Oak Root LLC, based out of Montecito, CA, is a small investment advisory firm specializing in serving high net worth individuals. With a team of one dedicated employee, Oak Root LLC offers comprehensive investment advisory services to its clientele. Led by Kevin Root, one of the firm's longest tenured registered advisors since 2015, the company brings a wealth of experience and expertise to the table. Oak Root LLC prides itself on managing a substantial amount of assets under management, with an average of approximately $32,360,000 per investment advisor. The firm's compensation structure is diverse, including various types such as a percentage of assets under management, fixed fees, and performance-based fees. Catering to a select group of over 10 individual clients, Oak Root LLC currently oversees more than $666,000,000 in assets under management. The firm's clientele primarily consists of high net worth individuals, and an impressive 98% of the assets they manage are discretionary. Despite being a small firm, Oak Root LLC maintains a strong presence with its main office in Montecito, CA. The company's commitment to providing personalized and tailored investment advisory services has earned it a reputation for excellence within the industry. As Oak Root LLC continues to expand its client base and manage substantial assets, it remains dedicated to offering top-notch investment advice and maintaining the trust and confidence of its valued clients.

Pensionmark Financial Group, LLC is a leading regional investment advisory firm headquartered in Santa Barbara, CA. With over 60 offices, the firm serves a diverse clientele of over 3,310 individual clients. Their exceptional team of 244 employees, including 130 dedicated investment advisors, ensures the delivery of top-notch financial guidance and support. With a remarkable track record, Pensionmark Financial Group manages an impressive $26,622,603,000 in assets under management. This includes 39% of discretionary assets, showcasing their expertise in tailored investment strategies. Their compensation structure encompasses various types, such as a percentage of assets under management, fixed fees, and hourly charges, providing flexibility and customization to their clients. Pensionmark Financial Group stands out in the industry with their exceptional average of approximately $204,790,000 in assets under management per investment advisor, significantly higher than the industry average. This achievement speaks to their commitment to individualized attention and client satisfaction. Among the firm's seasoned advisors are Mary Francisco, William Kendall, and Mallory Van Leeuwen, who have demonstrated their dedication and expertise over the years. Their extensive experience, combined with the collective knowledge of the entire team, allows Pensionmark Financial Group to provide comprehensive financial solutions to meet their clients' specific needs. Pensionmark Financial Group, LLC continues to set the standard for excellence in the investment advisory industry. With their strong presence, vast resources, and unwavering commitment to client success, they are well-positioned to help individuals achieve their financial goals with confidence.

Bourke Wealth Management, a reputable investment advisory firm, operates from its headquarters in Santa Barbara, CA. With a single office, this small yet distinguished firm is dedicated to providing exceptional investment advisory services. With a total of three employees, Bourke Wealth Management boasts a team of experienced professionals who are committed to helping their clients achieve their financial goals. On average, each investment advisor at Bourke Wealth Management oversees an impressive $35,850,000 in assets under management. The firm offers a diverse compensation structure to meet their clients' needs, including a percentage of assets under management, hourly charges, and fixed fees. Although the firm manages less than 30% of their assets under management in 401K and individual accounts, they possess the expertise to effectively manage employer funds. Notably, an overwhelming 99% of the assets they handle are under discretionary management. Bourke Wealth Management primarily serves high-net-worth individuals, as the majority of the assets they manage are attributed to this discerning clientele. With a client base of over 50 individuals, the firm effectively oversees more than $107,562,000 in assets under management. Notably, John Lee and Kevin Bourke are two of the longest-tenured registered advisors at Bourke Wealth Management, contributing their wealth of experience and expertise to the firm's success. As a trusted partner in wealth management, Bourke Wealth Management leverages its extensive knowledge and personalized approach to provide comprehensive financial solutions tailored to the unique needs of each client. Their dedication to delivering exceptional service has solidified their reputation as a leading investment advisory firm in the Santa Barbara area.

Arlington Financial Advisors, LLC, based out of Santa Barbara, CA, is a reputable local investment advisory firm with a proven track record of delivering exceptional financial services. With over 20 individual clients and a staggering $740,660,000 in assets under management, Arlington Financial Advisors, LLC stands out as a trusted partner in wealth management. Catering primarily to high net worth individuals, Arlington Financial Advisors, LLC provides comprehensive investment advice tailored to the unique needs and goals of their clients. The firm's compensation structure encompasses various models, including a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and alignment of interests. With a team of 10 dedicated professionals, including 6 experienced investment advisors, Arlington Financial Advisors, LLC maintains a client-centric approach and strives to build long-lasting relationships. Their advisors, such as Joseph Weiland, Arthur Swalley, and John Lorenz, possess extensive industry expertise and are committed to providing personalized guidance to help clients navigate the complexities of the financial landscape. Arlington Financial Advisors, LLC prides itself on their discretionary management of 100% of the assets they oversee. This allows them to make informed investment decisions on behalf of their clients, optimizing portfolio performance while mitigating risks. With an impressive average of approximately $123,440,000 in assets under management per investment advisor, Arlington Financial Advisors, LLC compares favorably to industry standards. Their commitment to excellence, client satisfaction, and prudent financial stewardship solidifies their position as a leading investment advisory firm in the Santa Barbara area.

Walpole Financial Advisors, LLC is a reputable investment advisory firm based out of Goleta, CA. With over 130 individual clients and a staggering $239,219,000 in assets under management, they have firmly established themselves as trusted financial advisors in the region. Committed to providing personalized financial solutions, Walpole Financial Advisors serves clients from their well-equipped office in Goleta. While 401K and individual accounts constitute less than 30% of their assets under management, Walpole Financial Advisors possesses the expertise and capacity to effectively manage employer funds. All of the assets they oversee are managed on a discretionary basis, ensuring that clients' investments are handled with utmost care and expertise. The firm's compensation structure includes multiple options such as a percentage of assets under management and fixed fees, providing flexibility to meet clients' individual needs. With a total of 9 dedicated employees, including 7 investment advisors, Walpole Financial Advisors maintains a high level of personalized service and attention to detail. On average, each investment advisor at the firm handles approximately $34,170,000 in assets under management, demonstrating their ability to effectively manage substantial portfolios. Walpole Financial Advisors takes pride in its experienced team, with some of the longest tenured advisors being Anita Peca, Jean Smith, and Kirk Stovesand. These professionals bring a wealth of knowledge and expertise to the firm, ensuring that clients receive the highest quality of financial advice and guidance. Overall, Walpole Financial Advisors, LLC stands out as a local investment advisory firm with a proven track record of success, offering comprehensive financial solutions tailored to their clients' unique needs.

Anodos Advisors, LLC is a small investment advisory firm based out of Goleta, CA, with a reputation for excellence in managing clients' assets. With a team of two dedicated professionals, they provide top-notch investment advisory services to a diverse clientele. Anodos Advisors maintains an impressive average of approximately $856,230,000 in assets under management per investment advisor, far surpassing the industry average. The firm's compensation structure is designed to align with client success. They offer various types of compensation, including a percentage of assets under management and performance-based fees. This approach ensures that Anodos Advisors' interests are closely tied to their clients' financial goals. With over 10 individual clients entrusting them with their wealth, Anodos Advisors manages a substantial portfolio valued at over $753,891,000. While 401K and individual accounts comprise less than 30% of their assets under management, the firm possesses the expertise and capability to effectively manage employer funds as well. Anodos Advisors operates from a single office location, strategically situated in Goleta, CA. This centralized base allows them to efficiently serve their clients' needs while maintaining a personalized and attentive approach. Their commitment to providing tailored investment strategies, coupled with their impressive track record and high level of professionalism, positions Anodos Advisors as a trusted partner in helping clients achieve their financial objectives.

Trinity Capital Management, LLC is a highly regarded local investment advisory firm headquartered in Santa Barbara, California. With three offices, they have established a strong presence in the region. Catering to a diverse client base, Trinity Capital Management serves over 200 individual clients, overseeing assets exceeding $382,670,000. Specializing in managing high net worth individuals' assets, Trinity Capital Management possesses extensive experience in this space. While 401K and individual accounts comprise less than 30% of their assets under management, the firm has the capability to effectively manage employer funds. Impressively, 99% of the assets they manage are under their discretionary control. This highlights their proficiency in making strategic investment decisions to meet their clients' financial objectives. Trinity Capital Management offers a flexible compensation structure, including options such as a percentage of assets under management, hourly charges, and fixed fees. This ensures that clients can choose the arrangement that aligns best with their needs and preferences. With a dedicated team of five employees, all providing investment advisory services, Trinity Capital Management offers personalized attention and expertise to their clients. The firm takes pride in the longevity of advisors such as John Oldengarm, Fredric Fisher, and Andrew Bucher, who contribute to the stability and expertise within the organization. Trinity Capital Management, LLC's commitment to providing comprehensive investment advisory services and their ability to effectively manage assets has positioned them as a trusted partner for high net worth individuals seeking personalized financial guidance in Santa Barbara and beyond.

BrightPath Wealth Planning, LLC, headquartered in Camarillo, CA, is a small investment advisory firm with a strong focus on delivering personalized wealth management solutions. With two offices, they serve a diverse client base, providing comprehensive financial planning services tailored to each client's unique needs and goals. Led by a team of seasoned professionals, BrightPath Wealth Planning, LLC boasts a total of four dedicated employees. Their team includes experienced advisors who offer expert investment advisory services, ensuring clients receive trusted guidance in navigating the complexities of the financial markets. With an impressive average of approximately $129,550,000 in assets under management per investment advisor, BrightPath Wealth Planning, LLC stands out for its exceptional performance in growing and preserving client wealth. Their compensation structure is flexible, offering options such as a percentage of assets under management, fixed fees, and hourly charges. While BrightPath Wealth Planning, LLC manages a diverse portfolio of assets, they specialize in serving high net worth individuals. Their client roster comprises over 40 individual clients, whose combined assets under management exceed $129,554,000. The firm also possesses the expertise to manage employer funds, although 401K and individual accounts make up less than 30% of their assets under management. Peter Kozak, one of the firm's esteemed registered advisors, has been with BrightPath Wealth Planning, LLC since 2012, demonstrating their commitment to cultivating long-term client relationships. With a steadfast dedication to delivering exceptional financial planning services, BrightPath Wealth Planning, LLC is well-equipped to guide individuals and families on their path to financial success.

Omega Financial Group, LLC is a small investment advisory firm based out of Santa Barbara, CA, with two offices. With a team of six dedicated professionals, four of whom specialize in providing expert investment advisory services, Omega Financial Group, LLC offers comprehensive financial guidance to its clients. They have a solid track record and manage an average of approximately $93,030,000 in assets per investment advisor, which aligns with the industry average. The firm's compensation structure is diverse, encompassing various models such as a percentage of assets under management, fixed fees, and hourly charges. Omega Financial Group, LLC primarily manages assets from employer 401Ks and individuals, representing roughly half of their assets under management. They possess significant expertise in this area, having accumulated valuable experience over the years. As a discretionary asset management firm, Omega Financial Group, LLC handles 100% of the assets they manage, providing their clients with peace of mind and professional oversight. Their client base consists of over 180 individuals, with assets under management totaling more than $372,103,000. The firm takes pride in its experienced team, which includes highly tenured advisors like Bryan Reinhard, Robert Schultz, and Dylan Minor. Omega Financial Group, LLC remains committed to delivering personalized financial solutions tailored to each client's unique needs. With a reputation for professionalism and a client-centric approach, they continue to build strong relationships and help individuals and businesses achieve their financial goals.

Zephyr Wealth Management, a small investment advisory firm based out of Westlake Village, CA, operates with a client-centric approach to financial planning and asset management. With their office located in a prime location, the firm serves a diverse clientele seeking personalized wealth management solutions. Zephyr Wealth Management prides itself on having a team of seven dedicated professionals, with four of them specializing in providing comprehensive investment advisory services. Boasting an impressive track record, Zephyr Wealth Management manages an average of $73,600,000 in assets per investment advisor, aligning closely with industry averages. Their compensation structure encompasses various types, including a percentage of assets under management and hourly charges, ensuring transparency and flexibility for their clients. While 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the expertise and capacity to effectively manage employer funds. Zephyr Wealth Management holds discretion over approximately 33% of the assets they manage, demonstrating their commitment to making informed investment decisions on behalf of their clients. In addition to investment advisory services, the firm also serves as a registered representative of a broker-dealer and offers insurance brokerage services. With a robust client base, Zephyr Wealth Management caters to over 540 individual clients, managing a total of $294,408,000 in assets. The firm takes pride in its long-tenured registered advisors, such as Marsha Roubidoux and Vanessa Moore, who bring a wealth of experience and expertise to their roles. Through their dedication to exceptional service and strategic financial guidance, Zephyr Wealth Management strives to empower their clients to achieve their financial goals and secure their financial future.

Summit Wealth Management Group, Inc., based out of Camarillo, CA, is a small investment advisory firm dedicated to providing exceptional financial services to its clients. With a total of 5 employees, including 2 investment advisors, Summit Wealth Management Group offers personalized investment advisory services to a diverse clientele. With an average of approximately $91,760,000 in assets under management per investment advisor, Summit Wealth Management Group maintains a competitive position within the industry. Their compensation structure is flexible and includes various options such as a percentage of assets under management, hourly charges, and fixed fees. The firm boasts over 150 individual clients, collectively entrusting more than $136,887,000 in assets under management. While the majority of their managed assets are held by high-net-worth individuals, Summit Wealth Management Group also possesses the expertise and capability to effectively manage employer funds, although 401K and individual accounts make up less than 30% of their assets under management. All of the assets entrusted to Summit Wealth Management Group are managed on a discretionary basis, ensuring that clients have peace of mind knowing their investments are in capable hands. The firm operates from a single office in Camarillo, CA, and takes pride in its team of highly experienced advisors, including Karen Jones, Carla Mulford, and Christina Zins, who have demonstrated unwavering commitment to serving clients' financial needs.

Cedarstone Advisors, based out of Thousand Oaks, CA, is a small investment advisory firm dedicated to providing exceptional financial guidance and services. With a team of three highly skilled professionals, they specialize in investment advisory services, catering primarily to high net worth individuals. Each investment advisor at Cedarstone Advisors manages an average of $24,500,000 in assets, demonstrating their expertise in handling substantial portfolios. The firm's compensation structure encompasses various types, including a percentage of assets under management, ensuring a direct alignment of interests with their clients. Currently, Cedarstone Advisors oversees assets totaling over $126,847,000, serving more than 100 individual clients. Their vast majority, approximately 99%, is discretionary assets, reflecting the trust clients place in their expertise. While the firm predominantly manages assets for high net worth individuals, they also possess the capability to handle employer funds, although 401K and individual accounts represent less than 30% of their assets under management. Operating from a single office in Thousand Oaks, Cedarstone Advisors has established a reputation for delivering personalized and comprehensive investment solutions tailored to the unique goals and risk tolerances of their clients. Among the firm's experienced team, Steve Coker and Carole Meitler stand as two of the longest-tenured registered advisors. Their commitment to excellence, along with the collective expertise of the entire team, enables Cedarstone Advisors to deliver exceptional service, build enduring client relationships, and help individuals achieve their financial aspirations.