Cascades Capital Asset Management, LLC is a small investment advisory firm headquartered in Greensboro, NC, with an additional office location. With three dedicated employees, they specialize in providing comprehensive investment advisory services to a diverse range of clients. Their team of seasoned professionals, including long-tenured advisors Jack Richardson, Barry Carpenter, and Harry Wellons, offers extensive expertise and personalized attention to meet the unique investment goals and objectives of each client. With over 250 individual clients, Cascades Capital Asset Management manages a substantial amount of assets, totaling more than $218,643,000. The majority of these assets are held by high net worth individuals, while a smaller portion is attributed to 401K and individual accounts, representing less than 30% of their total assets under management. However, the firm does possess the capability to manage employer funds, catering to a broad range of investment needs. Cascades Capital Asset Management maintains a solid track record in the industry, with an average assets under management per investment advisor of approximately $105,590,000, which aligns with the industry average. Their compensation structure encompasses various types, including a percentage of assets under management and performance-based fees, ensuring a mutually beneficial arrangement for both the firm and its clients. With 91% of the assets they manage falling under discretionary management, Cascades Capital Asset Management maintains a high level of autonomy in implementing investment strategies tailored to each client's objectives. The firm's commitment to personalized service and its team's wealth of experience position them as a reliable and trusted partner in helping clients navigate the complexities of the financial markets.

Semmax Financial Advisors, Inc. is a reputable investment advisory firm headquartered in Winston-Salem, NC. With a team of 19 dedicated professionals, including 7 experienced investment advisors, Semmax provides comprehensive financial services to individuals and businesses alike. They pride themselves on managing a substantial amount of assets under management, averaging around $85,500,000 per investment advisor. This figure aligns well with industry standards, showcasing their competence in delivering financial guidance and support. Semmax Financial Advisors, Inc. adopts a flexible compensation structure, offering various fee arrangements such as a percentage of assets under management, fixed fees, and performance-based fees. This approach ensures their clients have options that cater to their unique needs and goals. The firm boasts an extensive client base, serving over 690 individuals with a combined $290,976,000 in assets under management. Notably, nearly half of these assets come from employer 401K plans and individual clients, demonstrating Semmax's expertise in this area. Moreover, Semmax manages all assets on a discretionary basis, providing clients with peace of mind knowing that their investments are being proactively managed by trusted professionals. Operating out of two offices, Semmax Financial Advisors, Inc. has established a strong local presence in the Winston-Salem community. The firm is known for its commitment to excellence and has built a stellar reputation over the years. Some of their most seasoned advisors, including Jonathan Short, Marcus Snodgress, and Matthew Landon, have been instrumental in driving Semmax's success and helping clients achieve their financial objectives.

Arbor Investment Advisors, a reputable small investment advisory firm based out of Winston Salem, NC, boasts an impressive portfolio of over 50 individual clients, entrusting them with assets under management exceeding $813,415,000. With a strong focus on discretion and personalized service, the firm manages a staggering 98% of these assets on behalf of high net worth individuals. Led by a team of experienced professionals, Arbor Investment Advisors operates from a single office, strategically located in Winston Salem. Their compensation structure offers a range of options, including a percentage of assets under management and fixed fees, ensuring alignment with clients' unique needs and objectives. Within the firm's eight-person team, four dedicated professionals provide comprehensive investment advisory services. This lean structure enables a high level of attention and personalized support for each client. In fact, Arbor Investment Advisors boasts an impressive average of approximately $203,350,000 in assets under management per investment advisor, surpassing industry standards. Anchored by a culture of longevity and expertise, Arbor Investment Advisors benefits from the wealth of knowledge and experience brought by their tenured advisors. Notable figures among them include Scott Jones, James Martin, and Scott Cawood, who have contributed significantly to the firm's continued success. Arbor Investment Advisors combines their proven track record, vast industry knowledge, and personalized approach to provide top-tier investment advisory services to their discerning clientele. With their unwavering commitment to client satisfaction and wealth management excellence, Arbor Investment Advisors continues to stand out in the competitive financial landscape.

Smith Salley Wealth Management is a leading investment advisory firm based out of Greensboro, NC, with a strong presence in the financial industry. With over 390 individual clients and an impressive $2,709,593,000 in assets under management, they have established themselves as trusted wealth managers in the region. Operating from three offices, the firm caters to a diverse range of clients, offering personalized investment strategies tailored to their unique financial goals. While the majority of their assets under management are derived from sources other than 401K and individual accounts, Smith Salley Wealth Management possesses the expertise to effectively manage employer funds. As a testament to their commitment to client satisfaction, the firm manages 100% of their assets on a discretionary basis, ensuring that investment decisions are made in the best interest of their clients. The firm's compensation structure encompasses various models, including a percentage of assets under management, reflecting their dedication to aligning their interests with those of their clients. With a team of 17 skilled professionals, including 13 investment advisors, Smith Salley Wealth Management boasts an impressive average of approximately $208,430,000 in assets under management per investment advisor, surpassing industry standards. The firm takes pride in its experienced team, with Andrew Davis, George Salley, and George Smith among the longest tenured advisors. Their expertise, coupled with a commitment to delivering exceptional service, has earned Smith Salley Wealth Management a reputation for excellence in the financial industry.

Smith Partners Wealth Management, LLC is a distinguished investment advisory firm based out of Greensboro, NC. With over 70 individual clients and more than $139,661,000 in assets under management, they have established themselves as a trusted partner in wealth management. Operating from three offices, Smith Partners Wealth Management specializes in providing comprehensive financial solutions tailored to meet the unique needs of their clients. While they manage a diverse portfolio, 401K and individual accounts comprise less than 30% of their assets under management. However, the firm possesses the expertise to effectively manage employer funds. Notably, 89% of the assets they oversee are discretionary, demonstrating their ability to make strategic investment decisions on behalf of their clients. The firm primarily focuses on managing assets for high-net-worth individuals, ensuring their financial goals are effectively pursued. Smith Partners Wealth Management employs a flexible compensation structure, offering various options such as a percentage of assets under management, hourly charges, and fixed fees. This ensures that clients can select the most suitable arrangement for their specific circumstances. Smith Partners Wealth Management consists of five dedicated employees, three of whom provide expert investment advisory services. With an average of approximately $46,550,000 in assets under management per investment advisor, the firm aligns with the industry average in terms of efficiency and effectiveness. Among their team, Stephen Boatman, Jonathan Smith, and Justin Smith are some of the longest-tenured and experienced advisors at the firm. With their client-centric approach, vast expertise, and commitment to personalized financial strategies, Smith Partners Wealth Management, LLC continues to thrive as a reputable wealth management firm, helping individuals and businesses achieve their financial objectives.

Concorde Financial Resources is a small investment advisory firm located in North Wilkesboro, NC, with a strong presence in the financial services industry. With over 170 individual clients and assets under management exceeding $173,839,000, the company has established a solid reputation for delivering comprehensive investment solutions. Operating from two offices, Concorde Financial Resources offers a range of services to its diverse clientele. As a registered representative of a broker-dealer and an insurance broker or agent, they are well-equipped to address various investment and insurance needs. Notably, the firm has accumulated extensive expertise in managing employer 401Ks and individual assets, making them a trusted partner in retirement planning. With 94% of their assets under management being discretionary, Concorde Financial Resources demonstrates a keen ability to proactively navigate the financial landscape on behalf of their clients. Catering primarily to high-net-worth individuals, the firm understands the unique needs and goals of this affluent demographic. The compensation structure at Concorde Financial Resources encompasses multiple types, including a percentage of assets under management. This approach aligns their interests with the success of their clients' investments, fostering a strong commitment to achieving optimal results. The firm boasts a team of three dedicated professionals, two of whom specialize in investment advisory services. Each advisor manages an average of approximately $86,920,000 in assets, reflecting the industry average and indicating a balanced workload. Concorde Financial Resources takes pride in its experienced team, which includes long-tenured advisors such as Kenan Kurtz, Wade Sanders, and Mary Ferguson. Their expertise and commitment to client satisfaction have contributed to the firm's continued growth and success in the financial services sector.

Fund Direct Advisors Inc. is a local investment advisory firm based out of Greensboro, NC. With 7 total employees, they specialize in providing comprehensive investment advisory services to their clients. Among their team, 6 dedicated professionals offer expert guidance and support in managing investment portfolios. On average, each investment advisor at Fund Direct Advisors Inc. oversees approximately $56,340,000 in assets under management. While this figure aligns with the industry average, it showcases the firm's ability to handle significant portfolios effectively. The compensation structure at Fund Direct Advisors Inc. is diverse, offering clients flexibility in selecting their preferred payment method. Options include a percentage of assets under management, hourly charges, and fixed fees, ensuring clients can choose what works best for them. With over 140 individual clients, Fund Direct Advisors Inc. manages a substantial amount of assets, exceeding $500,000,000 in total. Notably, 10% of these assets fall under discretionary management, demonstrating the firm's expertise in making independent investment decisions on behalf of their clients. Founded with a commitment to serving the local community, Fund Direct Advisors Inc. maintains a single office in Greensboro, NC. The firm takes pride in its experienced team, with key advisors such as William Stanley, Charles Stanley, and Craven Lowe having some of the longest tenures. Their collective knowledge and dedication contribute to the firm's reputation as a trusted and reliable investment advisory service provider.

Aspire Private Capital is a reputable investment advisory firm headquartered in Cornelius, NC, with an extensive track record in the financial industry. With two offices, they are well-positioned to serve a diverse clientele. Of their 11 dedicated employees, 9 specialize in providing comprehensive investment advisory services. With an average of $32,910,000 in assets under management per investment advisor, they possess a wealth of experience and expertise. Aspire Private Capital's compensation structure encompasses various types, including a percentage of assets under management, ensuring alignment with their clients' interests. Notably, approximately half of their assets under management are sourced from employer 401Ks or individual clients, highlighting their proficiency in this space. Impressively, 95% of the assets they manage are under their discretionary authority, enabling them to make informed investment decisions on behalf of their clients. With a sizable client base comprising over 570 individuals, Aspire Private Capital oversees a substantial $296,199,000 in assets under management. The firm takes pride in their team of highly tenured advisors, including esteemed professionals like John Philpott, Jaime Guevara, and Thomas Farrell. Their extensive experience and deep understanding of the financial markets contribute to the firm's solid reputation and consistent delivery of exceptional results. Aspire Private Capital's commitment to providing personalized investment advisory services, combined with their vast industry knowledge and remarkable client portfolio, solidify their position as a trusted partner for individuals and businesses seeking comprehensive financial guidance. Whether managing individual portfolios or employer-sponsored retirement plans, Aspire Private Capital excels in creating tailored investment strategies that align with their clients' long-term financial goals.

Woodard & Co Asset Management Group Inc, headquartered in Bermuda Run, NC, is a highly regarded investment advisory firm catering to a vast clientele. With over 1,570 individual clients and a total of $818,000,000 in assets under management, they have built a strong reputation for delivering exceptional financial solutions. Operating from a single office, Woodard & Co Asset Management Group Inc provides comprehensive investment advisory services. Their team of four professionals is dedicated to offering personalized guidance and support to their clients, with each member specializing in investment advisory services. With an impressive average of approximately $204,500,000 in assets under management per investment advisor, Woodard & Co Asset Management Group Inc exceeds industry standards in asset allocation. This highlights their ability to handle substantial portfolios while maintaining a high level of client service. Woodard & Co Asset Management Group Inc possesses extensive experience managing employer 401Ks and individual accounts, which together constitute roughly half of their assets under management. This expertise in the retirement and individual account space positions them as a reliable partner for clients seeking retirement planning and investment advice. The firm's compensation structure includes a percentage of assets under management, ensuring their interests align with those of their clients. Additionally, their discretionary management approach enables them to actively monitor and adjust 98% of the assets they oversee, adapting to changing market conditions and client objectives. Joan Woodard, Todd Senter, and John Woodard are among the firm's longest-tenured advisors, contributing valuable experience and knowledge to Woodard & Co Asset Management Group Inc. Their commitment to excellence reflects the firm's dedication to providing outstanding investment advisory services. As a trusted partner in financial management, Woodard & Co Asset Management Group Inc strives to help clients achieve their financial goals through personalized strategies and a client-centric approach.

Accruent Wealth Advisors, a small investment advisory firm based in Winston-Salem, NC, is dedicated to providing comprehensive financial solutions to its clients. With a single office location, their team of three highly experienced professionals offers expert investment advisory services. Each advisor at Accruent Wealth Advisors manages an average of $43,040,000 in assets, demonstrating their expertise and ability to handle substantial portfolios. Their compensation structure is flexible and includes various types such as a percentage of assets under management, fixed fees, and hourly charges. While employer funds management is one of their capabilities, 401K and individual accounts comprise less than 30% of their assets under management. Notably, 79% of the assets they manage are discretionary, showcasing their clients' trust in their expertise. Primarily focused on high net worth individuals, Accruent Wealth Advisors boasts a robust client base of over 70 individuals, with a total of $129,111,000 in assets under management. Their commitment to personalized service and comprehensive financial planning has earned them a strong reputation in the industry. The firm is supported by a team of dedicated advisors, including Nathan Snow, Barry Swaim, and David Klepeisz, who have demonstrated their loyalty and commitment over the years. With their combined expertise, Accruent Wealth Advisors aims to guide clients toward achieving their financial goals, providing them with peace of mind and long-term financial stability.

Cornerstone Wealth is a prominent regional investment advisory firm headquartered in Huntersville, NC, and operating across six offices. With a team of 35 dedicated employees, Cornerstone Wealth offers comprehensive investment advisory services to its diverse clientele. Their impressive average of approximately $31,960,000 in assets under management per investment advisor speaks to their expertise and commitment to delivering outstanding results. The firm's compensation structure encompasses various types, including a percentage of assets under management and fixed fees. Notably, around 50% of their assets under management are derived from employer 401Ks or individual clients, showcasing Cornerstone Wealth's extensive experience and success in this particular domain. Furthermore, the firm prides itself on managing all assets under their care on a discretionary basis, instilling confidence in their clients' trust. With over 1,780 individual clients and a staggering $1,118,483,000 in assets under management, Cornerstone Wealth has built a sterling reputation in the industry. Their long-standing success is attributed, in part, to the expertise and dedication of their seasoned advisors, including Jonathan Brown, Alexander Barnes, and Jerett Dimarzio, who have proven their commitment to client satisfaction over the years. Cornerstone Wealth's unwavering focus on delivering exceptional investment advisory services has cemented its position as a trusted partner for individuals and businesses seeking sound financial guidance. By leveraging their extensive knowledge and commitment to their clients' financial goals, Cornerstone Wealth continues to be a leading force in the investment advisory landscape.