Diversified Resources, LLC is a small investment advisory firm based out of Warwick, RI. With one office, the firm is comprised of a dedicated team of four employees, all of whom specialize in providing comprehensive investment advisory services. Their expertise in the field is evident, as they manage an impressive average of approximately $43,940,000 in assets under management per investment advisor. Diversified Resources, LLC boasts a diverse compensation structure, offering various options such as a percentage of assets under management, fixed fees, and hourly charges. Notably, they excel in managing employer 401Ks and individual assets, which collectively constitute around half of their assets under management. With a wealth of experience in this space, clients can trust in their ability to optimize investment portfolios. As a registered representative of a broker-dealer, insurance broker, or agent, Diversified Resources, LLC provides a broad range of financial services to cater to their clients' diverse needs. They operate under a discretionary management model, allowing them the flexibility to make investment decisions on behalf of their clients. Diversified Resources, LLC has developed a robust client base, serving over 480 individual clients and managing a remarkable $175,752,000 in assets. Among their experienced team, Karen Bacon stands out as one of the longest-tenured registered advisors, having been with the firm since 2004. Her extensive knowledge and dedication exemplify the firm's commitment to providing reliable and personalized investment advice. With their solid track record, comprehensive service offerings, and a team of seasoned professionals, Diversified Resources, LLC has established itself as a trusted partner for individuals and businesses seeking expert investment advisory services in the Warwick, RI area.

Lighthouse Financial Management, LLC is a small investment advisory firm located in Westerly, RI. With a team of three dedicated employees, the firm specializes in providing comprehensive investment advisory services to their clients. Each investment advisor at Lighthouse Financial Management manages an average of approximately $59,940,000 in assets under management, which is on par with the industry average. The firm's compensation structure is flexible, offering various types of fees including hourly charges and fixed fees. Lighthouse Financial Management caters to a diverse clientele, serving over 70 individual clients with a combined total of more than $158,089,000 in assets under management. The firm predominantly manages assets for high net worth individuals, although they also possess the capability to oversee employer funds. With 100% of the assets under their management being discretionary, Lighthouse Financial Management assumes full responsibility for making investment decisions on behalf of their clients. The firm prides itself on its long-standing presence in the industry, with advisors such as Aaron Wade, Stephen Poplaski, and Maureen Poplaski boasting extensive tenure at the company. Operating from a single office, Lighthouse Financial Management remains committed to delivering personalized and strategic investment solutions to help their clients achieve their financial goals. Through their expertise and dedication, they strive to be a trusted partner in navigating the complex world of finance and investment.

Blue Fin Capital, Inc. is a reputable investment advisory firm headquartered in Warren, RI. With a strong client base of over 210 individuals, they have accumulated an impressive $365,741,000 in assets under management. As a small firm with a single office, Blue Fin Capital offers personalized service and focuses on managing discretionary assets. While 401K and individual accounts make up less than 30% of their total assets under management, Blue Fin Capital has the expertise and capability to handle employer funds. Their primary client base consists of high net worth individuals seeking expert guidance in wealth management and investment strategies. The firm's compensation structure encompasses various models, including a percentage of assets under management. This ensures that their interests are aligned with those of their clients, emphasizing long-term growth and performance. Blue Fin Capital, Inc. boasts a team of four dedicated professionals, two of whom specialize in providing investment advisory services. Their impressive average of approximately $182,870,000 in assets under management per investment advisor surpasses the industry standard, demonstrating their commitment to delivering exceptional value to their clients. Richard Carolan and Mars Bishop stand out as the firm's longest-tenured registered advisors, contributing their extensive experience and expertise to Blue Fin Capital's success. With their seasoned team and a commitment to personalized service, Blue Fin Capital, Inc. continues to establish itself as a trusted partner in helping clients navigate the complexities of the financial markets and achieve their long-term financial goals.

The Retirement Planning Company Of New England, Inc., located in Warwick, RI, is a small investment advisory firm with a strong focus on retirement planning. With a total of four employees, the company boasts a dedicated team of three experienced advisors who provide comprehensive investment advisory services. The firm manages an average of approximately $81,640,000 in assets per investment advisor, which aligns with the industry average. The Retirement Planning Company Of New England, Inc. prides itself on its diverse compensation structure, offering various options such as a percentage of assets under management and fixed fees. Their client base consists of over 420 individuals, and they manage a substantial amount of assets totaling over $228,244,000. Notably, half of these assets are sourced from employer 401Ks and individuals, reflecting the firm's expertise in this area. With a strong track record in the retirement planning sector, the company's expertise is evident, as 93% of the assets they manage are under their discretionary control. The Retirement Planning Company Of New England, Inc. distinguishes itself through its personalized approach and commitment to helping clients achieve their retirement goals. Operating out of one office in Warwick, RI, the company has cultivated a team of experienced advisors. Notable among them are Sotirios Pappas, Edward Viar, and David Allaire, who have been with the firm for an extended period, demonstrating their commitment to delivering excellent service and trusted advice to their clients.

NEWMAN DIGNAN & SHEERAR, INC: Newman Dignan & Sheerar, Inc is a reputable investment advisory firm based out of Providence, RI, with a strong presence in the financial industry. With two offices in the area, they cater to a diverse client base consisting of over 330 individual clients. Their primary focus is on managing assets for high net worth individuals, which accounts for the majority of their impressive $537,800,000 assets under management. Committed to delivering exceptional service, Newman Dignan & Sheerar boasts a team of eight dedicated professionals, five of whom specialize in providing comprehensive investment advisory services. With their expertise and extensive industry knowledge, they offer sound investment advice and strategies tailored to meet the unique financial goals of their clients. One notable aspect of Newman Dignan & Sheerar's approach is their compensation structure, which includes various types such as a percentage of assets under management, hourly charges, and fixed fees. This flexibility ensures that clients have options that suit their specific needs and preferences. Having gained considerable experience over the years, the firm's advisors have established themselves as trusted and reliable professionals in the field. Noteworthy among them are Edward Buxton, William Newman, and John Sheerar, who have contributed significantly to the firm's success. Their extensive tenure showcases their commitment to building long-lasting client relationships and providing consistent, top-notch service. Newman Dignan & Sheerar takes pride in managing a substantial portion of discretionary assets, with an impressive 98% of the assets they oversee falling into this category. While the firm predominantly manages assets for high net worth individuals, they also possess the capability to handle employer funds, although such accounts represent a smaller portion of their overall assets under management. With an average of approximately $124,360,000 in assets under management per investment advisor, Newman Dignan & Sheerar is on par with industry standards. Their dedication to client success, combined with their extensive knowledge and experience, positions them as a trusted partner in the financial growth and prosperity of their clientele.

Briggs Advisory Group, Inc., a leading local investment advisory firm based out of Lincoln, RI, specializes in managing assets for a diverse client base. With over 330 individual clients and a remarkable $421,358,000 in assets under management, Briggs Advisory Group, Inc. has established itself as a trusted partner in the financial industry. Their expertise lies in managing employer 401Ks and individual portfolios, representing approximately half of their assets under management. With a comprehensive understanding of the investment landscape, Briggs Advisory Group, Inc. offers tailored financial solutions to meet their clients' unique needs. The firm operates from a single office in Lincoln, RI, and boasts a team of eight dedicated professionals, six of whom provide expert investment advisory services. Each advisor manages an average of $70,230,000 in assets, aligning with industry standards. Briggs Advisory Group, Inc. prides itself on its discretionary asset management approach, offering clients the peace of mind that their investments are diligently monitored and adjusted as needed. Their compensation structure is flexible, providing various options such as a percentage of assets under management, fixed fees, and hourly charges. This ensures that clients can select a payment method that suits their preferences and aligns with the value provided. Notably, the firm's success is attributed to the expertise of its longest-tenured advisors, including Dawn Filliatreault Wood, James Couch, and Harold Briggs. Their extensive experience and commitment to delivering exceptional service have solidified the firm's reputation as a trusted and reliable financial partner. Briggs Advisory Group, Inc. continues to thrive, helping clients achieve their financial goals through personalized investment strategies and comprehensive wealth management services.

Slocum, Gordon & Co. LLP is a well-established investment advisory firm headquartered in Newport, RI. With a solid reputation in the industry, they provide expert financial guidance and comprehensive investment services. The firm operates out of one office and currently employs five talented professionals, two of whom specialize in investment advisory services. Slocum, Gordon & Co. LLP manages a diverse portfolio of assets under management, with an average of approximately $120,660,000 per investment advisor. Their compensation structure is flexible and includes a variety of options, such as a percentage of assets under management and hourly charges. While the firm's focus primarily lies in discretionary management of assets, they also offer services related to legal matters, acting as a lawyer or law firm. Their extensive expertise enables them to effectively navigate complex legal frameworks and provide valuable insights to their clients. Slocum, Gordon & Co. LLP proudly serves a diverse range of clients, boasting over 70 individual clients who entrust them with a substantial $241,323,000 in assets under management. Jeffrey Gordon, one of the firm's registered advisors, has been with the company since 2005, contributing his vast experience and knowledge to the team. With their commitment to delivering personalized financial strategies and a deep understanding of the investment landscape, Slocum, Gordon & Co. LLP continues to uphold their reputation as a trusted and reliable partner for their clients' financial needs.

Financial Independence, LLC is a small investment advisory firm based out of Warwick, RI, with one office. With a team of six dedicated professionals, Financial Independence, LLC provides comprehensive investment advisory services to clients seeking to achieve financial autonomy. The firm's expertise lies in managing a diverse range of assets, totaling an impressive $61,320,000 per investment advisor, which aligns with the industry average. The compensation structure at Financial Independence, LLC is designed to offer flexibility and transparency, with various options available such as a percentage of assets under management, hourly charges, and fixed fees. Notably, nearly half of the firm's assets under management come from employer 401Ks and individuals, reflecting their strong experience and success in this particular field. The firm primarily caters to high net worth individuals, serving as a trusted partner in managing their substantial assets. Financial Independence, LLC currently boasts over 180 individual clients, with an impressive $183,967,000 in assets under management. The firm's enduring success can be attributed in part to the expertise of their seasoned advisors, including Kevin Pierro, Rick Campbell, and Mark Lavallee, who have been with the company for an extended period. With a commitment to providing personalized and strategic investment advice, Financial Independence, LLC strives to empower their clients on their journey towards financial independence. Through their comprehensive services and wealth management expertise, they aim to create long-lasting relationships built on trust and success.

Capital Wealth Management, LLC is a reputable local investment advisory firm headquartered in West Warwick, RI, with two convenient offices. With a team of 17 professionals, they have established themselves as trusted advisors in the financial industry. Eight of their dedicated employees specialize in providing top-notch investment advisory services. As an industry-average performer, Capital Wealth Management, LLC manages an average of $96,560,000 in assets under management per investment advisor. They offer a diverse compensation structure, including a percentage of assets under management and fixed fees. Notably, all the assets they manage are discretionary, demonstrating their expertise in making informed investment decisions on behalf of their clients. Catering primarily to high-net-worth individuals, Capital Wealth Management, LLC handles a significant portion of their clients' assets. Currently, they serve over 80 individual clients, managing an impressive total of $772,494,000 in assets. Their commitment to excellence is further exemplified by the long-tenured advisors at the firm, including respected professionals like Peter Alofsin, Rebecca Records, and Curt Caserta. In addition to investment advisory services, Capital Wealth Management, LLC extends their expertise as a registered representative of a broker-dealer and also provides insurance brokerage services. Their comprehensive range of offerings allows clients to benefit from a holistic approach to wealth management, ensuring their financial needs are met effectively and efficiently.

McGuire Wealth Management is a highly regarded investment advisory firm based out of Wakefield, RI, boasting a strong presence in the financial industry. With a single office, the firm is known for its personalized approach and dedication to providing exceptional investment advisory services. Comprising a team of three knowledgeable professionals, McGuire Wealth Management maintains an impressive average of approximately $186,080,000 in assets under management per investment advisor, surpassing the industry average. The firm's compensation structure offers various types, including a percentage of assets under management. Notably, all of the assets managed by McGuire Wealth Management are discretionary, indicating a high level of trust and confidence placed in their expertise. Catering predominantly to high-net-worth individuals, the firm oversees a substantial portfolio of assets. With over 130 individual clients, they currently manage an impressive sum exceeding $558,229,000 in assets. A key strength of McGuire Wealth Management lies in the experience and expertise of its registered advisors. Sean McGuire and Dennis McGuire, both with a long tenure, contribute to the firm's reputation for delivering exceptional financial advice. Their combined knowledge and dedication make McGuire Wealth Management a trusted partner for clients seeking comprehensive wealth management solutions. As McGuire Wealth Management continues to expand its client base and assets under management, the firm remains committed to maintaining its personalized approach, ensuring each client receives tailored investment strategies that align with their financial goals and objectives. With their proven track record and commitment to excellence, McGuire Wealth Management stands as a leading investment advisory firm in the Wakefield, RI area.

Forbes Financial Planning, Inc. is a small investment advisory firm based out of East Greenwich, RI, specializing in providing comprehensive financial planning services. With a single office location, the company boasts a team of four dedicated professionals, two of whom offer expert investment advisory services. With an impressive average of approximately $75,830,000 in assets under management per investment advisor, Forbes Financial Planning, Inc. stands on par with industry standards. Their compensation structure is flexible, incorporating various methods such as a percentage of assets under management, fixed fees, and hourly charges. Notably, Forbes Financial Planning, Inc. has a strong foothold in the employer 401K and individual client market, with these sources contributing to nearly half of their total assets under management. Their extensive experience in managing these assets is a testament to their expertise in this area. The firm operates on a discretionary basis, meaning they have full authority to make investment decisions on behalf of their clients. This approach ensures a streamlined and efficient process for managing their clients' portfolios. With over 550 individual clients and an impressive $151,653,000 in assets under management, Forbes Financial Planning, Inc. has built a strong client base over the years. The firm takes pride in the extensive knowledge and experience of its registered advisors, including Daniel Forbes and Cole Mitchell, who have been with the company for an extended period, offering clients valuable insights and guidance. In summary, Forbes Financial Planning, Inc. is a trusted financial planning firm with a solid track record, offering personalized services to individuals and businesses seeking sound investment strategies and comprehensive financial planning.