Adirondack Financial Services Corp is a reputable local investment advisory firm headquartered in Utica, NY. With over 350 individual clients and an impressive $352,171,000 in assets under management, they have established themselves as a trusted partner for financial planning and investment management. As registered representatives of a broker-dealer and experienced insurance brokers, they offer comprehensive financial services to meet the diverse needs of their clients. While Adirondack Financial Services Corp manages a wide range of accounts, including 401K and individual portfolios, these represent less than 30% of their total assets under management. However, they possess the expertise and capability to effectively handle employer funds. Notably, an impressive 87% of the assets they manage are discretionary, showcasing their clients' trust in their investment decisions. Catering predominantly to high-net-worth individuals, Adirondack Financial Services Corp has built a reputation for delivering personalized and tailored financial strategies. Their compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring transparency and aligning their interests with their clients'. With a dedicated team of 17 employees, including 10 experienced investment advisors, Adirondack Financial Services Corp maintains a favorable advisor-to-assets ratio. Each investment advisor manages an average of approximately $35,220,000 in assets under their guidance. The firm takes pride in its longstanding advisors, such as William Locke, Frances Parent, and John Clark, who bring extensive expertise and a wealth of experience to their clients. Overall, Adirondack Financial Services Corp stands as a trusted partner for individuals seeking comprehensive investment advisory services, exemplifying their commitment to financial well-being and long-term prosperity.

Paradigm Consulting, Inc. is a leading investment advisory firm based out of Utica, NY. With a team of five highly skilled professionals, four of whom specialize in investment advisory services, they provide expert financial guidance to a diverse clientele. With an average of approximately $164,230,000 in assets under management per investment advisor, Paradigm Consulting, Inc. consistently outperforms the industry average. Their compensation structure is designed to meet the unique needs of their clients, offering various options such as a percentage of assets under management and hourly charges. With a strong focus on client satisfaction, Paradigm Consulting, Inc. prioritizes delivering tailored financial solutions that align with their clients' goals and objectives. In addition to their investment advisory services, Paradigm Consulting, Inc. also serves as an insurance broker or agent, providing comprehensive coverage options to further safeguard their clients' financial well-being. With a proven track record of success, Paradigm Consulting, Inc. has cultivated a loyal client base, managing over 0 individual clients and overseeing more than $168,528,000 in assets under management. A significant portion of the assets they manage is discretionary, demonstrating their expertise in making strategic investment decisions on behalf of their clients. Despite being a small firm, Paradigm Consulting, Inc. has established a reputation for excellence in the financial services industry. Their commitment to professionalism, integrity, and personalized service sets them apart as a trusted partner in helping clients navigate the complexities of investing and financial planning.

JC Miano Investment Advisory Service, based out of Utica, NY, is a reputable small investment advisory firm catering to a diverse range of clients. With over 40 individual clients and a remarkable $44,222,000 in assets under management, they have established themselves as a trusted partner in wealth management. As an experienced player in the investment advisory field, JC Miano Investment Advisory Service boasts extensive expertise in managing employer 401Ks and individual portfolios, accounting for approximately half of their assets under management. With a focus on discretion and personalization, they handle a staggering 99% of their clients' assets with the utmost care and responsibility. The firm's compensation structure offers various options, including a percentage of assets under management. This ensures that their interests are closely aligned with the success of their clients' investments. Despite being a small firm, JC Miano Investment Advisory Service takes pride in delivering exceptional service. Their team consists of one dedicated employee, who exclusively focuses on providing top-notch investment advisory services. With an average of $44,220,000 in assets under management per investment advisor, they deliver a personalized approach to each client's unique financial goals and objectives. Through their comprehensive knowledge, dedication to client satisfaction, and meticulous investment strategies, JC Miano Investment Advisory Service has built a reputation as a reliable and results-driven partner in wealth management, empowering their clients to make informed decisions for a secure financial future.

Affinity BST Advisors, LLC is a reputable investment advisory firm located in Latham, NY. With over 50 individual clients and a remarkable $75,958,000 in assets under management, they have established themselves as a trusted partner in wealth management. Their team operates from a single office, catering to a diverse range of clients' needs. In addition to their investment advisory services, Affinity BST Advisors, LLC also serves as an insurance broker or agent, offering comprehensive solutions to safeguard their clients' financial interests. While their portfolio includes various types of accounts, such as 401K and individual accounts, these represent less than 30% of their total assets under management. However, the firm possesses the expertise to manage employer funds effectively. An impressive 94% of the assets they manage are discretionary, highlighting their commitment to personalized and tailored investment strategies. Affinity BST Advisors, LLC offers a flexible compensation structure, including a percentage of assets under management, hourly charges, and fixed fees. This ensures transparency and aligns their interests with the success of their clients. With a team of seven dedicated employees, six of whom specialize in investment advisory services, Affinity BST Advisors, LLC maintains a favorable advisor-to-assets ratio. On average, each investment advisor manages approximately $12,660,000 in assets under management, demonstrating their ability to deliver individualized attention to their clients. The firm takes pride in its experienced advisors, such as Nicholas Preddice, Gary Nicoll, and James Currier, who have been with the company for an extended period, fostering enduring relationships with their clients. Affinity BST Advisors, LLC is committed to providing exceptional financial guidance and building long-term wealth for their valued clientele.

Adirondack Research & Management Inc., a small investment advisory firm based out of Guilderland, NY, is dedicated to providing personalized financial solutions to its clients. With over 60 individual clients and a remarkable $94,010,000 in assets under management, they have established a strong presence in the investment industry. Adirondack Research & Management Inc. prides itself on its expertise in managing employer 401Ks and individual portfolios, which collectively make up half of their assets under management. With a keen understanding of the intricacies of this space, they offer tailored investment strategies to help clients achieve their financial goals. As a discretionary asset manager, Adirondack Research & Management Inc. takes full responsibility for making investment decisions on behalf of their clients. This approach allows them to exercise their expertise and actively manage portfolios to maximize returns. Their compensation structure includes various types, including a percentage of assets under management, ensuring that their interests align with those of their clients. With a team of four dedicated professionals, three of whom provide investment advisory services, they offer a high level of personalized attention and support to each client. On average, each investment advisor oversees approximately $31,340,000 in assets under management, further exemplifying their commitment to individualized service. Adirondack Research & Management Inc. is driven by a passion for helping clients navigate the complex financial landscape and achieve long-term financial success. With a proven track record and a client-centric approach, they are a trusted partner for individuals and employers seeking expert investment guidance.

Lee Investment Management LLC, headquartered in Saratoga Springs, NY, is a reputable investment advisory firm catering to a diverse clientele. With over 70 individual clients and assets under management totaling $54,785,000, Lee Investment Management LLC has established itself as a trusted partner in wealth management. The firm specializes in providing comprehensive investment advisory services, with a particular emphasis on employer 401Ks and individual accounts. Their expertise in this space has earned them a strong reputation among both corporate and individual investors. Additionally, Lee Investment Management LLC exclusively manages discretionary assets, ensuring a high level of autonomy in their investment decisions. The firm's compensation structure encompasses various methods, including a percentage of assets under management and hourly charges, ensuring flexibility in meeting the unique needs of their clients. Lee Investment Management LLC boasts a dedicated team of professionals, with all employees actively involved in delivering exceptional investment advisory services. Among the team is James Lee, one of the firm's longest-tenured registered advisors, who has been with Lee Investment Management LLC since 2021. With an average assets under management per investment advisor of approximately $54,780,000, Lee Investment Management LLC aligns with industry standards, demonstrating their ability to effectively manage client portfolios. As a small yet highly experienced investment advisory firm, Lee Investment Management LLC remains committed to providing personalized financial solutions and helping their clients achieve their long-term financial goals.

Caruso Mclean & Co., Inc., based out of Utica, NY, is a local investment advisory firm that caters to over 50 individual clients, overseeing a substantial $196,966,000 in assets under management. With a team of six dedicated employees, all providing investment advisory services, they offer comprehensive financial solutions to meet their clients' diverse needs. As a registered representative of a broker-dealer, Caruso Mclean & Co., Inc. offers a wide range of services to their clientele. While they manage less than 30% of their assets in 401K and individual accounts, they possess the expertise to handle employer funds as well. Notably, 19% of the assets they manage are under their discretionary management. Caruso Mclean & Co., Inc. adopts a flexible compensation structure, which includes various types such as a percentage of assets under management and fixed fees. This ensures that their clients receive personalized and tailored services that align with their specific financial goals. With an impressive average of approximately $32,830,000 in assets under management per investment advisor, Caruso Mclean & Co., Inc. demonstrates their ability to handle substantial portfolios effectively. Among their experienced team, David Hamlin and Kevin Conway stand out as two of the firm's longest-tenured registered advisors, bringing a wealth of knowledge and expertise to their clients' financial endeavors. As a trusted local investment advisory firm, Caruso Mclean & Co., Inc. is committed to providing exceptional financial guidance and sound investment strategies to help their clients achieve their long-term financial objectives.

Goldman Sachs Ayco Personal Financial Management is a renowned regional investment advisory firm headquartered in Cohoes, NY. With a network of 24 offices, the company offers comprehensive financial planning and investment management services to a diverse clientele. Led by a team of highly skilled professionals, Goldman Sachs Ayco Personal Financial Management boasts a total workforce of 1,774 employees, with 875 dedicated to providing expert investment advisory services. With an impressive average of approximately $32,710,000 in assets under management per investment advisor, the firm's advisors are well-equipped to guide clients towards their financial goals. Goldman Sachs Ayco Personal Financial Management adopts a versatile compensation structure that includes various options such as a percentage of assets under management, hourly charges, subscription fees, and fixed fees, ensuring clients can choose the most suitable arrangement for their needs. While 401K and individual accounts constitute less than 30% of the assets under management, the firm possesses the capability to effectively manage employer funds. Notably, all of the assets managed by Goldman Sachs Ayco Personal Financial Management are discretionary, providing clients with a seamless and hands-off investment experience. The firm serves an extensive client base, with over 133,600 individual clients and an impressive $28,618,922,000 in assets under management. Goldman Sachs Ayco Personal Financial Management takes pride in its long-standing advisors, including seasoned professionals like Jeffrey Demaio, David Kruebbe, and Kevin King, who contribute their expertise and experience to the firm's success. With its commitment to providing personalized financial guidance, robust investment management, and a track record of delivering exceptional results, Goldman Sachs Ayco Personal Financial Management stands as a trusted partner for individuals and employers seeking comprehensive financial planning solutions.

Minichmacgregor Wealth Management, LLC is a reputable investment advisory firm located in Saratoga Springs, NY. With three offices, they are well-positioned to serve the local community and beyond. The firm boasts a dedicated team of nine employees, seven of whom specialize in providing comprehensive investment advisory services. Their combined expertise and commitment to client satisfaction have earned them a solid reputation in the industry. As an average performer compared to the industry, Minichmacgregor Wealth Management, LLC manages an average of approximately $58,010,000 in assets under management per investment advisor. They adopt a flexible compensation structure that includes various types such as a percentage of assets under management, fixed fees, and hourly charges. Their ability to accommodate different client preferences sets them apart. One notable aspect of their business is their expertise in managing employer 401Ks and individual portfolios, accounting for roughly half of their assets under management. This proficiency reflects their extensive experience in this particular area, ensuring they can offer valuable guidance and insights. Minichmacgregor Wealth Management, LLC prides itself on maintaining full discretion over the assets they manage, instilling trust and confidence in their clients. With an impressive client base of over 660 individuals, they oversee more than $406,048,000 in assets under management. The firm's longevity is attributed, in part, to their team of seasoned advisors, including Cory Laird, Michele Tellstone, and James Minich, who have been with the firm for an extended period, contributing to its continued success.

Kane Financial, based out of Waterville, NY, is a small investment advisory firm with a strong presence in the financial industry. With a total of two dedicated employees, they provide personalized investment advisory services to their esteemed clients. Kane Financial stands out from the competition with an impressive average of approximately $154,260,000 in assets under management per investment advisor, surpassing the industry average. The firm's compensation structure is diverse and includes various types, such as a percentage of assets under management. Kane Financial takes pride in its extensive client base, boasting over 220 individual clients with assets under management exceeding $37,163,000. Notably, they have accumulated substantial experience in managing employer 401Ks and individual investments, accounting for roughly half of their assets under management. This expertise sets them apart in this specialized space. Every asset managed by Kane Financial is done so with complete discretion, reflecting their commitment to maintaining their clients' privacy and trust. With one office location, the firm focuses on providing personalized attention to each client, ensuring that their unique financial needs and goals are met. Clinton Kane, one of the firm's registered advisors, has been an integral part of Kane Financial since 2021. With his extensive tenure and expertise, Clinton contributes to the firm's reputation as a trusted partner for individuals and organizations seeking reliable investment advisory services.

Fagan Associates Inc, based out of Troy, NY, is a reputable small investment advisory firm that serves a diverse client base. With over 1,570 individual clients, they manage an impressive $583,234,000 in assets. Fagan Associates Inc distinguishes itself in the industry by offering comprehensive investment advisory services, with a particular focus on employer 401Ks and individual accounts. The firm's success can be attributed to their experienced team, consisting of five dedicated employees. Among them, two individuals provide expert investment advisory services, boasting an average of $291,620,000 in assets under management per advisor, surpassing the industry average. Aaron Fagan and Dennis Fagan, two highly tenured registered advisors, play a significant role in the firm's operations and client relationships. Fagan Associates Inc operates on a discretionary basis, allowing them to make investment decisions on behalf of their clients. Their compensation structure is flexible, offering different options such as a percentage of assets under management, fixed fees, and hourly charges. This approach ensures that clients have access to a range of payment options tailored to their specific needs. With one office in Troy, NY, Fagan Associates Inc maintains a strong presence in the local community while serving clients across the region. Their commitment to providing personalized and comprehensive investment advisory services has earned them a trusted reputation in the industry. As Fagan Associates Inc continues to grow, they remain dedicated to helping their clients achieve their financial goals and secure their financial future.