Park Avenue Securities LLC is a leading national investment advisory firm headquartered in New York, NY. With a team of 1825 dedicated professionals, the majority of whom specialize in providing investment advisory services, they offer comprehensive financial solutions to a diverse client base. Boasting an impressive average of approximately $1,020,000 in assets under management per investment advisor, Park Avenue Securities LLC has established a reputation for delivering personalized and effective wealth management strategies. Their compensation structure is designed to align with client needs, offering various options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. With over 45,580 individual clients and a remarkable $9,912,742,000 in assets under management, Park Avenue Securities LLC has successfully catered to a wide range of financial goals and investment objectives. Notably, they have garnered considerable expertise in managing employer 401Ks and individual accounts, accounting for nearly half of their assets under management. Impressively, 83% of the assets they manage are discretionary, a testament to their trusted advisory services and strong track record. Operating from 386 offices across the country, Park Avenue Securities LLC combines a national presence with local expertise, ensuring their clients receive personalized attention and tailored solutions. The firm takes pride in its team of experienced advisors, and some of the longest-tenured professionals include Charles Woodbury, Brian Leen, and Michael Koehn. Their depth of knowledge and commitment to client success are emblematic of Park Avenue Securities LLC's unwavering dedication to delivering top-tier financial guidance and investment management services.

Royal Alliance Associates, Inc. is a highly reputable national investment advisory firm headquartered in Jersey City, NJ. With over 90,480 individual clients and an impressive $29,536,150,000 in assets under management, they have established themselves as a leading player in the financial services industry. Operating from 1,010 offices nationwide, Royal Alliance Associates, Inc. offers comprehensive investment advisory services, specializing in managing employer 401Ks and individual portfolios. With extensive experience in this domain, they have developed a solid understanding of the unique needs and challenges faced by both employers and individuals in the investment landscape. A notable aspect of Royal Alliance Associates, Inc.'s approach is their discretionary management of 83% of the assets they oversee, providing clients with a hands-off investment experience while leveraging their expertise to maximize returns. Their compensation structure is designed to accommodate different preferences, encompassing a range of options such as a percentage of assets under management, fixed fees, and hourly charges. Employing a team of 3,704 dedicated professionals, with 2,075 specifically focused on investment advisory services, Royal Alliance Associates, Inc. ensures that each client receives personalized attention and tailored financial solutions. Their investment advisors boast an impressive average of $14,230,000 in assets under management, a testament to their expertise and ability to deliver exceptional results. Notably, Royal Alliance Associates, Inc. takes pride in the long-standing commitment of their advisors, with esteemed professionals like Lauren Pedersen, Janice Gage, and James Marroquin exemplifying the firm's dedication to maintaining experienced and trusted individuals on their team. With a solid track record, comprehensive services, and a client-centric approach, Royal Alliance Associates, Inc. continues to be a trusted partner for individuals and employers seeking expert guidance in achieving their financial goals.

HT PARTNERS LLC, based in Centerbrook, CT, is a well-established local investment advisory firm. With over 70 individual clients and an impressive $446,071,000 in assets under management, the company has built a reputation for excellence in the financial industry. HT PARTNERS LLC operates from a single office and offers comprehensive investment advisory services. Although 401K and individual accounts make up less than 30% of their assets under management, HT PARTNERS LLC possesses the expertise and capabilities to effectively manage employer funds. They exclusively manage discretionary assets, with the majority of their clientele consisting of high net worth individuals seeking personalized investment strategies. The firm's compensation structure is diverse, encompassing various types such as a percentage of assets under management, hourly charges, and fixed fees. This flexibility allows HT PARTNERS LLC to tailor their services to meet the unique needs of each client. Comprised of a dedicated team of professionals, HT PARTNERS LLC boasts a total of seven employees, five of whom specialize in investment advisory services. With an average of approximately $89,210,000 in assets under management per investment advisor, the company aligns with industry standards. Notably, HT PARTNERS LLC takes pride in its long-tenured advisors, including Devin Bourque, Christopher Koehm, and Peter Decker, who bring a wealth of experience and expertise to the firm. Their collective knowledge and commitment to client satisfaction have contributed to the company's continued success in delivering exceptional financial solutions.

Seasons Of Advice Wealth Management, based out of New York, NY, is a renowned local investment advisory firm. With over 530 individual clients and an impressive $789,278,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Their expertise lies in managing high net worth individuals' assets, as the majority of their managed assets cater to this clientele. Seasons Of Advice Wealth Management operates from a single office, strategically located in New York, NY, enabling them to provide personalized and convenient service to their clients. In addition to investment advisory services, they also serve as an insurance broker or agent, expanding their offerings to address a wide range of financial needs. With a robust compensation structure, Seasons Of Advice Wealth Management ensures that their advisors are motivated to deliver exceptional results. They employ various methods of compensation, including a percentage of assets under management and fixed fees, allowing for flexibility and alignment with their clients' goals. The firm boasts a talented team of 20 employees, with 10 dedicated investment advisors. On average, each investment advisor manages approximately $78,930,000 in assets, which is in line with the industry average. The firm takes pride in the expertise and experience of their advisors, including notable figures like Charles Hamowy, Matthew Woolf, and Mark Dorfman, who have been with the firm for an extended period. While Seasons Of Advice Wealth Management primarily focuses on discretionary management, they also possess the capability to handle employer funds, although 401K and individual accounts constitute less than 30% of their assets under management. This versatility enables them to cater to a diverse client base, ensuring comprehensive wealth management solutions.

Infinex Investments, Inc. is a highly reputable regional investment advisory firm based in Meriden, CT, specializing in managing assets for individual and corporate clients. With over 7,120 individual clients and a staggering $2,814,654,000 in assets under management, Infinex Investments, Inc. has established itself as a trusted partner in the financial industry. The firm operates through a vast network of 532 offices, providing personalized services to cater to clients' unique investment needs. In addition to investment advisory services, Infinex Investments, Inc. also offers insurance brokerage solutions, ensuring comprehensive financial protection for their clients. They have gained extensive expertise in managing employer 401Ks and individual portfolios, accounting for approximately half of their impressive assets under management. Moreover, 31% of the assets they handle are under discretionary management, demonstrating their proficiency in navigating the complex financial landscape. With a team of 764 dedicated professionals, including 539 experienced investment advisors, Infinex Investments, Inc. maintains a client-focused approach. Each investment advisor averages an impressive $5,220,000 in assets under management, emphasizing their commitment to delivering tailored financial strategies and maximizing returns for their clients. Notably, Infinex Investments, Inc. takes pride in its long-tenured advisors, such as William Coe, David Maikowski, and Elyssia Poland, who have consistently demonstrated exceptional expertise and provided valuable guidance to their clients. The firm's compensation structure is flexible, incorporating various models such as a percentage of assets under management, fixed fees, and hourly charges to ensure transparency and alignment with clients' goals. Infinex Investments, Inc. continues to be a trusted partner in the financial realm, combining extensive industry knowledge, a vast network, and a client-centric approach to drive success and prosperity for their clients.

Springboard Asset Management LLC is a small investment advisory firm based out of Cheshire, CT, with a strong focus on managing assets for high net worth individuals. With over 60 individual clients, they have successfully amassed an impressive $97,758,000 in assets under management. The firm's expertise lies in handling employer 401Ks and individual portfolios, making them well-versed in this particular domain. Springboard Asset Management LLC operates from a single office, strategically located in Cheshire, CT. They offer a range of compensation structures to suit their clients' needs, including a percentage of assets under management and fixed fees. As a discretionary asset management firm, they have full authority to make investment decisions on behalf of their clients. With a team of two dedicated professionals providing investment advisory services, Springboard Asset Management LLC boasts an average of $48,880,000 in assets under management per investment advisor, which aligns with industry standards. Notably, Charles Green and Rebecca Green are recognized as two of the firm's longest-tenured registered advisors, contributing their extensive expertise to client portfolios. Springboard Asset Management LLC prides itself on providing personalized and tailored investment strategies to help clients achieve their financial goals. With a strong track record of success and a commitment to delivering exceptional service, they are positioned as a trusted partner for individuals seeking comprehensive wealth management solutions in the Cheshire, CT area and beyond.

Spurstone is a small investment advisory firm based out of Higganum, CT, with one office. With three employees in total, two of whom provide investment advisory services, Spurstone caters primarily to high net worth individuals, managing assets totaling over $100,786,000 for more than 90 individual clients. The firm's investment advisors maintain an average of approximately $68,190,000 in assets under management per advisor, which aligns with the industry average. Spurstone's compensation structure encompasses various types, including a percentage of assets under management and performance-based fees, ensuring a tailored approach that aligns the interests of the firm with those of its clients. While the majority of assets managed by Spurstone are for high net worth individuals, they also possess the capability to manage employer funds, even though 401K and individual accounts represent less than 30% of their assets under management. Notably, the firm manages all assets on a discretionary basis, providing clients with a hands-off investment experience. Theodore Degroot and Timothy Golas are two of the longest tenured registered advisors at Spurstone, bringing their expertise and experience to the firm's operations. With a commitment to personalized service and a focus on wealth preservation and growth, Spurstone strives to assist clients in achieving their financial goals through sound investment strategies.

Toomey Investment Management, Inc is a highly reputable investment advisory firm headquartered in Wallingford, CT. With a team of three dedicated professionals, they specialize in providing comprehensive investment advisory services to their esteemed clientele. Their exceptional expertise has enabled them to amass an impressive average of $165,450,000 in assets under management per investment advisor, surpassing industry standards. Toomey Investment Management, Inc prides itself on offering a diverse compensation structure tailored to meet their clients' unique needs. This structure includes various options such as a percentage of assets under management, hourly charges, and fixed fees. Their commitment to client satisfaction is evident in their extensive client base, comprising over 1,120 individual clients with a combined total of over $183,370,000 in assets under management. Renowned for their proficiency in managing employer 401Ks and individual accounts, Toomey Investment Management, Inc has solid experience in this space. Nearly half of their assets under management originate from these sources, demonstrating their strong grasp of the intricacies involved. Notably, 98% of the assets they manage are under discretionary management, showcasing their clients' trust in their expertise. In addition to their investment advisory services, Toomey Investment Management, Inc offers a range of complementary services to cater to their clients' financial needs. They serve as a registered representative of a broker-dealer, an insurance broker or agent, as well as an accountant or accounting firm, providing a comprehensive suite of solutions under one roof. Operating from a single office, Toomey Investment Management, Inc has cultivated enduring relationships with their clients. The firm boasts a team of highly experienced advisors, including Daniel Perreault, Austin Toomey, and Brendan Toomey, who have been with the company for an extended period, reinforcing their commitment to providing exceptional service and guidance.

WJ Financial Advisors, LLC is a small investment advisory firm based in Killingworth, CT, dedicated to providing comprehensive financial solutions to its clients. With a total of four employees, three of whom are experienced investment advisors, the firm offers personalized attention and expertise. Impressively, each investment advisor at WJ Financial Advisors, LLC manages an average of approximately $23,510,000 in assets under management, showcasing their ability to handle significant portfolios. The firm's compensation structure is flexible, offering options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and client satisfaction. With over 120 individual clients and a total of more than $114,724,000 in assets under management, WJ Financial Advisors, LLC has established a strong presence in managing assets for high-net-worth individuals. The firm's experience in handling employer 401Ks and individual accounts contributes to approximately half of their total assets under management. WJ Financial Advisors, LLC manages all of their assets on a discretionary basis, allowing them to exercise expert judgment and make informed investment decisions on behalf of their clients. Operating from a single office in Killingworth, CT, WJ Financial Advisors, LLC ensures personalized service and accessibility for their clientele. The firm takes pride in its long-tenured advisors, including Abigail Laufer, Joseph Giaccone, and Wallace Jones, who bring extensive knowledge and experience to their clients' financial plans. In summary, WJ Financial Advisors, LLC is a trusted investment advisory firm, committed to providing tailored financial solutions to their high-net-worth clientele.

East Guilford Financial Services LLC, based out of Madison, CT, is a small investment advisory firm with a dedicated team of professionals. With one total employee, the firm specializes in providing investment advisory services to a diverse clientele. Their investment advisors possess extensive expertise and collectively manage an average of approximately $51,260,000 in assets under management per advisor, which aligns with the industry average. East Guilford Financial Services LLC follows a compensation structure that includes various types, such as a percentage of assets under management, fixed fees, and hourly charges. This approach ensures a flexible and tailored approach to meet their clients' individual needs. With over 260 individual clients, East Guilford Financial Services LLC manages a substantial portfolio of assets under management, totaling over $143,612,000. Notably, around half of these assets originate from employer 401Ks and individual sources, reflecting the firm's strong expertise and experience in this domain. The firm manages 51% of the assets under management on a discretionary basis, providing clients with the benefit of their professional judgment and expertise in making investment decisions. In addition to investment advisory services, East Guilford Financial Services LLC also offers insurance brokerage and agent services, providing comprehensive financial solutions to their clients. Operating from their single office in Madison, CT, East Guilford Financial Services LLC takes pride in their personalized approach to client service. Gregory Guidone, one of the firm's longest-tenured registered advisors, has been with the company since 2021, further ensuring continuity and experience in delivering exceptional financial advice and solutions to their valued clients.

Jeffrey N. Mehler, CFP LLC, a small investment advisory firm based out of Essex, CT, is dedicated to providing comprehensive financial planning and investment management services. With a team of six highly skilled professionals, including two investment advisors, they strive to meet the unique needs of their diverse clientele. Specializing in serving high net worth individuals, Jeffrey N. Mehler, CFP LLC manages over $295,295,000 in assets for more than 50 individual clients. While the majority of their assets under management are for high net worth individuals, they also have the capability to manage employer funds, although 401K and individual accounts represent less than 30% of their assets. With an average of approximately $100,410,000 in assets under management per investment advisor, Jeffrey N. Mehler, CFP LLC maintains a compensation structure that includes various types, such as a percentage of assets under management and hourly charges. This approach ensures that their clients receive personalized and transparent services that align with their financial goals. Located in Essex, CT, the firm operates from a single office. With a commitment to building long-lasting client relationships, Jeffrey N. Mehler, CFP LLC boasts a team of experienced advisors, including Paul Cheransky, John Perkins, and Jeffrey Mehler, who have been with the firm for a significant period. Overall, Jeffrey N. Mehler, CFP LLC offers expert financial guidance and a wide range of investment solutions to help clients navigate the complexities of wealth management and achieve their financial objectives.