Park Avenue Securities LLC is a leading national investment advisory firm headquartered in New York, NY. With a team of 1825 dedicated professionals, the majority of whom specialize in providing investment advisory services, they offer comprehensive financial solutions to a diverse client base. Boasting an impressive average of approximately $1,020,000 in assets under management per investment advisor, Park Avenue Securities LLC has established a reputation for delivering personalized and effective wealth management strategies. Their compensation structure is designed to align with client needs, offering various options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. With over 45,580 individual clients and a remarkable $9,912,742,000 in assets under management, Park Avenue Securities LLC has successfully catered to a wide range of financial goals and investment objectives. Notably, they have garnered considerable expertise in managing employer 401Ks and individual accounts, accounting for nearly half of their assets under management. Impressively, 83% of the assets they manage are discretionary, a testament to their trusted advisory services and strong track record. Operating from 386 offices across the country, Park Avenue Securities LLC combines a national presence with local expertise, ensuring their clients receive personalized attention and tailored solutions. The firm takes pride in its team of experienced advisors, and some of the longest-tenured professionals include Charles Woodbury, Brian Leen, and Michael Koehn. Their depth of knowledge and commitment to client success are emblematic of Park Avenue Securities LLC's unwavering dedication to delivering top-tier financial guidance and investment management services.

Royal Alliance Associates, Inc. is a highly reputable national investment advisory firm headquartered in Jersey City, NJ. With over 90,480 individual clients and an impressive $29,536,150,000 in assets under management, they have established themselves as a leading player in the financial services industry. Operating from 1,010 offices nationwide, Royal Alliance Associates, Inc. offers comprehensive investment advisory services, specializing in managing employer 401Ks and individual portfolios. With extensive experience in this domain, they have developed a solid understanding of the unique needs and challenges faced by both employers and individuals in the investment landscape. A notable aspect of Royal Alliance Associates, Inc.'s approach is their discretionary management of 83% of the assets they oversee, providing clients with a hands-off investment experience while leveraging their expertise to maximize returns. Their compensation structure is designed to accommodate different preferences, encompassing a range of options such as a percentage of assets under management, fixed fees, and hourly charges. Employing a team of 3,704 dedicated professionals, with 2,075 specifically focused on investment advisory services, Royal Alliance Associates, Inc. ensures that each client receives personalized attention and tailored financial solutions. Their investment advisors boast an impressive average of $14,230,000 in assets under management, a testament to their expertise and ability to deliver exceptional results. Notably, Royal Alliance Associates, Inc. takes pride in the long-standing commitment of their advisors, with esteemed professionals like Lauren Pedersen, Janice Gage, and James Marroquin exemplifying the firm's dedication to maintaining experienced and trusted individuals on their team. With a solid track record, comprehensive services, and a client-centric approach, Royal Alliance Associates, Inc. continues to be a trusted partner for individuals and employers seeking expert guidance in achieving their financial goals.

Toomey Investment Management, Inc is a highly reputable investment advisory firm headquartered in Wallingford, CT. With a team of three dedicated professionals, they specialize in providing comprehensive investment advisory services to their esteemed clientele. Their exceptional expertise has enabled them to amass an impressive average of $165,450,000 in assets under management per investment advisor, surpassing industry standards. Toomey Investment Management, Inc prides itself on offering a diverse compensation structure tailored to meet their clients' unique needs. This structure includes various options such as a percentage of assets under management, hourly charges, and fixed fees. Their commitment to client satisfaction is evident in their extensive client base, comprising over 1,120 individual clients with a combined total of over $183,370,000 in assets under management. Renowned for their proficiency in managing employer 401Ks and individual accounts, Toomey Investment Management, Inc has solid experience in this space. Nearly half of their assets under management originate from these sources, demonstrating their strong grasp of the intricacies involved. Notably, 98% of the assets they manage are under discretionary management, showcasing their clients' trust in their expertise. In addition to their investment advisory services, Toomey Investment Management, Inc offers a range of complementary services to cater to their clients' financial needs. They serve as a registered representative of a broker-dealer, an insurance broker or agent, as well as an accountant or accounting firm, providing a comprehensive suite of solutions under one roof. Operating from a single office, Toomey Investment Management, Inc has cultivated enduring relationships with their clients. The firm boasts a team of highly experienced advisors, including Daniel Perreault, Austin Toomey, and Brendan Toomey, who have been with the company for an extended period, reinforcing their commitment to providing exceptional service and guidance.

Principle Wealth Partners LLC, headquartered in Madison, CT, is a leading local investment advisory firm with a strong reputation in the financial industry. With a remarkable track record, the company manages a substantial amount of assets totaling over $1,860,973,000. Serving more than 530 individual clients, Principle Wealth Partners LLC is committed to providing exceptional financial guidance and personalized investment strategies. With their comprehensive range of services, the firm caters to various investment needs. While they specialize in managing the wealth of high net worth individuals, Principle Wealth Partners LLC also possesses the expertise to handle employer funds. Notably, all of the assets under their management are discretionary, ensuring flexibility and efficiency in their investment approach. The company's team consists of 22 dedicated professionals, 15 of whom are experienced investment advisors. These advisors have an average of $124,060,000 in assets under management, which aligns with the industry average. Among the firm's longest tenured advisors are John Hannigan, Michael Castiello, and Robert Paolucci, each of whom brings a wealth of knowledge and expertise to their clients. Principle Wealth Partners LLC adopts a transparent compensation structure that includes various types of fees, such as a percentage of assets under management and fixed fees. This approach ensures alignment with their clients' interests and incentivizes the firm to deliver strong financial performance. With five office locations, Principle Wealth Partners LLC is well-positioned to serve clients not only in Madison but also across the region. Their commitment to excellence, extensive experience, and client-focused approach make them a trusted partner for individuals seeking reliable and professional investment advisory services.

East Guilford Financial Services LLC, based out of Madison, CT, is a small investment advisory firm with a dedicated team of professionals. With one total employee, the firm specializes in providing investment advisory services to a diverse clientele. Their investment advisors possess extensive expertise and collectively manage an average of approximately $51,260,000 in assets under management per advisor, which aligns with the industry average. East Guilford Financial Services LLC follows a compensation structure that includes various types, such as a percentage of assets under management, fixed fees, and hourly charges. This approach ensures a flexible and tailored approach to meet their clients' individual needs. With over 260 individual clients, East Guilford Financial Services LLC manages a substantial portfolio of assets under management, totaling over $143,612,000. Notably, around half of these assets originate from employer 401Ks and individual sources, reflecting the firm's strong expertise and experience in this domain. The firm manages 51% of the assets under management on a discretionary basis, providing clients with the benefit of their professional judgment and expertise in making investment decisions. In addition to investment advisory services, East Guilford Financial Services LLC also offers insurance brokerage and agent services, providing comprehensive financial solutions to their clients. Operating from their single office in Madison, CT, East Guilford Financial Services LLC takes pride in their personalized approach to client service. Gregory Guidone, one of the firm's longest-tenured registered advisors, has been with the company since 2021, further ensuring continuity and experience in delivering exceptional financial advice and solutions to their valued clients.

Compass Wealth Management LLC is a small investment advisory firm located in Guilford, CT, with a single office serving clients. With a team of four dedicated professionals, the firm specializes in providing comprehensive investment advisory services. On average, each investment advisor manages approximately $115,320,000 in assets under management, aligning with the industry average. The compensation structure at Compass Wealth Management LLC includes various types such as a percentage of assets under management and fixed fees. Although 401K and individual accounts represent a minority of their assets under management, the firm possesses the capability to manage employer funds. Notably, all the assets they manage are discretionary, granting them full authority to make investment decisions on behalf of their clients. The firm primarily caters to high-net-worth individuals, managing the majority of their assets. With a client base of over 190 individuals, Compass Wealth Management LLC oversees more than $461,263,000 in assets under management. The company prides itself on its seasoned advisors, including Jason Bear, William Matthes, and Carolyn Matthes, who have demonstrated long tenures and extensive experience in the field. Overall, Compass Wealth Management LLC distinguishes itself as a reliable investment advisory firm, offering personalized services to affluent clients in Guilford, CT, and beyond. Their commitment to strategic financial planning and expertise in managing substantial assets positions them as a trusted partner for individuals seeking to grow and protect their wealth.

GSB Wealth Management, LLC, headquartered in Guilford, CT, is a reputable investment advisory firm serving a diverse clientele of over 630 individual clients. With an impressive $451,966,000 in assets under management, GSB Wealth Management has established itself as a trusted local institution in the financial services industry. The firm operates three offices strategically located to cater to the needs of their clients. In addition to their core investment advisory services, GSB Wealth Management offers a comprehensive range of financial solutions. They have a dedicated bank department, providing clients with banking services that meet their financial goals. While employer funds constitute a significant portion of their assets under management, they also manage 401K and individual accounts, albeit at a lower proportion. The firm's compensation structure is flexible and diverse, incorporating various models such as a percentage of assets under management, hourly charges, and fixed fees. This ensures that clients can choose the payment method that aligns with their preferences and objectives. GSB Wealth Management boasts a dedicated team of 13 employees, with seven of them specializing in investment advisory services. On average, each investment advisor manages approximately $64,570,000 in assets, which aligns with industry standards. Notably, the firm takes pride in its long-tenured advisors, including Charles Reagle, Brant Walker, and Colleen Venter, who bring a wealth of experience and expertise to the team. As a client-centric organization, GSB Wealth Management, LLC remains committed to providing personalized and tailored financial advice to help clients achieve their financial aspirations and secure their long-term wealth.

Diastole Wealth Management, headquartered in Guilford, CT, is a reputable local investment advisory firm with a strong presence in the community. With two office locations, the firm offers comprehensive financial planning and investment management services to a diverse client base. At Diastole Wealth Management, a team of 12 dedicated professionals work diligently to deliver exceptional results. Six of the firm's employees specialize in providing investment advisory services, boasting an impressive average of approximately $55,930,000 in assets under management per advisor. While this figure aligns with the industry average, Diastole Wealth Management prides itself on delivering personalized attention and customized solutions to each client's unique financial goals. The firm's compensation structure encompasses various types, including a percentage of assets under management. While the management of 401K and individual accounts represents less than 30% of their assets, Diastole Wealth Management possesses the expertise to effectively manage employer funds, a testament to their comprehensive capabilities. With discretionary management accounting for 66% of the assets they oversee, Diastole Wealth Management primarily serves high-net-worth individuals. Their robust client roster includes over 230 individuals who have entrusted the firm with more than $335,600,000 in assets under management. In addition to their investment advisory services, Diastole Wealth Management also serves as an insurance broker or agent, offering clients comprehensive coverage options to protect their wealth and assets. The firm takes pride in its team of seasoned professionals, with Ethan Eden, Elizabeth Cook, and Elizabeth Eden among their longest-tenured advisors, providing invaluable experience and insight to clients.

Monte Financial Group, LLC is a reputable investment advisory firm headquartered in Guilford, CT. With a team of eight dedicated professionals, including five experienced investment advisors, they provide comprehensive financial services to their valued clients. Their investment advisors boast an impressive average of $61,190,000 in assets under management per advisor, which aligns with the industry average. As a firm, Monte Financial Group, LLC manages a substantial portfolio of assets, totaling over $332,408,000, spread across more than 250 individual clients. Their client base primarily consists of high net worth individuals, with the majority of the assets they manage catering to their unique financial goals and objectives. While Monte Financial Group, LLC focuses predominantly on managing discretionary assets for high net worth individuals, they also possess the expertise and capabilities to effectively handle employer funds. Notably, 401(k) and individual accounts make up less than 30% of their assets under management. Founded in Guilford, CT, Monte Financial Group, LLC operates from a single office, serving the local community with personalized financial guidance. The firm takes pride in its team of highly experienced advisors, including William Leete, Alexander Monte, and Robert Monte, some of the longest-tenured professionals in the organization. With a diverse compensation structure that includes a percentage of assets under management and fixed fees, Monte Financial Group, LLC ensures transparency and aligns its interests with those of its valued clients. Their commitment to providing exceptional investment advisory services positions them as a trusted partner for individuals seeking reliable financial guidance.

Ladd Capital Management LLC, a small investment advisory firm based out of New Haven, CT, is dedicated to providing personalized financial solutions to its diverse client base. With over 20 individual clients and more than $116,934,000 in assets under management, the firm has established a reputation for delivering exceptional service and achieving financial goals. With two offices, Ladd Capital Management LLC offers convenient access to its services for clients in the New Haven area. While the firm manages a range of accounts, including 401K and individual accounts, these represent less than 30% of their assets under management. However, Ladd Capital Management LLC possesses the expertise and capability to effectively manage employer funds, demonstrating their comprehensive approach to investment advisory services. Approximately 58% of the firm's assets are under discretionary management, indicating the trust and confidence clients place in their expertise. Ladd Capital Management LLC primarily serves high net worth individuals, aligning their strategies with the unique financial goals and risk tolerance of their esteemed clientele. The firm's compensation structure includes various types, such as a percentage of assets under management, ensuring that their interests remain aligned with the success of their clients' portfolios. Ladd Capital Management LLC takes pride in its team of three dedicated employees, each specializing in providing top-notch investment advisory services. With an average of approximately $38,980,000 in assets under management per investment advisor, they strive to deliver personalized attention and tailored financial strategies to every client. Ladd Capital Management LLC boasts a roster of experienced advisors, including David Norris, Edward Lovejoy, and David Ladd, who have been with the firm for many years, contributing to its longevity and success. With a focus on excellence and a commitment to helping clients achieve their financial aspirations, Ladd Capital Management LLC remains a trusted partner in wealth management.

WJ Financial Advisors, LLC is a small investment advisory firm based in Killingworth, CT, dedicated to providing comprehensive financial solutions to its clients. With a total of four employees, three of whom are experienced investment advisors, the firm offers personalized attention and expertise. Impressively, each investment advisor at WJ Financial Advisors, LLC manages an average of approximately $23,510,000 in assets under management, showcasing their ability to handle significant portfolios. The firm's compensation structure is flexible, offering options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and client satisfaction. With over 120 individual clients and a total of more than $114,724,000 in assets under management, WJ Financial Advisors, LLC has established a strong presence in managing assets for high-net-worth individuals. The firm's experience in handling employer 401Ks and individual accounts contributes to approximately half of their total assets under management. WJ Financial Advisors, LLC manages all of their assets on a discretionary basis, allowing them to exercise expert judgment and make informed investment decisions on behalf of their clients. Operating from a single office in Killingworth, CT, WJ Financial Advisors, LLC ensures personalized service and accessibility for their clientele. The firm takes pride in its long-tenured advisors, including Abigail Laufer, Joseph Giaccone, and Wallace Jones, who bring extensive knowledge and experience to their clients' financial plans. In summary, WJ Financial Advisors, LLC is a trusted investment advisory firm, committed to providing tailored financial solutions to their high-net-worth clientele.