Westover Capital Advisors, LLC, based out of Wilmington, DE, is a prominent local investment advisory firm. With one office and a team of eight highly skilled professionals, Westover Capital Advisors offers comprehensive investment advisory services. The firm manages a substantial amount of assets, averaging approximately $71,140,000 per investment advisor, which aligns with the industry average. The compensation structure at Westover Capital Advisors encompasses various types, including a percentage of assets under management, hourly charges, and fixed fees. Notably, the firm exercises complete discretion over all the assets it manages, with 100% of the assets falling under their purview. Primarily catering to high-net-worth individuals, Westover Capital Advisors oversees a diverse portfolio of over $355,721,000 in assets under management for more than 80 individual clients. The longevity and expertise of its advisors have contributed to Westover Capital Advisors' success. Among the firm's most tenured professionals are Matthew Beardwood, Harold Sawyer, Jr., and Harold Sawyer, who bring a wealth of experience and knowledge to their clients' investment strategies. Through their meticulous and tailored approach to investment advisory services, Westover Capital Advisors has earned a reputation for delivering reliable financial guidance and ensuring the long-term prosperity of their clients' portfolios.

Investment Management & Planning LLC is a reputable investment advisory firm based in Greenville, DE. With over 220 individual clients and a staggering $185,664,000 in assets under management, they are committed to helping their clients achieve their financial goals. The firm operates from two offices, offering convenient accessibility to their diverse clientele. In addition to their investment advisory services, Investment Management & Planning LLC also serves as an insurance broker or agent, providing comprehensive coverage options to further protect their clients' financial interests. While they manage a variety of accounts, including 401K and individual accounts, these represent less than 30% of their total assets under management. However, they possess the expertise to effectively handle employer funds as well, ensuring a holistic approach to investment management. Notably, Investment Management & Planning LLC exclusively manages discretionary assets, meaning that they have full authority to make investment decisions on behalf of their clients. The majority of their managed assets cater to high net worth individuals, reflecting their specialization in meeting the unique needs of affluent clients. With a team of three dedicated employees, all providing investment advisory services, Investment Management & Planning LLC maintains a client-focused approach. Each investment advisor at the firm manages an average of approximately $61,890,000 in assets, aligning with the industry average. The firm takes pride in its long-tenured advisors, including Jeffrey Macdonald, John Abood, and Howard Richardson, who bring a wealth of experience and expertise to the table. Investment Management & Planning LLC offers various compensation structures, including a percentage of assets under management and hourly charges, ensuring flexibility and tailored solutions for their clients. With a proven track record of success and a commitment to personalized service, they continue to be a trusted partner in financial management.

Wilmington Trust Investment Management, based out of Wilmington, DE, is a reputable regional investment advisory firm with a strong presence in the industry. With five offices, the company employs a dedicated team of 65 professionals, all of whom specialize in providing comprehensive investment advisory services. Having accumulated a wealth of knowledge and experience, Wilmington Trust Investment Management manages an impressive average of approximately $7,170,000 in assets under management per investment advisor. Their compensation structure encompasses various types, including a percentage of assets under management and performance-based fees, ensuring alignment with their clients' financial goals. The firm has established itself as a trusted partner for both employer 401Ks and individual clients, with these two segments contributing to roughly half of the assets under management. Their expertise in the employer 401K space is particularly notable, bolstering their reputation as industry leaders. Additionally, Wilmington Trust Investment Management extends its services as a commodity pool operator or commodity trading advisor, catering to a diverse range of clients. With over 90 individual clients and an impressive $466,231,000 in assets under management, the firm has earned the trust and loyalty of a substantial client base. Andrew Hopkins and Carol Stymiest stand out as two of the firm's longest-tenured registered advisors, embodying the commitment to excellence and dedication that Wilmington Trust Investment Management upholds. With 100% of the assets they manage being discretionary, clients can rely on the firm's expertise and decision-making abilities to navigate the complexities of the investment landscape. Wilmington Trust Investment Management continues to solidify its position as a premier investment advisory firm, driven by its talented team, comprehensive services, and unwavering commitment to delivering exceptional financial outcomes for its clients.

Third Sigma Investment Advisors LLC is a small investment advisory firm based in Wilmington, DE. With a total of two dedicated employees, they specialize in providing comprehensive investment advisory services. Their team of experts boasts an average of $93,950,000 in assets under management per investment advisor, which aligns with the industry average. In terms of compensation, Third Sigma offers various options, including a percentage of assets under management, fixed fees, and performance-based fees. Their diverse approach caters to the unique needs and preferences of their discerning clientele. Speaking of clients, Third Sigma serves over 50 individual investors, overseeing a substantial $111,631,000 in assets under management. Although 401K and individual accounts account for less than 30% of their managed assets, they possess the expertise to handle employer funds as well. A distinguishing factor of Third Sigma is that all the assets they manage are discretionary, allowing them the autonomy to make investment decisions on behalf of their clients. This prudent approach reflects their commitment to delivering optimal results and maintaining the utmost trust of their clients. With their main office located in Wilmington, DE, Third Sigma Investment Advisors LLC offers a convenient local presence. Among their highly experienced team of registered advisors, George Cones and Monique Holloway stand out as the firm's longest-tenured professionals. Through their personalized and diligent approach, Third Sigma Investment Advisors LLC continues to solidify their position as a reputable investment advisory firm, helping clients navigate the complexities of the financial market with confidence.

Investment Cards Ria L.L.C. is a small investment advisory firm based out of Wilmington, DE. With one office, the company is dedicated to providing comprehensive investment advisory services. Its team comprises a total of one highly skilled employee, all focused on delivering personalized financial solutions. On average, Investment Cards Ria L.L.C. manages approximately $20,000 in assets under management per investment advisor. Their compensation structure encompasses various types, including fixed fees, ensuring transparency and aligning the interests of both the firm and its clients. Although 401K and individual accounts represent less than 30% of their assets under management, Investment Cards Ria L.L.C. possesses the expertise and capability to effectively manage employer funds. The firm takes pride in its discretion, with 100% of the assets they manage being under discretionary management. Specializing in serving high-net-worth individuals, Investment Cards Ria L.L.C. caters to over 10 individual clients with a combined asset value of over $17,000. With their wealth of experience and dedication to delivering personalized services, the firm strives to build strong relationships with their clients, understanding their unique financial goals and crafting tailored investment strategies. Investment Cards Ria L.L.C. distinguishes itself in the investment advisory industry by offering professional expertise, reliable guidance, and a commitment to delivering exceptional financial outcomes for its valued clients.