Key Wealth Advisors LLC is a small investment advisory firm based out of New York, NY. With three offices, they offer comprehensive investment advisory services to a diverse clientele. The firm boasts a total of four dedicated employees, each equipped with the knowledge and expertise to provide personalized investment strategies. Key Wealth Advisors LLC manages an impressive average of approximately $10,750,000 in assets under management per investment advisor. Their compensation structure is flexible, encompassing a variety of options such as a percentage of assets under management, hourly charges, and fixed fees. While 401K and individual accounts account for less than 30% of their assets under management, the firm has the capability to efficiently manage employer funds. Operating under a discretionary model, Key Wealth Advisors LLC handles 100% of the assets they manage, granting clients the freedom to focus on other aspects of their financial lives. Specializing in serving high net worth individuals, the firm caters to over 20 individual clients, effectively overseeing assets valued at more than $43,000,000. Key Wealth Advisors LLC prides itself on the expertise and experience of its team. The firm boasts several long-tenured advisors, including Yehia-Hubbard Ross, Eva Drew, and David Elfenbein, who have played a pivotal role in shaping the firm's success and reputation. With a commitment to providing personalized investment advisory services and a proven track record of managing substantial assets, Key Wealth Advisors LLC is a trusted partner for clients seeking expert financial guidance.

Hollow Brook Wealth Management LLC, a leading local investment advisory firm based in Katonah, NY, prides itself on serving a diverse clientele of over 50 individual clients. With a strong reputation in the financial industry, they oversee an impressive $956,571,000 in assets under management, demonstrating their expertise and commitment to delivering exceptional financial services. As a trusted partner in wealth management, Hollow Brook Wealth Management LLC operates with a client-centric approach, tailoring their services to meet the unique needs of each individual. With 44% of their assets managed in a discretionary capacity, clients benefit from the firm's ability to make investment decisions on their behalf, providing peace of mind and efficient portfolio management. Specializing in catering to high-net-worth individuals, Hollow Brook Wealth Management LLC recognizes the importance of safeguarding and growing substantial wealth. Their team of 13 dedicated professionals, including 6 investment advisors, possesses extensive industry knowledge and experience, enabling them to provide expert guidance and strategic investment advice. With an average of approximately $159,430,000 in assets under management per investment advisor, Hollow Brook Wealth Management LLC stands out in the industry for their exceptional track record and ability to consistently deliver superior results. Notably, David Oring, one of the firm's longest-tenured registered advisors, has been with the company since 2009, contributing to its continuity and client-focused culture. Hollow Brook Wealth Management LLC offers a flexible compensation structure, including various types of fees such as a percentage of assets under management, fixed fees, and performance-based fees. This ensures alignment with client interests and motivates the team to strive for exceptional performance. In conclusion, Hollow Brook Wealth Management LLC distinguishes itself as a reputable investment advisory firm, providing personalized wealth management services to a discerning clientele while achieving remarkable results in growing and safeguarding their clients' assets.

5C Capital Management, LLC is a prominent local investment advisory firm headquartered in Woodcliff Lake, NJ, with three strategically located offices. With over 300 individual clients and an impressive $399,007,000 in assets under management, the firm has established itself as a trusted partner in financial planning and wealth management. While their expertise extends across various investment vehicles, including 401K and individual accounts, these represent less than 30% of their overall assets under management. However, 5C Capital Management, LLC possesses the capability and experience to effectively manage employer funds. Impressively, 89% of the assets they oversee are discretionary, highlighting their ability to make informed investment decisions on behalf of their clients. The firm primarily caters to high-net-worth individuals, managing the majority of their assets. Their compensation structure is flexible, offering various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring clients have choices that align with their needs and preferences. Comprising a team of seven dedicated employees, all of whom specialize in investment advisory services, 5C Capital Management, LLC provides personalized attention and expertise to each client. On average, their investment advisors handle approximately $57,000,000 in assets under management, a figure that aligns with industry standards. The firm boasts a roster of experienced advisors, including Craig Marson, Kevin Mccabe, and Curtis Brooks, who have been with the company for an extended period. Their tenure exemplifies the firm's commitment to fostering lasting relationships with both clients and employees.

Miller Howard Investments Inc, a local investment advisory firm headquartered in Kingston, NY, is dedicated to providing exceptional financial services to its clients. With a single office, they have built a solid reputation in the industry. The firm employs a total of 32 professionals, 12 of whom are highly skilled investment advisors committed to delivering tailored investment strategies. Miller Howard Investments Inc stands out in the market with an impressive average of approximately $262,100,000 in assets under management per investment advisor, surpassing the industry average. Their compensation structure is designed to align the interests of the firm with those of their clients and includes a percentage of assets under management. Although 401K and individual accounts account for less than 30% of their assets under management, Miller Howard Investments Inc possesses the expertise and capability to manage employer funds effectively. An outstanding 90% of the assets they manage are under their discretionary control, demonstrating their clients' trust in their decision-making abilities. With a substantial client base, Miller Howard Investments Inc serves over 1,960 individual clients, who entrust the firm with more than $3,145,175,000 in assets under management. The firm boasts a team of highly experienced advisors, including notable professionals such as Judd Peterson, Stephanie Geller, and Lowell Miller, who have dedicated their expertise to the firm for an extended period. Miller Howard Investments Inc's unwavering commitment to personalized service, impressive assets under management figures, and the expertise of its dedicated team make it a trusted choice for individuals and institutions seeking exceptional investment advisory services.

Integrated Financial Consulting, LLC is a reputable investment advisory firm based out of Airmont, NY. With over 50 individual clients, they oversee an impressive portfolio totaling more than $79,975,000 in assets under management. Catering primarily to high net worth individuals, Integrated Financial Consulting specializes in providing comprehensive financial guidance. Though the firm predominantly manages personal accounts and 401Ks, they possess the expertise and capability to oversee employer funds as well. Their team of dedicated professionals, comprising one office, delivers tailored investment advisory services to meet the unique needs of their clients. Integrated Financial Consulting employs a versatile compensation structure, offering various options such as a percentage of assets under management, fixed fees, and hourly charges. This ensures that clients can choose the payment method that aligns best with their preferences and financial goals. With a team of one total employee, all of whom are committed to delivering exceptional investment advisory services, Integrated Financial Consulting maintains an average assets under management per investment advisor of approximately $79,980,000. This figure is in line with the industry average, demonstrating their ability to effectively manage substantial portfolios. Among their skilled advisors is James Vorchheimer, who has been with the firm since 2022, making him one of the longest-tenured registered advisors. Integrated Financial Consulting, LLC prides itself on providing personalized financial solutions and trusted guidance to help their clients navigate the complexities of the investment landscape with confidence and peace of mind.

Weiss Financial Group LLC, based out of Mahopac, NY, is a small investment advisory firm dedicated to providing comprehensive financial services. With a team of two experienced professionals, they specialize in investment advisory services, managing an impressive average of $23,050,000 in assets per advisor. Their compensation structure includes various types, such as a percentage of assets under management, ensuring their interests align with those of their clients. With over 80 individual clients, Weiss Financial Group LLC oversees a substantial $61,216,000 in assets under management. Their expertise in managing employer 401Ks and individual investments is evident, as approximately half of their assets under management come from these sources. Their success is further enhanced by their extensive experience in this space, instilling confidence in their clients. Weiss Financial Group LLC maintains a strong commitment to discretion, as 99% of the assets they manage are handled with a discretionary approach. This approach allows them to make informed investment decisions on behalf of their clients, maximizing potential returns and minimizing risks. Headquartered in Mahopac, NY, Weiss Financial Group LLC operates out of a single office. Within the firm, Keith Weiss and Scott Weiss stand out as two of the most tenured registered advisors. Their wealth of experience and expertise contribute to the firm's success in delivering personalized financial solutions to their valued clientele. With a client-centric approach and a track record of sound financial management, Weiss Financial Group LLC remains dedicated to helping individuals and businesses achieve their financial goals.

Tandem Capital Management, Inc., a small investment advisory firm headquartered in Woodcliff Lake, NJ, distinguishes itself with a team of knowledgeable professionals dedicated to providing comprehensive investment advisory services. With two offices, this firm employs a total of five individuals, three of whom specialize in investment advisory. Boasting an average of $63,240,000 in assets under management per investment advisor, Tandem Capital Management, Inc. aligns with the industry average in terms of assets handled. Tandem Capital Management, Inc. adopts a flexible compensation structure that includes various approaches, such as a percentage of assets under management, hourly charges, and fixed fees. Notably, all of the assets they oversee are managed on a discretionary basis, giving them the freedom to make investment decisions on behalf of their clients. Primarily catering to high-net-worth individuals, Tandem Capital Management, Inc. boasts an impressive portfolio of over 20 individual clients, whose combined assets under management exceed $189,734,000. This firm takes pride in its team of highly experienced advisors, with notable long-tenured members including Asheem Asthana, Lauren Wong, and Kent Sheng. These professionals bring their expertise and dedication to providing personalized investment strategies tailored to each client's financial goals and risk tolerance. With a commitment to excellence and a client-centric approach, Tandem Capital Management, Inc. strives to deliver exceptional investment advisory services to its valued clientele.

BOURNE LENT ASSET MANAGEMENT, INC. is a small investment advisory firm located in Pawling, NY. With a total of 4 employees, including 2 experienced investment advisors, the firm provides comprehensive investment advisory services to its clients. The average assets under management per investment advisor amount to approximately $71,060,000, reflecting the firm's ability to handle significant portfolios. As an industry-average performer, Bourne Lent Asset Management, Inc. manages over $256,373,000 in assets for more than 30 individual clients. The majority of these assets belong to high net worth individuals who entrust the firm with their investment needs. A remarkable 99% of the assets managed by the firm are under discretionary management, indicating a strong level of trust and confidence from clients in the firm's expertise. The compensation structure at Bourne Lent Asset Management, Inc. incorporates various types, including a percentage of assets under management. This approach aligns the firm's interests with those of its clients, as the advisors' compensation is directly linked to the growth and success of the managed portfolios. With offices in Pawling, NY, Bourne Lent Asset Management, Inc. is conveniently located to serve its clientele effectively. The firm takes pride in the long-standing expertise of its registered advisors, Donald Bourne and John Lent, who have been integral members of the team for many years. Their deep knowledge and commitment contribute to the firm's ability to provide personalized and tailored investment strategies to its valued clients.

Taconic Advisors, a small investment advisory firm based out of Saugerties, NY, is dedicated to providing personalized financial solutions for their clients. With over 10 individual clients and an impressive $156,426,000 in assets under management, Taconic Advisors has established a strong reputation in the industry. They have two offices, enabling them to efficiently serve their clients' needs. Specializing in discretionary asset management, Taconic Advisors primarily caters to high net worth individuals, ensuring their financial goals and objectives are met with utmost care and precision. The firm's compensation structure is designed to align their interests with their clients, offering various options such as fixed fees. With a team of five dedicated employees, including three investment advisory professionals, Taconic Advisors ensures that each client receives personalized attention and tailored investment strategies. The firm boasts an average of approximately $52,140,000 in assets under management per investment advisor, which is on par with industry standards. Taconic Advisors takes pride in its experienced and committed advisors. Among the longest tenured professionals at the firm are Carmen Caruso, Meredith Briggs, and John Kelly. Their extensive knowledge and expertise contribute to the firm's success in delivering exceptional financial services to their clients. Overall, Taconic Advisors combines their deep understanding of the financial landscape with a client-centric approach, striving to build lasting relationships and help their clients achieve their financial objectives effectively and efficiently.

Marshall & Sterling Wealth Advisors, Inc. is a highly regarded local investment advisory firm based out of Poughkeepsie, NY, with a strong presence in the financial industry. With over 480 individual clients and more than $422,467,000 in assets under management, they have established themselves as a trusted partner in managing wealth. With three office locations, Marshall & Sterling Wealth Advisors, Inc. is well-positioned to serve their diverse client base effectively. They have garnered extensive experience in handling employer 401Ks and individual investments, accounting for approximately half of their assets under management. Moreover, an impressive 61% of the assets they oversee are under discretionary management, showcasing their expertise in making strategic investment decisions. The firm's compensation structure encompasses various models, including a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to cater to clients' unique needs and preferences. Marshall & Sterling Wealth Advisors, Inc. prides itself on its team of 14 dedicated employees, with eight of them specializing in providing top-notch investment advisory services. On average, each investment advisor manages around $52,810,000 in assets, aligning with the industry average. Marshall & Sterling Wealth Advisors, Inc. is proud of its roster of highly experienced advisors. Some of the firm's longest tenured professionals, such as Craig Pesce, Chintan Shukla, and Jesse Uttendorfer, bring their wealth of knowledge and expertise to ensure clients receive exceptional financial guidance and personalized solutions. With a steadfast commitment to client satisfaction and a proven track record of success, Marshall & Sterling Wealth Advisors, Inc. is a go-to choice for individuals and organizations seeking reliable wealth management services in the Poughkeepsie area.

Mountain Pass Planning is a highly regarded investment advisory firm operating out of Hopewell Junction, NY. With a diverse clientele of over 90 individuals, they expertly manage assets worth a staggering $42,841,000. Specializing in employer 401Ks and individual portfolios, Mountain Pass Planning has established a strong foothold in this sector. All assets under their management are handled on a discretionary basis, showcasing their clients' trust in their expertise. Led by a dedicated team, Mountain Pass Planning offers a comprehensive range of investment advisory services. Their compensation structure is flexible, accommodating various approaches such as a percentage of assets under management, fixed fees, and hourly charges. The firm boasts a single office in Hopewell Junction and employs a total of one staff member, each of whom provides invaluable investment guidance. Notably, James Devico stands out as one of Mountain Pass Planning's longest tenured registered advisors, having joined the firm in 2021. With extensive experience and a deep understanding of the industry, James contributes significantly to the firm's success and client satisfaction. Mountain Pass Planning prides itself on maintaining a personalized approach to wealth management. They strive to deliver tailored investment strategies that align with each client's unique financial goals and risk tolerance. By combining their expertise, comprehensive compensation structure, and dedication to exceptional service, Mountain Pass Planning continues to build a reputation as a trusted and reliable partner for individuals and businesses seeking effective investment solutions.

Main Street Financial, based out of Mount Kisco, NY, is a reputable investment advisory firm serving a diverse range of clients. With a single office, this small yet dynamic firm comprises four dedicated professionals, three of whom specialize in providing expert investment advisory services. Demonstrating their expertise, each investment advisor at Main Street Financial manages an average of $19,460,000 in assets under their purview. The compensation structure at Main Street Financial encompasses various types, including a percentage of assets under management and hourly charges, ensuring a flexible and transparent approach to client relationships. Notably, approximately half of the firm's assets under management originate from employer 401Ks or individuals, showcasing their strong experience and success in this particular area. Operating with discretionary authority over all the assets entrusted to their care, Main Street Financial prides itself on its ability to make strategic investment decisions on behalf of its clients. Currently, the firm manages a substantial portfolio, with over 80 individual clients and a total of $58,375,000 in assets under management. Main Street Financial boasts a team of experienced professionals, with some of the longest-serving advisors being Leo Cunningham, Charles Benway, and Jay Mcneill. These individuals bring a wealth of knowledge and expertise to the firm, further enhancing its ability to deliver exceptional financial guidance and investment solutions. With their commitment to providing personalized and insightful investment advisory services, Main Street Financial is dedicated to helping their clients achieve their financial goals and secure their financial futures.