LPL Financial LLC, headquartered in Fort Mill, SC, is a leading national investment advisory firm with a rich history in providing comprehensive financial services. With a total workforce of 31,366 dedicated professionals, a significant portion of their team, comprising 25,961 individuals, specializes in offering expert investment advisory services. LPL Financial LLC has established a robust compensation structure that encompasses various types, ensuring that their advisors are suitably motivated and rewarded for their exceptional performance. Their vast client base of 831,960 individuals entrusts them with an impressive $368,018,537,000 in assets under management. Notably, a substantial portion of these assets, roughly half, originates from employer 401Ks or individual investors, which highlights their extensive experience and success in this realm. Setting them apart from many competitors, LPL Financial LLC exclusively manages 100% of the assets they oversee on a discretionary basis, underscoring their commitment to providing comprehensive financial guidance tailored to each client's unique circumstances. In addition to their investment advisory services, LPL Financial LLC offers a range of other valuable solutions, such as serving as a registered representative of a broker-dealer, as well as an insurance broker or agent. Their presence spans across the country, with an extensive network of 9,899 offices, ensuring widespread accessibility for their clients. The firm prides itself on its team of highly experienced advisors, with notable figures like Marc Reisman, Bruce Lindsay, and Darryl Scott among the longest-tenured professionals who have consistently demonstrated their expertise and dedication to client success. LPL Financial LLC continues to be a trusted partner for individuals and organizations seeking comprehensive financial guidance and sound investment strategies.

McShane Partners is a well-established local investment advisory firm headquartered in Charlotte, NC. With a single office location, the firm boasts a dedicated team of 10 employees, 8 of whom specialize in providing comprehensive investment advisory services. Leveraging their expertise, McShane Partners manages an impressive average of approximately $81,250,000 in assets under management per investment advisor, placing them on par with industry standards. One key aspect that sets McShane Partners apart is their versatile compensation structure. They offer various types of compensation, including a percentage of assets under management, ensuring their advisors are incentivized to achieve optimal results for their clients. While the firm's focus primarily revolves around managing assets for high-net-worth individuals, they also possess the capacity to effectively oversee employer funds, although such accounts constitute less than 30% of their assets under management. An important facet of McShane Partners' business model is their discretionary management approach, as they handle 100% of the assets they manage. This enables them to make informed investment decisions on behalf of their clients, ensuring a proactive and tailored approach to portfolio management. Boasting a substantial client base, McShane Partners serves over 120 individual clients, collectively entrusting the firm with more than $650,000,000 in assets under management. The company takes pride in the longevity of its advisors, with notable names such as Lorraine Tomlin, Sandra Carlson, and Daniele Donahoe among their experienced and dedicated team. By combining their expertise, personalized approach, and commitment to delivering optimal results, McShane Partners continues to thrive as a trusted and reputable investment advisory firm in the Charlotte area.

Eastover Capital Management, based out of Charlotte, NC, is a local investment advisory firm dedicated to providing exceptional financial services. With a team of five highly skilled professionals, they offer comprehensive investment advisory services to a diverse client base. Their impressive track record is reflected in their average assets under management per investment advisor, which stands at approximately $303,190,000, surpassing industry standards. Eastover Capital Management's compensation structure includes various types, such as a percentage of assets under management and performance-based fees, ensuring alignment with their clients' interests. With over 30 individual clients, Eastover manages an extensive portfolio of assets, totaling over $284,011,000. The majority of their clients consist of high net worth individuals seeking tailored investment strategies and personalized financial guidance. A notable aspect of Eastover Capital Management's approach is their discretionary management style, with 94% of the assets they oversee falling under this category. This indicates a high level of trust placed in the expertise and judgment of the firm's advisors. The firm's commitment to excellence is evident through their longstanding team of advisors. Notable among them are Anna Jackson, Yancey Mackey, and David Morgan, who bring years of experience and expertise to their roles. With their unwavering dedication to client success, Eastover Capital Management has established itself as a reputable firm within the investment advisory industry. Through their Charlotte-based office, they continue to deliver exceptional financial services to meet the unique needs of their valued clientele.

Carolina Wealth Consulting LLC, a prominent investment advisory firm headquartered in Charlotte, NC, specializes in providing comprehensive wealth management solutions. With a team of 20 dedicated professionals, 18 of whom are experienced investment advisors, the firm offers personalized financial advice to a diverse clientele. Drawing upon their expertise, Carolina Wealth Consulting LLC manages an impressive $32,000,000 in assets under management per investment advisor. Their compensation structure encompasses various models, including performance-based fees, ensuring alignment with their clients' financial goals. With over 330 individual clients, the firm oversees an extensive portfolio totaling more than $1,430,865,000 in assets under management. A substantial portion of these assets belongs to high-net-worth individuals, reflecting the firm's ability to cater to affluent clients effectively. While the majority of assets managed by Carolina Wealth Consulting LLC are discretionary, they also possess the capability to expertly manage employer funds, highlighting their versatility in providing comprehensive financial solutions. Carolina Wealth Consulting LLC takes pride in its local roots, serving the Charlotte community from its single office location. The firm boasts a team of seasoned advisors, including Walker Shelton, Bridget Mcdermott, and Justin Louis, who have established long and successful tenures within the organization. With a commitment to excellence and a client-centric approach, Carolina Wealth Consulting LLC continues to deliver top-tier investment advisory services, helping clients navigate the complexities of wealth management and achieve their financial aspirations.

Verum Partners LLC, based out of Charlotte, NC, is a distinguished local investment advisory firm serving a diverse clientele. With over 20 individual clients and an impressive $398,931,000 in assets under management, they have firmly established themselves as a trusted partner in the financial industry. Catering primarily to high-net-worth individuals, Verum Partners LLC takes pride in managing the majority of their clients' assets, with a remarkable 66% held under discretionary management. Their comprehensive compensation structure includes various types, such as a percentage of assets under management and fixed fees, ensuring alignment with their clients' best interests. With a team of 8 dedicated professionals, Verum Partners LLC possesses a robust advisory staff, with 6 of them specifically focused on providing top-notch investment advisory services. Their expertise and commitment to excellence have allowed them to achieve an average assets under management per investment advisor of approximately $66,490,000, in line with industry standards. One of the firm's notable strengths lies in their seasoned advisors, some of whom have been with Verum Partners LLC for an extensive period. Abigail Bennett, Holly Skipper, and Dustin Barr are among the longest-tenured advisors, bringing a wealth of experience and deep market insights to the table. Verum Partners LLC operates with integrity, employing a meticulous and client-centric approach to wealth management. Their unwavering commitment to delivering exceptional results has earned them a stellar reputation among their discerning clientele.

Woodard & Co Asset Management Group Inc, headquartered in Bermuda Run, NC, is a highly regarded investment advisory firm catering to a vast clientele. With over 1,570 individual clients and a total of $818,000,000 in assets under management, they have built a strong reputation for delivering exceptional financial solutions. Operating from a single office, Woodard & Co Asset Management Group Inc provides comprehensive investment advisory services. Their team of four professionals is dedicated to offering personalized guidance and support to their clients, with each member specializing in investment advisory services. With an impressive average of approximately $204,500,000 in assets under management per investment advisor, Woodard & Co Asset Management Group Inc exceeds industry standards in asset allocation. This highlights their ability to handle substantial portfolios while maintaining a high level of client service. Woodard & Co Asset Management Group Inc possesses extensive experience managing employer 401Ks and individual accounts, which together constitute roughly half of their assets under management. This expertise in the retirement and individual account space positions them as a reliable partner for clients seeking retirement planning and investment advice. The firm's compensation structure includes a percentage of assets under management, ensuring their interests align with those of their clients. Additionally, their discretionary management approach enables them to actively monitor and adjust 98% of the assets they oversee, adapting to changing market conditions and client objectives. Joan Woodard, Todd Senter, and John Woodard are among the firm's longest-tenured advisors, contributing valuable experience and knowledge to Woodard & Co Asset Management Group Inc. Their commitment to excellence reflects the firm's dedication to providing outstanding investment advisory services. As a trusted partner in financial management, Woodard & Co Asset Management Group Inc strives to help clients achieve their financial goals through personalized strategies and a client-centric approach.

Gragg Financial, a small investment advisory firm based out of Shelby, NC, boasts an impressive portfolio, serving over 150 individual clients with assets under management totaling more than $148,714,000. With a singular office location, they offer a range of services including accounting solutions, positioning themselves as a versatile accountant or accounting firm. While employer funds constitute a significant portion of their assets under management, at least 30% is represented by 401K and individual accounts. Notably, Gragg Financial manages all of their clients' assets on a discretionary basis, ensuring comprehensive control and decision-making authority. Their compensation structure encompasses various methods, such as a percentage of assets under management and hourly charges, catering to diverse client needs. Employing a team of 11 individuals, Gragg Financial has two dedicated investment advisors. With an average of $74,360,000 in assets under management per advisor, they maintain parity with the industry standard. Despite their size, Gragg Financial leverages its expertise and personalized approach to deliver exceptional financial management services to their clientele. Clients who choose Gragg Financial benefit from their knowledgeable professionals who work diligently to understand individual financial goals and tailor investment strategies accordingly. Whether seeking advice on retirement planning, wealth preservation, or comprehensive financial planning, Gragg Financial's commitment to excellence and sound financial practices make them a trusted partner in the financial industry.

Accruent Wealth Advisors, a small investment advisory firm based in Winston-Salem, NC, is dedicated to providing comprehensive financial solutions to its clients. With a single office location, their team of three highly experienced professionals offers expert investment advisory services. Each advisor at Accruent Wealth Advisors manages an average of $43,040,000 in assets, demonstrating their expertise and ability to handle substantial portfolios. Their compensation structure is flexible and includes various types such as a percentage of assets under management, fixed fees, and hourly charges. While employer funds management is one of their capabilities, 401K and individual accounts comprise less than 30% of their assets under management. Notably, 79% of the assets they manage are discretionary, showcasing their clients' trust in their expertise. Primarily focused on high net worth individuals, Accruent Wealth Advisors boasts a robust client base of over 70 individuals, with a total of $129,111,000 in assets under management. Their commitment to personalized service and comprehensive financial planning has earned them a strong reputation in the industry. The firm is supported by a team of dedicated advisors, including Nathan Snow, Barry Swaim, and David Klepeisz, who have demonstrated their loyalty and commitment over the years. With their combined expertise, Accruent Wealth Advisors aims to guide clients toward achieving their financial goals, providing them with peace of mind and long-term financial stability.

Westend Advisors, LLC is a local investment advisory firm based out of Charlotte, NC. With one office, they have established themselves as a prominent player in the financial services industry. The firm boasts a team of 28 talented professionals, out of which seven specialize in providing comprehensive investment advisory services. With an impressive average of approximately $171,770,000 in assets under management per investment advisor, Westend Advisors surpasses the industry average, demonstrating their proficiency in delivering exceptional financial solutions. Their compensation structure encompasses various types, including a percentage of assets under management, ensuring alignment with their clients' best interests. Westend Advisors stands out for their expertise in managing employer 401Ks and individual portfolios, with these categories comprising around half of their total assets under management. Their proven track record and extensive experience in this space make them a trusted partner for businesses and individuals alike. All of the assets managed by Westend Advisors are discretionary, highlighting their commitment to providing personalized and tailored investment strategies. The firm proudly serves over 2,680 individual clients, who collectively entrust them with over $1,202,392,000 in assets under management. Westend Advisors owes much of its success to its dedicated team of advisors. Among them, Edmund Durden, Michael Goldman, and Frank Harkins stand as some of the longest tenured professionals at the firm, embodying the values of integrity, expertise, and client-centric approach that define Westend Advisors, LLC.

Burkett Financial Services, LLC is a small investment advisory firm based out of Rock Hill, SC, with two offices. With a total of five employees, four of whom provide investment advisory services, the firm is dedicated to assisting clients in managing their financial portfolios effectively. On average, each investment advisor at Burkett Financial Services manages approximately $99,010,000 in assets under management, which aligns with the industry average. Burkett Financial Services offers a comprehensive compensation structure that includes various options such as a percentage of assets under management, hourly charges, and fixed fees. While their assets under management for 401K and individual accounts represent less than 30% of their total, the firm possesses the expertise to manage employer funds. An impressive 96% of the assets they oversee are under discretionary management. The firm primarily caters to high-net-worth individuals, with more than 280 individual clients entrusting Burkett Financial Services with over $396,054,000 in assets under management. The company takes pride in their team of experienced advisors, including Neil Brown, Phillip Smiley, and Lemuel Mitchum, who have been with the firm for many years. Their longevity in the industry speaks to their expertise and commitment to client satisfaction. At Burkett Financial Services, LLC, clients can expect personalized investment advisory services that align with their financial goals and aspirations. With a solid track record and a focus on delivering exceptional value, the firm continues to establish itself as a trusted partner in wealth management.

Based in Concord, North Carolina, MILL CAPITAL MANAGEMENT, LLC is a highly regarded investment advisory firm that caters to a select client base. With over 10 individual clients and an impressive $1,046,748,000 in assets under management, MILL CAPITAL MANAGEMENT, LLC offers comprehensive financial guidance and management services. The firm operates from a single office, ensuring personalized attention for their clients. Distinguished by their discretionary asset management approach, MILL CAPITAL MANAGEMENT, LLC assumes responsibility for 97% of the assets under their care. This approach allows them to make informed investment decisions on behalf of their clients, aligned with their financial goals. The firm's compensation structure includes various types, such as a percentage of assets under management, ensuring a fair and transparent relationship with their clients. MILL CAPITAL MANAGEMENT, LLC boasts a team of six professionals, with four specializing in investment advisory services. With an impressive average of approximately $261,690,000 in assets under management per investment advisor, the firm surpasses the industry average. The tenure of several advisors at MILL CAPITAL MANAGEMENT, LLC, including Jonathan Rhoney, Paul Clark, and Brian Seay, reflects their deep expertise and commitment to client success. With a client-centric approach and a comprehensive understanding of financial markets, MILL CAPITAL MANAGEMENT, LLC strives to provide tailored investment strategies and superior service to help clients achieve their financial objectives. Whether it's wealth management, retirement planning, or estate planning, the firm's experienced advisors work closely with their clients to navigate the complexities of the financial landscape and secure their long-term financial well-being.