their expertise extends beyond individual accounts and 401Ks, as they possess the capabilities to manage employer funds. With one office located in San Diego, Pacific Wealth Management has established deep roots within the local community. The firm takes pride in its team of highly experienced advisors, including Justin Kuntz, James Kuntz, and Michael Lim, who have been with the company for a significant period. Their collective expertise and dedication contribute to the firm's success and reputation as a trusted partner in wealth management.

B.B. Graham & Company, Inc., headquartered in Orange, CA, is a well-established regional investment advisory firm specializing in comprehensive financial planning and asset management services. With a network of 14 offices, the firm is strategically positioned to serve a diverse client base throughout the region. Led by a team of experienced professionals, B.B. Graham & Company, Inc. boasts a dedicated staff of 29 employees, all of whom are committed to providing personalized investment advisory services. With an average of approximately $7,570,000 in assets under management per investment advisor, the firm ensures that each client receives the attention and expertise they deserve. The firm's compensation structure offers flexibility, encompassing various options such as a percentage of assets under management, fixed fees, and hourly charges. This approach allows B.B. Graham & Company, Inc. to tailor their services to meet the unique needs and preferences of their clientele. With a significant portion of their assets under management originating from employer 401Ks and individuals, the firm has established a strong track record and expertise in this space. Notably, 18% of the assets they manage are discretionary, reflecting their ability to make investment decisions on behalf of clients. In addition to investment advisory services, B.B. Graham & Company, Inc. also operates as an insurance broker or agent, further enhancing their comprehensive approach to financial planning. The firm proudly serves over 560 individual clients, managing a total of more than $219,659,000 in assets. Longevity and stability are key attributes of B.B. Graham & Company, Inc., with notable advisors such as Douglas Callen, Bruce Graham, and Jonathan Rick contributing their extensive knowledge and experience to the firm's success.

ZINVEST FINANCIAL SERVICE LLC, based out of Anaheim, CA, is a reputable small investment advisory firm catering to a diverse client base. With over 920 individual clients and an impressive $23,544,000 in assets under management, they specialize in managing employer 401K plans and individual portfolios, with these two categories representing over 80% of their assets. ZINVEST's expertise in handling 401K plans for both employers and employees makes them a trusted partner for businesses seeking comprehensive retirement solutions. The firm prides itself on their team's qualifications and experience, ensuring clients receive professional and personalized investment advice. With a compensation structure that includes a percentage of assets under management and fixed fees, ZINVEST Financial Service LLC ensures transparency and aligns their interests with the financial success of their clients. The company operates out of a single office in Anaheim, CA, and boasts a dedicated team of three employees, one of whom specializes in providing investment advisory services. Their advisors are renowned for their longevity with the firm, exemplified by the experienced and trusted individuals such as Robert Milburn, Christopher Cook, and Eric Smith. ZINVEST Financial Service LLC maintains a discretionary approach, meaning they have full authority to make investment decisions on behalf of their clients. This discretionary management style allows them to optimize investment strategies and tailor portfolios to meet individual needs. With a track record of success and a commitment to delivering exceptional financial services, ZINVEST Financial Service LLC stands as a reliable choice for individuals and businesses seeking professional investment guidance and effective wealth management solutions.

Dean Roland Russell, LLC is a highly regarded investment advisory firm based out of San Diego, CA. With a team of five dedicated professionals, they specialize in providing comprehensive investment advisory services to a discerning clientele. Led by the expertise of their three investment advisors, the firm maintains an impressive average of approximately $43,370,000 in assets under management per advisor. The compensation structure at Dean Roland Russell, LLC is designed to align the firm's interests with the success of their clients. They offer various fee arrangements, including a percentage of assets under management, hourly charges, and fixed fees. This flexible approach ensures that clients have options tailored to their individual needs and financial goals. As a testament to their commitment and competence, Dean Roland Russell, LLC boasts a substantial client base of over 50 individual investors, collectively entrusting the firm with more than $266,648,000 in assets under management. The majority of these assets are managed for high net worth individuals seeking expert guidance in growing and preserving their wealth. With 100% of the assets they manage being discretionary, clients place their full trust in Dean Roland Russell, LLC to make informed investment decisions on their behalf. Operating from their well-appointed office in San Diego, the firm offers a personalized approach to wealth management that is backed by industry expertise and a track record of success. Notably, the firm is proud to have a team of experienced advisors, including Andrew Russell, Marc Roland, and Mary Dean, who have been with the company for a significant period. Their collective knowledge and dedication contribute to the firm's reputation for delivering exceptional financial services to their valued clients.

DBA Seaside Financial & Insurance Services is a reputable investment advisory firm located in Carlsbad, CA. With a strong focus on personalized service, they have built lasting relationships with over 90 individual clients, who trust them with their assets totaling more than $117,386,000. The firm boasts two well-established offices and offers a comprehensive range of financial services. As a registered representative of a broker-dealer and an insurance broker or agent, DBA Seaside Financial & Insurance Services provides expert advice and solutions tailored to meet the diverse needs of their clients. Their expertise in managing employer 401Ks and individual portfolios sets them apart, making them a preferred choice in the industry. The firm's compensation structure is flexible and designed to align with clients' preferences. They offer various options, including a percentage of assets under management, fixed fees, and hourly charges. This ensures transparency and allows clients to choose the arrangement that best suits their financial goals. With a team of six dedicated employees, all of whom are investment advisors, DBA Seaside Financial & Insurance Services maintains an impressive average of approximately $19,560,000 in assets under management per advisor. The firm takes pride in their experienced staff, including Shawn Orser, Alison Farrin, and Annemarie Maxe Lebus, some of their longest-tenured advisors who have been instrumental in providing top-notch service to their clients. DBA Seaside Financial & Insurance Services continues to thrive as a trusted partner for individuals and businesses seeking comprehensive financial solutions in the Carlsbad area.