Stephens, a renowned regional investment advisory firm, is headquartered in Little Rock, AR, with a presence in 24 offices. With a strong track record and extensive experience, Stephens caters to a diverse client base of over 18,810 individuals. Their impressive portfolio boasts an impressive $12,334,227,000 in assets under management, of which 74% are managed on a discretionary basis. As a registered municipal advisor, Stephens offers comprehensive financial services to its clients. While they primarily manage employer funds, they also handle 401K and individual accounts, which collectively constitute less than 30% of their assets under management. The firm's compensation structure is designed to accommodate various client needs, incorporating options such as a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. This flexibility ensures that clients can choose the most suitable arrangement for their investment requirements. Stephens boasts a talented team of 637 employees, 253 of whom are dedicated investment advisory professionals. With an average of $48,750,000 in assets under management per investment advisor, the firm aligns with the industry average in terms of productivity. Notably, several of Stephens' advisors have demonstrated remarkable dedication and loyalty over the years. Steven Middleton, James Mitchell, and Henry Bennett are among the firm's longest-tenured advisors, exemplifying their commitment to delivering exceptional financial guidance and building enduring client relationships. With their impressive assets under management, comprehensive service offerings, and experienced team, Stephens continues to establish itself as a trusted name in the investment advisory landscape.

Transparent Wealth Partners LLC, based out of Little Rock, AR, is a reputable investment advisory firm catering to over 150 individual clients. With a remarkable track record, they currently oversee a substantial $188,773,000 in assets under management. Committed to providing personalized financial solutions, Transparent Wealth Partners LLC operates from a single office and possesses extensive expertise in managing employer 401Ks and individual portfolios. Impressively, an overwhelming 97% of the assets they manage are under their discretionary authority, demonstrating the high level of trust clients place in their investment strategies. Transparent Wealth Partners LLC offers a diverse compensation structure that includes a percentage of assets under management. The firm boasts a team of four dedicated professionals, with two of them specializing in investment advisory services. On average, each investment advisor at Transparent Wealth Partners LLC manages approximately $94,390,000 in assets, which aligns with the industry average. Notably, David Meador and Perry Streett are among the longest tenured registered advisors at the firm, exemplifying their deep-rooted commitment to client satisfaction and long-term partnerships. With a comprehensive understanding of financial markets and a client-centric approach, Transparent Wealth Partners LLC continues to deliver sound investment guidance to its growing clientele.

St. Bernard Financial Services, Inc. is a reputable investment advisory firm based out of Russellville, AR. With a total of 117 employees, including 23 dedicated to investment advisory services, the company boasts a strong team of knowledgeable professionals. Demonstrating their expertise, St. Bernard Financial Services manages an impressive average of approximately $302,520,000 in assets per investment advisor, surpassing the industry average. Their compensation structure is flexible, incorporating various types such as a percentage of assets under management and fixed fees, ensuring that clients receive personalized and tailored services. With over 710 individual clients, the firm oversees a substantial $104,472,000 in assets under management, with a significant portion stemming from employer 401K plans and individuals, accounting for over 80% of their managed assets. St. Bernard Financial Services, Inc. is highly qualified to provide comprehensive management of 401K plans for both employers and employees. Additionally, they offer a range of other services, including acting as a registered representative of a broker-dealer and functioning as an insurance broker or agent. Operating from Russellville, AR, the company maintains an extensive presence with 24 offices, ensuring accessibility and convenience for their clientele. Notably, St. Bernard Financial Services features a team of seasoned advisors, including Windell Cullers, Kathryn Carroll, and Robert Keenan, who bring their wealth of experience to the table. With a track record of success and a commitment to providing top-notch financial services, St. Bernard Financial Services, Inc. stands as a trusted partner for individuals and businesses seeking expert investment guidance and comprehensive wealth management solutions.

Foundation Resource Management, Inc. is a distinguished investment advisory firm based out of Little Rock, AR. With one office, they provide comprehensive financial solutions to clients seeking professional guidance in wealth management. With a team of 10 dedicated employees, including six seasoned investment advisors, they are committed to delivering exceptional service and value to their clients. Foundation Resource Management, Inc. stands out in the industry with an impressive average of approximately $141,600,000 in assets under management per investment advisor, surpassing the industry average. Their compensation structure is designed to align their interests with their clients, incorporating a percentage of assets under management. Notably, 100% of the assets they manage are discretionary, reflecting the firm's expertise and ability to make informed investment decisions. With over 40 individual clients, Foundation Resource Management, Inc. manages a substantial portfolio of assets, totaling over $849,577,000 in assets under management. This reflects the trust and confidence their clients place in the firm's ability to preserve and grow their wealth. The firm takes pride in its team of highly experienced advisors, some of whom have been with the company for a significant period. Notable names include Christopher Fleischmann, Gregory Hartz, and Mark Millsap, whose long tenures are a testament to the firm's commitment to building lasting client relationships. Foundation Resource Management, Inc. is dedicated to providing personalized and professional investment advisory services, offering comprehensive financial solutions to help their clients achieve their financial goals and secure their financial future.

Ipsen Advisor Group is a reputable investment advisory firm headquartered in Little Rock, AR. With one office, this small but dynamic firm employs a total of four individuals, two of whom specialize in providing expert investment advisory services. The average assets under management per investment advisor stand at approximately $101,770,000, placing Ipsen Advisor Group on par with industry standards. Their compensation structure is diverse, encompassing various models such as a percentage of assets under management, hourly charges, fixed fees, and commissions. Distinguished by their extensive experience in managing employer 401Ks and individual portfolios, Ipsen Advisor Group predominantly oversees assets from these sources, accounting for about half of their assets under management. Their expertise in this domain is well-regarded. Notably, a significant portion of the assets they manage, specifically 92%, falls under discretionary management, underscoring their competence in making investment decisions on behalf of clients. In addition to their investment advisory services, Ipsen Advisor Group also operates as a registered representative of a broker-dealer and insurance broker or agent. With an impressive client base comprising over 390 individuals, the firm manages assets totaling over $203,532,000. Amy Ipsen, Loren Ipsen, and James Merriweather are among the firm's highly experienced and longest-serving advisors, exemplifying Ipsen Advisor Group's commitment to providing top-notch financial guidance and support.

St Bernard Asset Management, Inc., based out of Russellville, AR, is a highly reputable and experienced investment advisory firm. With over 30 individual clients and more than $12,088,000 in assets under management, they have built a strong track record of success in the industry. Specializing in managing employer 401K plans and individual investments, St Bernard Asset Management, Inc. has established itself as a go-to choice for both employers and employees seeking expert financial guidance. Over 80% of their assets under management come from these sources, showcasing their proficiency in these areas. The firm's compensation structure is flexible, offering various options such as a percentage of assets under management and hourly charges. This adaptability ensures that clients receive personalized services tailored to their specific needs. With a team of dedicated professionals, St Bernard Asset Management, Inc. is committed to providing top-notch investment advisory services. Despite having only 1 office, they deliver exceptional service and attention to detail to their valued clientele. Each investment advisor at St Bernard Asset Management, Inc. manages an average of approximately $12,090,000 in assets. This impressive figure reflects the firm's ability to handle substantial portfolios while maintaining the highest standards of performance and professionalism. Overall, St Bernard Asset Management, Inc. stands out as a trusted partner for individuals and employers seeking expert guidance in managing their financial assets and securing a prosperous future.

Financial Management, Inc. is a well-established investment advisory firm headquartered in Little Rock, AR, boasting two offices strategically located to serve their clientele. With a dedicated team of four skilled professionals, Financial Management, Inc. specializes in providing comprehensive investment advisory services to individuals and businesses alike. Known for their exceptional expertise and commitment to client success, Financial Management, Inc. manages an impressive average of approximately $26,320,000 in assets under management per investment advisor. The firm's compensation structure offers flexibility, encompassing various types such as a percentage of assets under management, fixed fees, and hourly charges, ensuring clients have customized options to suit their needs. While Financial Management, Inc. primarily focuses on managing discretionary assets, they also possess the capability to oversee employer funds, showcasing their versatility and adaptability in the financial industry. In addition to their investment advisory services, the firm extends their expertise as insurance brokers or agents, providing comprehensive coverage solutions to safeguard their clients' assets. With a robust client base comprising over 120 individuals, Financial Management, Inc. effectively manages assets worth more than $105,267,000. The firm's long-standing success can be attributed, in part, to the dedication and knowledge of their experienced advisors. Notably, Brandon Grubbs, Harold Grubbs, and John Robinson, some of the firm's most tenured advisors, consistently deliver exceptional guidance to clients. Financial Management, Inc. stands as a trusted partner, offering personalized investment strategies and comprehensive financial solutions to help individuals and businesses achieve their financial goals. Their unwavering commitment to excellence has earned them a sterling reputation within the industry and the trust of their valued clients.

Trutoro, a local investment advisory firm based out of Conway, AR, is a trusted name in the financial industry. With over 1,050 individual clients and an impressive $138,671,000 in assets under management, they have established themselves as a reliable partner for both employers and individuals seeking financial guidance. With 12 offices spread across the region, Trutoro offers personalized investment solutions to their diverse client base. Their services extend beyond investment advisory, as they also operate as an insurance broker or agent, providing comprehensive coverage options. What sets Trutoro apart is their expertise in managing employer 401K plans. More than 80% of their assets under management come from these plans, demonstrating their ability to cater to the unique needs of both employers and employees. Additionally, all of the assets they manage are discretionary, ensuring that their clients' investments are handled with the utmost care and professionalism. Trutoro's compensation structure is flexible, offering options such as a percentage of assets under management and hourly charges. This adaptability allows clients to choose the payment method that best suits their individual preferences and financial goals. The firm boasts a team of 21 highly qualified professionals, with 18 dedicated to providing investment advisory services. Each advisor manages an average of approximately $7,700,000 in assets, showcasing their proficiency in handling substantial portfolios. Notably, Trutoro takes pride in the longevity of their advisors, with Diana Rogers, Jeffrey Fountain, and Gary Seibel being some of the firm's longest-tenured experts. Whether it's managing investments, securing insurance coverage, or advising on retirement plans, Trutoro is committed to delivering excellent financial services tailored to their clients' needs.

Mendel Capital Management, LLC, a small investment advisory firm based in Little Rock, AR, operates with a focus on serving their clientele with expertise and dedication. With over 90 individual clients and more than $174,442,000 in assets under management, Mendel Capital Management has established a reputation for managing substantial portfolios. Operating from a single office, the firm possesses the capability to manage employer funds in addition to handling 401K and individual accounts, despite these representing less than 30% of their total assets under management. Demonstrating their commitment to discretion and informed decision-making, 97% of the assets they manage are discretionary. The majority of the assets Mendel Capital Management oversees are for high-net-worth individuals, showcasing their expertise in catering to this client segment. Their compensation structure provides flexibility and includes options such as a percentage of assets under management, hourly charges, and fixed fees. With a team of three employees, including two dedicated investment advisors, Mendel Capital Management delivers personalized service and expertise. Their investment advisors average approximately $87,220,000 in assets under management, aligning with the industry average and reflecting their ability to provide tailored financial solutions. Geoffrey Niebaum and Maureen Ruggiero are two of the firm's longest-tenured registered advisors, contributing their extensive experience and knowledge to the success of Mendel Capital Management. As a trusted partner in financial management, Mendel Capital Management strives to build long-lasting client relationships, deliver exceptional service, and help clients achieve their financial goals in Little Rock, AR.

Gutierrez Wealth Advisory, LLC is a small investment advisory firm based out of Little Rock, AR, with one office. With a team of four employees, including two dedicated investment advisors, they provide personalized financial guidance to their clients. The firm manages an average of approximately $83,560,000 in assets under management per investment advisor, which aligns with the industry average. Gutierrez Wealth Advisory, LLC employs a diverse compensation structure, including a percentage of assets under management and fixed fees. While the majority of their assets under management are not in 401K and individual accounts, the firm possesses the capability to manage employer funds. All the assets they manage are discretionary, reflecting the trust placed in their expertise by their clients. The firm primarily serves high net worth individuals, managing the assets of over 30 individual clients, totaling more than $167,124,000. Gutierrez Wealth Advisory, LLC takes pride in their team's extensive experience, with advisors such as Hillary Canterbury, David Gutierrez, and Roy Gutierrez having been with the firm for many years. Their dedication and industry knowledge contribute to the personalized and reliable financial advice provided to their clients. Gutierrez Wealth Advisory, LLC strives to foster long-term relationships with their clients, ensuring that their financial goals and aspirations are met through careful investment planning and management. With their commitment to excellence and their clients' financial well-being, Gutierrez Wealth Advisory, LLC is a trusted partner in navigating the complexities of wealth management.

APPLIED CAPITAL LLC - Little Rock, AR With a strong presence in Little Rock, Arkansas, APPLIED CAPITAL LLC is a reputable local investment advisory firm. Boasting two offices, the firm employs a total of 10 professionals, 8 of whom specialize in providing exceptional investment advisory services to their clients. Backed by extensive knowledge and expertise, the team at APPLIED CAPITAL LLC manages an impressive average of approximately $29,220,000 in assets under management per investment advisor. One of the distinguishing factors of APPLIED CAPITAL LLC is its diverse compensation structure, which includes various types such as a percentage of assets under management. Notably, nearly half of the firm's assets under management are derived from employer 401Ks or individual investors, reflecting their solid experience and success in this particular sector. Furthermore, an overwhelming 99% of the assets they manage are under their discretionary authority, highlighting the trust clients place in their expertise. APPLIED CAPITAL LLC takes pride in their extensive client base, with over 630 individual clients who have entrusted the firm with a staggering $233,797,000 in assets under management. The firm's success can be attributed in part to the expertise and dedication of its long-serving advisors. Notable among them are Timothy Cantrell, John Hudson, and Bradley Raines, who have amassed considerable experience during their tenures at the firm. As a local investment advisory firm with a proven track record, APPLIED CAPITAL LLC stands as a trusted partner for individuals, businesses, and employer-sponsored retirement plans in the Little Rock area. Their commitment to delivering personalized solutions and achieving client objectives has earned them a strong reputation in the industry.