Find Top Financial Advisors Near Rochester, New York
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KARPUS INVESTMENT MANAGEMENT
KARPUS INVESTMENT MANAGEMENT
Pittsford, New York
Karpus Investment Management, based out of Pittsford, NY, is a highly regarded local investment advisory firm. With two offices and a team of 41 dedicated professionals, they offer comprehensive investment advisory services. Out of their total workforce, 19 employees focus specifically on providing top-notch investment advice. Their impressive average of approximately $181,840,000 in assets under management per investment advisor surpasses the industry average, reflecting their expertise and success in managing client portfolios. Karpus Investment Management employs a diverse compensation structure, including a percentage of assets under management. Although their assets under management are predominantly derived from sources other than 401K and individual accounts, they possess the capability to effectively manage employer funds. Remarkably, all the assets they manage are handled on a discretionary basis, providing clients with a hands-off and professional investment experience. With an extensive client base, Karpus Investment Management serves over 1,000 individual clients who entrust them with a substantial $3,454,920,000 in assets under management. The firm boasts a team of experienced advisors, including industry veterans David Angeline, David D'Ambrosio, and Michael Donnelly, who have been with the company for an extended period, contributing their wealth of knowledge and expertise to their clients' financial success. Karpus Investment Management's commitment to exceptional service, coupled with their impressive track record and highly qualified team, solidifies their reputation as a leading investment advisory firm in the Pittsford area. Their focus on delivering personalized investment strategies and their ability to consistently outperform industry benchmarks have earned them the trust and loyalty of their clients.
POST RESCH TALLON GROUP
POST RESCH TALLON GROUP
Pittsford, New York
Post Resch Tallon Group is a small investment advisory firm based out of Pittsford, NY, with one office. With a team of five employees, four of whom provide investment advisory services, they offer expert guidance to help clients achieve their financial goals. The firm manages an average of approximately $54,080,000 in assets per investment advisor, which falls within the industry average. Post Resch Tallon Group's compensation structure includes various types, such as a percentage of assets under management, ensuring their interests align with those of their clients. They have established a strong presence in the employer 401K and individual market, with these sources accounting for roughly half of their assets under management. This expertise has contributed to their success and reputation in the industry. An impressive 94% of the assets they manage are discretionary, giving clients the peace of mind that their investments are in capable hands. With over 300 individual clients, Post Resch Tallon Group oversees more than $216,324,000 in assets under management, demonstrating their ability to attract and retain a substantial client base. Among their accomplished team is James Fischer, one of the firm's longest-tenured registered advisors, who has been with Post Resch Tallon Group since 2022. His extensive experience and dedication further enhance the firm's commitment to providing exceptional investment advisory services. Post Resch Tallon Group's mission is to deliver personalized and comprehensive financial guidance, tailored to each client's unique needs. Through their expertise and unwavering commitment to client satisfaction, they strive to build long-lasting relationships and help individuals and organizations achieve financial success.
NOVEM GROUP
NOVEM GROUP
Rochester, New York
Novem Group is a highly reputable regional investment advisory firm headquartered in Rochester, NY. With over 1,420 individual clients and an impressive $1,072,750,000 in assets under management, they have established themselves as trusted financial partners. Operating across nine offices, Novem Group caters to a diverse range of clients, managing assets sourced from employer 401Ks and individuals, which comprise about half of their total portfolio. Their extensive experience in this sector has solidified their expertise in providing comprehensive investment solutions. Notably, Novem Group manages 77% of their assets on a discretionary basis, demonstrating their astute decision-making and commitment to delivering optimal results. Their compensation structure is multifaceted, encompassing various types such as a percentage of assets under management, hourly charges, and fixed fees. With a dedicated team of 57 employees, all providing investment advisory services, Novem Group ensures personalized attention and high-quality support for their clients. The investment advisors at Novem Group boast an impressive average of approximately $18,820,000 in assets under management per advisor, exemplifying their ability to handle substantial portfolios. Among the notable advisors at the firm are Timothy Gerlach, Cynthia Deal, and James Wood, who have contributed significantly to the company's longstanding success. Novem Group's commitment to excellence, comprehensive services, and a seasoned team of professionals have positioned them as a premier investment advisory firm in the Rochester area and beyond.
HORIZON ADVISORY SERVICES, INC.
HORIZON ADVISORY SERVICES, INC.
West Henrietta, New York
Vauban Wealth Management, based out of Guaynabo, PR, is a small and reputable investment advisory firm with a dedicated team of two employees. With one experienced investment advisor providing expert guidance, the firm has established a solid presence in the financial industry. They boast an impressive average of approximately $7,300,000 in assets under management per investment advisor, demonstrating their proficiency in handling substantial portfolios. Committed to delivering exceptional service, Vauban Wealth Management offers a diverse compensation structure that includes a percentage of assets under management. This approach ensures alignment with their clients' goals and motivates the team to consistently deliver positive results. With over 30 individual clients, Vauban Wealth Management manages a significant amount of assets, totaling over $130,893,000. Their primary focus lies in catering to high-net-worth individuals, who make up the majority of their client base. Although 401K and individual accounts account for less than 30% of their assets under management, the firm possesses the expertise to handle employer funds, expanding their reach within the market. Vauban Wealth Management operates from a single office, serving as their headquarters in Guaynabo, PR. Among their team of skilled professionals is Goel Velazquez Rosa, who has been a registered advisor with the firm since 2019. Goel's extensive tenure reflects the stability and expertise provided by Vauban Wealth Management, instilling trust and confidence in their clients' financial endeavors.
ARMBRUSTER CAPITAL MANAGEMENT, INC.
ARMBRUSTER CAPITAL MANAGEMENT, INC.
Pittsford, New York
Armbruster Capital Management, Inc., based out of Pittsford, NY, is a leading local investment advisory firm with a track record of success. With over 170 individual clients and a staggering $670,479,000 in assets under management, the firm has established itself as a trusted partner in wealth management. Their expertise extends beyond individual and 401K accounts, as they possess the capability to effectively manage employer funds. A remarkable 94% of the assets they oversee are discretionary, reflecting their clients' confidence in the firm's investment strategies. Armbruster Capital Management, Inc. primarily caters to high net worth individuals, whose portfolios make up the majority of their managed assets. The firm's compensation structure is diverse, incorporating various methods, such as a percentage of assets under management. With a team of 7 dedicated employees, all of whom provide exceptional investment advisory services, Armbruster Capital Management, Inc. ensures that each client receives personalized attention and tailored solutions. On average, their investment advisors manage approximately $95,780,000 in assets, aligning with the industry average. Notably, the firm boasts a team of seasoned advisors, including Craig Julien, Tarryn Rozen, and Mark Armbruster, who have been with the company for an extended period, contributing to the firm's wealth of knowledge and experience. Armbruster Capital Management, Inc. continues to thrive as a reputable and client-focused investment advisory firm, committed to delivering excellent results and preserving their clients' wealth for generations to come.
COOPER/HAIMS ADVISORS, LLC
COOPER/HAIMS ADVISORS, LLC
Victor, New York
Cooper/Haims Advisors, LLC, headquartered in Victor, NY, is a well-established local investment advisory firm with a strong presence in the financial industry. With one office location, they have positioned themselves as a trusted partner for individuals seeking comprehensive wealth management solutions. Led by a team of experienced professionals, Cooper/Haims Advisors, LLC boasts a total of 13 dedicated employees, 9 of whom specialize in providing expert investment advisory services. The firm's advisors have an impressive track record, demonstrating their commitment to delivering personalized strategies that align with their clients' financial goals. With an average of approximately $97,870,000 in assets under management per investment advisor, Cooper/Haims Advisors, LLC maintains a solid standing within the industry. Their compensation structure is designed to cater to diverse client needs, incorporating various types of fees such as a percentage of assets under management, hourly charges, and fixed fees. A notable aspect of the firm's portfolio management approach is that 82% of the assets they manage are discretionary, allowing them to exercise informed decision-making on behalf of their clients. Cooper/Haims Advisors, LLC primarily focuses on high-net-worth individuals, effectively managing the financial interests of over 210 individual clients with a total of $880,842,000 in assets under management. The firm takes pride in its experienced team, including Andrew Wong, Daniel Jones, and Brian Roes, who are some of the longest-tenured advisors at Cooper/Haims Advisors, LLC. Their expertise and dedication further strengthen the firm's ability to deliver exceptional wealth management services tailored to the unique needs of each client.
SEAWAY ADVISORS
SEAWAY ADVISORS
Fairport, New York
Seaway Advisors, based out of Fairport, NY, is a small investment advisory firm specializing in providing comprehensive financial solutions to individuals and employer 401Ks. With a total of 3 employees, including 2 dedicated investment advisors, Seaway Advisors offers personalized services tailored to meet the unique needs and goals of their clients. With an average of approximately $49,290,000 in assets under management per investment advisor, Seaway Advisors maintains a solid track record in managing their clients' wealth effectively. Their compensation structure encompasses various types, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and alignment of interests with their clients. Seaway Advisors boasts a diverse clientele, with over 60 individual clients entrusting them with more than $36,963,000 in assets under management. Their strong experience in handling employer 401Ks and individual investments has earned them a reputable position in the industry. Moreover, Seaway Advisors manages 100% of their clients' assets on a discretionary basis, allowing for efficient decision-making and timely adjustments in response to market conditions. Operating from a single office location, Seaway Advisors prioritizes building long-term relationships with their clients based on trust, integrity, and sound financial advice. By combining their expertise, personalized approach, and commitment to client success, Seaway Advisors aims to help individuals and businesses achieve their financial objectives and secure a prosperous future.
PRENTICE WEALTH MANAGEMENT LLC
PRENTICE WEALTH MANAGEMENT LLC
Rochester, New York
Prentice Wealth Management LLC is a respected local investment advisory firm headquartered in Rochester, NY. With two offices, they provide comprehensive financial guidance to individuals and businesses alike. With a total of 12 skilled professionals, five of whom specialize in investment advisory services, Prentice Wealth Management LLC delivers personalized strategies tailored to each client's unique financial goals. With an average of $59,050,000 in assets under management per investment advisor, Prentice Wealth Management LLC aligns with the industry average. Their compensation structure includes various types such as a percentage of assets under management, hourly charges, subscription fees, and fixed fees, ensuring flexibility to meet clients' diverse needs. A notable aspect of their business is their expertise in managing employer 401Ks and individual accounts, which collectively represent approximately half of their assets under management. With a remarkable 96% of their assets managed on a discretionary basis, Prentice Wealth Management LLC showcases their trust and expertise in handling clients' investments. Boasting a sizable client base of over 650 individuals, Prentice Wealth Management LLC effectively manages assets totaling more than $295,263,000. The firm takes pride in the knowledge and experience of its advisors, including long-tenured professionals such as Timothy Olsen, Anthony Vaccaro, and Shawn Tesoro. With a commitment to delivering exceptional financial solutions, Prentice Wealth Management LLC strives to help clients achieve their long-term objectives while building lasting relationships based on trust and transparency.
HOWE AND RUSLING, INC.
HOWE AND RUSLING, INC.
Rochester, New York
Howe And Rusling, Inc., a prominent investment advisory firm based out of Rochester, NY, is dedicated to delivering exceptional financial services to its clients. With over 590 individual clients and a staggering $1,460,434,000 in assets under management, the company has established itself as a trusted partner in wealth management. Operating from five strategically located offices, Howe And Rusling offers comprehensive financial solutions tailored to meet the unique needs of each client. Although 401K and individual accounts represent less than 30% of their assets under management, the firm possesses the expertise to effectively manage employer funds, providing comprehensive investment strategies for businesses. Notably, Howe And Rusling manages 100% of the assets under their purview on a discretionary basis, showcasing their commitment to making informed investment decisions on behalf of their clients. The majority of these assets are specifically catered to high net worth individuals, reflecting the firm's proficiency in handling complex financial portfolios. Their compensation structure encompasses various models, including a percentage of assets under management and fixed fees, ensuring transparency and alignment with client interests. With a team of 24 dedicated professionals, 17 of whom provide investment advisory services, Howe And Rusling maintains an average of approximately $85,910,000 in assets under management per investment advisor, on par with industry standards. Dylan Potter, Gregory Farrell, and Eric Udvari stand out as some of the longest tenured advisors at the firm, exemplifying Howe And Rusling's commitment to expertise and continuity in client relationships. With a steadfast focus on providing exceptional financial guidance, Howe And Rusling, Inc. continues to solidify its position as a leading investment advisory firm in the Rochester area and beyond.
SENECA FINANCIAL ADVISORS LLC
SENECA FINANCIAL ADVISORS LLC
Rochester, New York
Seneca Financial Advisors LLC is a reputable investment advisory firm based out of Rochester, NY. With a strong local presence, they operate from three offices, offering comprehensive financial guidance to clients. With a total of 19 employees, including six dedicated investment advisors, Seneca Financial Advisors LLC is well-equipped to meet the diverse needs of their clientele. The firm manages an average of approximately $86,750,000 in assets under management per investment advisor, a figure that aligns with the industry average. Seneca Financial Advisors LLC employs a flexible compensation structure, including a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and flexibility in their client relationships. While 401K and individual accounts make up less than 30% of their assets under management, Seneca Financial Advisors LLC possesses the expertise and capability to effectively manage employer funds. A noteworthy 89% of the assets they handle are discretionary, indicating a high level of trust and confidence placed in the firm by their clients. The firm predominantly serves high-net-worth individuals, catering to over 170 individual clients with an impressive $520,500,000 in assets under management. Seneca Financial Advisors LLC takes pride in their experienced team, boasting some of the longest-tenured advisors in the industry, including Elizabeth Raabe, Scott Lefebre, and G. Votava, Jr. These seasoned professionals bring a wealth of knowledge and expertise to guide clients towards achieving their financial goals. Seneca Financial Advisors LLC is committed to providing personalized and reliable financial advice, helping clients navigate the complexities of wealth management and investment strategies. With a track record of success and a client-centric approach, they are a trusted partner for individuals seeking comprehensive financial planning services.
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GENERATION CAPITAL MANAGEMENT LLC
GENERATION CAPITAL MANAGEMENT LLC
Pittsford, New York
Generation Capital Management LLC, based out of Pittsford, NY, is a small investment advisory firm specializing in providing personalized financial services to individual clients. With a team of five dedicated professionals, including one investment advisor, they deliver comprehensive wealth management solutions tailored to meet their clients' unique needs. With an average of approximately $75,290,000 in assets under management per investment advisor, Generation Capital Management LLC maintains a competitive standing within the industry. Their compensation structure encompasses various types, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility and alignment with their clients' preferences. Boasting over 130 individual clients, Generation Capital Management LLC oversees an impressive portfolio of assets under management, totaling over $840,494,000. A noteworthy aspect of their services is the discretionary management of 13% of the assets they handle, reflecting their expertise in making strategic investment decisions on behalf of their clients. Situated in Pittsford, NY, Generation Capital Management LLC operates from a single office location. The firm takes pride in its experienced and knowledgeable team, with John Howe and Scott Nasca serving as two of the longest-tenured registered advisors. Their commitment to client satisfaction and their ability to adapt to evolving market conditions position Generation Capital Management LLC as a trusted partner in achieving long-term financial goals.
FAMA FIDUCIARY WEALTH LLC
FAMA FIDUCIARY WEALTH LLC
Rochester, New York
Fama Fiduciary Wealth LLC, based out of Rochester, NY, is a small investment advisory firm with a strong focus on providing exceptional services to its clients. With a total of 1 dedicated employee, the firm offers personalized investment advisory services, ensuring that each client's financial goals and objectives are effectively addressed. Known for their expertise and commitment, Fama Fiduciary Wealth LLC boasts an impressive average of approximately $213,640,000 in assets under management per investment advisor, surpassing the industry average. This success can be attributed to their comprehensive compensation structure, which includes various types such as a percentage of assets under management and fixed fees. The firm manages assets for over 20 individual clients, totaling more than $67,016,000 in assets under management. While the majority of their managed assets cater to high-net-worth individuals, Fama Fiduciary Wealth LLC also possesses the capability to effectively handle employer funds, although 401K and individual accounts represent less than 30% of their assets under management. Operating on a discretionary basis, the firm ensures that all investment decisions are made with the utmost care and expertise. With their single office in Rochester, Fama Fiduciary Wealth LLC offers a localized approach to their clients, delivering personalized investment strategies tailored to their specific needs. Led by Andrew Fama, one of the longest tenured registered advisors who has been with the firm since 2021, Fama Fiduciary Wealth LLC demonstrates a commitment to building long-term relationships and providing exceptional wealth management services to their valued clientele.