Fagan Associates Inc, based out of Troy, NY, is a reputable small investment advisory firm that serves a diverse client base. With over 1,570 individual clients, they manage an impressive $583,234,000 in assets. Fagan Associates Inc distinguishes itself in the industry by offering comprehensive investment advisory services, with a particular focus on employer 401Ks and individual accounts. The firm's success can be attributed to their experienced team, consisting of five dedicated employees. Among them, two individuals provide expert investment advisory services, boasting an average of $291,620,000 in assets under management per advisor, surpassing the industry average. Aaron Fagan and Dennis Fagan, two highly tenured registered advisors, play a significant role in the firm's operations and client relationships. Fagan Associates Inc operates on a discretionary basis, allowing them to make investment decisions on behalf of their clients. Their compensation structure is flexible, offering different options such as a percentage of assets under management, fixed fees, and hourly charges. This approach ensures that clients have access to a range of payment options tailored to their specific needs. With one office in Troy, NY, Fagan Associates Inc maintains a strong presence in the local community while serving clients across the region. Their commitment to providing personalized and comprehensive investment advisory services has earned them a trusted reputation in the industry. As Fagan Associates Inc continues to grow, they remain dedicated to helping their clients achieve their financial goals and secure their financial future.

Affinity BST Advisors, LLC is a reputable investment advisory firm located in Latham, NY. With over 50 individual clients and a remarkable $75,958,000 in assets under management, they have established themselves as a trusted partner in wealth management. Their team operates from a single office, catering to a diverse range of clients' needs. In addition to their investment advisory services, Affinity BST Advisors, LLC also serves as an insurance broker or agent, offering comprehensive solutions to safeguard their clients' financial interests. While their portfolio includes various types of accounts, such as 401K and individual accounts, these represent less than 30% of their total assets under management. However, the firm possesses the expertise to manage employer funds effectively. An impressive 94% of the assets they manage are discretionary, highlighting their commitment to personalized and tailored investment strategies. Affinity BST Advisors, LLC offers a flexible compensation structure, including a percentage of assets under management, hourly charges, and fixed fees. This ensures transparency and aligns their interests with the success of their clients. With a team of seven dedicated employees, six of whom specialize in investment advisory services, Affinity BST Advisors, LLC maintains a favorable advisor-to-assets ratio. On average, each investment advisor manages approximately $12,660,000 in assets under management, demonstrating their ability to deliver individualized attention to their clients. The firm takes pride in its experienced advisors, such as Nicholas Preddice, Gary Nicoll, and James Currier, who have been with the company for an extended period, fostering enduring relationships with their clients. Affinity BST Advisors, LLC is committed to providing exceptional financial guidance and building long-term wealth for their valued clientele.

Adirondack Research & Management Inc., a small investment advisory firm based out of Guilderland, NY, is dedicated to providing personalized financial solutions to its clients. With over 60 individual clients and a remarkable $94,010,000 in assets under management, they have established a strong presence in the investment industry. Adirondack Research & Management Inc. prides itself on its expertise in managing employer 401Ks and individual portfolios, which collectively make up half of their assets under management. With a keen understanding of the intricacies of this space, they offer tailored investment strategies to help clients achieve their financial goals. As a discretionary asset manager, Adirondack Research & Management Inc. takes full responsibility for making investment decisions on behalf of their clients. This approach allows them to exercise their expertise and actively manage portfolios to maximize returns. Their compensation structure includes various types, including a percentage of assets under management, ensuring that their interests align with those of their clients. With a team of four dedicated professionals, three of whom provide investment advisory services, they offer a high level of personalized attention and support to each client. On average, each investment advisor oversees approximately $31,340,000 in assets under management, further exemplifying their commitment to individualized service. Adirondack Research & Management Inc. is driven by a passion for helping clients navigate the complex financial landscape and achieve long-term financial success. With a proven track record and a client-centric approach, they are a trusted partner for individuals and employers seeking expert investment guidance.

Goldman Sachs Ayco Personal Financial Management is a renowned regional investment advisory firm headquartered in Cohoes, NY. With a network of 24 offices, the company offers comprehensive financial planning and investment management services to a diverse clientele. Led by a team of highly skilled professionals, Goldman Sachs Ayco Personal Financial Management boasts a total workforce of 1,774 employees, with 875 dedicated to providing expert investment advisory services. With an impressive average of approximately $32,710,000 in assets under management per investment advisor, the firm's advisors are well-equipped to guide clients towards their financial goals. Goldman Sachs Ayco Personal Financial Management adopts a versatile compensation structure that includes various options such as a percentage of assets under management, hourly charges, subscription fees, and fixed fees, ensuring clients can choose the most suitable arrangement for their needs. While 401K and individual accounts constitute less than 30% of the assets under management, the firm possesses the capability to effectively manage employer funds. Notably, all of the assets managed by Goldman Sachs Ayco Personal Financial Management are discretionary, providing clients with a seamless and hands-off investment experience. The firm serves an extensive client base, with over 133,600 individual clients and an impressive $28,618,922,000 in assets under management. Goldman Sachs Ayco Personal Financial Management takes pride in its long-standing advisors, including seasoned professionals like Jeffrey Demaio, David Kruebbe, and Kevin King, who contribute their expertise and experience to the firm's success. With its commitment to providing personalized financial guidance, robust investment management, and a track record of delivering exceptional results, Goldman Sachs Ayco Personal Financial Management stands as a trusted partner for individuals and employers seeking comprehensive financial planning solutions.

Broadway Advisor Group, LLC, based out of Albany, NY, is a small investment advisory firm dedicated to providing comprehensive financial guidance to individuals and businesses. With a total of four employees, three of whom specialize in investment advisory services, the firm ensures personalized attention and tailored strategies to meet their clients' specific needs. With an average of approximately $61,300,000 in assets under management per investment advisor, Broadway Advisor Group aligns with the industry average, demonstrating their competence and expertise in managing substantial portfolios. Their compensation structure is diverse and flexible, incorporating various methods such as a percentage of assets under management, hourly charges, and fixed fees, providing clients with options that suit their preferences. Broadway Advisor Group serves a diverse client base, boasting over 120 individual clients who entrust them with more than $65,105,000 in assets under management. Notably, around half of their assets under management are sourced from employer 401Ks and individuals, illustrating the firm's extensive experience and success in this sector. As a discretionary investment manager, Broadway Advisor Group maintains full control over the assets they manage, enabling them to make strategic decisions aligned with their clients' financial goals and risk tolerance. Operating from a single office in Albany, the firm benefits from the leadership of Jason Sgroi and Tyler Rapp, two of the longest-tenured registered advisors within the organization. Broadway Advisor Group, LLC's commitment to personalized service, wealth management expertise, and extensive experience in employer 401Ks and individual investments make them a reliable choice for individuals and businesses seeking comprehensive financial guidance and superior investment strategies.

Quint Investments And Insurance is a local investment advisory firm headquartered in Wappingers Falls, NY, boasting a strong presence in the financial services industry. With a single office location, the firm houses a dedicated team of six professionals, five of whom specialize in providing top-notch investment advisory services. Their expertise and commitment to excellence have allowed Quint Investments And Insurance to achieve an impressive average of approximately $8,550,000 in assets under management per investment advisor. The firm's compensation structure is diverse, encompassing various types such as a percentage of assets under management, fixed fees, and hourly charges. Notably, Quint Investments And Insurance stands out in managing employer 401Ks and individual portfolios, representing around half of their assets under management. Their extensive experience in this space has solidified their reputation as reliable and knowledgeable advisors. The firm prides itself on maintaining a discretionary approach, with an impressive 92% of the assets they manage falling under this category. With over 270 individual clients and an impressive $42,757,000 in assets under management, Quint Investments And Insurance has successfully cultivated lasting relationships built on trust and financial prosperity. Quint Investments And Insurance boasts a team of seasoned professionals, including notable advisors such as William Pepe, Nancy Coenen, and Wayne Quint. These long-tenured experts bring a wealth of experience and expertise to the firm, further enhancing its ability to meet and exceed clients' financial goals. Overall, Quint Investments And Insurance is a respected local firm dedicated to providing exceptional investment advisory services, offering personalized solutions tailored to each client's unique needs and aspirations.

FSC Wealth Advisors, LLC is a reputable investment advisory firm located in Fishkill, NY. With a dedicated team of six highly skilled professionals, FSC Wealth Advisors offers comprehensive investment advisory services to a diverse clientele. Each investment advisor at FSC Wealth Advisors manages an average of $60,120,000 in assets under management, aligning with industry standards. The firm's compensation structure includes various models, such as a percentage of assets under management, ensuring that their interests are closely aligned with those of their clients. FSC Wealth Advisors prides itself on its robust client base, serving over 1,130 individual clients and overseeing more than $220,611,000 in assets under management. Notably, FSC Wealth Advisors demonstrates expertise in managing employer 401Ks and individual assets, which collectively account for half of their total assets under management. Their extensive experience in this domain positions them as trusted advisors in helping clients achieve their retirement goals. As a local investment advisory firm, FSC Wealth Advisors is deeply rooted in the Fishkill community, with three office locations to better serve their clients. The firm boasts a team of seasoned advisors, including Neal Miller, Jeffrey Scott, and Shane Clarke, who have amassed considerable tenure and industry knowledge. FSC Wealth Advisors distinguishes itself by managing 100% discretionary assets, enabling them to make investment decisions on behalf of their clients without seeking prior approval. This discretionary approach allows for swift and agile responses to market conditions, ensuring that clients' portfolios are consistently optimized. Overall, FSC Wealth Advisors, LLC offers personalized and expert investment advisory services, backed by a team of experienced professionals who prioritize the financial success and well-being of their clients.

Graney & King, LLC, a small investment advisory firm based out of Latham, NY, is committed to providing expert financial guidance to individuals and employers alike. With one office, they have established themselves as a trusted resource in the region. Graney & King boasts a team of four dedicated professionals, three of whom specialize in offering comprehensive investment advisory services. Their remarkable track record is exemplified by an average assets under management (AUM) per investment advisor of approximately $100,280,000, aligning with the industry average. The firm employs a flexible compensation structure, accommodating various fee types such as a percentage of AUM, hourly charges, and fixed fees. A distinguishing aspect of Graney & King's portfolio is the significant presence of employer 401Ks and individual accounts, which collectively account for approximately half of their AUM. This expertise in retirement planning showcases their ability to navigate and optimize this particular sector. All of the assets under their management, totaling over $300,828,000, are managed on a discretionary basis. Graney & King has fostered enduring relationships with over 410 individual clients, ensuring personalized attention and tailored investment strategies. Timothy Graney, Edward King, and Phillip Harabarovici, some of the firm's most experienced advisors, have contributed greatly to the firm's success. Their combined knowledge and industry expertise have solidified Graney & King, LLC as a prominent player in the investment advisory realm.

Curran Wealth Management, headquartered in Albany, NY, is a respected investment advisory firm with two offices. With a dedicated team of 12 professionals, including 10 experienced investment advisors, they offer comprehensive wealth management services to clients. Their average assets under management per investment advisor amount to approximately $51,340,000, which aligns with the industry average. Curran Wealth Management employs a diverse compensation structure that includes a percentage of assets under management, ensuring their interests are aligned with those of their clients. While their portfolio comprises less than 30% of 401K and individual accounts, they possess the expertise to manage employer funds. Impressively, 96% of the assets they handle are under discretionary management, reflecting their clients' trust in their expertise and decision-making capabilities. Catering primarily to high net worth individuals, Curran Wealth Management boasts a substantial client base of over 190 individuals, with a staggering $513,434,000 in assets under management. The firm takes pride in its seasoned advisors, with Derek Gray, Kevin Curran, and Thomas Curran among the longest tenured professionals on their team. Their combined experience and extensive knowledge contribute to the firm's reputation for delivering personalized and effective wealth management strategies. Curran Wealth Management's commitment to excellence and client satisfaction distinguishes them as a trusted partner in achieving financial goals. With a strong presence in Albany and a track record of success, they continue to provide comprehensive investment advisory services to individuals seeking to grow and preserve their wealth.

Willow is a small investment advisory firm based out of Pittsfield, MA, with two offices. With a total of four employees, two of whom provide investment advisory services, Willow offers comprehensive financial guidance to its clients. They manage an average of approximately $66,180,000 in assets per investment advisor, which aligns with the industry average. Willow's compensation structure includes various types, such as a percentage of assets under management, ensuring a vested interest in their clients' financial success. While 401K and individual accounts constitute less than 30% of their assets under management, the firm possesses the expertise to manage employer funds. Notably, all the assets managed by Willow are discretionary, granting them flexibility in making investment decisions on behalf of their clients. The majority of assets managed by Willow are dedicated to serving high-net-worth individuals. With a client base of over 160 individuals, the firm oversees more than $132,360,000 in assets under management. Lydia Renders and Paul Farella stand as two of the longest tenured registered advisors at Willow, embodying the firm's commitment to providing experienced and reliable financial advice. As a trusted partner, Willow aims to help clients navigate the complexities of investment management while striving to maximize their financial growth and security. By leveraging their industry expertise and personalized approach, Willow seeks to build enduring relationships and assist clients in achieving their long-term financial goals.

Arista Advisory Group, LLC is a reputable investment advisory firm headquartered in Albany, NY. With a strong presence in the financial industry, they cater to a diverse clientele of over 260 individual clients, managing a substantial portfolio valued at more than $168,863,000. The firm operates from three strategically located offices, allowing them to efficiently serve their client base. Known for their expertise in employer 401K plans and individual investments, Arista Advisory Group possesses valuable experience in this specialized sector. A notable aspect of their business is that a significant portion, approximately 97%, of the assets they manage are under discretionary management, showcasing their ability to make informed investment decisions on behalf of their clients. Arista Advisory Group employs a range of compensation structures, offering flexibility to their clients. They utilize methods such as a percentage of assets under management, hourly charges, and fixed fees, tailoring their approach to meet the unique needs of each client. With a dedicated team of three employees, Arista Advisory Group ensures that all their clients receive personalized investment advisory services. On average, each investment advisor manages approximately $56,290,000 in assets, aligning with the industry standards. The firm takes pride in their experienced team, with Bernard Murphy and Gerald Schwartz serving as two of the longest-tenured registered advisors. As Arista Advisory Group, LLC continues to grow and thrive in the financial sector, they remain committed to delivering exceptional investment advisory services, helping their clients achieve their financial goals with confidence and expertise.