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STEPHENS
STEPHENS
Little Rock, Arkansas
Stephens, a renowned regional investment advisory firm, is headquartered in Little Rock, AR, with a presence in 24 offices. With a strong track record and extensive experience, Stephens caters to a diverse client base of over 18,810 individuals. Their impressive portfolio boasts an impressive $12,334,227,000 in assets under management, of which 74% are managed on a discretionary basis. As a registered municipal advisor, Stephens offers comprehensive financial services to its clients. While they primarily manage employer funds, they also handle 401K and individual accounts, which collectively constitute less than 30% of their assets under management. The firm's compensation structure is designed to accommodate various client needs, incorporating options such as a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. This flexibility ensures that clients can choose the most suitable arrangement for their investment requirements. Stephens boasts a talented team of 637 employees, 253 of whom are dedicated investment advisory professionals. With an average of $48,750,000 in assets under management per investment advisor, the firm aligns with the industry average in terms of productivity. Notably, several of Stephens' advisors have demonstrated remarkable dedication and loyalty over the years. Steven Middleton, James Mitchell, and Henry Bennett are among the firm's longest-tenured advisors, exemplifying their commitment to delivering exceptional financial guidance and building enduring client relationships. With their impressive assets under management, comprehensive service offerings, and experienced team, Stephens continues to establish itself as a trusted name in the investment advisory landscape.
STEPHENS GROUP ASSET MANAGEMENT, LLC
STEPHENS GROUP ASSET MANAGEMENT, LLC
Little Rock, Arkansas
Stephens Group Asset Management, LLC, headquartered in Little Rock, AR, is a distinguished investment advisory firm with a commitment to delivering exceptional financial services. With a team of four highly skilled professionals, the firm specializes in providing personalized investment advisory services to a diverse clientele. Boasting an impressive average of $252,110,000 in assets under management per investment advisor, Stephens Group Asset Management, LLC surpasses the industry average, demonstrating their expertise and effectiveness. The firm's compensation structure includes various types, such as a percentage of assets under management, ensuring a mutually beneficial relationship between the clients and advisors. Moreover, Stephens Group Asset Management, LLC manages 100% of the assets on a discretionary basis, allowing them the flexibility to make informed investment decisions in the best interest of their clients. Stephens Group Asset Management, LLC primarily caters to high net worth individuals, skillfully managing a substantial portfolio of over $1,008,440,000 in assets under management for more than 60 individual clients. The firm's success is further enhanced by the expertise and dedication of its longest tenured advisors, including Clayton James, William Tedford, and Alan Tedford, who bring a wealth of experience and industry knowledge to the team. As a small investment advisory firm, Stephens Group Asset Management, LLC prides itself on maintaining a close client-advisor relationship, offering customized investment strategies tailored to each client's unique financial goals. With a strong track record and a commitment to excellence, Stephens Group Asset Management, LLC continues to deliver exceptional financial advisory services to its valued clientele.
TRANSPARENT WEALTH PARTNERS LLC
TRANSPARENT WEALTH PARTNERS LLC
Little Rock, Arkansas
Transparent Wealth Partners LLC, based out of Little Rock, AR, is a reputable investment advisory firm catering to over 150 individual clients. With a remarkable track record, they currently oversee a substantial $188,773,000 in assets under management. Committed to providing personalized financial solutions, Transparent Wealth Partners LLC operates from a single office and possesses extensive expertise in managing employer 401Ks and individual portfolios. Impressively, an overwhelming 97% of the assets they manage are under their discretionary authority, demonstrating the high level of trust clients place in their investment strategies. Transparent Wealth Partners LLC offers a diverse compensation structure that includes a percentage of assets under management. The firm boasts a team of four dedicated professionals, with two of them specializing in investment advisory services. On average, each investment advisor at Transparent Wealth Partners LLC manages approximately $94,390,000 in assets, which aligns with the industry average. Notably, David Meador and Perry Streett are among the longest tenured registered advisors at the firm, exemplifying their deep-rooted commitment to client satisfaction and long-term partnerships. With a comprehensive understanding of financial markets and a client-centric approach, Transparent Wealth Partners LLC continues to deliver sound investment guidance to its growing clientele.
OCTOBER WEALTH ADVISORS, INC
OCTOBER WEALTH ADVISORS, INC
Fort Smith, Arkansas
October Wealth Advisors, Inc is a reputable small investment advisory firm based out of Fort Smith, AR. With over 140 individual clients and an impressive $109,064,000 in assets under management, the company has established a strong presence in the financial industry. The firm operates from a single office, catering to a diverse range of clients. A significant portion of October Wealth Advisors' assets under management derives from employer 401Ks and individual accounts, demonstrating their expertise in these areas. In fact, a noteworthy 94% of the assets they manage are discretionary, allowing them to make informed investment decisions on behalf of their clients. The compensation structure at October Wealth Advisors, Inc encompasses various types, including a percentage of assets under management and fixed fees. This approach ensures that their interests are aligned with those of their clients. With a total of three employees, two of whom provide investment advisory services, the firm maintains a personalized approach to client relationships. Each investment advisor manages an average of approximately $54,530,000 in assets, which is on par with the industry average. October Wealth Advisors takes pride in its experienced team, with David Craig and Jon-Erik Garrido serving as two of the longest-tenured registered advisors with the firm. Their extensive knowledge and dedication contribute to the high-quality services and trusted guidance that October Wealth Advisors, Inc consistently provides to its valued clientele.
THE ARKANSAS FINANCIAL GROUP, INC.
THE ARKANSAS FINANCIAL GROUP, INC.
Little Rock, Arkansas
The Arkansas Financial Group, Inc., based out of Little Rock, AR, is a reputable investment advisory firm catering to a diverse clientele. With over 150 individual clients and an impressive $667,275,000 in assets under management, they have established themselves as a trusted partner in wealth management. While specializing in high net worth individuals, the firm also manages employer funds, although 401K and individual accounts constitute less than 30% of their assets. The Arkansas Financial Group, Inc. prides itself on its discretionary management approach, as all the assets they oversee are under their full control. Comprised of a team of 9 talented professionals, including 4 dedicated investment advisors, the firm maintains an exceptional average of $166,820,000 in assets under management per investment advisor, significantly surpassing industry standards. This can be attributed to the expertise and commitment of their seasoned advisors, such as Mary McCraw, Kristina Bolhouse, and Fredrick Adkins, who have been with the firm for many years. In terms of compensation, The Arkansas Financial Group, Inc. offers a variety of options to suit their clients' preferences. Their fee structure encompasses a percentage of assets under management, hourly charges, and fixed fees. This flexible approach ensures that clients receive personalized services tailored to their unique financial goals and circumstances. With their strong track record, extensive experience, and dedication to providing top-notch investment advisory services, The Arkansas Financial Group, Inc. continues to solidify its position as a leading firm in the industry, delivering exceptional results and financial peace of mind to their valued clients.
MUSTARD SEED WEALTH MANAGEMENT
MUSTARD SEED WEALTH MANAGEMENT
Magnolia, Arkansas
Mustard Seed Wealth Management, a local investment advisory firm based out of Magnolia, AR, is dedicated to helping clients achieve their financial goals. With over 530 individual clients and an impressive $313,018,000 in assets under management, they have established themselves as a trusted partner in the wealth management industry. The firm operates from seven offices strategically located to serve their clients effectively. With a strong focus on employer 401Ks and individual investments, Mustard Seed Wealth Management possesses extensive expertise in this area. In fact, approximately half of their assets under management come from these sources, highlighting their ability to provide tailored solutions for retirement planning. Mustard Seed Wealth Management prides itself on its discretionary management approach, with 95% of the assets they oversee falling under this category. Their compensation structure is diverse and includes various options such as a percentage of assets under management, fixed fees, and hourly charges. This flexibility ensures that clients can choose the payment method that best suits their needs. The firm's team consists of 11 highly skilled employees, the majority of whom specialize in providing investment advisory services. Each investment advisor manages an average of $31,300,000 in assets, showcasing their capability to handle significant portfolios. Mustard Seed Wealth Management benefits from the experience and knowledge of its longest-tenured advisors, namely Lannie Travis, Jonathan Baird, and James Ashby. Their deep understanding of the industry enables the firm to deliver exceptional guidance and advice to their clients. In summary, Mustard Seed Wealth Management is a reputable investment advisory firm in Magnolia, AR, offering comprehensive wealth management services to a diverse client base. With their expertise, personalized solutions, and dedication to client success, they continue to make a positive impact in the financial well-being of their clients.
CLIENTFIRST WEALTH MANAGEMENT, LLC
CLIENTFIRST WEALTH MANAGEMENT, LLC
Little Rock, Arkansas
Clientfirst Wealth Management, LLC is a small investment advisory firm based out of Little Rock, AR, dedicated to delivering exceptional financial guidance and personalized wealth management solutions. With a single office, the firm employs a team of highly skilled professionals who are committed to providing top-notch investment advisory services. The firm's expertise lies in managing high net worth individuals' assets, making them a trusted partner for those seeking comprehensive wealth management solutions. Led by Edward Mahaffy, one of the longest-tenured registered advisors since 2018, Clientfirst Wealth Management, LLC prides itself on putting the interests of its clients first. Their compensation structure is flexible and caters to clients' diverse needs, including a percentage of assets under management, hourly charges, and fixed fees. Notably, the firm manages all of its clients' assets on a discretionary basis, empowering them to make informed investment decisions without constant involvement. With an impressive average of approximately $219,950,000 in assets under management per investment advisor, Clientfirst Wealth Management, LLC surpasses industry standards. This outstanding figure reflects the trust clients place in the firm's expertise and ability to navigate the complexities of the financial markets. Clientfirst Wealth Management, LLC maintains a robust client base of over ten individuals, with assets under management totaling more than $219,949,000. Their commitment to personalized service and financial success has established them as a reliable and respected presence in the Little Rock, AR area. Whether clients seek long-term financial planning, retirement strategies, or investment advice, Clientfirst Wealth Management, LLC is dedicated to helping them achieve their financial goals with integrity and excellence.
MACH-1 FINANCIAL GROUP, LLC
MACH-1 FINANCIAL GROUP, LLC
Rogers, Arkansas
Mach-1 Financial Group, LLC is a reputable small investment advisory firm headquartered in Rogers, AR. With a single office location, the company is comprised of 16 dedicated professionals, four of whom specialize in providing top-notch investment advisory services. Drawing on their extensive expertise, Mach-1 Financial Group, LLC manages an impressive average of approximately $67,660,000 in assets per investment advisor, placing them on par with industry standards. Mach-1 Financial Group, LLC employs a diversified compensation structure that includes various types, such as a percentage of assets under management. Notably, nearly half of their assets under management originate from employer 401Ks or individual clients, reflecting their commendable experience and success in this domain. The firm prides itself on managing all of its assets, totaling over $270,638,000, in a discretionary manner, allowing for enhanced flexibility and agility in meeting client objectives. With a substantial client base exceeding 990 individuals, Mach-1 Financial Group, LLC has garnered a solid reputation for providing exceptional investment advisory services. The firm's success can be attributed, in part, to the expertise of their seasoned advisors, including Elijah Freeman, David Lee, and Matthew Walters, who have demonstrated their commitment to long-term client satisfaction. Mach-1 Financial Group, LLC sets itself apart by delivering tailored investment strategies and comprehensive financial guidance to clients, aiming to maximize returns and foster financial growth. With a dedication to professionalism and a proven track record, the firm has positioned itself as a trusted partner for individuals seeking prudent financial management and guidance in the Rogers, AR area.
LATHROP INVESTMENT MANAGEMENT CORP
LATHROP INVESTMENT MANAGEMENT CORP
Little Rock, Arkansas
Lathrop Investment Management Corp, a small investment advisory firm based out of Little Rock, AR, is dedicated to providing comprehensive financial solutions to its clients. With a team of six highly skilled professionals, including four experienced investment advisors, the firm delivers personalized services tailored to meet the unique needs of each client. With an impressive average of approximately $38,740,000 in assets under management per investment advisor, Lathrop Investment Management Corp demonstrates its commitment to effectively growing and safeguarding its clients' wealth. The firm's compensation structure encompasses various types, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility and transparency in their client relationships. With over 60 individual clients entrusting the firm with their financial affairs, Lathrop Investment Management Corp manages an impressive portfolio of assets totaling over $781,012,000. Notably, 79% of these assets are managed on a discretionary basis, highlighting the trust clients place in the firm's expertise and decision-making abilities. Lathrop Investment Management Corp operates from a single office in Little Rock, AR, where its team of dedicated professionals works diligently to deliver exceptional investment advisory services. The firm takes pride in its long-tenured advisors, including James Havens, Andrew Lagrone, and Gregory Lathrop, who bring extensive experience and a deep understanding of the industry to their roles. Through a combination of expertise, personalized service, and a commitment to client success, Lathrop Investment Management Corp continues to establish itself as a trusted partner in the financial industry, offering reliable and comprehensive investment advisory services to individuals and families seeking to achieve their long-term financial goals.
ST. BERNARD FINANCIAL SERVICES, INC.
ST. BERNARD FINANCIAL SERVICES, INC.
Russellville, Arkansas
St. Bernard Financial Services, Inc. is a reputable investment advisory firm based out of Russellville, AR. With a total of 117 employees, including 23 dedicated to investment advisory services, the company boasts a strong team of knowledgeable professionals. Demonstrating their expertise, St. Bernard Financial Services manages an impressive average of approximately $302,520,000 in assets per investment advisor, surpassing the industry average. Their compensation structure is flexible, incorporating various types such as a percentage of assets under management and fixed fees, ensuring that clients receive personalized and tailored services. With over 710 individual clients, the firm oversees a substantial $104,472,000 in assets under management, with a significant portion stemming from employer 401K plans and individuals, accounting for over 80% of their managed assets. St. Bernard Financial Services, Inc. is highly qualified to provide comprehensive management of 401K plans for both employers and employees. Additionally, they offer a range of other services, including acting as a registered representative of a broker-dealer and functioning as an insurance broker or agent. Operating from Russellville, AR, the company maintains an extensive presence with 24 offices, ensuring accessibility and convenience for their clientele. Notably, St. Bernard Financial Services features a team of seasoned advisors, including Windell Cullers, Kathryn Carroll, and Robert Keenan, who bring their wealth of experience to the table. With a track record of success and a commitment to providing top-notch financial services, St. Bernard Financial Services, Inc. stands as a trusted partner for individuals and businesses seeking expert investment guidance and comprehensive wealth management solutions.
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GARRISON ASSET MANAGEMENT, LLC
GARRISON ASSET MANAGEMENT, LLC
Fayetteville, Arkansas
Garrison Asset Management, LLC, headquartered in Fayetteville, AR, is a small investment advisory firm with a strong track record in managing assets. With a total of four dedicated professionals, three of whom specialize in providing comprehensive investment advisory services, the firm offers a personalized approach to wealth management. Garrison Asset Management stands out in the industry, as their average assets under management per investment advisor amount to approximately $370,490,000, surpassing the industry average. The firm's compensation structure is designed to align the interests of clients and advisors, incorporating various types of fees. This includes a percentage of assets under management, fixed fees, and performance-based fees, ensuring that advisors are motivated to achieve optimal results for their clients. Garrison Asset Management serves a diverse client base, boasting over 220 individual clients and managing assets totaling more than $277,797,000. While 401K and individual accounts make up less than 30% of their assets under management, the firm also possesses the expertise to manage employer funds. A significant majority of the assets they manage, 96%, are under discretionary management, highlighting their expertise and ability to make informed investment decisions on behalf of their clients. With a single office in Fayetteville, Garrison Asset Management is deeply rooted in the local community. The firm takes pride in its experienced team, with long-tenured advisors such as James Bell, Kerry Bradley, and Glenn Atkins. These professionals bring a wealth of knowledge and expertise to the firm, further strengthening its ability to deliver exceptional investment advisory services.
HEXAGON CAPITAL PARTNERS, LLC
HEXAGON CAPITAL PARTNERS, LLC
Rogers, Arkansas
Hexagon Capital Partners, LLC is a reputable investment advisory firm located in Rogers, AR. With a single office, the company employs a total of 7 dedicated professionals, 6 of whom specialize in providing comprehensive investment advisory services. Their average assets under management per investment advisor amount to approximately $121,650,000, aligning with the industry average. In terms of compensation, Hexagon Capital Partners, LLC offers various structures, including a percentage of assets under management. While less than 30% of their assets under management are attributed to 401K and individual accounts, the firm possesses the expertise to manage employer funds. Notably, all of the assets they oversee are under discretionary management, exemplifying their commitment to making informed investment decisions on behalf of their clients. In addition to their investment advisory services, Hexagon Capital Partners, LLC also operates as an insurance broker or agent, broadening their range of offerings to better serve their clients' financial needs. With a strong client base, Hexagon Capital Partners, LLC caters to over 110 individual clients, expertly managing their assets, which collectively amount to an impressive $729,929,000. The company takes pride in its experienced team, including long-tenured advisors such as Brent Henry, John Hudson, and Dustin Colebank, who bring a wealth of knowledge and expertise to their clients' investment strategies. Overall, Hexagon Capital Partners, LLC is a trusted and capable investment advisory firm, dedicated to providing personalized financial guidance and assisting clients in achieving their financial goals.