Keynote Financial Services, LLC, a small investment advisory firm based out of Vernon, CT, is dedicated to providing comprehensive financial solutions to its clients. With over 160 individual clients and more than $134,423,000 in assets under management, they have established a reputation for excellence in the industry. While 401K and individual accounts make up less than 30% of their assets under management, Keynote Financial Services, LLC possesses the expertise to efficiently manage employer funds. Their clients, predominantly high net worth individuals, benefit from their extensive experience and tailored investment strategies. The firm's compensation structure offers flexibility and transparency, incorporating various models such as a percentage of assets under management and hourly charges. Keynote Financial Services, LLC aims to ensure that their clients' interests align with their own, fostering long-term partnerships built on trust and mutual success. With a dedicated team of two employees, all of whom are registered advisors providing investment advisory services, Keynote Financial Services, LLC maintains a client-focused approach. The average assets under management per investment advisor amount to approximately $67,210,000, in line with industry standards. Kent Zahner and James Desrocher, two of the longest tenured registered advisors at Keynote Financial Services, LLC, bring a wealth of experience and expertise to the firm. Their commitment to delivering personalized financial advice and exceptional service further enhances the firm's standing in the industry. Through their comprehensive range of financial services and their unwavering dedication to their clients' financial goals, Keynote Financial Services, LLC continues to solidify its position as a trusted partner in wealth management.

Professional Planning Group, based out of Westerly, RI, is a well-established investment advisory firm with a strong track record. With over 1,030 individual clients and a staggering $937,180,000 in assets under management, they have established themselves as a trusted partner in the financial industry. The firm's expertise lies in managing assets for both employer 401Ks and individual clients, making them well-versed in the nuances of these investment vehicles. In fact, approximately half of their assets under management come from these sources, reflecting their extensive experience in this space. Furthermore, an impressive 93% of the assets they manage are discretionary, indicating the level of trust their clients have placed in their judgment. Professional Planning Group operates from a single office and provides a range of comprehensive services. As a registered representative of a broker-dealer, insurance broker, or agent, they offer holistic financial solutions tailored to their clients' unique needs. Their compensation structure is flexible, including a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and alignment with their clients' interests. With a total of 18 employees, including nine dedicated investment advisors, the firm boasts an average of approximately $104,130,000 in assets under management per advisor, a figure in line with industry standards. Notably, Professional Planning Group prides itself on its experienced team, with key advisors such as Peter Wallace, Eileen Esposito, and Malcolm Makin having the longest tenures at the firm. Professional Planning Group's success is built on their commitment to personalized service, expertise in managing diverse investment portfolios, and their dedication to helping clients achieve their financial goals.

First Financial Advisory Services Inc is a local investment advisory firm based out of Westerly, RI, with two offices. With a team of six dedicated professionals, they specialize in providing comprehensive investment advisory services to their clients. The firm boasts an impressive average of $33,000,000 in assets under management per investment advisor, showcasing their expertise and ability to handle substantial portfolios. First Financial Advisory Services Inc employs a flexible compensation structure, offering various options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. This diverse range of payment methods ensures that clients can choose the option that best suits their needs and preferences. One of the firm's key strengths lies in managing employer 401Ks and individual accounts, which collectively account for approximately half of their assets under management. They have extensive experience in this area and have consistently delivered reliable and favorable outcomes for their clients. With over 400 individual clients, First Financial Advisory Services Inc manages an impressive $198,001,000 in assets. The firm takes pride in its team of seasoned advisors, including notable names such as Peter Robinson, Matthew Cunningham, and Geraldine Cunningham, who have been with the firm for an extended period. Their expertise and dedication contribute to the firm's stellar reputation in the industry. First Financial Advisory Services Inc remains committed to delivering personalized, client-centric services and helping individuals and businesses navigate the complex world of investments with confidence and success.

Napatree Capital LLC, a local investment advisory firm headquartered in Westerly, RI, is committed to providing exceptional financial services. With two offices strategically located in the area, Napatree Capital serves a diverse range of clients seeking investment advisory expertise. The firm boasts a team of five highly skilled professionals, all dedicated to delivering personalized and comprehensive investment advisory services. With an impressive track record, Napatree Capital manages an average of $34,040,000 in assets under management per investment advisor. Their compensation structure is flexible, offering various options such as a percentage of assets under management, hourly charges, and fixed fees. While 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the expertise to effectively manage employer funds. Napatree Capital excels in discretionary asset management, as evidenced by the fact that 71% of the assets they handle are under discretionary management. Demonstrating their commitment to excellence, the firm currently serves over 40 individual clients, overseeing a remarkable $170,188,000 in assets under management. With a seasoned team of advisors, Napatree Capital is proud to have individuals such as Michael Moses, James Maynard, and Jeffrey Liguori among its longest-tenured professionals. Their extensive experience and deep understanding of the financial industry further strengthen the firm's ability to meet their clients' unique investment needs. Whether clients seek comprehensive financial planning, portfolio management, or retirement strategies, Napatree Capital LLC stands as a trusted partner, providing reliable guidance and empowering individuals and businesses to achieve their financial goals.

Sound Portfolio Advisors, LLC is a small investment advisory firm based out of Mystic, CT. With over 70 individual clients and more than $106,448,000 in assets under management, they specialize in providing personalized investment solutions. While 401K and individual accounts make up less than 30% of their managed assets, Sound Portfolio Advisors, LLC possesses the capability to effectively manage employer funds. The firm operates one office and all the assets they manage are discretionary. With a focus on high net worth individuals, Sound Portfolio Advisors, LLC caters to clients seeking comprehensive wealth management strategies. Their compensation structure offers various options, including a percentage of assets under management, ensuring alignment with their clients' interests. The firm prides itself on its experienced team, consisting of three dedicated employees, two of whom provide investment advisory services. On average, each investment advisor manages approximately $53,220,000 in assets, which is on par with industry standards. Theodore Parker and Bryan Watts, both seasoned registered advisors, have been with the company for an extended period, contributing their expertise and deep understanding of the investment landscape. Sound Portfolio Advisors, LLC combines their in-depth knowledge, personalized approach, and dedication to delivering exceptional client service to help individuals navigate the complexities of investing and achieve their financial goals.

Saybrook Wealth Group, Inc. is a small investment advisory firm based out of Old Saybrook, CT, with one office. With a strong focus on delivering personalized financial solutions, Saybrook Wealth Group, Inc. distinguishes itself in the industry. Their team consists of two dedicated professionals, one of whom provides expert investment advisory services. With an average of approximately $161,400,000 in assets under management per investment advisor, Saybrook Wealth Group, Inc. boasts a high level of expertise compared to the industry average. Their compensation structure is designed to align with their clients' needs, offering options such as a percentage of assets under management, hourly charges, and fixed fees. Notably, nearly half of Saybrook Wealth Group's assets under management are derived from employer 401Ks or individual clients, showcasing their extensive experience and proficiency in this area. Additionally, 8% of the assets they manage are discretionary, providing clients with further flexibility and tailored solutions. Stephen Norton, a highly regarded registered advisor, has been an invaluable part of Saybrook Wealth Group, Inc. since 2022. Norton's extensive tenure in the industry contributes to the firm's deep understanding of investment strategies and commitment to delivering exceptional service. With over 260 individual clients and more than $161,397,000 in assets under management, Saybrook Wealth Group, Inc. continues to build strong relationships with their clients, offering comprehensive wealth management services that address their unique financial goals and aspirations.

Essex Financial Services, Inc. is a well-established regional investment advisory firm headquartered in Essex, CT, with a strong reputation for providing comprehensive financial solutions. With a team of 41 highly skilled professionals, the majority of whom specialize in investment advisory services, the company offers personalized strategies tailored to meet the unique needs of their clients. With an average of $47,220,000 in assets under management per investment advisor, Essex Financial Services, Inc. maintains a solid position within the industry. Their compensation structure includes various options such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility to accommodate diverse client preferences. Boasting an impressive roster of over 1,960 individual clients, Essex Financial Services, Inc. manages a substantial amount of assets, totaling over $2,771,902,000. While 401K and individual accounts comprise less than 30% of their assets under management, the company possesses the expertise and capability to handle employer funds as well. Significantly, approximately 76% of the assets they manage are discretionary, reflecting the high level of trust placed in their investment decisions. In addition to their investment advisory services, Essex Financial Services, Inc. extends their expertise as an insurance broker or agent, ensuring comprehensive coverage for their clients' financial well-being. With three offices strategically located across the region, the company provides convenient access to their services. Essex Financial Services, Inc. takes pride in their team of experienced advisors, including industry veterans such as James Sullivan, Stephen Bates, and Lisa Mcminn, who have been with the firm for many years. Their dedication to delivering exceptional service and their commitment to building long-term client relationships have contributed to the firm's continued success.

HT PARTNERS LLC, based in Centerbrook, CT, is a well-established local investment advisory firm. With over 70 individual clients and an impressive $446,071,000 in assets under management, the company has built a reputation for excellence in the financial industry. HT PARTNERS LLC operates from a single office and offers comprehensive investment advisory services. Although 401K and individual accounts make up less than 30% of their assets under management, HT PARTNERS LLC possesses the expertise and capabilities to effectively manage employer funds. They exclusively manage discretionary assets, with the majority of their clientele consisting of high net worth individuals seeking personalized investment strategies. The firm's compensation structure is diverse, encompassing various types such as a percentage of assets under management, hourly charges, and fixed fees. This flexibility allows HT PARTNERS LLC to tailor their services to meet the unique needs of each client. Comprised of a dedicated team of professionals, HT PARTNERS LLC boasts a total of seven employees, five of whom specialize in investment advisory services. With an average of approximately $89,210,000 in assets under management per investment advisor, the company aligns with industry standards. Notably, HT PARTNERS LLC takes pride in its long-tenured advisors, including Devin Bourque, Christopher Koehm, and Peter Decker, who bring a wealth of experience and expertise to the firm. Their collective knowledge and commitment to client satisfaction have contributed to the company's continued success in delivering exceptional financial solutions.

Jeffrey N. Mehler, CFP LLC, a small investment advisory firm based out of Essex, CT, is dedicated to providing comprehensive financial planning and investment management services. With a team of six highly skilled professionals, including two investment advisors, they strive to meet the unique needs of their diverse clientele. Specializing in serving high net worth individuals, Jeffrey N. Mehler, CFP LLC manages over $295,295,000 in assets for more than 50 individual clients. While the majority of their assets under management are for high net worth individuals, they also have the capability to manage employer funds, although 401K and individual accounts represent less than 30% of their assets. With an average of approximately $100,410,000 in assets under management per investment advisor, Jeffrey N. Mehler, CFP LLC maintains a compensation structure that includes various types, such as a percentage of assets under management and hourly charges. This approach ensures that their clients receive personalized and transparent services that align with their financial goals. Located in Essex, CT, the firm operates from a single office. With a commitment to building long-lasting client relationships, Jeffrey N. Mehler, CFP LLC boasts a team of experienced advisors, including Paul Cheransky, John Perkins, and Jeffrey Mehler, who have been with the firm for a significant period. Overall, Jeffrey N. Mehler, CFP LLC offers expert financial guidance and a wide range of investment solutions to help clients navigate the complexities of wealth management and achieve their financial objectives.

Benchmark Wealth Management, LLC is a highly reputable investment advisory firm based out of Old Lyme, CT. With a team of four dedicated professionals, including two experienced investment advisors, they provide top-notch financial services to a diverse clientele. With an impressive average of approximately $304,860,000 in assets under management per investment advisor, Benchmark Wealth Management surpasses industry standards. The firm's compensation structure is comprehensive and tailored to meet the unique needs of their clients. They offer various types of compensation, ensuring transparency and alignment of interests. Catering to over 180 individual clients, Benchmark Wealth Management manages a substantial portfolio of assets totaling over $340,665,000. Their expertise lies in managing the investments of high-net-worth individuals, constituting the majority of their assets under management. While their focus primarily centers on discretionary management, they also possess the capability to oversee employer funds, although 401K and individual accounts represent less than 30% of their assets. In addition to their investment advisory services, Benchmark Wealth Management acts as a registered representative of a broker-dealer and serves as an insurance broker or agent. This diverse range of services allows them to address the comprehensive financial needs of their clients effectively. Operating from two offices, Benchmark Wealth Management prides itself on its strong foundation and industry experience. Richard Stout and Thomas Britt, two of the firm's longest-tenured registered advisors, contribute their wealth of knowledge to the success and growth of the company. With a steadfast commitment to their clients' financial well-being, Benchmark Wealth Management is a trusted partner in achieving long-term financial goals.

McGuire Wealth Management is a highly regarded investment advisory firm based out of Wakefield, RI, boasting a strong presence in the financial industry. With a single office, the firm is known for its personalized approach and dedication to providing exceptional investment advisory services. Comprising a team of three knowledgeable professionals, McGuire Wealth Management maintains an impressive average of approximately $186,080,000 in assets under management per investment advisor, surpassing the industry average. The firm's compensation structure offers various types, including a percentage of assets under management. Notably, all of the assets managed by McGuire Wealth Management are discretionary, indicating a high level of trust and confidence placed in their expertise. Catering predominantly to high-net-worth individuals, the firm oversees a substantial portfolio of assets. With over 130 individual clients, they currently manage an impressive sum exceeding $558,229,000 in assets. A key strength of McGuire Wealth Management lies in the experience and expertise of its registered advisors. Sean McGuire and Dennis McGuire, both with a long tenure, contribute to the firm's reputation for delivering exceptional financial advice. Their combined knowledge and dedication make McGuire Wealth Management a trusted partner for clients seeking comprehensive wealth management solutions. As McGuire Wealth Management continues to expand its client base and assets under management, the firm remains committed to maintaining its personalized approach, ensuring each client receives tailored investment strategies that align with their financial goals and objectives. With their proven track record and commitment to excellence, McGuire Wealth Management stands as a leading investment advisory firm in the Wakefield, RI area.