Adirondack Financial Services Corp is a reputable local investment advisory firm headquartered in Utica, NY. With over 350 individual clients and an impressive $352,171,000 in assets under management, they have established themselves as a trusted partner for financial planning and investment management. As registered representatives of a broker-dealer and experienced insurance brokers, they offer comprehensive financial services to meet the diverse needs of their clients. While Adirondack Financial Services Corp manages a wide range of accounts, including 401K and individual portfolios, these represent less than 30% of their total assets under management. However, they possess the expertise and capability to effectively handle employer funds. Notably, an impressive 87% of the assets they manage are discretionary, showcasing their clients' trust in their investment decisions. Catering predominantly to high-net-worth individuals, Adirondack Financial Services Corp has built a reputation for delivering personalized and tailored financial strategies. Their compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring transparency and aligning their interests with their clients'. With a dedicated team of 17 employees, including 10 experienced investment advisors, Adirondack Financial Services Corp maintains a favorable advisor-to-assets ratio. Each investment advisor manages an average of approximately $35,220,000 in assets under their guidance. The firm takes pride in its longstanding advisors, such as William Locke, Frances Parent, and John Clark, who bring extensive expertise and a wealth of experience to their clients. Overall, Adirondack Financial Services Corp stands as a trusted partner for individuals seeking comprehensive investment advisory services, exemplifying their commitment to financial well-being and long-term prosperity.

Park Avenue Securities LLC is a leading national investment advisory firm headquartered in New York, NY. With a team of 1825 dedicated professionals, the majority of whom specialize in providing investment advisory services, they offer comprehensive financial solutions to a diverse client base. Boasting an impressive average of approximately $1,020,000 in assets under management per investment advisor, Park Avenue Securities LLC has established a reputation for delivering personalized and effective wealth management strategies. Their compensation structure is designed to align with client needs, offering various options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. With over 45,580 individual clients and a remarkable $9,912,742,000 in assets under management, Park Avenue Securities LLC has successfully catered to a wide range of financial goals and investment objectives. Notably, they have garnered considerable expertise in managing employer 401Ks and individual accounts, accounting for nearly half of their assets under management. Impressively, 83% of the assets they manage are discretionary, a testament to their trusted advisory services and strong track record. Operating from 386 offices across the country, Park Avenue Securities LLC combines a national presence with local expertise, ensuring their clients receive personalized attention and tailored solutions. The firm takes pride in its team of experienced advisors, and some of the longest-tenured professionals include Charles Woodbury, Brian Leen, and Michael Koehn. Their depth of knowledge and commitment to client success are emblematic of Park Avenue Securities LLC's unwavering dedication to delivering top-tier financial guidance and investment management services.

Paradigm Consulting, Inc. is a leading investment advisory firm based out of Utica, NY. With a team of five highly skilled professionals, four of whom specialize in investment advisory services, they provide expert financial guidance to a diverse clientele. With an average of approximately $164,230,000 in assets under management per investment advisor, Paradigm Consulting, Inc. consistently outperforms the industry average. Their compensation structure is designed to meet the unique needs of their clients, offering various options such as a percentage of assets under management and hourly charges. With a strong focus on client satisfaction, Paradigm Consulting, Inc. prioritizes delivering tailored financial solutions that align with their clients' goals and objectives. In addition to their investment advisory services, Paradigm Consulting, Inc. also serves as an insurance broker or agent, providing comprehensive coverage options to further safeguard their clients' financial well-being. With a proven track record of success, Paradigm Consulting, Inc. has cultivated a loyal client base, managing over 0 individual clients and overseeing more than $168,528,000 in assets under management. A significant portion of the assets they manage is discretionary, demonstrating their expertise in making strategic investment decisions on behalf of their clients. Despite being a small firm, Paradigm Consulting, Inc. has established a reputation for excellence in the financial services industry. Their commitment to professionalism, integrity, and personalized service sets them apart as a trusted partner in helping clients navigate the complexities of investing and financial planning.

Capital Preservation Partners, Inc. is a respected investment advisory firm located in Bronxville, NY. With over 200 individual clients and an impressive $195,802,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Operating out of two offices, Capital Preservation Partners, Inc. offers a comprehensive range of services, including insurance brokerage, real estate brokerage, accounting, and legal assistance. The firm has a strong foothold in the employer 401K and individual asset management space, with approximately half of their assets under management sourced from these sectors. Their extensive experience in this field positions them as experts in delivering tailored investment strategies to meet the unique needs of each client. Notably, 98% of the assets they manage are under discretionary management, showcasing their commitment to preserving and growing their clients' capital. Capital Preservation Partners, Inc. employs a team of three dedicated professionals, all of whom are registered investment advisors. With an average of $65,270,000 in assets under management per advisor, they align with industry standards in terms of efficiency and performance. Among their experienced team, Ilir Gjoni stands out as one of the firm's longest-tenured registered advisors, having been with Capital Preservation Partners, Inc. since 2023. The firm's compensation structure is flexible and offers various options, including a percentage of assets under management and hourly charges, ensuring transparency and fairness in their client relationships. Capital Preservation Partners, Inc. is committed to providing personalized investment advisory services and maintaining the trust and satisfaction of their diverse clientele.

Shufro, Rose & Co., LLC, headquartered in New York, NY, is a respected local investment advisory firm. With one office, the firm comprises a team of 26 professionals, nine of whom specialize in investment advisory services. Renowned for their expertise, they consistently manage an impressive average of approximately $200,650,000 in assets per investment advisor, surpassing industry standards. Shufro, Rose & Co., LLC adopts a diversified compensation structure that includes a percentage of assets under management and fixed fees, ensuring alignment with their clients' interests. While their portfolio consists of less than 30% 401K and individual accounts, the firm possesses the expertise to effectively manage employer funds. Notably, 96% of the assets under their management are discretionary, showcasing their ability to make independent investment decisions. The firm primarily caters to high net worth individuals, who entrust Shufro, Rose & Co., LLC with the majority of their assets. Serving as registered representatives of a broker-dealer, they offer a comprehensive range of financial services to their esteemed clientele. Currently, the firm boasts an impressive roster of over 880 individual clients, with a combined total of more than $1,805,823,000 in assets under management. Shufro, Rose & Co., LLC takes pride in its long-standing advisors, such as Gerson Ossers, Gregory Shufro, and Barbara Silverman, who have played integral roles in the firm's success. Their commitment to providing personalized, high-quality investment advisory services has earned them a reputation as a trusted partner in navigating the complexities of the financial markets.

Headquartered in Harrison, New York, LIGHTEDWAY ADVISORY SERVICES, INC. is a small yet reputable investment advisory firm. With a team of dedicated professionals, they specialize in providing investment advisory services to a diverse client base. The firm's average assets under management per investment advisor amount to approximately $119,100,000, aligning with the industry average. LIGHTEDWAY ADVISORY SERVICES, INC. offers a variety of compensation structures, including a percentage of assets under management, hourly charges, and fixed fees. This flexible approach ensures that clients can choose a payment method that suits their needs and preferences. Catering to over 40 individual clients, LIGHTEDWAY ADVISORY SERVICES, INC. manages a substantial $70,000,000 in assets. Their expertise extends to employer 401K plans and individual investments, with approximately half of their assets under management originating from these sources. Their experience in this space positions them well to provide tailored advice and solutions. The firm operates from a single office in Harrison, New York, serving clients locally and beyond. Jonathan Russo, one of the longest-tenured registered advisors, has been with LIGHTEDWAY ADVISORY SERVICES, INC. since 2021. His experience and expertise contribute to the firm's commitment to delivering high-quality investment advisory services. LIGHTEDWAY ADVISORY SERVICES, INC. prides itself on its discretionary asset management approach, assuming full responsibility for 100% of the assets entrusted to their care. With a client-centric focus and a commitment to personalized service, the firm aims to guide clients towards achieving their financial goals and building a secure financial future.

Sloan Advisory Group, Inc., headquartered in Glens Falls, NY, is a reputable investment advisory firm that caters to a diverse range of clients. With over 30 individual clients, they manage an impressive $43,926,000 in assets. Boasting a single office, Sloan Advisory Group, Inc. primarily focuses on employer 401Ks and individuals, demonstrating their extensive expertise in this sector. All of the assets they oversee are handled with discretionary authority, providing their clients with peace of mind. The firm's client base primarily consists of high net worth individuals seeking professional wealth management services. Sloan Advisory Group, Inc. has established a solid reputation in the industry by offering a variety of compensation structures, including a percentage of assets under management, hourly charges, and fixed fees. This flexible approach ensures that clients can select a payment option that aligns with their specific needs. Sloan Advisory Group, Inc. prides itself on its team of dedicated professionals. With a total of one employee, each member is fully committed to delivering exceptional investment advisory services. On average, each investment advisor manages an impressive $43,930,000 in assets under management. Notably, Rachel Sloan stands as one of the firm's longest-tenured registered advisors, having joined the team in 2021. As a small yet highly capable investment advisory firm, Sloan Advisory Group, Inc. offers personalized and comprehensive financial solutions to their valued clients. With their extensive experience, meticulous approach, and commitment to excellence, they continue to establish themselves as a trusted partner in achieving financial goals.

Vanquour LLC is a distinguished investment advisory firm based out of New York, NY, specializing in the management of high net worth individuals' assets. With over 20 individual clients, Vanquour LLC demonstrates its expertise by overseeing an impressive $65,680,000 in assets under management. Their commitment to personalized service and tailored investment strategies has solidified their position as a trusted partner in wealth management. While Vanquour LLC manages a diverse portfolio of assets, including 401K and individual accounts, such funds represent less than 30% of their overall assets under management. However, the firm possesses the capability to effectively manage employer funds, ensuring a comprehensive range of services to their discerning clientele. Importantly, all the assets managed by Vanquour LLC are discretionary, enabling the firm to make informed investment decisions on behalf of their clients. With a compensation structure that encompasses various models, including a percentage of assets under management, hourly charges, and fixed fees, Vanquour LLC ensures transparency and alignment of interests with their clients. Their team of two dedicated employees delivers exceptional investment advisory services, averaging an impressive $32,840,000 in assets under management per investment advisor. Notably, Vanquour LLC prides itself on the expertise and longevity of its advisors. Seasoned professionals like Jacob Chen, Patrick Donohue, and Lu Zhou have played pivotal roles in the firm's success, serving as trusted advisors to their esteemed clientele. With their commitment to excellence and client-centric approach, Vanquour LLC continues to thrive as a premier investment advisory firm, delivering tailored strategies and remarkable results for their clients' financial aspirations.

John G. Ullman & Associates, Inc is a reputable regional investment advisory firm located in Horseheads, NY, with four offices serving clients across the area. With a dedicated team of 58 employees, including 30 experienced investment advisors, the firm provides comprehensive investment advisory services to a diverse client base. Drawing from their extensive expertise, John G. Ullman & Associates manages an impressive average of approximately $39,980,000 in assets under management per investment advisor. The firm's compensation structure encompasses various types, including a percentage of assets under management, ensuring alignment with client interests. While their portfolio consists of a variety of accounts, including 401Ks and individual accounts, these represent less than 30% of their overall assets under management. Notably, the firm possesses the capability to efficiently manage employer funds, offering comprehensive solutions to businesses seeking investment management services. John G. Ullman & Associates excels in discretionary asset management, with 97% of the assets they oversee falling under this category. Their primary focus lies in catering to high net worth individuals, boasting a substantial client base of over 630 individuals with a combined asset value exceeding $1,199,391,000. The firm takes pride in its experienced team, featuring several long-tenured advisors who have demonstrated their commitment to client success. Among these individuals are esteemed professionals such as Karen Meriwether, Amanda Herrick Smith, and Judith Palumbo, who bring a wealth of knowledge and expertise to the organization. Overall, John G. Ullman & Associates, Inc stands as a trusted investment advisory firm, providing personalized and comprehensive services to their clients while maintaining a strong track record of delivering exceptional results.

Tenjin Ai Capital Advisors LLC, a small investment advisory firm based in New York, NY, specializes in providing high-quality financial services and investment advice. With a team of four professionals, including two experienced investment advisors, they are dedicated to delivering personalized solutions to their clients. The advisors at Tenjin Ai Capital Advisors LLC demonstrate their expertise by managing an impressive average of $187,680,000 in assets under management per advisor, surpassing the industry average. Their compensation structure is designed to align their interests with their clients and may include a percentage of assets under management and fixed fees. With over 40 individual clients and over $6,596,000 in assets under management, Tenjin Ai Capital Advisors LLC showcases their ability to handle diverse portfolios. Approximately half of their assets under management are derived from employer 401Ks or individuals, indicating their strong experience and proficiency in this area. The firm takes pride in their discretionary asset management approach, with 100% of the assets they manage falling under this category. This enables them to make informed investment decisions on behalf of their clients, considering their unique financial goals and circumstances. Tenjin Ai Capital Advisors LLC operates from a single office in New York, NY, providing personalized service and expert guidance. Notable registered advisors, Shyam Sreenivasan and Sudeep Amin, bring extensive experience and tenure to the firm, contributing to its success. As a trusted partner, Tenjin Ai Capital Advisors LLC continues to deliver exceptional investment advisory services, helping clients navigate the complexities of the financial market and work towards achieving their financial objectives.

Stratacore Capital Management, LLC, based out of New York, NY, is a small investment advisory firm specializing in providing comprehensive investment advisory services. With a team of two dedicated professionals, they have established a strong reputation in the industry. The firm boasts an impressive average of approximately $167,170,000 in assets under management per investment advisor, surpassing the industry average. Stratacore Capital Management, LLC employs a flexible compensation structure that aligns with their clients' needs. This includes options such as a percentage of assets under management, hourly charges, fixed fees, and performance-based fees, ensuring that clients have various choices to suit their preferences. With a client base of over 70 individuals, Stratacore Capital Management, LLC manages a substantial amount of assets, totaling over $60,590,000. Although 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the expertise and capability to effectively manage employer funds. Moreover, 1% of the assets they manage are under discretionary management, providing clients with a trust-based approach to investing. Mikael Larsson and Robert Desalvo, two seasoned registered advisors, have been integral to the success and longevity of Stratacore Capital Management, LLC. Their experience and expertise contribute to the firm's ability to deliver personalized and tailored investment strategies. As a dynamic and client-focused investment advisory firm, Stratacore Capital Management, LLC continues to provide exceptional service, leveraging their extensive knowledge and industry expertise to help clients achieve their financial goals. With their headquarters in New York, NY, the firm is strategically positioned to serve a diverse clientele.

Chemistry Wealth Management LLC is a respected investment advisory firm based in New York, NY. With two offices, the firm employs a team of nine professionals, four of whom specialize in providing investment advisory services. Each investment advisor manages an impressive average of approximately $173,310,000 in assets under management, exceeding industry standards. The compensation structure at Chemistry Wealth Management LLC includes various types, such as a percentage of assets under management, hourly charges, and fixed fees. While 401K plans and individual accounts constitute less than 30% of their assets under management, the firm possesses the capability to effectively manage employer funds, offering comprehensive financial solutions. With 99% of their assets falling under discretionary management, Chemistry Wealth Management LLC excels in making informed investment decisions on behalf of their clients. The firm primarily caters to high-net-worth individuals, ensuring tailored strategies to meet their specific financial objectives. Boasting a substantial client base of over 260 individuals, Chemistry Wealth Management LLC oversees assets under management totaling more than $693,235,000. The firm takes pride in the expertise and experience of advisors like Kyle Dandurand, Mark Chemtob, and Jason Kuroda, who have established long tenures at the company. As a small investment advisory firm, Chemistry Wealth Management LLC is committed to delivering personalized and comprehensive financial services. With a focus on high-net-worth individuals, the firm strives to optimize client portfolios and provide expert guidance to help clients achieve their long-term financial goals.