Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Fuller Investment Management Company is a reputable investment advisory firm headquartered in Pasadena, CA. With over 30 years of experience in the industry, they provide comprehensive financial solutions to individuals, families, and institutions. Operating from their sole office, Fuller Investment Management Company is comprised of a dedicated team of eight professionals, two of whom specialize in delivering top-notch investment advisory services. The firm manages a substantial portfolio, with an average of $111,610,000 in assets under management per investment advisor, aligning with the industry standard. Their compensation structure includes various types, such as a percentage of assets under management, ensuring their interests are closely tied to the success of their clients. While 401K and individual accounts represent less than 30% of their total assets under management, Fuller Investment Management Company possesses the expertise to efficiently oversee employer funds. Demonstrating their commitment to client satisfaction, the firm's entire portfolio is managed on a discretionary basis, affording clients the peace of mind that their investments are in capable hands. Fuller Investment Management Company boasts an impressive clientele, serving over 40 individual clients with a combined assets under management of over $223,214,000. The firm takes pride in its long-standing relationships and is privileged to have renowned advisors such as Argineh Sardarian, Daniel Cooper, and Todd Derrick among its ranks. These seasoned professionals contribute to the firm's success and exemplify its commitment to excellence. Overall, Fuller Investment Management Company stands as a trusted partner for individuals and organizations seeking reliable financial advice and exceptional investment management services. With their proven track record and client-focused approach, they continue to solidify their position as a leading player in the industry.

Shuster Advisory Group, LLC, located in Pasadena, CA, is a prominent investment advisory firm specializing in managing assets for individual clients. With a team of 13 highly skilled professionals, 9 of whom are dedicated to providing exceptional investment advisory services, the company has established a strong presence in the financial industry. Drawing upon their extensive expertise, Shuster Advisory Group, LLC manages an impressive average of approximately $237,450,000 in assets under management per investment advisor, significantly surpassing the industry average. The company's compensation structure includes various types, such as a percentage of assets under management and performance-based fees, ensuring a client-centric approach to wealth management. Boasting a robust portfolio, Shuster Advisory Group, LLC oversees a substantial total of over $4,383,115,000 in assets under management from more than 30 individual clients. An outstanding 98% of these assets are managed on a discretionary basis, demonstrating the firm's trust and confidence in their strategic investment decisions. Operating from their headquarters in Pasadena, Shuster Advisory Group, LLC has positioned itself as a trusted local partner in wealth management. The firm's dedication to excellence is exemplified by the tenure of Stephen Knadle, one of their longest-serving registered advisors, who has been with the company since 2023. With a solid reputation for delivering tailored investment solutions and consistently exceeding client expectations, Shuster Advisory Group, LLC continues to be a leading force in the investment advisory sector, providing comprehensive financial guidance to individuals seeking to optimize their wealth management strategies.

Arroyo Investment Group, LLC, based out of Pasadena, CA, is a small investment advisory firm that caters to high net worth individuals. With over 240 individual clients and a remarkable $219,572,000 in assets under management, they possess the expertise to handle a diverse range of investment needs. While the firm's primary focus lies on managing discretionary assets, they also possess the capability to effectively manage employer funds. Arroyo Investment Group prides itself on its team of highly skilled professionals. With a total of 8 dedicated employees, including 2 investment advisory specialists, they ensure that their clients receive personalized and informed guidance. Their investment advisors boast an impressive average of approximately $109,790,000 in assets under management per advisor, placing them at par with the industry average. The firm's compensation structure encompasses various types, including a percentage of assets under management, which aligns their interests with those of their clients. This ensures that their investment strategies are geared towards maximizing returns and achieving long-term financial goals. Among the standout individuals at Arroyo Investment Group are Lisa Taddeo and Stephanie Hagan, who have demonstrated exceptional commitment and expertise as registered advisors with the firm. With a deep understanding of the market and a client-centric approach, they contribute significantly to the success and reputation of the company. Arroyo Investment Group, LLC remains steadfast in its mission to provide top-tier investment advisory services to its clientele. With their extensive experience and a diverse portfolio of high net worth individuals, they continue to be a trusted partner in wealth management.

Bridge Advisory LLC is a local investment advisory firm based out of Pasadena, CA, with one office. With a team of 15 dedicated employees, Bridge Advisory LLC offers comprehensive investment advisory services. Their investment advisors have an impressive average of $30,690,000 in assets under management, reflecting their expertise in handling substantial portfolios. The firm's compensation structure is flexible, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts make up less than 30% of their assets under management, Bridge Advisory LLC possesses the capability to manage employer funds. Notably, 93% of the assets they oversee are discretionary, highlighting their ability to make independent investment decisions on behalf of their clients. Bridge Advisory LLC primarily focuses on managing the assets of high-net-worth individuals, and their extensive client base consists of over 370 individual clients, with a remarkable $460,387,000 in assets under management. Moreover, the firm offers additional services including insurance brokerage, real estate brokerage, and acting as a dealer or agent. Elizabeth Walters, David Penniall, and Jaime Hefner are among the firm's highly experienced and long-standing advisors, contributing to the company's wealth of expertise. With a commitment to delivering tailored investment advice and a track record of managing significant assets, Bridge Advisory LLC is a trusted partner for individuals seeking personalized and comprehensive investment advisory services.

Schnieders Capital Management, LLC, a small investment advisory firm based out of Pasadena, CA, operates from two offices. With a team of eight employees, three of whom specialize in providing investment advisory services, they have established a strong presence in the financial market. Distinguished by their exceptional performance, Schnieders Capital Management, LLC maintains an impressive average of approximately $360,730,000 in assets under management per investment advisor, surpassing the industry average. The firm offers a diverse compensation structure, which includes a percentage of assets under management, ensuring their interests align with those of their clients. While the majority of their assets under management are not attributed to 401K and individual accounts, Schnieders Capital Management, LLC possesses the capability to effectively manage employer funds. An astounding 55% of the assets they oversee are discretionary, demonstrating their expertise in navigating complex investment strategies. Catering primarily to high-net-worth individuals, Schnieders Capital Management, LLC manages assets for over 230 individual clients, amounting to a staggering $1,082,193,000 in assets under management. The firm takes pride in its team of experienced professionals, including John Schnieders, James Schnieders, and William Schnieders, who have served as trusted advisors to their clients for many years. With a track record of excellence and a commitment to delivering exceptional results, Schnieders Capital Management, LLC stands as a trusted partner in wealth management, providing personalized financial solutions that align with their clients' long-term objectives and aspirations.

Osher Van De Voorde Investment Management is a reputable investment advisory firm based out of Pasadena, CA. With over 30 individual clients and more than $507,865,000 in assets under management, they specialize in providing personalized financial solutions to high net worth individuals. Their team of six dedicated professionals, including four investment advisors, work diligently to deliver exceptional service to their clients. As a small firm, Osher Van De Voorde Investment Management focuses on maintaining close relationships with their clients, ensuring a deep understanding of their unique financial goals and risk tolerance. They offer discretionary management services, allowing clients to entrust the firm with the day-to-day investment decisions. Osher Van De Voorde Investment Management's compensation structure is designed to align their interests with those of their clients. They employ various fee structures, including a percentage of assets under management and fixed fees. This flexible approach ensures that clients receive transparent and fair compensation arrangements tailored to their specific needs. The firm takes pride in their experienced team, with several long-tenured advisors, including Alexander Tran, David Gallagher, and James Vandevoorde. These seasoned professionals bring a wealth of knowledge and expertise to the table, allowing Osher Van De Voorde Investment Management to offer well-informed investment strategies and guidance. With an average of approximately $126,970,000 in assets under management per investment advisor, Osher Van De Voorde Investment Management remains competitive within the industry. Their commitment to personalized service, combined with a solid track record, makes them a trusted partner for high net worth individuals seeking reliable investment management solutions.

Newbury Capital Management, LLC, headquartered in South Pasadena, CA, is a small investment advisory firm with a distinguished reputation. With a total of five employees, four of whom are dedicated to providing expert investment advisory services, the firm maintains a client-centric approach. Boasting an impressive average of approximately $50,840,000 in assets under management per investment advisor, Newbury Capital Management aligns with the industry average in terms of financial performance. The firm's compensation structure encompasses various types, including a percentage of assets under management, ensuring that client interests are closely aligned with the firm's success. Newbury Capital Management caters primarily to high net worth individuals, managing over $138,534,000 in assets for more than 320 individual clients. Although a smaller portion of their assets under management is allocated to 401K and individual accounts, they possess the necessary expertise to effectively manage employer funds. With discretion over 95% of the assets they manage, Newbury Capital Management empowers clients by providing tailored investment strategies to achieve their financial objectives. The firm's single office location serves as a hub for their operations and client interactions. Newbury Capital Management takes pride in its seasoned team of advisors, including notable individuals such as Stuart Sneddon, Edward Barnett, and Jon Lam, who bring extensive experience and expertise to the table. Overall, Newbury Capital Management, LLC stands out as a trusted investment advisory firm committed to delivering personalized financial solutions to its esteemed clientele, while continuously striving for excellence in the dynamic landscape of wealth management.

Aura Finance is a small investment advisory firm based out of Covina, CA, with one office. With a team of two dedicated professionals, Aura Finance offers comprehensive investment advisory services. With an average of $130,000 in assets under management per investment advisor, they specialize in managing employer 401K plans and individual investments. With over 80% of their assets under management being employer 401K plans or individual investments, Aura Finance is experienced and highly qualified to handle retirement savings. Their compensation structure is diverse and includes various types such as a percentage of assets under management and subscription fees, ensuring flexibility for clients. Aura Finance takes pride in managing 100% of the assets under their care on a discretionary basis. This approach allows them to make informed investment decisions based on their expertise and clients' financial goals. They prioritize the financial well-being of over 60 individual clients, who entrust Aura Finance with more than $126,000 in assets under management. As a reputable investment advisory firm, Aura Finance is committed to delivering personalized services tailored to each client's unique needs. With a deep understanding of investment strategies and market trends, they aim to help clients achieve their financial objectives and secure a prosperous future. Whether it's managing employer 401K plans or individual investments, Aura Finance is dedicated to providing exceptional advice and support to their valued clients in Covina, CA, and beyond.

Lifesteps Financial, based out of Claremont, CA, is a small investment advisory firm dedicated to providing comprehensive financial planning services. With a team of six employees, including three investment advisors, they have established themselves as a trusted resource in the industry. The firm boasts an impressive average of approximately $59,170,000 in assets under management per investment advisor, which aligns with the industry average. Lifesteps Financial's compensation structure is diverse, offering clients flexibility and tailored solutions. They utilize a range of methods, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring that their clients have options that suit their specific needs. Having amassed over 450 individual clients, Lifesteps Financial manages an impressive portfolio totaling over $262,829,000 in assets. Notably, about half of their assets under management originate from employer 401Ks or individuals, highlighting their expertise and success in this realm. Furthermore, an impressive 82% of the assets they oversee are discretionary, showcasing their clients' trust in their investment strategies. With two offices to better serve their clientele, Lifesteps Financial takes pride in their team's longevity and experience. Advisors like Jorden Bastien, Gladys Limones, and Henry Ford have been with the firm for many years, bringing a wealth of knowledge and expertise to every client interaction. As a dedicated investment advisory firm, Lifesteps Financial is committed to helping clients navigate their financial journey and achieve their long-term goals. Their comprehensive approach, combined with their industry experience and commitment to client success, sets them apart in the competitive financial services landscape.

Western Asset Management Company is a prominent regional investment advisory firm headquartered in Pasadena, CA, with two well-established offices. With a total workforce of 563 employees, 114 of whom are dedicated to providing expert investment advisory services, the firm prides itself on delivering exceptional financial guidance to its diverse clientele. Renowned for their exceptional performance and unparalleled expertise, Western Asset Management Company manages an impressive portfolio of assets, averaging approximately $2,806,870,000 per investment advisor, significantly surpassing industry standards. Their compensation structure is multifaceted, incorporating various types of remuneration, including a percentage of assets under management and performance-based fees. With 98% of the assets they manage falling under the discretionary category, Western Asset Management Company exhibits an exceptional level of trust and authority in their clients' financial affairs. Furthermore, the firm extends its reach beyond traditional investment advisory services, offering specialized expertise as a commodity pool operator or commodity trading advisor, both registered or exempt from registration. Boasting a vast client base of over 31,440 individual clients, Western Asset Management Company commands an impressive $319,983,641,000 in assets under management. Among the esteemed team of advisors, Carl Cohen stands out as one of the firm's longest-serving registered advisors, having contributed his expertise since 2006. Combining their extensive industry experience, commitment to excellence, and client-centered approach, Western Asset Management Company remains a trusted and influential force in the investment advisory field, consistently helping their clients achieve their financial goals.