Park Avenue Securities LLC is a leading national investment advisory firm headquartered in New York, NY. With a team of 1825 dedicated professionals, the majority of whom specialize in providing investment advisory services, they offer comprehensive financial solutions to a diverse client base. Boasting an impressive average of approximately $1,020,000 in assets under management per investment advisor, Park Avenue Securities LLC has established a reputation for delivering personalized and effective wealth management strategies. Their compensation structure is designed to align with client needs, offering various options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. With over 45,580 individual clients and a remarkable $9,912,742,000 in assets under management, Park Avenue Securities LLC has successfully catered to a wide range of financial goals and investment objectives. Notably, they have garnered considerable expertise in managing employer 401Ks and individual accounts, accounting for nearly half of their assets under management. Impressively, 83% of the assets they manage are discretionary, a testament to their trusted advisory services and strong track record. Operating from 386 offices across the country, Park Avenue Securities LLC combines a national presence with local expertise, ensuring their clients receive personalized attention and tailored solutions. The firm takes pride in its team of experienced advisors, and some of the longest-tenured professionals include Charles Woodbury, Brian Leen, and Michael Koehn. Their depth of knowledge and commitment to client success are emblematic of Park Avenue Securities LLC's unwavering dedication to delivering top-tier financial guidance and investment management services.

Royal Alliance Associates, Inc. is a highly reputable national investment advisory firm headquartered in Jersey City, NJ. With over 90,480 individual clients and an impressive $29,536,150,000 in assets under management, they have established themselves as a leading player in the financial services industry. Operating from 1,010 offices nationwide, Royal Alliance Associates, Inc. offers comprehensive investment advisory services, specializing in managing employer 401Ks and individual portfolios. With extensive experience in this domain, they have developed a solid understanding of the unique needs and challenges faced by both employers and individuals in the investment landscape. A notable aspect of Royal Alliance Associates, Inc.'s approach is their discretionary management of 83% of the assets they oversee, providing clients with a hands-off investment experience while leveraging their expertise to maximize returns. Their compensation structure is designed to accommodate different preferences, encompassing a range of options such as a percentage of assets under management, fixed fees, and hourly charges. Employing a team of 3,704 dedicated professionals, with 2,075 specifically focused on investment advisory services, Royal Alliance Associates, Inc. ensures that each client receives personalized attention and tailored financial solutions. Their investment advisors boast an impressive average of $14,230,000 in assets under management, a testament to their expertise and ability to deliver exceptional results. Notably, Royal Alliance Associates, Inc. takes pride in the long-standing commitment of their advisors, with esteemed professionals like Lauren Pedersen, Janice Gage, and James Marroquin exemplifying the firm's dedication to maintaining experienced and trusted individuals on their team. With a solid track record, comprehensive services, and a client-centric approach, Royal Alliance Associates, Inc. continues to be a trusted partner for individuals and employers seeking expert guidance in achieving their financial goals.

1230 Advisors, LLC, headquartered in Pound Ridge, NY, is a respected investment advisory firm. Operating from a single office, the firm consists of a small yet highly dedicated team. With all employees providing investment advisory services, 1230 Advisors, LLC maintains a personalized approach to cater to its clients' financial needs. On average, each investment advisor at 1230 Advisors, LLC manages approximately $83,000,000 in assets under management, in line with industry standards. Their compensation structure encompasses various options, including a percentage-based fee tied to assets under management. Impressively, 70% of the assets managed by the firm are discretionary, reflecting the level of trust and confidence clients place in their expertise. The firm primarily focuses on high-net-worth individuals, carefully overseeing the financial portfolios of over 10 individual clients, totaling more than $83,000,000 in assets under management. One of the firm's longest-tenured registered advisors is Anthony Schiff, who has been with 1230 Advisors, LLC since 2021. Schiff brings a wealth of knowledge and experience to the team, contributing to the firm's commitment to providing top-quality investment advisory services. 1230 Advisors, LLC prides itself on its ability to deliver personalized financial solutions tailored to its clients' unique circumstances and goals. By combining expertise, a client-centric approach, and the utmost professionalism, the firm has established itself as a trusted partner in guiding clients towards financial success.

Main Street Financial, based out of Mount Kisco, NY, is a reputable investment advisory firm serving a diverse range of clients. With a single office, this small yet dynamic firm comprises four dedicated professionals, three of whom specialize in providing expert investment advisory services. Demonstrating their expertise, each investment advisor at Main Street Financial manages an average of $19,460,000 in assets under their purview. The compensation structure at Main Street Financial encompasses various types, including a percentage of assets under management and hourly charges, ensuring a flexible and transparent approach to client relationships. Notably, approximately half of the firm's assets under management originate from employer 401Ks or individuals, showcasing their strong experience and success in this particular area. Operating with discretionary authority over all the assets entrusted to their care, Main Street Financial prides itself on its ability to make strategic investment decisions on behalf of its clients. Currently, the firm manages a substantial portfolio, with over 80 individual clients and a total of $58,375,000 in assets under management. Main Street Financial boasts a team of experienced professionals, with some of the longest-serving advisors being Leo Cunningham, Charles Benway, and Jay Mcneill. These individuals bring a wealth of knowledge and expertise to the firm, further enhancing its ability to deliver exceptional financial guidance and investment solutions. With their commitment to providing personalized and insightful investment advisory services, Main Street Financial is dedicated to helping their clients achieve their financial goals and secure their financial futures.

Newsholme Financial Group, Inc., a small investment advisory firm based in Yorktown Heights, NY, is dedicated to providing comprehensive investment advisory services. With a team of two skilled professionals, they manage assets totaling approximately $87,880,000 per investment advisor, aligning with the industry average. Their compensation structure offers various options, including a percentage of assets under management and performance-based fees. Boasting a client base of over 60 individuals, Newsholme Financial Group, Inc. oversees more than $60,058,000 in assets. Specializing in managing assets for high net worth individuals, they primarily handle discretionary portfolios, with 401(k) and individual accounts representing less than 30% of their managed assets. However, they possess the capability to effectively manage employer funds as well. Established in 2003, Newsholme Financial Group, Inc. has garnered a strong reputation under the guidance of Donald Newsholme, one of the firm's longest-tenured registered advisors. With their sole office situated in Yorktown Heights, NY, the firm is strategically positioned to serve clients seeking personalized investment advice and tailored financial solutions. Driven by their commitment to excellence and extensive industry experience, Newsholme Financial Group, Inc. leverages their expertise to help clients navigate the complex world of investments, aiming to secure their financial futures. Whether it's optimizing asset allocation, implementing effective risk management strategies, or delivering insightful investment advice, they strive to deliver exceptional service and support to their valued clientele.

Weiss Financial Group LLC, based out of Mahopac, NY, is a small investment advisory firm dedicated to providing comprehensive financial services. With a team of two experienced professionals, they specialize in investment advisory services, managing an impressive average of $23,050,000 in assets per advisor. Their compensation structure includes various types, such as a percentage of assets under management, ensuring their interests align with those of their clients. With over 80 individual clients, Weiss Financial Group LLC oversees a substantial $61,216,000 in assets under management. Their expertise in managing employer 401Ks and individual investments is evident, as approximately half of their assets under management come from these sources. Their success is further enhanced by their extensive experience in this space, instilling confidence in their clients. Weiss Financial Group LLC maintains a strong commitment to discretion, as 99% of the assets they manage are handled with a discretionary approach. This approach allows them to make informed investment decisions on behalf of their clients, maximizing potential returns and minimizing risks. Headquartered in Mahopac, NY, Weiss Financial Group LLC operates out of a single office. Within the firm, Keith Weiss and Scott Weiss stand out as two of the most tenured registered advisors. Their wealth of experience and expertise contribute to the firm's success in delivering personalized financial solutions to their valued clientele. With a client-centric approach and a track record of sound financial management, Weiss Financial Group LLC remains dedicated to helping individuals and businesses achieve their financial goals.

George McKelvey Co., LLC, a local investment advisory firm based in Manasquan, NJ, is renowned for its exceptional financial services. With over 480 individual clients and an impressive $951,552,000 in assets under management, the company has established itself as a trusted partner in wealth management. Committed to delivering superior results, George McKelvey Co., LLC effectively navigates the complex financial landscape to help clients achieve their goals. Catering to a diverse range of clients, George McKelvey Co., LLC excels in managing discretionary assets, with 95% of the assets they oversee falling under this category. While 401K and individual accounts comprise less than 30% of their assets under management, the firm possesses the expertise and capability to manage employer funds. Its client base primarily consists of high-net-worth individuals seeking comprehensive financial solutions. George McKelvey Co., LLC boasts a team of 20 dedicated professionals, with nine of them specializing in investment advisory services. With an average of approximately $105,730,000 in assets under management per investment advisor, the company's advisors deliver personalized attention and guidance to their clients. Notably, the firm prides itself on the expertise and experience of its longest-tenured advisors, including Sharon Cooney Jones, Michael Messinger, and Kimberly Caldwell. In terms of compensation, George McKelvey Co., LLC offers flexible options to suit their clients' needs. Their compensation structure includes a percentage of assets under management, hourly charges, and fixed fees. By aligning their incentives with their clients' success, the firm ensures a mutually beneficial relationship built on trust and transparency. With a commitment to excellence and a track record of success, George McKelvey Co., LLC stands as a premier investment advisory firm, dedicated to helping clients navigate the complexities of the financial markets and achieve long-term financial prosperity.

Shore Point Advisors, LLC, based out of Brielle, NJ, is a highly reputable small investment advisory firm. With over 510 individual clients and assets under management exceeding $162,810,000, they have established themselves as a trusted partner in the financial industry. With a keen focus on employer 401Ks and individual investments, Shore Point Advisors brings extensive expertise and a deep understanding of the intricacies of this specialized field. At Shore Point Advisors, all assets under management, totaling 100%, are managed on a discretionary basis, providing clients with the peace of mind that their investments are in capable hands. The firm's compensation structure is flexible, offering various options such as a percentage of assets under management, fixed fees, and hourly charges to align with clients' unique needs. With a team of five dedicated professionals, four of whom specialize in providing expert investment advisory services, Shore Point Advisors ensures personalized attention and tailored solutions for their clients. Each investment advisor manages an impressive average of approximately $40,700,000 in assets, reflecting their commitment to delivering exceptional results. Shore Point Advisors prides itself on its experienced staff, including Thomas Scalabrini, John Scalabrini, and James Fay, who are among the firm's longest-tenured advisors. Their wealth of knowledge and expertise contribute to the firm's outstanding track record and reputation. As a trusted partner for both individuals and employers, Shore Point Advisors continues to grow its client base while delivering superior financial management and guidance in the ever-evolving investment landscape.

Stern Capital Management, Inc. is a reputable investment advisory firm headquartered in Old Bridge, NJ. With over 560 individual clients and assets under management exceeding $192,934,000, they have established themselves as a trusted partner in the financial industry. Offering a range of services, including insurance brokerage, Stern Capital Management, Inc. caters to the diverse needs of their clientele. A significant portion of their assets under management comes from employer 401Ks and individuals, showcasing their expertise and experience in this sector. The firm manages all of their clients' assets on a discretionary basis, providing a personalized and hands-on approach to investment management. Comprising a team of four dedicated professionals, including three investment advisors, Stern Capital Management, Inc. delivers exceptional service to their clients. With an average of $64,310,000 in assets under management per investment advisor, they maintain industry-average performance. The firm's compensation structure encompasses various types, such as a percentage of assets under management and hourly charges, ensuring flexibility and aligning their interests with those of their clients. Stern Capital Management, Inc. boasts a team of seasoned advisors, including Linda Nissen, Alan Stern, and Stuart Stern, who have been with the firm for an extended period. Their longevity and expertise contribute to the firm's solid reputation and commitment to providing superior financial guidance. Overall, Stern Capital Management, Inc. is a respected investment advisory firm that prioritizes their clients' financial well-being and offers a comprehensive range of services to help them achieve their financial goals.

Condor Capital Wealth Management is a local investment advisory firm based out of Martinsville, NJ, boasting 15 strategically located offices. With a total workforce of 24 dedicated professionals, 14 of whom specialize in investment advisory services, Condor Capital Wealth Management maintains a strong presence in the financial industry. Demonstrating their competence, the firm manages an average of approximately $102,110,000 in assets under management per investment advisor, aligning with the industry average. The compensation structure at Condor Capital Wealth Management is diverse, offering various options such as a percentage of assets under management, hourly charges, and fixed fees. While the firm's assets under management are predominantly derived from high net worth individuals, they also possess the expertise to handle employer funds, though 401K and individual accounts account for less than 30% of their managed assets. Impressively, 81% of the assets they manage are under discretionary control, signifying their clients' trust in their decision-making. With a sizable client base of over 390 individuals, Condor Capital Wealth Management commands more than $1,429,532,000 in assets under management. Notably, the firm prides itself on its longstanding advisors, including Hiren Shah, Tanya Walliser, and Jeanette Lucas, who have played integral roles in shaping the company's success. Through their expertise and commitment, Condor Capital Wealth Management remains a trusted partner for clients seeking comprehensive investment advisory services in the Martinsville, NJ area and beyond.

Hollow Brook Wealth Management LLC, a leading local investment advisory firm based in Katonah, NY, prides itself on serving a diverse clientele of over 50 individual clients. With a strong reputation in the financial industry, they oversee an impressive $956,571,000 in assets under management, demonstrating their expertise and commitment to delivering exceptional financial services. As a trusted partner in wealth management, Hollow Brook Wealth Management LLC operates with a client-centric approach, tailoring their services to meet the unique needs of each individual. With 44% of their assets managed in a discretionary capacity, clients benefit from the firm's ability to make investment decisions on their behalf, providing peace of mind and efficient portfolio management. Specializing in catering to high-net-worth individuals, Hollow Brook Wealth Management LLC recognizes the importance of safeguarding and growing substantial wealth. Their team of 13 dedicated professionals, including 6 investment advisors, possesses extensive industry knowledge and experience, enabling them to provide expert guidance and strategic investment advice. With an average of approximately $159,430,000 in assets under management per investment advisor, Hollow Brook Wealth Management LLC stands out in the industry for their exceptional track record and ability to consistently deliver superior results. Notably, David Oring, one of the firm's longest-tenured registered advisors, has been with the company since 2009, contributing to its continuity and client-focused culture. Hollow Brook Wealth Management LLC offers a flexible compensation structure, including various types of fees such as a percentage of assets under management, fixed fees, and performance-based fees. This ensures alignment with client interests and motivates the team to strive for exceptional performance. In conclusion, Hollow Brook Wealth Management LLC distinguishes itself as a reputable investment advisory firm, providing personalized wealth management services to a discerning clientele while achieving remarkable results in growing and safeguarding their clients' assets.