Adirondack Financial Services Corp is a reputable local investment advisory firm headquartered in Utica, NY. With over 350 individual clients and an impressive $352,171,000 in assets under management, they have established themselves as a trusted partner for financial planning and investment management. As registered representatives of a broker-dealer and experienced insurance brokers, they offer comprehensive financial services to meet the diverse needs of their clients. While Adirondack Financial Services Corp manages a wide range of accounts, including 401K and individual portfolios, these represent less than 30% of their total assets under management. However, they possess the expertise and capability to effectively handle employer funds. Notably, an impressive 87% of the assets they manage are discretionary, showcasing their clients' trust in their investment decisions. Catering predominantly to high-net-worth individuals, Adirondack Financial Services Corp has built a reputation for delivering personalized and tailored financial strategies. Their compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring transparency and aligning their interests with their clients'. With a dedicated team of 17 employees, including 10 experienced investment advisors, Adirondack Financial Services Corp maintains a favorable advisor-to-assets ratio. Each investment advisor manages an average of approximately $35,220,000 in assets under their guidance. The firm takes pride in its longstanding advisors, such as William Locke, Frances Parent, and John Clark, who bring extensive expertise and a wealth of experience to their clients. Overall, Adirondack Financial Services Corp stands as a trusted partner for individuals seeking comprehensive investment advisory services, exemplifying their commitment to financial well-being and long-term prosperity.

Paradigm Consulting, Inc. is a leading investment advisory firm based out of Utica, NY. With a team of five highly skilled professionals, four of whom specialize in investment advisory services, they provide expert financial guidance to a diverse clientele. With an average of approximately $164,230,000 in assets under management per investment advisor, Paradigm Consulting, Inc. consistently outperforms the industry average. Their compensation structure is designed to meet the unique needs of their clients, offering various options such as a percentage of assets under management and hourly charges. With a strong focus on client satisfaction, Paradigm Consulting, Inc. prioritizes delivering tailored financial solutions that align with their clients' goals and objectives. In addition to their investment advisory services, Paradigm Consulting, Inc. also serves as an insurance broker or agent, providing comprehensive coverage options to further safeguard their clients' financial well-being. With a proven track record of success, Paradigm Consulting, Inc. has cultivated a loyal client base, managing over 0 individual clients and overseeing more than $168,528,000 in assets under management. A significant portion of the assets they manage is discretionary, demonstrating their expertise in making strategic investment decisions on behalf of their clients. Despite being a small firm, Paradigm Consulting, Inc. has established a reputation for excellence in the financial services industry. Their commitment to professionalism, integrity, and personalized service sets them apart as a trusted partner in helping clients navigate the complexities of investing and financial planning.

Curran Wealth Management, headquartered in Albany, NY, is a respected investment advisory firm with two offices. With a dedicated team of 12 professionals, including 10 experienced investment advisors, they offer comprehensive wealth management services to clients. Their average assets under management per investment advisor amount to approximately $51,340,000, which aligns with the industry average. Curran Wealth Management employs a diverse compensation structure that includes a percentage of assets under management, ensuring their interests are aligned with those of their clients. While their portfolio comprises less than 30% of 401K and individual accounts, they possess the expertise to manage employer funds. Impressively, 96% of the assets they handle are under discretionary management, reflecting their clients' trust in their expertise and decision-making capabilities. Catering primarily to high net worth individuals, Curran Wealth Management boasts a substantial client base of over 190 individuals, with a staggering $513,434,000 in assets under management. The firm takes pride in its seasoned advisors, with Derek Gray, Kevin Curran, and Thomas Curran among the longest tenured professionals on their team. Their combined experience and extensive knowledge contribute to the firm's reputation for delivering personalized and effective wealth management strategies. Curran Wealth Management's commitment to excellence and client satisfaction distinguishes them as a trusted partner in achieving financial goals. With a strong presence in Albany and a track record of success, they continue to provide comprehensive investment advisory services to individuals seeking to grow and preserve their wealth.

Fagan Associates Inc, based out of Troy, NY, is a reputable small investment advisory firm that serves a diverse client base. With over 1,570 individual clients, they manage an impressive $583,234,000 in assets. Fagan Associates Inc distinguishes itself in the industry by offering comprehensive investment advisory services, with a particular focus on employer 401Ks and individual accounts. The firm's success can be attributed to their experienced team, consisting of five dedicated employees. Among them, two individuals provide expert investment advisory services, boasting an average of $291,620,000 in assets under management per advisor, surpassing the industry average. Aaron Fagan and Dennis Fagan, two highly tenured registered advisors, play a significant role in the firm's operations and client relationships. Fagan Associates Inc operates on a discretionary basis, allowing them to make investment decisions on behalf of their clients. Their compensation structure is flexible, offering different options such as a percentage of assets under management, fixed fees, and hourly charges. This approach ensures that clients have access to a range of payment options tailored to their specific needs. With one office in Troy, NY, Fagan Associates Inc maintains a strong presence in the local community while serving clients across the region. Their commitment to providing personalized and comprehensive investment advisory services has earned them a trusted reputation in the industry. As Fagan Associates Inc continues to grow, they remain dedicated to helping their clients achieve their financial goals and secure their financial future.

Colley Asset Management, Inc. is a small investment advisory firm based out of Saratoga Springs, NY, with one office. With a dedicated team of one employee, they specialize in providing exceptional investment advisory services. Compared to industry standards, each investment advisor at Colley Asset Management, Inc. manages an impressive average of approximately $154,330,000 in assets under management. Their compensation structure is flexible, encompassing various types, such as a percentage of assets under management and fixed fees. While 401K and individual accounts make up less than 30% of their total assets under management, Colley Asset Management, Inc. possesses the expertise and capability to effectively manage employer funds. Moreover, the firm operates with complete discretion, as 100% of the assets they manage are under their direct control. With a focus on personalized service, Colley Asset Management, Inc. caters to over 260 individual clients, overseeing an impressive portfolio worth more than $154,333,000. At the heart of this successful advisory firm is John Colley, one of the longest-tenured registered advisors, having been with the company since 2022. With his extensive experience and in-depth knowledge of the industry, John Colley brings invaluable expertise to the table, ensuring that clients receive exceptional financial guidance and strategic investment solutions. Colley Asset Management, Inc. takes pride in their commitment to delivering superior results and building long-lasting relationships with their valued clients.

Godfrey Financial Associates, Inc., headquartered in Glenmont, NY, is a small investment advisory firm providing comprehensive financial services to individuals and businesses. With a team of four dedicated professionals, including two experienced investment advisors, they offer personalized solutions to meet their clients' financial goals. With an average of $51,630,000 in assets under management per investment advisor, Godfrey Financial Associates maintains an industry-average performance. Their compensation structure is based on various factors, including a percentage of assets under management, ensuring alignment with their clients' success. With over 250 individual clients and a total of $101,121,000 in assets under management, Godfrey Financial Associates has a strong presence in the industry. Notably, they have gained significant expertise in managing employer 401Ks and individual investments, accounting for approximately half of their assets under management. Their proven track record in this space demonstrates their ability to deliver exceptional results. In addition to their investment advisory services, Godfrey Financial Associates also operates as an insurance broker or agent, providing comprehensive coverage options tailored to their clients' needs. The firm operates out of a single office, and Hannah Stenzel and Kathleen Godfrey are among the longest tenured registered advisors at Godfrey Financial Associates. Their experience, expertise, and commitment to client satisfaction set the foundation for the firm's success and drive its mission of delivering exceptional financial services to its diverse client base.

JC Miano Investment Advisory Service, based out of Utica, NY, is a reputable small investment advisory firm catering to a diverse range of clients. With over 40 individual clients and a remarkable $44,222,000 in assets under management, they have established themselves as a trusted partner in wealth management. As an experienced player in the investment advisory field, JC Miano Investment Advisory Service boasts extensive expertise in managing employer 401Ks and individual portfolios, accounting for approximately half of their assets under management. With a focus on discretion and personalization, they handle a staggering 99% of their clients' assets with the utmost care and responsibility. The firm's compensation structure offers various options, including a percentage of assets under management. This ensures that their interests are closely aligned with the success of their clients' investments. Despite being a small firm, JC Miano Investment Advisory Service takes pride in delivering exceptional service. Their team consists of one dedicated employee, who exclusively focuses on providing top-notch investment advisory services. With an average of $44,220,000 in assets under management per investment advisor, they deliver a personalized approach to each client's unique financial goals and objectives. Through their comprehensive knowledge, dedication to client satisfaction, and meticulous investment strategies, JC Miano Investment Advisory Service has built a reputation as a reliable and results-driven partner in wealth management, empowering their clients to make informed decisions for a secure financial future.

Graney & King, LLC, a small investment advisory firm based out of Latham, NY, is committed to providing expert financial guidance to individuals and employers alike. With one office, they have established themselves as a trusted resource in the region. Graney & King boasts a team of four dedicated professionals, three of whom specialize in offering comprehensive investment advisory services. Their remarkable track record is exemplified by an average assets under management (AUM) per investment advisor of approximately $100,280,000, aligning with the industry average. The firm employs a flexible compensation structure, accommodating various fee types such as a percentage of AUM, hourly charges, and fixed fees. A distinguishing aspect of Graney & King's portfolio is the significant presence of employer 401Ks and individual accounts, which collectively account for approximately half of their AUM. This expertise in retirement planning showcases their ability to navigate and optimize this particular sector. All of the assets under their management, totaling over $300,828,000, are managed on a discretionary basis. Graney & King has fostered enduring relationships with over 410 individual clients, ensuring personalized attention and tailored investment strategies. Timothy Graney, Edward King, and Phillip Harabarovici, some of the firm's most experienced advisors, have contributed greatly to the firm's success. Their combined knowledge and industry expertise have solidified Graney & King, LLC as a prominent player in the investment advisory realm.

Goldman Sachs Ayco Personal Financial Management is a renowned regional investment advisory firm headquartered in Cohoes, NY. With a network of 24 offices, the company offers comprehensive financial planning and investment management services to a diverse clientele. Led by a team of highly skilled professionals, Goldman Sachs Ayco Personal Financial Management boasts a total workforce of 1,774 employees, with 875 dedicated to providing expert investment advisory services. With an impressive average of approximately $32,710,000 in assets under management per investment advisor, the firm's advisors are well-equipped to guide clients towards their financial goals. Goldman Sachs Ayco Personal Financial Management adopts a versatile compensation structure that includes various options such as a percentage of assets under management, hourly charges, subscription fees, and fixed fees, ensuring clients can choose the most suitable arrangement for their needs. While 401K and individual accounts constitute less than 30% of the assets under management, the firm possesses the capability to effectively manage employer funds. Notably, all of the assets managed by Goldman Sachs Ayco Personal Financial Management are discretionary, providing clients with a seamless and hands-off investment experience. The firm serves an extensive client base, with over 133,600 individual clients and an impressive $28,618,922,000 in assets under management. Goldman Sachs Ayco Personal Financial Management takes pride in its long-standing advisors, including seasoned professionals like Jeffrey Demaio, David Kruebbe, and Kevin King, who contribute their expertise and experience to the firm's success. With its commitment to providing personalized financial guidance, robust investment management, and a track record of delivering exceptional results, Goldman Sachs Ayco Personal Financial Management stands as a trusted partner for individuals and employers seeking comprehensive financial planning solutions.

ETICO WEALTH MANAGEMENT LLC, based out of Clifton Park, NY, is a reputable investment advisory firm catering to a diverse clientele. With over 100 individual clients and a staggering $90,553,000 in assets under management, Etico Wealth Management has established itself as a trusted partner in financial planning. This small yet dynamic firm operates from six offices, providing personalized investment solutions to its clients. While 401K and individual accounts account for less than 30% of their assets under management, Etico Wealth Management possesses the expertise to manage employer funds, broadening their scope of services. Approximately 76% of the assets under their management are discretionary, indicating the clients' confidence in the firm's investment strategies. Their compensation structure is flexible and includes various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring alignment with their clients' needs. Employing a team of 11 professionals, Etico Wealth Management boasts a respectable average of approximately $90,550,000 in assets under management per investment advisor, aligning with industry standards. Among the firm's notable advisors are Mark Cameron, Matthew Nigg, and George Lex, who have contributed significantly to the firm's success over their long tenures. Etico Wealth Management's commitment to delivering personalized financial advice and their track record of managing substantial assets make them a sought-after choice for individuals and businesses alike. As they continue to grow and innovate, their clients can expect exceptional service and tailored investment strategies to help them achieve their financial goals.

Broadway Advisor Group, LLC, based out of Albany, NY, is a small investment advisory firm dedicated to providing comprehensive financial guidance to individuals and businesses. With a total of four employees, three of whom specialize in investment advisory services, the firm ensures personalized attention and tailored strategies to meet their clients' specific needs. With an average of approximately $61,300,000 in assets under management per investment advisor, Broadway Advisor Group aligns with the industry average, demonstrating their competence and expertise in managing substantial portfolios. Their compensation structure is diverse and flexible, incorporating various methods such as a percentage of assets under management, hourly charges, and fixed fees, providing clients with options that suit their preferences. Broadway Advisor Group serves a diverse client base, boasting over 120 individual clients who entrust them with more than $65,105,000 in assets under management. Notably, around half of their assets under management are sourced from employer 401Ks and individuals, illustrating the firm's extensive experience and success in this sector. As a discretionary investment manager, Broadway Advisor Group maintains full control over the assets they manage, enabling them to make strategic decisions aligned with their clients' financial goals and risk tolerance. Operating from a single office in Albany, the firm benefits from the leadership of Jason Sgroi and Tyler Rapp, two of the longest-tenured registered advisors within the organization. Broadway Advisor Group, LLC's commitment to personalized service, wealth management expertise, and extensive experience in employer 401Ks and individual investments make them a reliable choice for individuals and businesses seeking comprehensive financial guidance and superior investment strategies.