Adirondack Financial Services Corp is a reputable local investment advisory firm headquartered in Utica, NY. With over 350 individual clients and an impressive $352,171,000 in assets under management, they have established themselves as a trusted partner for financial planning and investment management. As registered representatives of a broker-dealer and experienced insurance brokers, they offer comprehensive financial services to meet the diverse needs of their clients. While Adirondack Financial Services Corp manages a wide range of accounts, including 401K and individual portfolios, these represent less than 30% of their total assets under management. However, they possess the expertise and capability to effectively handle employer funds. Notably, an impressive 87% of the assets they manage are discretionary, showcasing their clients' trust in their investment decisions. Catering predominantly to high-net-worth individuals, Adirondack Financial Services Corp has built a reputation for delivering personalized and tailored financial strategies. Their compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring transparency and aligning their interests with their clients'. With a dedicated team of 17 employees, including 10 experienced investment advisors, Adirondack Financial Services Corp maintains a favorable advisor-to-assets ratio. Each investment advisor manages an average of approximately $35,220,000 in assets under their guidance. The firm takes pride in its longstanding advisors, such as William Locke, Frances Parent, and John Clark, who bring extensive expertise and a wealth of experience to their clients. Overall, Adirondack Financial Services Corp stands as a trusted partner for individuals seeking comprehensive investment advisory services, exemplifying their commitment to financial well-being and long-term prosperity.

Park Avenue Securities LLC is a leading national investment advisory firm headquartered in New York, NY. With a team of 1825 dedicated professionals, the majority of whom specialize in providing investment advisory services, they offer comprehensive financial solutions to a diverse client base. Boasting an impressive average of approximately $1,020,000 in assets under management per investment advisor, Park Avenue Securities LLC has established a reputation for delivering personalized and effective wealth management strategies. Their compensation structure is designed to align with client needs, offering various options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. With over 45,580 individual clients and a remarkable $9,912,742,000 in assets under management, Park Avenue Securities LLC has successfully catered to a wide range of financial goals and investment objectives. Notably, they have garnered considerable expertise in managing employer 401Ks and individual accounts, accounting for nearly half of their assets under management. Impressively, 83% of the assets they manage are discretionary, a testament to their trusted advisory services and strong track record. Operating from 386 offices across the country, Park Avenue Securities LLC combines a national presence with local expertise, ensuring their clients receive personalized attention and tailored solutions. The firm takes pride in its team of experienced advisors, and some of the longest-tenured professionals include Charles Woodbury, Brian Leen, and Michael Koehn. Their depth of knowledge and commitment to client success are emblematic of Park Avenue Securities LLC's unwavering dedication to delivering top-tier financial guidance and investment management services.

Paradigm Consulting, Inc. is a leading investment advisory firm based out of Utica, NY. With a team of five highly skilled professionals, four of whom specialize in investment advisory services, they provide expert financial guidance to a diverse clientele. With an average of approximately $164,230,000 in assets under management per investment advisor, Paradigm Consulting, Inc. consistently outperforms the industry average. Their compensation structure is designed to meet the unique needs of their clients, offering various options such as a percentage of assets under management and hourly charges. With a strong focus on client satisfaction, Paradigm Consulting, Inc. prioritizes delivering tailored financial solutions that align with their clients' goals and objectives. In addition to their investment advisory services, Paradigm Consulting, Inc. also serves as an insurance broker or agent, providing comprehensive coverage options to further safeguard their clients' financial well-being. With a proven track record of success, Paradigm Consulting, Inc. has cultivated a loyal client base, managing over 0 individual clients and overseeing more than $168,528,000 in assets under management. A significant portion of the assets they manage is discretionary, demonstrating their expertise in making strategic investment decisions on behalf of their clients. Despite being a small firm, Paradigm Consulting, Inc. has established a reputation for excellence in the financial services industry. Their commitment to professionalism, integrity, and personalized service sets them apart as a trusted partner in helping clients navigate the complexities of investing and financial planning.

Parlin Advisors LLC, a small investment advisory firm headquartered in Hague, NY, offers professional financial guidance and services to individuals and organizations. With a sole office in Hague, they boast a team of highly skilled and dedicated professionals, all of whom specialize in investment advisory services. The firm manages an impressive average of approximately $37,520,000 in assets under management per investment advisor, demonstrating their expertise in handling substantial portfolios. In terms of compensation, Parlin Advisors LLC employs a diverse compensation structure, including a percentage of assets under management, among other methods. While less than 30% of their assets under management are allocated to 401(k) and individual accounts, they possess the capability to effectively manage employer funds as well. Notably, the firm exclusively operates with discretionary authority, managing 100% of the assets under their care. With a strong client base, Parlin Advisors LLC serves over 20 individual clients who collectively entrust them with more than $37,519,000 in assets under management. One of the firm's standout professionals, Kenneth Parlin, has been a registered advisor with the company since 2021, exemplifying their commitment to longevity and consistency in client relationships. Parlin Advisors LLC prides itself on delivering comprehensive investment advisory services tailored to meet the unique needs and goals of their diverse clientele. Through their expertise and unwavering dedication, they aim to provide sound financial strategies and support to help their clients achieve their long-term financial objectives.

Karpus Investment Management, based out of Pittsford, NY, is a highly regarded local investment advisory firm. With two offices and a team of 41 dedicated professionals, they offer comprehensive investment advisory services. Out of their total workforce, 19 employees focus specifically on providing top-notch investment advice. Their impressive average of approximately $181,840,000 in assets under management per investment advisor surpasses the industry average, reflecting their expertise and success in managing client portfolios. Karpus Investment Management employs a diverse compensation structure, including a percentage of assets under management. Although their assets under management are predominantly derived from sources other than 401K and individual accounts, they possess the capability to effectively manage employer funds. Remarkably, all the assets they manage are handled on a discretionary basis, providing clients with a hands-off and professional investment experience. With an extensive client base, Karpus Investment Management serves over 1,000 individual clients who entrust them with a substantial $3,454,920,000 in assets under management. The firm boasts a team of experienced advisors, including industry veterans David Angeline, David D'Ambrosio, and Michael Donnelly, who have been with the company for an extended period, contributing their wealth of knowledge and expertise to their clients' financial success. Karpus Investment Management's commitment to exceptional service, coupled with their impressive track record and highly qualified team, solidifies their reputation as a leading investment advisory firm in the Pittsford area. Their focus on delivering personalized investment strategies and their ability to consistently outperform industry benchmarks have earned them the trust and loyalty of their clients.

WPM Wealth Advisors LLC, based out of Saratoga Springs, NY, is a small and reputable investment advisory firm dedicated to providing personalized wealth management solutions. With over 50 individual clients and assets under management exceeding $40,834,000, the firm is committed to delivering exceptional financial services tailored to their clients' unique needs. Boasting a team of highly experienced professionals, WPM Wealth Advisors LLC offers comprehensive investment advisory services, specializing in managing discretionary assets. While the majority of their assets are dedicated to high-net-worth individuals, the firm also possesses the expertise to oversee employer funds, ensuring diversified and strategic investment strategies. With a client-centric approach, WPM Wealth Advisors LLC prioritizes building long-term relationships founded on trust and transparent communication. Their compensation structure includes various models, such as a percentage of assets under management, ensuring alignment with clients' financial goals. The firm's two registered advisors, Manuel Choy and William Gamello, bring extensive industry knowledge and experience to the table, contributing to the firm's solid reputation. With an average of $20,420,000 in assets under management per investment advisor, WPM Wealth Advisors LLC demonstrates their commitment to providing personalized attention and expertise to each client. As a trusted financial partner, WPM Wealth Advisors LLC continues to expand its reach and serve the Saratoga Springs community, delivering exceptional investment advisory services that empower their clients to achieve their financial aspirations.

Tsai Capital Corporation, headquartered in New York, NY, is a distinguished investment advisory firm serving a diverse clientele. With over 0 individual clients and $71,913,000 in assets under management, they provide personalized financial solutions and expert guidance. Specializing in discretionary asset management, Tsai Capital Corporation caters predominantly to high net worth individuals, ensuring their financial goals are met with precision. Committed to delivering exceptional service, Tsai Capital Corporation boasts a team of 1 experienced professionals who exclusively focus on providing investment advisory services. Their comprehensive compensation structure includes various types, such as a percentage of assets under management and performance-based fees, aligning their interests with their clients' success. Operating from a single office, Tsai Capital Corporation leverages their expertise in the dynamic financial landscape of New York City. Their exceptional track record, combined with a deep understanding of market trends and opportunities, enables them to achieve optimal results for their discerning clients. With an average of approximately $71,910,000 in assets under management per investment advisor, Tsai Capital Corporation maintains a competitive position within the industry. Their dedication to delivering tailored investment strategies, meticulous risk management, and superior client service sets them apart as a trusted partner for achieving long-term financial prosperity. As Tsai Capital Corporation continues to grow and adapt to the ever-evolving financial landscape, they remain committed to providing innovative solutions and personalized attention that helps their clients thrive in a complex market environment.

Florian Financial Group LLC is a small investment advisory firm headquartered in Williamsville, NY, providing comprehensive financial services to individuals and employer 401Ks. With one office and five dedicated professionals, Florian Financial Group LLC offers expert investment advisory services to over 210 individual clients. Their extensive experience in managing assets, totaling approximately $124,700,000, is reflected in their exceptional track record. Robert Florian, one of the firm's registered advisors, has been with Florian Financial Group LLC since 2022, contributing to its success and longevity. As a team, they prioritize personalized attention and tailored investment strategies to meet the unique needs and goals of their clients. The firm's compensation structure includes various types, such as a percentage of assets under management, fixed fees, and hourly charges. This flexible approach allows clients to select the fee structure that aligns with their preferences and financial circumstances. Florian Financial Group LLC has a strong emphasis on discretionary asset management, ensuring that clients' investments are actively monitored and adjusted in response to market changes and evolving financial goals. The firm's sound investment strategies, combined with their deep understanding of employer 401K plans and individual portfolios, have established Florian Financial Group LLC as a trusted partner in wealth management. With an average of approximately $124,700,000 in assets under management per investment advisor, Florian Financial Group LLC performs at par with industry averages. Their solid reputation, dedication to client satisfaction, and commitment to delivering exceptional financial guidance make them a reliable choice for individuals and organizations seeking professional investment advisory services.

Lexion Capital Management LP is a small investment advisory firm headquartered in New York, NY. With a dedicated team of four employees, including one investment advisor, Lexion Capital Management offers comprehensive financial services to a select group of clients. The firm prides itself on its personalized approach, catering primarily to high net worth individuals. With an average of $98,000,000 in assets under management per investment advisor, Lexion Capital Management maintains a competitive standing within the industry. The firm manages a diverse portfolio, overseeing more than $68,956,000 in assets for over 10 individual clients. All of the assets under management are handled on a discretionary basis, ensuring that Lexion Capital Management has the flexibility to make investment decisions in the best interest of its clients. Lexion Capital Management's compensation structure encompasses various types, including a percentage of assets under management. This aligns the firm's success with the success of its clients, fostering a mutually beneficial relationship. Despite its size, Lexion Capital Management maintains a strong presence in the financial services sector. With a single office in the bustling metropolis of New York, NY, the firm leverages its expertise, experience, and local market knowledge to provide exceptional advisory services. Through its commitment to delivering tailored investment strategies and personalized attention, Lexion Capital Management has established itself as a trusted partner in helping clients achieve their financial goals.

Herold Advisors, Inc., a local investment advisory firm based out of New York, NY, is dedicated to providing comprehensive financial guidance to individuals and businesses. With two offices in the city, the firm boasts a team of eight highly skilled professionals, seven of whom specialize in investment advisory services. The advisors at Herold Advisors have an impressive track record and collectively manage approximately $47,720,000 in assets per investment advisor, aligning with the industry average. At Herold Advisors, the compensation structure encompasses various types, including a percentage of assets under management. While the firm's assets under management consist of less than 30% from 401K and individual accounts, they possess the expertise to effectively manage employer funds. Notably, all the assets entrusted to Herold Advisors are managed on a discretionary basis, ensuring clients' financial portfolios are overseen with the utmost care and expertise. In addition to investment advisory services, Herold Advisors, Inc. offers insurance brokerage and agent services, catering to the diverse financial needs of their clientele. With a robust client base of over 300 individuals, the firm manages a significant amount of assets, totaling more than $334,006,000. Herold Advisors prides itself on its team of seasoned professionals, including Lawrence Herold, Vidur Bhalla, and Kevin Leahy, who have demonstrated exceptional dedication and expertise during their tenure with the firm. With their wealth of experience and personalized approach, Herold Advisors, Inc. strives to deliver tailored financial solutions and foster long-lasting client relationships in the dynamic landscape of investment management and financial planning.

Post Resch Tallon Group is a small investment advisory firm based out of Pittsford, NY, with one office. With a team of five employees, four of whom provide investment advisory services, they offer expert guidance to help clients achieve their financial goals. The firm manages an average of approximately $54,080,000 in assets per investment advisor, which falls within the industry average. Post Resch Tallon Group's compensation structure includes various types, such as a percentage of assets under management, ensuring their interests align with those of their clients. They have established a strong presence in the employer 401K and individual market, with these sources accounting for roughly half of their assets under management. This expertise has contributed to their success and reputation in the industry. An impressive 94% of the assets they manage are discretionary, giving clients the peace of mind that their investments are in capable hands. With over 300 individual clients, Post Resch Tallon Group oversees more than $216,324,000 in assets under management, demonstrating their ability to attract and retain a substantial client base. Among their accomplished team is James Fischer, one of the firm's longest-tenured registered advisors, who has been with Post Resch Tallon Group since 2022. His extensive experience and dedication further enhance the firm's commitment to providing exceptional investment advisory services. Post Resch Tallon Group's mission is to deliver personalized and comprehensive financial guidance, tailored to each client's unique needs. Through their expertise and unwavering commitment to client satisfaction, they strive to build long-lasting relationships and help individuals and organizations achieve financial success.