Adirondack Financial Services Corp is a reputable local investment advisory firm headquartered in Utica, NY. With over 350 individual clients and an impressive $352,171,000 in assets under management, they have established themselves as a trusted partner for financial planning and investment management. As registered representatives of a broker-dealer and experienced insurance brokers, they offer comprehensive financial services to meet the diverse needs of their clients. While Adirondack Financial Services Corp manages a wide range of accounts, including 401K and individual portfolios, these represent less than 30% of their total assets under management. However, they possess the expertise and capability to effectively handle employer funds. Notably, an impressive 87% of the assets they manage are discretionary, showcasing their clients' trust in their investment decisions. Catering predominantly to high-net-worth individuals, Adirondack Financial Services Corp has built a reputation for delivering personalized and tailored financial strategies. Their compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring transparency and aligning their interests with their clients'. With a dedicated team of 17 employees, including 10 experienced investment advisors, Adirondack Financial Services Corp maintains a favorable advisor-to-assets ratio. Each investment advisor manages an average of approximately $35,220,000 in assets under their guidance. The firm takes pride in its longstanding advisors, such as William Locke, Frances Parent, and John Clark, who bring extensive expertise and a wealth of experience to their clients. Overall, Adirondack Financial Services Corp stands as a trusted partner for individuals seeking comprehensive investment advisory services, exemplifying their commitment to financial well-being and long-term prosperity.

Paradigm Consulting, Inc. is a leading investment advisory firm based out of Utica, NY. With a team of five highly skilled professionals, four of whom specialize in investment advisory services, they provide expert financial guidance to a diverse clientele. With an average of approximately $164,230,000 in assets under management per investment advisor, Paradigm Consulting, Inc. consistently outperforms the industry average. Their compensation structure is designed to meet the unique needs of their clients, offering various options such as a percentage of assets under management and hourly charges. With a strong focus on client satisfaction, Paradigm Consulting, Inc. prioritizes delivering tailored financial solutions that align with their clients' goals and objectives. In addition to their investment advisory services, Paradigm Consulting, Inc. also serves as an insurance broker or agent, providing comprehensive coverage options to further safeguard their clients' financial well-being. With a proven track record of success, Paradigm Consulting, Inc. has cultivated a loyal client base, managing over 0 individual clients and overseeing more than $168,528,000 in assets under management. A significant portion of the assets they manage is discretionary, demonstrating their expertise in making strategic investment decisions on behalf of their clients. Despite being a small firm, Paradigm Consulting, Inc. has established a reputation for excellence in the financial services industry. Their commitment to professionalism, integrity, and personalized service sets them apart as a trusted partner in helping clients navigate the complexities of investing and financial planning.

FMF&E Wealth Management, LLC, headquartered in Syracuse, NY, is a small investment advisory firm with a solid reputation in the industry. With a team of four dedicated professionals, three of whom specialize in providing expert investment advisory services, FMF&E Wealth Management is committed to helping their clients achieve their financial goals. With an average of approximately $62,210,000 in assets under management per investment advisor, FMF&E Wealth Management maintains an average level of assets compared to industry standards. Their compensation structure includes various types, such as a percentage of assets under management, ensuring that their interests align with those of their clients. Catering to over 200 individual clients, FMF&E Wealth Management manages a substantial portfolio of over $316,559,000 in assets. Their expertise lies primarily in managing the assets of high-net-worth individuals, although they also possess the capability to handle employer funds, despite 401(k) and individual accounts representing less than 30% of their assets under management. As a fully discretionary asset management firm, FMF&E Wealth Management possesses the authority to make investment decisions on behalf of their clients without requiring prior approval. Their dedication to providing personalized financial solutions has earned them a loyal client base. The firm is proud of its longstanding advisors, including Jeffrey Campbell, April Mueller, and Christopher Gardner, who bring extensive experience and expertise to their respective roles. With one office serving their clients in Syracuse, NY, FMF&E Wealth Management continues to deliver exceptional financial advisory services tailored to meet the unique needs of each individual client.

Rialto Wealth Management, a small investment advisory firm based out of Syracuse, NY, caters to a select group of high net worth individuals. With over 70 individual clients and assets under management totaling $218,567,000, Rialto specializes in discretionary management, with 99% of their assets falling under this category. While 401K and individual accounts constitute less than 30% of their assets, the firm possesses the expertise to manage employer funds. Comprising a team of four dedicated professionals, Rialto Wealth Management offers personalized investment advisory services. Three of their employees focus on providing expert guidance, averaging an impressive $72,860,000 in assets under management per investment advisor, in line with industry standards. The compensation structure at Rialto includes various options, such as a percentage of assets under management and fixed fees, ensuring a flexible and transparent approach for clients. Rialto Wealth Management boasts a strong roster of experienced advisors, including Michael Antonacci, Edward Barno, and Ethan Gilbert, who have demonstrated their commitment and expertise over the years. With their deep knowledge of the financial landscape and a client-centric approach, Rialto provides tailored investment strategies to help their affluent clientele achieve their financial goals. Operating from a single office in Syracuse, Rialto Wealth Management is committed to delivering exceptional service and building long-lasting relationships with their clients. Through their meticulous attention to detail and comprehensive investment solutions, Rialto stands as a trusted partner for high net worth individuals seeking effective wealth management strategies.

Rockbridge Investment Management, LLC is a reputable local investment advisory firm headquartered in Syracuse, NY, with an additional office location. With a team of 19 highly skilled professionals, 14 of whom specialize in providing top-notch investment advisory services, the company boasts a strong presence in the financial industry. On average, each investment advisor manages approximately $90,210,000 in assets under management, placing them on par with industry standards. The firm offers a flexible compensation structure, accommodating various client preferences. This includes earning a percentage of the assets under management, hourly charges, and fixed fees. While 401K and individual accounts constitute less than 30% of their total assets under management, Rockbridge Investment Management, LLC has the expertise and capacity to effectively oversee employer funds. An impressive 97% of the assets they handle are discretionary, showcasing their clients' trust in their decision-making capabilities. Rockbridge Investment Management, LLC has amassed a substantial client base, serving over 1,130 individual clients with a combined total of more than $1,262,909,000 in assets under management. The firm takes pride in its team of experienced advisors, including Kevin Sullivan, Adam Gagas, and David Carroll, who have established long-standing tenures with the company. With their extensive knowledge and dedication, these advisors ensure that clients receive expert guidance tailored to their unique investment goals and objectives. Overall, Rockbridge Investment Management, LLC exemplifies a leading investment advisory firm in Syracuse, NY, providing comprehensive services and generating favorable results for their discerning clientele.

Caruso Mclean & Co., Inc., based out of Utica, NY, is a local investment advisory firm that caters to over 50 individual clients, overseeing a substantial $196,966,000 in assets under management. With a team of six dedicated employees, all providing investment advisory services, they offer comprehensive financial solutions to meet their clients' diverse needs. As a registered representative of a broker-dealer, Caruso Mclean & Co., Inc. offers a wide range of services to their clientele. While they manage less than 30% of their assets in 401K and individual accounts, they possess the expertise to handle employer funds as well. Notably, 19% of the assets they manage are under their discretionary management. Caruso Mclean & Co., Inc. adopts a flexible compensation structure, which includes various types such as a percentage of assets under management and fixed fees. This ensures that their clients receive personalized and tailored services that align with their specific financial goals. With an impressive average of approximately $32,830,000 in assets under management per investment advisor, Caruso Mclean & Co., Inc. demonstrates their ability to handle substantial portfolios effectively. Among their experienced team, David Hamlin and Kevin Conway stand out as two of the firm's longest-tenured registered advisors, bringing a wealth of knowledge and expertise to their clients' financial endeavors. As a trusted local investment advisory firm, Caruso Mclean & Co., Inc. is committed to providing exceptional financial guidance and sound investment strategies to help their clients achieve their long-term financial objectives.

Pinnacle Capital Management, LLC is a local investment advisory firm based out of East Syracuse, NY. With its main office in the area, Pinnacle Capital Management serves as a trusted resource for individuals and employer 401K plans seeking expert financial guidance. With a dedicated team of six professionals, five of whom specialize in providing comprehensive investment advisory services, the firm delivers personalized strategies tailored to each client's unique needs. Drawing upon their extensive knowledge and experience, Pinnacle Capital Management manages an impressive average of approximately $45,910,000 in assets under management per investment advisor. This places them in line with the industry average and showcases their ability to handle a diverse range of portfolios. Pinnacle Capital Management employs a compensation structure that includes various methods, such as a percentage of assets under management. Notably, nearly half of the firm's assets under management originate from employer 401K plans and individual investors, highlighting their excellent track record in this space. As an indicator of their expertise and the trust they have garnered, Pinnacle Capital Management boasts a sizable client base of over 360 individuals. With over $229,570,000 in assets under management, they have successfully built lasting relationships based on sound financial advice and consistent performance. Impressively, 80% of the assets Pinnacle Capital Management oversees are discretionary, enabling them to make informed investment decisions on behalf of their clients. This discretionary authority reflects their commitment to actively manage portfolios and seize opportunities that align with their clients' financial goals. Overall, Pinnacle Capital Management, LLC stands out as a respected local investment advisory firm, offering personalized financial solutions, managing significant assets, and delivering exceptional service to their clients in East Syracuse, NY, and beyond.

Birch Wealth Management, a small investment advisory firm based out of Rome, NY, is dedicated to helping individuals and employers achieve their financial goals. With a team of three highly skilled professionals, including Iris Buczkowski, one of the firm's longest tenured registered advisors, they provide personalized wealth management services to over 120 individual clients. Known for their expertise in employer 401Ks and individual investments, Birch Wealth Management has amassed an impressive $31,846,000 in assets under management. Their commitment to delivering exceptional results is reflected in their average of approximately $146,380,000 in assets under management per investment advisor, surpassing the industry average. Birch Wealth Management prides itself on its discretionary asset management approach, ensuring that every decision is made with the best interest of their clients in mind. Their compensation structure is flexible, offering fixed fees and performance-based fees, aligning their success with that of their clients'. Located in Rome, NY, Birch Wealth Management operates from a single office, serving clients with integrity and a strong commitment to building lasting relationships. Whether individuals seek guidance in investment strategies, retirement planning, or estate planning, Birch Wealth Management provides tailored solutions to help clients secure their financial futures. With a proven track record and a dedication to excellence, Birch Wealth Management continues to be a trusted partner for individuals and employers seeking comprehensive and reliable wealth management services in the Rome, NY area.

BPC Advisors LLC, headquartered in East Syracuse, NY, is a small investment advisory firm specializing in providing expert financial guidance to a diverse clientele. With a team of two dedicated professionals, BPC Advisors is committed to delivering top-notch investment advisory services tailored to the unique needs and goals of their clients. One of the key strengths of BPC Advisors is their impressive average assets under management per investment advisor, which stands at approximately $133,480,000. This figure significantly surpasses the industry average, demonstrating their ability to effectively handle substantial portfolios. BPC Advisors' compensation structure is designed to align their interests with those of their clients. It includes various types of fees, such as a percentage of assets under management and performance-based fees. This ensures that their advisors are motivated to generate optimal results for their clients, while also being rewarded accordingly. The firm boasts an extensive client base, serving over 80 individual clients with assets under management totaling more than $126,125,000. BPC Advisors primarily manages assets for high net worth individuals, although they also possess the expertise and capability to oversee employer funds, although the latter accounts for a smaller percentage of their overall assets under management. BPC Advisors operates a single office in East Syracuse, NY, where clients can expect personalized attention and a focus on building long-term relationships. Two of the firm's most experienced and respected registered advisors are Douglas Burns and Geoffrey Wells, who have demonstrated their commitment to delivering exceptional financial guidance to their clients over the years. With a strong track record and unwavering dedication to client success, BPC Advisors LLC stands as a trusted partner in the realm of investment advisory services.

Kane Financial, based out of Waterville, NY, is a small investment advisory firm with a strong presence in the financial industry. With a total of two dedicated employees, they provide personalized investment advisory services to their esteemed clients. Kane Financial stands out from the competition with an impressive average of approximately $154,260,000 in assets under management per investment advisor, surpassing the industry average. The firm's compensation structure is diverse and includes various types, such as a percentage of assets under management. Kane Financial takes pride in its extensive client base, boasting over 220 individual clients with assets under management exceeding $37,163,000. Notably, they have accumulated substantial experience in managing employer 401Ks and individual investments, accounting for roughly half of their assets under management. This expertise sets them apart in this specialized space. Every asset managed by Kane Financial is done so with complete discretion, reflecting their commitment to maintaining their clients' privacy and trust. With one office location, the firm focuses on providing personalized attention to each client, ensuring that their unique financial needs and goals are met. Clinton Kane, one of the firm's registered advisors, has been an integral part of Kane Financial since 2021. With his extensive tenure and expertise, Clinton contributes to the firm's reputation as a trusted partner for individuals and organizations seeking reliable investment advisory services.

Carswell Investments, LLC is a well-established investment advisory firm headquartered in East Syracuse, NY, serving a diverse clientele of over 120 individual clients. With a remarkable track record, they currently manage an impressive $227,637,000 in assets under management, solidifying their reputation as a trusted financial partner. Boasting two offices, Carswell Investments, LLC offers comprehensive investment advisory services, catering to a wide range of investment needs. While their expertise extends beyond 401K and individual accounts, these assets make up less than 30% of their portfolio. However, the firm possesses the necessary capabilities to effectively manage employer funds, providing a holistic approach to investment management. A notable aspect of Carswell Investments, LLC is their dedication to discretionary asset management. All of the assets they manage, which primarily consist of high net worth individuals' portfolios, are handled with the utmost care and expertise. With a team of two highly qualified professionals, Carswell Investments, LLC ensures personalized attention and expert guidance for each client. Their compensation structure encompasses various types, including a percentage of assets under management and fixed fees, tailored to align with their clients' unique needs and objectives. Steven Pickard, one of the firm's registered advisors, has been an invaluable member since 2020, bringing extensive experience and a deep understanding of the industry. With an average of approximately $113,820,000 in assets under management per investment advisor, Carswell Investments, LLC stands on par with industry standards, exemplifying their commitment to delivering exceptional results.