Fagan Associates Inc, based out of Troy, NY, is a reputable small investment advisory firm that serves a diverse client base. With over 1,570 individual clients, they manage an impressive $583,234,000 in assets. Fagan Associates Inc distinguishes itself in the industry by offering comprehensive investment advisory services, with a particular focus on employer 401Ks and individual accounts. The firm's success can be attributed to their experienced team, consisting of five dedicated employees. Among them, two individuals provide expert investment advisory services, boasting an average of $291,620,000 in assets under management per advisor, surpassing the industry average. Aaron Fagan and Dennis Fagan, two highly tenured registered advisors, play a significant role in the firm's operations and client relationships. Fagan Associates Inc operates on a discretionary basis, allowing them to make investment decisions on behalf of their clients. Their compensation structure is flexible, offering different options such as a percentage of assets under management, fixed fees, and hourly charges. This approach ensures that clients have access to a range of payment options tailored to their specific needs. With one office in Troy, NY, Fagan Associates Inc maintains a strong presence in the local community while serving clients across the region. Their commitment to providing personalized and comprehensive investment advisory services has earned them a trusted reputation in the industry. As Fagan Associates Inc continues to grow, they remain dedicated to helping their clients achieve their financial goals and secure their financial future.

Affinity BST Advisors, LLC is a reputable investment advisory firm located in Latham, NY. With over 50 individual clients and a remarkable $75,958,000 in assets under management, they have established themselves as a trusted partner in wealth management. Their team operates from a single office, catering to a diverse range of clients' needs. In addition to their investment advisory services, Affinity BST Advisors, LLC also serves as an insurance broker or agent, offering comprehensive solutions to safeguard their clients' financial interests. While their portfolio includes various types of accounts, such as 401K and individual accounts, these represent less than 30% of their total assets under management. However, the firm possesses the expertise to manage employer funds effectively. An impressive 94% of the assets they manage are discretionary, highlighting their commitment to personalized and tailored investment strategies. Affinity BST Advisors, LLC offers a flexible compensation structure, including a percentage of assets under management, hourly charges, and fixed fees. This ensures transparency and aligns their interests with the success of their clients. With a team of seven dedicated employees, six of whom specialize in investment advisory services, Affinity BST Advisors, LLC maintains a favorable advisor-to-assets ratio. On average, each investment advisor manages approximately $12,660,000 in assets under management, demonstrating their ability to deliver individualized attention to their clients. The firm takes pride in its experienced advisors, such as Nicholas Preddice, Gary Nicoll, and James Currier, who have been with the company for an extended period, fostering enduring relationships with their clients. Affinity BST Advisors, LLC is committed to providing exceptional financial guidance and building long-term wealth for their valued clientele.

Adirondack Research & Management Inc., a small investment advisory firm based out of Guilderland, NY, is dedicated to providing personalized financial solutions to its clients. With over 60 individual clients and a remarkable $94,010,000 in assets under management, they have established a strong presence in the investment industry. Adirondack Research & Management Inc. prides itself on its expertise in managing employer 401Ks and individual portfolios, which collectively make up half of their assets under management. With a keen understanding of the intricacies of this space, they offer tailored investment strategies to help clients achieve their financial goals. As a discretionary asset manager, Adirondack Research & Management Inc. takes full responsibility for making investment decisions on behalf of their clients. This approach allows them to exercise their expertise and actively manage portfolios to maximize returns. Their compensation structure includes various types, including a percentage of assets under management, ensuring that their interests align with those of their clients. With a team of four dedicated professionals, three of whom provide investment advisory services, they offer a high level of personalized attention and support to each client. On average, each investment advisor oversees approximately $31,340,000 in assets under management, further exemplifying their commitment to individualized service. Adirondack Research & Management Inc. is driven by a passion for helping clients navigate the complex financial landscape and achieve long-term financial success. With a proven track record and a client-centric approach, they are a trusted partner for individuals and employers seeking expert investment guidance.

Lee Investment Management LLC, headquartered in Saratoga Springs, NY, is a reputable investment advisory firm catering to a diverse clientele. With over 70 individual clients and assets under management totaling $54,785,000, Lee Investment Management LLC has established itself as a trusted partner in wealth management. The firm specializes in providing comprehensive investment advisory services, with a particular emphasis on employer 401Ks and individual accounts. Their expertise in this space has earned them a strong reputation among both corporate and individual investors. Additionally, Lee Investment Management LLC exclusively manages discretionary assets, ensuring a high level of autonomy in their investment decisions. The firm's compensation structure encompasses various methods, including a percentage of assets under management and hourly charges, ensuring flexibility in meeting the unique needs of their clients. Lee Investment Management LLC boasts a dedicated team of professionals, with all employees actively involved in delivering exceptional investment advisory services. Among the team is James Lee, one of the firm's longest-tenured registered advisors, who has been with Lee Investment Management LLC since 2021. With an average assets under management per investment advisor of approximately $54,780,000, Lee Investment Management LLC aligns with industry standards, demonstrating their ability to effectively manage client portfolios. As a small yet highly experienced investment advisory firm, Lee Investment Management LLC remains committed to providing personalized financial solutions and helping their clients achieve their long-term financial goals.

Goldman Sachs Ayco Personal Financial Management is a renowned regional investment advisory firm headquartered in Cohoes, NY. With a network of 24 offices, the company offers comprehensive financial planning and investment management services to a diverse clientele. Led by a team of highly skilled professionals, Goldman Sachs Ayco Personal Financial Management boasts a total workforce of 1,774 employees, with 875 dedicated to providing expert investment advisory services. With an impressive average of approximately $32,710,000 in assets under management per investment advisor, the firm's advisors are well-equipped to guide clients towards their financial goals. Goldman Sachs Ayco Personal Financial Management adopts a versatile compensation structure that includes various options such as a percentage of assets under management, hourly charges, subscription fees, and fixed fees, ensuring clients can choose the most suitable arrangement for their needs. While 401K and individual accounts constitute less than 30% of the assets under management, the firm possesses the capability to effectively manage employer funds. Notably, all of the assets managed by Goldman Sachs Ayco Personal Financial Management are discretionary, providing clients with a seamless and hands-off investment experience. The firm serves an extensive client base, with over 133,600 individual clients and an impressive $28,618,922,000 in assets under management. Goldman Sachs Ayco Personal Financial Management takes pride in its long-standing advisors, including seasoned professionals like Jeffrey Demaio, David Kruebbe, and Kevin King, who contribute their expertise and experience to the firm's success. With its commitment to providing personalized financial guidance, robust investment management, and a track record of delivering exceptional results, Goldman Sachs Ayco Personal Financial Management stands as a trusted partner for individuals and employers seeking comprehensive financial planning solutions.

Broadway Advisor Group, LLC, based out of Albany, NY, is a small investment advisory firm dedicated to providing comprehensive financial guidance to individuals and businesses. With a total of four employees, three of whom specialize in investment advisory services, the firm ensures personalized attention and tailored strategies to meet their clients' specific needs. With an average of approximately $61,300,000 in assets under management per investment advisor, Broadway Advisor Group aligns with the industry average, demonstrating their competence and expertise in managing substantial portfolios. Their compensation structure is diverse and flexible, incorporating various methods such as a percentage of assets under management, hourly charges, and fixed fees, providing clients with options that suit their preferences. Broadway Advisor Group serves a diverse client base, boasting over 120 individual clients who entrust them with more than $65,105,000 in assets under management. Notably, around half of their assets under management are sourced from employer 401Ks and individuals, illustrating the firm's extensive experience and success in this sector. As a discretionary investment manager, Broadway Advisor Group maintains full control over the assets they manage, enabling them to make strategic decisions aligned with their clients' financial goals and risk tolerance. Operating from a single office in Albany, the firm benefits from the leadership of Jason Sgroi and Tyler Rapp, two of the longest-tenured registered advisors within the organization. Broadway Advisor Group, LLC's commitment to personalized service, wealth management expertise, and extensive experience in employer 401Ks and individual investments make them a reliable choice for individuals and businesses seeking comprehensive financial guidance and superior investment strategies.

Congress Park Capital LLC, based out of Saratoga Springs, NY, is a reputable investment advisory firm with a strong presence in the industry. With over 50 individual clients and a remarkable $240,822,000 in assets under management, they have established themselves as a trusted partner for high net worth individuals seeking expert financial guidance. Operating from a single office, Congress Park Capital LLC offers comprehensive and personalized investment advisory services. Their team of three dedicated professionals collectively provides valuable insights and strategic recommendations to their discerning clientele. Each advisor at the firm is committed to delivering exceptional service and assisting clients in achieving their financial goals. Congress Park Capital LLC's compensation structure is designed to align their interests with their clients'. They employ a variety of fee models, including a percentage of assets under management and fixed fees, ensuring transparency and fairness in their client relationships. The firm's expertise extends to managing discretionary assets exclusively. This specialized focus allows Congress Park Capital LLC to tailor their investment strategies to individual client needs, providing personalized portfolios that reflect their unique financial objectives and risk tolerances. Congress Park Capital LLC boasts an impressive average of approximately $80,270,000 in assets under management per investment advisor. Their experienced team includes long-tenured advisors such as Michael Los, Michael Steiner, and Eric Brodwin, who bring a wealth of knowledge and industry insight to the table. With a commitment to excellence and a client-centric approach, Congress Park Capital LLC continues to distinguish itself as a trusted partner for affluent individuals seeking sophisticated investment solutions.

Bennington Financial Planning Group, headquartered in Bennington, VT, is a reputable investment advisory firm providing comprehensive financial planning services. With a team of three highly skilled professionals, they offer personalized investment advisory services to a diverse clientele. Boasting an impressive average of $50,020,000 in assets under management per investment advisor, the firm's expertise aligns with the industry average. Their compensation structure is designed to meet clients' needs and preferences, offering options such as a percentage of assets under management and hourly charges. Bennington Financial Planning Group has demonstrated significant proficiency in managing employer 401Ks and individual portfolios, with approximately half of their assets under management derived from these sources. Notably, 95% of the assets they manage are discretionary, showcasing their ability to make strategic investment decisions. In addition to their investment advisory services, the firm serves as a registered representative of a broker-dealer, ensuring a comprehensive range of financial solutions for their clients. With a substantial client base of over 230 individuals, Bennington Financial Planning Group effectively manages assets totaling more than $150,047,000. The firm takes pride in its experienced team, including Brian Mckenna, Michael Mckenna, and Donald Mckenna, who have been with the company for many years. Their commitment to delivering exceptional financial planning advice has earned them a solid reputation within the community. Bennington Financial Planning Group's dedication, expertise, and client-centric approach make them a trusted partner for individuals seeking professional financial guidance.

Capital Financial Advisors Of New York, LLC, a small investment advisory firm based in Clifton Park, NY, is dedicated to providing comprehensive financial planning and investment management services. With over 50 individual clients and an impressive $165,000,000 in assets under management, the firm has established itself as a trusted partner for high net worth individuals seeking personalized wealth management strategies. While specializing in managing discretionary assets, Capital Financial Advisors Of New York, LLC also possesses the expertise to effectively oversee employer funds. Their client-centric approach ensures that each investment strategy aligns with the unique goals and risk tolerance of their discerning clientele. The firm's compensation structure is designed to be flexible and transparent, offering various options such as a percentage of assets under management, fixed fees, and hourly charges. This ensures that clients have the freedom to choose a compensation arrangement that best suits their needs. Capital Financial Advisors Of New York, LLC takes pride in its team of highly experienced professionals. Among them, Kerry Mayo and Sciandra Julianne stand out as two of the longest-tenured registered advisors with the firm, exemplifying its commitment to continuity and expertise. As a trusted financial partner, Capital Financial Advisors Of New York, LLC provides clients with the peace of mind that their financial future is in capable hands. With their deep understanding of market trends, dedication to personalized service, and extensive industry knowledge, the firm continues to navigate the complexities of the financial landscape to help clients achieve their long-term financial goals.

Curran Wealth Management, headquartered in Albany, NY, is a respected investment advisory firm with two offices. With a dedicated team of 12 professionals, including 10 experienced investment advisors, they offer comprehensive wealth management services to clients. Their average assets under management per investment advisor amount to approximately $51,340,000, which aligns with the industry average. Curran Wealth Management employs a diverse compensation structure that includes a percentage of assets under management, ensuring their interests are aligned with those of their clients. While their portfolio comprises less than 30% of 401K and individual accounts, they possess the expertise to manage employer funds. Impressively, 96% of the assets they handle are under discretionary management, reflecting their clients' trust in their expertise and decision-making capabilities. Catering primarily to high net worth individuals, Curran Wealth Management boasts a substantial client base of over 190 individuals, with a staggering $513,434,000 in assets under management. The firm takes pride in its seasoned advisors, with Derek Gray, Kevin Curran, and Thomas Curran among the longest tenured professionals on their team. Their combined experience and extensive knowledge contribute to the firm's reputation for delivering personalized and effective wealth management strategies. Curran Wealth Management's commitment to excellence and client satisfaction distinguishes them as a trusted partner in achieving financial goals. With a strong presence in Albany and a track record of success, they continue to provide comprehensive investment advisory services to individuals seeking to grow and preserve their wealth.

Arista Advisory Group, LLC is a reputable investment advisory firm headquartered in Albany, NY. With a strong presence in the financial industry, they cater to a diverse clientele of over 260 individual clients, managing a substantial portfolio valued at more than $168,863,000. The firm operates from three strategically located offices, allowing them to efficiently serve their client base. Known for their expertise in employer 401K plans and individual investments, Arista Advisory Group possesses valuable experience in this specialized sector. A notable aspect of their business is that a significant portion, approximately 97%, of the assets they manage are under discretionary management, showcasing their ability to make informed investment decisions on behalf of their clients. Arista Advisory Group employs a range of compensation structures, offering flexibility to their clients. They utilize methods such as a percentage of assets under management, hourly charges, and fixed fees, tailoring their approach to meet the unique needs of each client. With a dedicated team of three employees, Arista Advisory Group ensures that all their clients receive personalized investment advisory services. On average, each investment advisor manages approximately $56,290,000 in assets, aligning with the industry standards. The firm takes pride in their experienced team, with Bernard Murphy and Gerald Schwartz serving as two of the longest-tenured registered advisors. As Arista Advisory Group, LLC continues to grow and thrive in the financial sector, they remain committed to delivering exceptional investment advisory services, helping their clients achieve their financial goals with confidence and expertise.