Tsai Capital Corporation, headquartered in New York, NY, is a distinguished investment advisory firm serving a diverse clientele. With over 0 individual clients and $71,913,000 in assets under management, they provide personalized financial solutions and expert guidance. Specializing in discretionary asset management, Tsai Capital Corporation caters predominantly to high net worth individuals, ensuring their financial goals are met with precision. Committed to delivering exceptional service, Tsai Capital Corporation boasts a team of 1 experienced professionals who exclusively focus on providing investment advisory services. Their comprehensive compensation structure includes various types, such as a percentage of assets under management and performance-based fees, aligning their interests with their clients' success. Operating from a single office, Tsai Capital Corporation leverages their expertise in the dynamic financial landscape of New York City. Their exceptional track record, combined with a deep understanding of market trends and opportunities, enables them to achieve optimal results for their discerning clients. With an average of approximately $71,910,000 in assets under management per investment advisor, Tsai Capital Corporation maintains a competitive position within the industry. Their dedication to delivering tailored investment strategies, meticulous risk management, and superior client service sets them apart as a trusted partner for achieving long-term financial prosperity. As Tsai Capital Corporation continues to grow and adapt to the ever-evolving financial landscape, they remain committed to providing innovative solutions and personalized attention that helps their clients thrive in a complex market environment.

Altium Wealth Management, based in Purchase, NY, is a prominent local investment advisory firm serving a diverse client base. With over 480 individual clients and a staggering $2,942,449,000 in assets under management, Altium boasts a solid track record of success. Specializing in discretionary management, the firm caters primarily to high net worth individuals, with 99% of their assets falling under this category. Altium Wealth Management operates from a single office in Purchase, strategically positioned to provide personalized and attentive service to their clientele. While their 401K and individual accounts make up less than 30% of their total assets under management, the firm also possesses the expertise and capability to effectively oversee employer funds. Their compensation structure reflects a range of options, including a percentage of assets under management, hourly charges, and fixed fees. This flexibility enables Altium to tailor their services to individual client needs, ensuring transparency and alignment of interests. With a total of 36 dedicated employees, Altium boasts a team of 22 experienced professionals who provide investment advisory services. Their impressive average of approximately $133,750,000 in assets under management per investment advisor surpasses the industry average, showcasing the firm's commitment to delivering exceptional value and results. Altium Wealth Management takes pride in the longevity of their advisors, with seasoned professionals like James Giangrande, Adam Nalewajek, and James Dowling leading the way. These individuals bring a wealth of experience and expertise to the firm, further solidifying Altium's reputation as a trusted and reliable wealth management partner.

Saxon Woods Advisors LLC, a small investment advisory firm headquartered in Purchase, NY, is dedicated to providing exceptional financial services to its clients. With one office location, Saxon Woods Advisors LLC operates with a team of 15 highly skilled professionals, of which three specialize in investment advisory services. Backed by their extensive expertise and industry knowledge, Saxon Woods Advisors LLC manages an impressive average of approximately $251,160,000 in assets under management per investment advisor, surpassing the industry average. This outstanding achievement speaks to their ability to deliver optimal financial solutions and generate substantial returns for their clients. The compensation structure at Saxon Woods Advisors LLC encompasses various types, including a percentage of assets under management, ensuring a client-centric approach to wealth management. Notably, the firm manages 100% of their clients' assets on a discretionary basis, highlighting their commitment to making well-informed investment decisions on behalf of their clients. With a focus on personalized service, Saxon Woods Advisors LLC caters to a diverse clientele of over 30 individual clients, collectively entrusting the firm with a significant $753,466,000 in assets under management. By providing comprehensive financial advice tailored to each client's unique circumstances and goals, Saxon Woods Advisors LLC establishes long-lasting partnerships built on trust and reliability. Continually striving for excellence, Saxon Woods Advisors LLC exemplifies the highest standards of professionalism and integrity in the investment advisory industry. With their client's financial well-being as their top priority, Saxon Woods Advisors LLC sets the bar high, delivering exceptional results and creating a secure future for their clients' wealth.

Rosecliff Capital Advisory LLC is a small investment advisory firm headquartered in New York, NY. With a team of 4 employees, they specialize in providing expert financial guidance to their clients. Out of their total staff, 3 professionals are dedicated to offering investment advisory services, leveraging their extensive industry knowledge and experience. With an average of $84,740,000 in assets under management per investment advisor, Rosecliff Capital Advisory LLC aligns with the industry's average in this regard. They manage a diverse portfolio of over $25,753,000 in assets for more than 30 individual clients. Their client base primarily consists of high net worth individuals seeking comprehensive financial solutions. Rosecliff Capital Advisory LLC's compensation structure includes various types, such as a percentage of assets under management and fixed fees, ensuring a flexible approach that caters to the unique needs of their clients. Additionally, the firm operates exclusively on a discretionary basis, providing their clients with the peace of mind that their investments are being expertly managed. Kevin Taylor, one of the firm's registered advisors, has been an integral part of Rosecliff Capital Advisory LLC since 2021. His tenure reflects the stability and continuity that the firm offers to its clients. Located in New York, NY, Rosecliff Capital Advisory LLC serves as a trusted partner in navigating the complexities of the financial market, delivering personalized strategies tailored to their clients' financial goals.

Compass Wealth Management LLC is a small investment advisory firm located in Guilford, CT, with a single office serving clients. With a team of four dedicated professionals, the firm specializes in providing comprehensive investment advisory services. On average, each investment advisor manages approximately $115,320,000 in assets under management, aligning with the industry average. The compensation structure at Compass Wealth Management LLC includes various types such as a percentage of assets under management and fixed fees. Although 401K and individual accounts represent a minority of their assets under management, the firm possesses the capability to manage employer funds. Notably, all the assets they manage are discretionary, granting them full authority to make investment decisions on behalf of their clients. The firm primarily caters to high-net-worth individuals, managing the majority of their assets. With a client base of over 190 individuals, Compass Wealth Management LLC oversees more than $461,263,000 in assets under management. The company prides itself on its seasoned advisors, including Jason Bear, William Matthes, and Carolyn Matthes, who have demonstrated long tenures and extensive experience in the field. Overall, Compass Wealth Management LLC distinguishes itself as a reliable investment advisory firm, offering personalized services to affluent clients in Guilford, CT, and beyond. Their commitment to strategic financial planning and expertise in managing substantial assets positions them as a trusted partner for individuals seeking to grow and protect their wealth.

Federmann Financial Advisors Inc. is a small investment advisory firm based out of Rocky Point, NY. With 4 dedicated employees, including Robert Kleinman, Anthony Visintin, and Lisa Kelly, this firm provides personalized financial guidance to their clients. Three of their employees specialize in offering investment advisory services, demonstrating their expertise in this area. With over 30 individual clients, Federmann Financial Advisors Inc. manages a substantial amount of assets under management, totaling over $61,833,000. The majority of these assets belong to high net worth individuals who trust the firm to handle their financial portfolios. While 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the necessary capabilities to effectively manage employer funds. Federmann Financial Advisors Inc. operates with a discretionary approach, granting them full control and authority to make investment decisions on behalf of their clients. Their compensation structure is diverse and includes different types, such as a percentage of assets under management and fixed fees. This ensures that their interests align with those of their clients, fostering a strong partnership based on mutual success. With an average of approximately $91,410,000 in assets under management per investment advisor, Federmann Financial Advisors Inc. demonstrates their ability to effectively handle client portfolios. Although this figure is average compared to the industry standard, their personalized approach and dedication to client satisfaction set them apart. With their office in Rocky Point, NY, Federmann Financial Advisors Inc. serves as a trusted financial partner, offering comprehensive advisory services to help clients achieve their financial goals.

RGA Investment Advisors, LLC, headquartered in Great Neck, NY, is a leading investment advisory firm with a focus on managing assets for over 60 individual clients. With an impressive $74,868,000 in assets under management, RGA Investment Advisors provides personalized financial solutions to help clients achieve their investment goals. As a small firm with two offices, RGA Investment Advisors caters to a diverse clientele, offering services beyond the management of 401K and individual accounts. While these account types represent less than 30% of their assets under management, RGA has the expertise and capability to efficiently handle employer funds, providing comprehensive investment strategies. With a commitment to discretion and client satisfaction, RGA Investment Advisors manages 100% of their assets on a discretionary basis. Their compensation structure is designed to align with client success, offering various types of fees including a percentage of assets under management, fixed fees, and performance-based fees. RGA Investment Advisors boasts a highly qualified team of three employees, all dedicated to delivering exceptional investment advisory services. With an impressive average of approximately $24,960,000 in assets under management per investment advisor, RGA provides personalized attention to each client's unique needs. The firm takes pride in its experienced team, with long-tenured advisors such as Ari Lazar, Jason Gilbert, and Elliot Turner, who contribute their expertise and market insights to guide clients in making informed investment decisions. RGA Investment Advisors continues to build upon its reputation as a trusted partner in wealth management, offering comprehensive financial solutions tailored to each client's goals and aspirations.

People's United Advisors, Inc., based out of Bridgeport, CT, is a prominent regional investment advisory firm. With a portfolio of over 1,130 individual clients, they oversee an impressive $1,423,735,000 in assets under management. Boasting 44 offices, People's United Advisors offers a wide-reaching network of personalized financial guidance. While they specialize in managing high net worth individuals' assets, they also possess the expertise to handle employer funds, although such accounts constitute less than 30% of their assets under management. The firm prides itself on discretion, with 98% of the assets they manage being under their discretionary control. People's United Advisors' compensation structure caters to diverse client needs. It includes various methods such as a percentage of assets under management, fixed fees, and hourly charges. This flexibility ensures that clients can choose the arrangement that best aligns with their financial goals. Comprising a total of 53 dedicated employees, the firm's team includes 27 investment advisors who provide expert guidance and counsel. Each investment advisor at People's United Advisors manages an average of approximately $52,730,000 in assets under management, on par with the industry average. The firm values experience and stability, as demonstrated by their long-serving advisors. Notable among them are Kelly Kimball, Amy Mayhew, and Jarrod Imatani, who have consistently provided trusted advice to their clients over the years. Through their comprehensive range of services and seasoned team, People's United Advisors, Inc. strives to empower their clients and help them achieve their financial objectives.

Penbrook Management LLC, based out of New York, NY, is a distinguished investment advisory firm with over 40 individual clients and more than $146,365,000 in assets under management. With a commitment to excellence, Penbrook Management LLC specializes in providing personalized financial solutions to high net worth individuals. They offer comprehensive investment advisory services, leveraging their expertise and experience to help clients optimize their portfolios and achieve their financial goals. Operating from a single office, Penbrook Management LLC manages a diverse range of assets, with less than 30% attributed to 401K and individual accounts. However, the firm possesses the capability to effectively manage employer funds. The entirety of the assets they manage is discretionary, allowing them to make investment decisions on behalf of their clients without prior approval. Penbrook Management LLC's compensation structure encompasses various types, including a percentage of assets under management, ensuring their interests align with those of their clients. The firm boasts a team of four dedicated employees, all of whom provide exceptional investment advisory services. On average, each investment advisor oversees approximately $36,590,000 in assets under management, demonstrating their ability to handle substantial portfolios. Penbrook Management LLC takes pride in the tenure and expertise of its advisors. Notable long-serving advisors at the firm include Barbara Ann Dicostanzo, Robert Anderson, and Barbara Chacour, who contribute their extensive knowledge and experience to deliver exceptional results to clients. With their unwavering commitment to client satisfaction and prudent financial management, Penbrook Management LLC continues to be a trusted partner in navigating the complex world of investments.

Prince Financial Advisory LLC, based out of New York, NY, is a small investment advisory firm with a sole office. With 1 total employee, they are dedicated to providing exceptional investment advisory services to their clients. Their team of professionals possesses extensive knowledge and experience in the financial industry. On average, each investment advisor at Prince Financial Advisory LLC manages approximately $89,660,000 in assets under management. This figure aligns with the industry average, reflecting their competence and expertise in handling diverse investment portfolios. Their compensation structure encompasses various types, such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility for clients. With over 50 individual clients, Prince Financial Advisory LLC manages assets totaling over $47,614,000. They have established themselves as reputable advisors for employer 401Ks and individual investments, with half of their assets under management originating from these sources. Their solid experience in this space makes them a trusted choice for individuals and companies seeking effective wealth management solutions. At Prince Financial Advisory LLC, all assets under their management are handled with full discretion. This demonstrates their commitment to providing personalized and tailored investment strategies based on individual client needs. As one of the longest-tenured registered advisors at the firm, Lauren Prince has been an integral part of the team since 2021, bringing her extensive expertise and dedication to client success. Prince Financial Advisory LLC stands out as a reliable and client-focused investment advisory firm, offering comprehensive solutions for wealth management needs.

Infinex Investments, Inc. is a highly reputable regional investment advisory firm based in Meriden, CT, specializing in managing assets for individual and corporate clients. With over 7,120 individual clients and a staggering $2,814,654,000 in assets under management, Infinex Investments, Inc. has established itself as a trusted partner in the financial industry. The firm operates through a vast network of 532 offices, providing personalized services to cater to clients' unique investment needs. In addition to investment advisory services, Infinex Investments, Inc. also offers insurance brokerage solutions, ensuring comprehensive financial protection for their clients. They have gained extensive expertise in managing employer 401Ks and individual portfolios, accounting for approximately half of their impressive assets under management. Moreover, 31% of the assets they handle are under discretionary management, demonstrating their proficiency in navigating the complex financial landscape. With a team of 764 dedicated professionals, including 539 experienced investment advisors, Infinex Investments, Inc. maintains a client-focused approach. Each investment advisor averages an impressive $5,220,000 in assets under management, emphasizing their commitment to delivering tailored financial strategies and maximizing returns for their clients. Notably, Infinex Investments, Inc. takes pride in its long-tenured advisors, such as William Coe, David Maikowski, and Elyssia Poland, who have consistently demonstrated exceptional expertise and provided valuable guidance to their clients. The firm's compensation structure is flexible, incorporating various models such as a percentage of assets under management, fixed fees, and hourly charges to ensure transparency and alignment with clients' goals. Infinex Investments, Inc. continues to be a trusted partner in the financial realm, combining extensive industry knowledge, a vast network, and a client-centric approach to drive success and prosperity for their clients.