First Citizens Investor Services, Inc. is a prominent regional investment advisory firm headquartered in Raleigh, NC, boasting an extensive network of 74 offices. With a team of 250 dedicated professionals, including 138 experienced investment advisors, the company has established a strong presence in the financial industry. With an average of approximately $11,060,000 in assets under management per investment advisor, First Citizens Investor Services, Inc. has demonstrated a remarkable track record of effectively growing and managing client portfolios. Their compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring a flexible approach tailored to each client's needs. A notable aspect of their business lies in their expertise in handling employer 401Ks and individual investments, which collectively constitute roughly half of their impressive assets under management. Their vast experience in this field has earned them a reputation for providing sound financial advice and delivering exceptional results. In addition to their investment advisory services, First Citizens Investor Services, Inc. also operates as an insurance broker or agent, further enhancing their comprehensive range of offerings. Serving over 5,600 individual clients, they manage a substantial $1,526,536,000 in assets, reflecting the trust and confidence placed in their services by a diverse clientele. The firm prides itself on its experienced team of advisors, with notable names such as Ralph Powell, Daniel Griffin, and Keith Parrish contributing their extensive knowledge and expertise. Their longstanding presence within the company exemplifies the commitment to client success and the dedication to maintaining strong relationships. Overall, First Citizens Investor Services, Inc. stands as a reputable and trusted financial partner, providing comprehensive investment advisory and insurance services to a wide range of clients throughout the region.

OLD NORTH STATE WEALTH MANAGEMENT, LLC is a prominent local investment advisory firm based out of Wilmington, NC. With over 20 years of experience, they have established themselves as a trusted partner for individuals seeking comprehensive wealth management services. Currently, Old North State Wealth Management, LLC oversees the financial well-being of more than 340 individual clients, managing an impressive $265,855,000 in assets. While the firm primarily focuses on managing the assets of high net worth individuals, they also possess the expertise to handle employer funds, although such accounts represent a smaller portion of their total assets under management. An impressive 96% of the assets they manage are discretionary, reflecting the trust their clients place in their professional judgment. The compensation structure at Old North State Wealth Management, LLC is flexible and client-centric, offering multiple options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. This ensures that clients can choose a fee structure that aligns with their financial goals and preferences. With a team of six dedicated employees, all of whom provide exceptional investment advisory services, Old North State Wealth Management, LLC maintains a client-focused approach. On average, each investment advisor manages approximately $44,310,000 in assets, a figure in line with industry standards. The firm takes pride in its team of experienced professionals, including notable advisors Charles Buckland, Danielle Annechiarico, and Paul Knott, who have demonstrated unwavering commitment and expertise over their lengthy tenure with the firm. Old North State Wealth Management, LLC continues to be a respected presence in the financial community, delivering personalized financial strategies and expert guidance to help clients achieve their long-term financial objectives.

Sterling Capital Management LLC, a well-established regional investment advisory firm headquartered in Charlotte, NC, operates across six offices. With a dedicated team of 180 professionals, including 65 investment advisors, the firm delivers exceptional financial expertise to its clientele. Benefitting from an impressive average of approximately $966,790,000 in assets under management per investment advisor, Sterling Capital Management LLC consistently outperforms the industry average. Their track record reflects their deep knowledge and commitment to achieving superior investment outcomes. Sterling Capital Management LLC adopts a comprehensive compensation structure that encompasses various methods, including a percentage of assets under management, fixed fees, and performance-based fees. This multi-faceted approach ensures clients receive tailored and transparent financial solutions. With a discretionary management approach, Sterling Capital Management LLC has full authority to make investment decisions on behalf of their clients. They serve over 1,480 individual clients, managing an extensive portfolio of more than $62,841,627,000 in assets under management. Christopher Best, Alexander McAlister, and Mary Fountain are among the firm's most tenured advisors. Their expertise, combined with the collective experience of the entire team, positions Sterling Capital Management LLC as a trusted partner for individuals seeking comprehensive investment management solutions. As a leading regional investment advisory firm, Sterling Capital Management LLC continues to provide exceptional service and guidance to their diverse client base. Their commitment to delivering strong investment performance and personalized attention solidifies their reputation as a trusted partner in helping clients achieve their financial goals.

MBL Advisors is a prominent investment advisory firm based out of Charlotte, NC, offering comprehensive financial services to a diverse clientele. With its primary office located in the heart of the city, MBL Advisors employs a team of ten highly skilled professionals who specialize in providing top-notch investment advisory services. Their expertise and commitment have enabled them to accumulate an impressive average of $73,180,000 in assets under management per investment advisor, aligning with industry standards. The firm's compensation structure is designed to cater to the unique needs of their clients. MBL Advisors offers various types of compensation, including a percentage of assets under management and fixed fees, ensuring a mutually beneficial relationship for both the advisors and their clients. It's noteworthy that 100% of the assets managed by MBL Advisors are discretionary, allowing their clients to place full trust in their expert guidance. While MBL Advisors serves a wide range of clients, they primarily focus on managing the assets of high net worth individuals. With over 20 individual clients, the firm oversees an impressive portfolio valued at more than $731,839,000. MBL Advisors has built a solid reputation in the financial industry, thanks to their long-standing commitment to delivering exceptional results. The firm boasts a team of seasoned professionals, some of whom have been with MBL Advisors for many years. Notable among them are William Morton, Luther Lockwood, and Jonathan Dry, who have contributed significantly to the firm's success through their extensive expertise and dedication. MBL Advisors continues to be a trusted partner for individuals seeking reliable investment advice and effective wealth management strategies.

Oak City Consulting, LLC is a highly reputable investment advisory firm based in Wake Forest, NC. With a team of six dedicated professionals, they provide expert financial guidance to clients seeking to maximize their investments. Among their talented staff, three individuals specialize in offering comprehensive investment advisory services. What sets Oak City Consulting apart from its competitors is its exceptional track record in managing substantial assets. On average, each investment advisor oversees an impressive $259,810,000 in assets under management, a figure that surpasses industry standards. Their success is further exemplified by their diverse compensation structure, which includes a percentage of assets under management and performance-based fees. With over 30 individual clients and an impressive total of $765,691,000 in assets under management, Oak City Consulting has established itself as a trusted partner for wealth management. Notably, 21% of the assets they manage are under discretionary control, demonstrating their expertise in making informed investment decisions on behalf of their clients. Operating from a single office in Wake Forest, Oak City Consulting is deeply rooted in the local community. The firm boasts a team of seasoned advisors, including Bretton Danforth, Daniel Ward, and Ross Roggensack, who bring extensive industry experience and a wealth of knowledge to their clients' portfolios. Whether clients are seeking comprehensive investment strategies or tailored financial solutions, Oak City Consulting, LLC stands as a reliable partner committed to delivering exceptional results. Their dedication, expertise, and impressive assets under management have earned them a well-deserved reputation as a leading investment advisory firm in Wake Forest, NC.

Physicians Financial Services, Inc. is a reputable investment advisory firm headquartered in Raleigh, NC, boasting two convenient office locations. With a dedicated team of six skilled professionals, including two experienced investment advisors, they specialize in providing top-notch financial guidance to physicians and other high net worth individuals. Impressively, Physicians Financial Services, Inc. maintains an impressive average of approximately $153,020,000 in assets under management per investment advisor, surpassing the industry average. Their compensation structure is flexible, offering a range of options such as a percentage of assets under management, hourly charges, and fixed fees. While the firm's focus primarily lies with managing discretionary assets, they also possess the expertise to oversee employer funds. Among their extensive client base, which includes over 130 individual clients, Physicians Financial Services, Inc. expertly manages assets totaling more than $306,045,000. This exceptional portfolio is predominantly comprised of high net worth individuals seeking comprehensive wealth management solutions. James Parker and Cornelius McDonald, both esteemed and long-serving registered advisors, form an integral part of the firm's experienced team. Physicians Financial Services, Inc. prides itself on delivering personalized financial advice tailored to each client's unique needs and goals. By leveraging their deep industry knowledge, rigorous research, and a client-centric approach, they strive to maximize returns and foster long-term financial success for their discerning clientele. With a proven track record of excellence, Physicians Financial Services, Inc. continues to be a trusted partner for physicians and affluent individuals seeking exceptional financial services.

INTEGRATED WEALTHCARE, LLC is a highly regarded investment advisory firm based in Durham, NC. With over 40 individual clients entrusting them with their financial needs, INTEGRATED WEALTHCARE, LLC skillfully manages assets totaling $94,958,000. As a small firm operating from a single office, INTEGRATED WEALTHCARE, LLC focuses on delivering personalized financial solutions to their valued clientele. They possess the expertise and capability to manage employer funds, ensuring comprehensive portfolio management that extends beyond 401K and individual accounts. Approximately 20% of the assets under INTEGRATED WEALTHCARE, LLC's management are discretionary, demonstrating their ability to make agile decisions that align with clients' financial goals. Their primary focus lies in managing the assets of high-net-worth individuals, providing tailored strategies and wealth management solutions. The firm's compensation structure offers clients flexibility, with options including a percentage of assets under management, hourly charges, and fixed fees. This diverse range of payment models ensures that clients can choose the option that best suits their needs and preferences. INTEGRATED WEALTHCARE, LLC operates with a team of six dedicated employees, including one investment advisor. With an average of approximately $94,960,000 in assets under management per investment advisor, they align with the industry average, demonstrating their ability to effectively handle client portfolios. Michael Ruffing, one of the longest-tenured registered advisors at INTEGRATED WEALTHCARE, LLC, has been with the firm since 2022, bringing valuable experience and knowledge to the team. In conclusion, INTEGRATED WEALTHCARE, LLC stands as a trusted partner in investment advisory services, providing personalized and comprehensive financial solutions to their esteemed clients. With their expertise in managing high-net-worth individuals' assets and a commitment to exceptional service, they continue to thrive in Durham, NC, and beyond.

Allspring Funds Management, LLC is a highly reputable local investment advisory firm based out of Charlotte, NC, with seven offices strategically located throughout the region. With over 2,760 individual clients and an impressive $235,232,799,000 in assets under management, Allspring Funds Management, LLC has established itself as a leading player in the financial industry. As a comprehensive investment advisor, they offer a range of services to meet their clients' diverse needs. They specialize in serving as a commodity pool operator or commodity trading advisor, whether registered or exempt from registration. Allspring Funds Management, LLC's expertise lies in managing discretionary assets, with 100% of the assets they oversee falling under this category. Their compensation structure encompasses various types, including a percentage of assets under management and performance-based fees. This ensures alignment with their clients' investment goals while incentivizing strong performance. With a dedicated team of 418 employees, a small percentage of whom provide investment advisory services, Allspring Funds Management, LLC boasts an impressive average of approximately $19,602,730,000 in assets under management per investment advisor. This figure significantly surpasses the industry average, highlighting their commitment to delivering exceptional results. The firm takes pride in its experienced professionals, and several of its longest-tenured advisors include Cary Zborovsky, David Mamone, and Scott Engroff. Their depth of knowledge and expertise has contributed to the firm's success and the satisfaction of their extensive client base. Allspring Funds Management, LLC's unwavering dedication to serving clients and their exceptional track record make them a trusted partner for individuals seeking expert investment advisory services in the Charlotte, NC area and beyond.

Westend Advisors, LLC is a local investment advisory firm based out of Charlotte, NC. With one office, they have established themselves as a prominent player in the financial services industry. The firm boasts a team of 28 talented professionals, out of which seven specialize in providing comprehensive investment advisory services. With an impressive average of approximately $171,770,000 in assets under management per investment advisor, Westend Advisors surpasses the industry average, demonstrating their proficiency in delivering exceptional financial solutions. Their compensation structure encompasses various types, including a percentage of assets under management, ensuring alignment with their clients' best interests. Westend Advisors stands out for their expertise in managing employer 401Ks and individual portfolios, with these categories comprising around half of their total assets under management. Their proven track record and extensive experience in this space make them a trusted partner for businesses and individuals alike. All of the assets managed by Westend Advisors are discretionary, highlighting their commitment to providing personalized and tailored investment strategies. The firm proudly serves over 2,680 individual clients, who collectively entrust them with over $1,202,392,000 in assets under management. Westend Advisors owes much of its success to its dedicated team of advisors. Among them, Edmund Durden, Michael Goldman, and Frank Harkins stand as some of the longest tenured professionals at the firm, embodying the values of integrity, expertise, and client-centric approach that define Westend Advisors, LLC.

Transitus Wealth Partners LLC is a well-established investment advisory firm headquartered in Wilmington, NC, with two offices strategically located to serve its diverse clientele. With a robust client base of over 290 individuals, the firm manages an impressive $200,704,000 in assets. Drawing from extensive experience, Transitus Wealth Partners excels in managing employer 401K plans and individual portfolios, with these sources accounting for approximately half of their assets under management. The firm prides itself on its discretionary asset management approach, as 99% of the assets they oversee are subject to their expert decision-making. This enables Transitus Wealth Partners to tailor investment strategies that align with clients' financial objectives and risk tolerances. Transitus Wealth Partners offers a flexible compensation structure that includes various options such as a percentage of assets under management, hourly charges, and fixed fees. This ensures that clients can choose the most suitable arrangement for their specific needs. With a dedicated team of six employees, including two investment advisors, Transitus Wealth Partners provides personalized advisory services to its clientele. The firm maintains an average of approximately $100,350,000 in assets under management per investment advisor, consistent with industry norms. Ross Marino, Jeffrey Kirkpatrick, and Michael Giblin are among the firm's longest-tenured advisors, bringing extensive knowledge and expertise to the table. Their tenure is a testament to the quality of service and trust that Transitus Wealth Partners has built with its clients over the years. Transitus Wealth Partners LLC is committed to delivering exceptional financial guidance and investment solutions, ensuring that clients' wealth is maximized and protected in an ever-evolving market landscape.

Southeast Financial Group, a small investment advisory firm based out of Raleigh, NC, is dedicated to providing exceptional financial services. With their sole office located in Raleigh, they serve a diverse clientele. Comprised of a team of three experienced professionals, Southeast Financial Group specializes in investment advisory services, assisting clients in managing their assets and achieving their financial goals. The firm's investment advisors possess an impressive track record, with an average of $55,200,000 in assets under management per advisor, aligning closely with the industry average. Southeast Financial Group offers a varied compensation structure that includes a percentage of assets under management as well as hourly charges, ensuring a flexible approach that meets the unique needs of their clients. While the firm manages less than 30% of their assets under management through 401K and individual accounts, they possess the expertise and capability to handle employer funds. An impressive 64% of the assets they manage are discretionary, showcasing their astute investment strategies and ability to make informed decisions on behalf of their clients. In addition to their investment advisory services, Southeast Financial Group acts as a registered representative of a broker-dealer and also operates as an insurance broker or agent. This comprehensive range of services allows clients to consolidate their financial management needs under one roof, providing convenience and peace of mind. With a client base exceeding 80 individuals and over $165,614,000 in assets under management, Southeast Financial Group has established a strong presence in the market. The firm takes pride in the expertise and dedication of their advisors, including notable individuals such as Chad Trevithick, John Sleesman, and Edward Secrest, some of the longest tenured professionals at the firm. By delivering tailored financial solutions and exceptional client service, Southeast Financial Group remains committed to helping clients navigate the complexities of the financial landscape with confidence.