Showing 1 - 12 of 22 results
STEPHENS
STEPHENS
Little Rock, Arkansas
Stephens, a renowned regional investment advisory firm, is headquartered in Little Rock, AR, with a presence in 24 offices. With a strong track record and extensive experience, Stephens caters to a diverse client base of over 18,810 individuals. Their impressive portfolio boasts an impressive $12,334,227,000 in assets under management, of which 74% are managed on a discretionary basis. As a registered municipal advisor, Stephens offers comprehensive financial services to its clients. While they primarily manage employer funds, they also handle 401K and individual accounts, which collectively constitute less than 30% of their assets under management. The firm's compensation structure is designed to accommodate various client needs, incorporating options such as a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. This flexibility ensures that clients can choose the most suitable arrangement for their investment requirements. Stephens boasts a talented team of 637 employees, 253 of whom are dedicated investment advisory professionals. With an average of $48,750,000 in assets under management per investment advisor, the firm aligns with the industry average in terms of productivity. Notably, several of Stephens' advisors have demonstrated remarkable dedication and loyalty over the years. Steven Middleton, James Mitchell, and Henry Bennett are among the firm's longest-tenured advisors, exemplifying their commitment to delivering exceptional financial guidance and building enduring client relationships. With their impressive assets under management, comprehensive service offerings, and experienced team, Stephens continues to establish itself as a trusted name in the investment advisory landscape.
NEW WAVE WEALTH ADVISORS
NEW WAVE WEALTH ADVISORS
Springdale, Arkansas
New Wave Wealth Advisors, headquartered in Springdale, AR, is a prominent investment advisory firm with a focus on providing comprehensive financial solutions. With two well-established offices, the company boasts a team of three highly skilled professionals dedicated to delivering top-notch investment advisory services. Each advisor at New Wave Wealth Advisors manages an average of $58,790,000 in assets under management, aligning with the industry average. The firm's compensation structure encompasses various models, including a percentage of assets under management, ensuring the team's dedication to achieving optimal results for their clients. New Wave Wealth Advisors possesses extensive experience managing employer 401Ks and individual investments, making them a trusted partner in this sector. Notably, 100% of the assets they oversee are under their discretionary management, showcasing their expertise in executing investment strategies. With a substantial client base of over 500 individuals, New Wave Wealth Advisors manages assets totaling more than $176,360,000, exemplifying their ability to deliver substantial value to their clientele. The firm takes pride in their team of advisors, including the longest tenured professionals, Dustin Stanley, Tomek Siwiec, and Hannah Stanley, who possess a wealth of experience and knowledge in the field. New Wave Wealth Advisors distinguishes itself through its commitment to providing tailored financial advice, striving to help clients navigate the complexities of investment management while achieving their unique goals. By delivering exceptional service and leveraging their extensive expertise, New Wave Wealth Advisors continues to empower individuals and businesses to thrive in their financial endeavors.
ST. BERNARD FINANCIAL SERVICES, INC.
ST. BERNARD FINANCIAL SERVICES, INC.
Russellville, Arkansas
St. Bernard Financial Services, Inc. is a reputable investment advisory firm based out of Russellville, AR. With a total of 117 employees, including 23 dedicated to investment advisory services, the company boasts a strong team of knowledgeable professionals. Demonstrating their expertise, St. Bernard Financial Services manages an impressive average of approximately $302,520,000 in assets per investment advisor, surpassing the industry average. Their compensation structure is flexible, incorporating various types such as a percentage of assets under management and fixed fees, ensuring that clients receive personalized and tailored services. With over 710 individual clients, the firm oversees a substantial $104,472,000 in assets under management, with a significant portion stemming from employer 401K plans and individuals, accounting for over 80% of their managed assets. St. Bernard Financial Services, Inc. is highly qualified to provide comprehensive management of 401K plans for both employers and employees. Additionally, they offer a range of other services, including acting as a registered representative of a broker-dealer and functioning as an insurance broker or agent. Operating from Russellville, AR, the company maintains an extensive presence with 24 offices, ensuring accessibility and convenience for their clientele. Notably, St. Bernard Financial Services features a team of seasoned advisors, including Windell Cullers, Kathryn Carroll, and Robert Keenan, who bring their wealth of experience to the table. With a track record of success and a commitment to providing top-notch financial services, St. Bernard Financial Services, Inc. stands as a trusted partner for individuals and businesses seeking expert investment guidance and comprehensive wealth management solutions.
ARVEST WEALTH MANAGEMENT
ARVEST WEALTH MANAGEMENT
Rogers, Arkansas
Arvest Wealth Management, based out of Rogers, AR, is a reputable regional investment advisory firm with a long-standing presence in the industry. With 247 dedicated employees, 214 of whom specialize in providing comprehensive investment advisory services, Arvest Wealth Management is committed to delivering personalized financial solutions to their clients. The firm boasts an impressive average of approximately $7,570,000 in assets under management per investment advisor, a testament to their expertise in managing wealth effectively. Their compensation structure is diverse, including various types such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility for their clients. Arvest Wealth Management takes pride in serving over 5,950 individual clients, cultivating trusted relationships and overseeing a substantial $2,704,711,000 in assets under management. Their notable experience in managing employer 401Ks and individual investments is evident, with nearly half of their assets under management originating from this space. Furthermore, the firm exhibits a commendable 33% of discretionary assets under management, indicating their ability to make informed investment decisions and exercise prudent judgment on behalf of their clients. With a widespread presence, Arvest Wealth Management operates through 178 offices, ensuring accessibility and convenience for their clientele. The firm's longevity is further enhanced by the presence of esteemed advisors, including Asa Cottrell, Bruce Knapp, and Jerry Roberts, who have demonstrated their expertise and commitment to delivering exceptional financial guidance. Arvest Wealth Management stands as a trusted partner for individuals and organizations seeking tailored investment strategies and a reliable approach to wealth management.
FINANCIAL MANAGEMENT, INC.
FINANCIAL MANAGEMENT, INC.
Little Rock, Arkansas
Financial Management, Inc. is a well-established investment advisory firm headquartered in Little Rock, AR, boasting two offices strategically located to serve their clientele. With a dedicated team of four skilled professionals, Financial Management, Inc. specializes in providing comprehensive investment advisory services to individuals and businesses alike. Known for their exceptional expertise and commitment to client success, Financial Management, Inc. manages an impressive average of approximately $26,320,000 in assets under management per investment advisor. The firm's compensation structure offers flexibility, encompassing various types such as a percentage of assets under management, fixed fees, and hourly charges, ensuring clients have customized options to suit their needs. While Financial Management, Inc. primarily focuses on managing discretionary assets, they also possess the capability to oversee employer funds, showcasing their versatility and adaptability in the financial industry. In addition to their investment advisory services, the firm extends their expertise as insurance brokers or agents, providing comprehensive coverage solutions to safeguard their clients' assets. With a robust client base comprising over 120 individuals, Financial Management, Inc. effectively manages assets worth more than $105,267,000. The firm's long-standing success can be attributed, in part, to the dedication and knowledge of their experienced advisors. Notably, Brandon Grubbs, Harold Grubbs, and John Robinson, some of the firm's most tenured advisors, consistently deliver exceptional guidance to clients. Financial Management, Inc. stands as a trusted partner, offering personalized investment strategies and comprehensive financial solutions to help individuals and businesses achieve their financial goals. Their unwavering commitment to excellence has earned them a sterling reputation within the industry and the trust of their valued clients.
GARRISON ASSET MANAGEMENT, LLC
GARRISON ASSET MANAGEMENT, LLC
Fayetteville, Arkansas
Garrison Asset Management, LLC, headquartered in Fayetteville, AR, is a small investment advisory firm with a strong track record in managing assets. With a total of four dedicated professionals, three of whom specialize in providing comprehensive investment advisory services, the firm offers a personalized approach to wealth management. Garrison Asset Management stands out in the industry, as their average assets under management per investment advisor amount to approximately $370,490,000, surpassing the industry average. The firm's compensation structure is designed to align the interests of clients and advisors, incorporating various types of fees. This includes a percentage of assets under management, fixed fees, and performance-based fees, ensuring that advisors are motivated to achieve optimal results for their clients. Garrison Asset Management serves a diverse client base, boasting over 220 individual clients and managing assets totaling more than $277,797,000. While 401K and individual accounts make up less than 30% of their assets under management, the firm also possesses the expertise to manage employer funds. A significant majority of the assets they manage, 96%, are under discretionary management, highlighting their expertise and ability to make informed investment decisions on behalf of their clients. With a single office in Fayetteville, Garrison Asset Management is deeply rooted in the local community. The firm takes pride in its experienced team, with long-tenured advisors such as James Bell, Kerry Bradley, and Glenn Atkins. These professionals bring a wealth of knowledge and expertise to the firm, further strengthening its ability to deliver exceptional investment advisory services.
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MUSTARD SEED WEALTH MANAGEMENT
MUSTARD SEED WEALTH MANAGEMENT
Magnolia, Arkansas
Mustard Seed Wealth Management, a local investment advisory firm based out of Magnolia, AR, is dedicated to helping clients achieve their financial goals. With over 530 individual clients and an impressive $313,018,000 in assets under management, they have established themselves as a trusted partner in the wealth management industry. The firm operates from seven offices strategically located to serve their clients effectively. With a strong focus on employer 401Ks and individual investments, Mustard Seed Wealth Management possesses extensive expertise in this area. In fact, approximately half of their assets under management come from these sources, highlighting their ability to provide tailored solutions for retirement planning. Mustard Seed Wealth Management prides itself on its discretionary management approach, with 95% of the assets they oversee falling under this category. Their compensation structure is diverse and includes various options such as a percentage of assets under management, fixed fees, and hourly charges. This flexibility ensures that clients can choose the payment method that best suits their needs. The firm's team consists of 11 highly skilled employees, the majority of whom specialize in providing investment advisory services. Each investment advisor manages an average of $31,300,000 in assets, showcasing their capability to handle significant portfolios. Mustard Seed Wealth Management benefits from the experience and knowledge of its longest-tenured advisors, namely Lannie Travis, Jonathan Baird, and James Ashby. Their deep understanding of the industry enables the firm to deliver exceptional guidance and advice to their clients. In summary, Mustard Seed Wealth Management is a reputable investment advisory firm in Magnolia, AR, offering comprehensive wealth management services to a diverse client base. With their expertise, personalized solutions, and dedication to client success, they continue to make a positive impact in the financial well-being of their clients.
CLIENTFIRST WEALTH MANAGEMENT, LLC
CLIENTFIRST WEALTH MANAGEMENT, LLC
Little Rock, Arkansas
Clientfirst Wealth Management, LLC is a small investment advisory firm based out of Little Rock, AR, dedicated to delivering exceptional financial guidance and personalized wealth management solutions. With a single office, the firm employs a team of highly skilled professionals who are committed to providing top-notch investment advisory services. The firm's expertise lies in managing high net worth individuals' assets, making them a trusted partner for those seeking comprehensive wealth management solutions. Led by Edward Mahaffy, one of the longest-tenured registered advisors since 2018, Clientfirst Wealth Management, LLC prides itself on putting the interests of its clients first. Their compensation structure is flexible and caters to clients' diverse needs, including a percentage of assets under management, hourly charges, and fixed fees. Notably, the firm manages all of its clients' assets on a discretionary basis, empowering them to make informed investment decisions without constant involvement. With an impressive average of approximately $219,950,000 in assets under management per investment advisor, Clientfirst Wealth Management, LLC surpasses industry standards. This outstanding figure reflects the trust clients place in the firm's expertise and ability to navigate the complexities of the financial markets. Clientfirst Wealth Management, LLC maintains a robust client base of over ten individuals, with assets under management totaling more than $219,949,000. Their commitment to personalized service and financial success has established them as a reliable and respected presence in the Little Rock, AR area. Whether clients seek long-term financial planning, retirement strategies, or investment advice, Clientfirst Wealth Management, LLC is dedicated to helping them achieve their financial goals with integrity and excellence.
OCTOBER WEALTH ADVISORS, INC
OCTOBER WEALTH ADVISORS, INC
Fort Smith, Arkansas
October Wealth Advisors, Inc is a reputable small investment advisory firm based out of Fort Smith, AR. With over 140 individual clients and an impressive $109,064,000 in assets under management, the company has established a strong presence in the financial industry. The firm operates from a single office, catering to a diverse range of clients. A significant portion of October Wealth Advisors' assets under management derives from employer 401Ks and individual accounts, demonstrating their expertise in these areas. In fact, a noteworthy 94% of the assets they manage are discretionary, allowing them to make informed investment decisions on behalf of their clients. The compensation structure at October Wealth Advisors, Inc encompasses various types, including a percentage of assets under management and fixed fees. This approach ensures that their interests are aligned with those of their clients. With a total of three employees, two of whom provide investment advisory services, the firm maintains a personalized approach to client relationships. Each investment advisor manages an average of approximately $54,530,000 in assets, which is on par with the industry average. October Wealth Advisors takes pride in its experienced team, with David Craig and Jon-Erik Garrido serving as two of the longest-tenured registered advisors with the firm. Their extensive knowledge and dedication contribute to the high-quality services and trusted guidance that October Wealth Advisors, Inc consistently provides to its valued clientele.
TRUTORO
TRUTORO
Conway, Arkansas
Trutoro, a local investment advisory firm based out of Conway, AR, is a trusted name in the financial industry. With over 1,050 individual clients and an impressive $138,671,000 in assets under management, they have established themselves as a reliable partner for both employers and individuals seeking financial guidance. With 12 offices spread across the region, Trutoro offers personalized investment solutions to their diverse client base. Their services extend beyond investment advisory, as they also operate as an insurance broker or agent, providing comprehensive coverage options. What sets Trutoro apart is their expertise in managing employer 401K plans. More than 80% of their assets under management come from these plans, demonstrating their ability to cater to the unique needs of both employers and employees. Additionally, all of the assets they manage are discretionary, ensuring that their clients' investments are handled with the utmost care and professionalism. Trutoro's compensation structure is flexible, offering options such as a percentage of assets under management and hourly charges. This adaptability allows clients to choose the payment method that best suits their individual preferences and financial goals. The firm boasts a team of 21 highly qualified professionals, with 18 dedicated to providing investment advisory services. Each advisor manages an average of approximately $7,700,000 in assets, showcasing their proficiency in handling substantial portfolios. Notably, Trutoro takes pride in the longevity of their advisors, with Diana Rogers, Jeffrey Fountain, and Gary Seibel being some of the firm's longest-tenured experts. Whether it's managing investments, securing insurance coverage, or advising on retirement plans, Trutoro is committed to delivering excellent financial services tailored to their clients' needs.
ST BERNARD ASSET MANAGEMENT, INC.
ST BERNARD ASSET MANAGEMENT, INC.
Russellville, Arkansas
St Bernard Asset Management, Inc., based out of Russellville, AR, is a highly reputable and experienced investment advisory firm. With over 30 individual clients and more than $12,088,000 in assets under management, they have built a strong track record of success in the industry. Specializing in managing employer 401K plans and individual investments, St Bernard Asset Management, Inc. has established itself as a go-to choice for both employers and employees seeking expert financial guidance. Over 80% of their assets under management come from these sources, showcasing their proficiency in these areas. The firm's compensation structure is flexible, offering various options such as a percentage of assets under management and hourly charges. This adaptability ensures that clients receive personalized services tailored to their specific needs. With a team of dedicated professionals, St Bernard Asset Management, Inc. is committed to providing top-notch investment advisory services. Despite having only 1 office, they deliver exceptional service and attention to detail to their valued clientele. Each investment advisor at St Bernard Asset Management, Inc. manages an average of approximately $12,090,000 in assets. This impressive figure reflects the firm's ability to handle substantial portfolios while maintaining the highest standards of performance and professionalism. Overall, St Bernard Asset Management, Inc. stands out as a trusted partner for individuals and employers seeking expert guidance in managing their financial assets and securing a prosperous future.
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC
Little Rock, Arkansas
Legacy Capital Wealth Partners, LLC is a reputable investment advisory firm headquartered in Little Rock, AR, with two well-established offices. With a team of 23 dedicated professionals, the firm offers comprehensive investment advisory services, with 17 advisors solely focused on delivering expert guidance. On average, each investment advisor oversees approximately $54,030,000 in assets under management, aligning with industry standards. Legacy Capital Wealth Partners, LLC employs a flexible compensation structure, which includes a variety of options such as a percentage of assets under management and fixed fees. While they primarily manage assets for high net worth individuals, they also possess the capability to handle employer funds, even though 401K and individual accounts make up less than 30% of their total assets under management. A notable aspect of their operation is that 79% of the assets they manage are under discretionary management, allowing clients to entrust the firm with decision-making authority. With a substantial client base of over 290 individuals, Legacy Capital Wealth Partners, LLC diligently oversees assets exceeding $918,489,000 in value. The firm takes pride in its experienced team, boasting some of the longest tenured advisors in the industry, including Wessel Zwiegers, Matthew Jones, and Jason Prather. Their deep knowledge and unwavering dedication contribute to the firm's track record of delivering exceptional service and sound financial guidance to their esteemed clientele. As Legacy Capital Wealth Partners, LLC continues to expand its reach, they remain committed to serving as trusted stewards of their clients' wealth and providing tailored investment solutions that align with their long-term financial goals.