Anchor Capital Management, LLC, based out of Ithaca, NY, is a small investment advisory firm dedicated to providing personalized financial solutions. With a total of three highly skilled employees, the company specializes in investment advisory services, catering to a diverse client base. On average, each investment advisor manages approximately $89,130,000 in assets under management, aligning with the industry average. The compensation structure at Anchor Capital Management, LLC encompasses various types, including a percentage of assets under management. This allows the firm to maintain a transparent and mutually beneficial relationship with their clients. With over 30 individual clients and assets under management exceeding $37,503,000, the company has proven its competence in handling diverse portfolios. Notably, Anchor Capital Management, LLC demonstrates substantial expertise in managing employer 401Ks and individual assets, which constitute approximately half of their total assets under management. Their extensive experience in this sector positions them as a reliable partner for those seeking retirement planning and investment advice. Operating with a discretionary approach, Anchor Capital Management, LLC offers a hands-on and proactive approach to wealth management. Their commitment to client satisfaction is further exemplified by their long-standing registered advisor, Anne Chernish, who has been with the firm since 2008. With an office in Ithaca, NY, Anchor Capital Management, LLC is well-positioned to serve the financial needs of individuals and businesses in the local community and beyond.

Fingerlakes Wealth Management, Inc., a small investment advisory firm headquartered in Ithaca, NY, specializes in providing comprehensive wealth management solutions. With three dedicated professionals, the firm offers personalized investment advisory services to a diverse clientele. Boasting an impressive track record, Fingerlakes Wealth Management manages an average of $433,430,000 in assets per investment advisor, surpassing industry standards. Their compensation structure caters to clients' needs, incorporating various methods such as a percentage of assets under management, fixed fees, and performance-based fees. With over 420 individual clients and a total of $147,868,000 in assets under management, the firm has established a strong presence in the financial market. Notably, a significant portion of their assets under management comes from employer 401Ks and individual investors, showcasing their expertise in this realm. All assets managed by Fingerlakes Wealth Management are under their discretion, allowing them to make informed investment decisions aligned with their clients' financial goals. Their success can be attributed to a team of experienced professionals, including Susan McCormick, Marshall McCormick, and Melissa Vanderhoof, who have been instrumental in driving the firm's growth. As an established firm with an excellent reputation, Fingerlakes Wealth Management continues to deliver exceptional service to its clients. With their focus on tailored wealth management solutions and extensive industry expertise, they strive to help individuals and organizations navigate the complex world of investments while safeguarding their financial future.

LAKE ROAD ADVISORS, LLC, a small investment advisory firm headquartered in Corning, NY, specializes in providing comprehensive investment services to a diverse clientele. With a team of two dedicated employees, they offer personalized investment advisory solutions to individual clients, ensuring their financial goals are met effectively. The firm boasts an impressive average of approximately $183,160,000 in assets under management per investment advisor, surpassing the industry average. Lake Road Advisors' compensation structure encompasses various models, including a percentage of assets under management and performance-based fees. Their client base comprises over 60 individuals, with assets under management totaling more than $57,532,000. While their portfolio primarily consists of discretionary assets, accounting for 82% of the total, they also possess the capability to manage employer funds, although 401K and individual accounts constitute less than 30% of their assets under management. Operating from three offices, Lake Road Advisors has established a strong presence in the region. The firm takes pride in its experienced team, with Paul Sydlansky and Hayley Haslett serving as two of the longest-tenured registered advisors, providing clients with valuable expertise and guidance. Lake Road Advisors, LLC combines their extensive knowledge of investment strategies with a client-centric approach, ensuring that each individual's unique financial needs and aspirations are met. With their exceptional track record and commitment to delivering high-quality investment advisory services, Lake Road Advisors continues to be a trusted partner in helping clients navigate the complexities of the financial markets.

Socha Financial Group, LLC is a well-established local investment advisory firm based out of Corning, NY. With a single office, the firm serves a diverse clientele in the area and beyond. Led by a team of experienced professionals, Socha Financial Group has six dedicated employees, with five of them specializing in providing comprehensive investment advisory services. With an average of approximately $60,690,000 in assets under management per investment advisor, Socha Financial Group performs at par with industry standards. Their compensation structure offers various options, including a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility and transparency for their clients. Notably, Socha Financial Group has gained a strong foothold in managing employer 401Ks and individual assets, which account for about half of their total assets under management. This expertise reflects their deep understanding of retirement planning and investment strategies in this particular space. Demonstrating their commitment to personalized financial solutions, Socha Financial Group manages 100% of their clients' assets on a discretionary basis. This approach allows them to make informed investment decisions aligned with each client's financial goals and risk tolerance. With an impressive roster of over 620 individual clients and over $303,440,000 in assets under management, Socha Financial Group has established itself as a trusted partner for individuals and businesses seeking professional investment advice. The firm's success is in part due to their dedicated advisors, including Jolie McCarthy, Michelle Vang, and Michael Socha, who have proven their expertise and commitment over many years of service.

John G. Ullman & Associates, Inc is a reputable regional investment advisory firm located in Horseheads, NY, with four offices serving clients across the area. With a dedicated team of 58 employees, including 30 experienced investment advisors, the firm provides comprehensive investment advisory services to a diverse client base. Drawing from their extensive expertise, John G. Ullman & Associates manages an impressive average of approximately $39,980,000 in assets under management per investment advisor. The firm's compensation structure encompasses various types, including a percentage of assets under management, ensuring alignment with client interests. While their portfolio consists of a variety of accounts, including 401Ks and individual accounts, these represent less than 30% of their overall assets under management. Notably, the firm possesses the capability to efficiently manage employer funds, offering comprehensive solutions to businesses seeking investment management services. John G. Ullman & Associates excels in discretionary asset management, with 97% of the assets they oversee falling under this category. Their primary focus lies in catering to high net worth individuals, boasting a substantial client base of over 630 individuals with a combined asset value exceeding $1,199,391,000. The firm takes pride in its experienced team, featuring several long-tenured advisors who have demonstrated their commitment to client success. Among these individuals are esteemed professionals such as Karen Meriwether, Amanda Herrick Smith, and Judith Palumbo, who bring a wealth of knowledge and expertise to the organization. Overall, John G. Ullman & Associates, Inc stands as a trusted investment advisory firm, providing personalized and comprehensive services to their clients while maintaining a strong track record of delivering exceptional results.

Rooted Planning Group, based out of Corning, NY, is a local investment advisory firm providing comprehensive financial planning and investment management services. With a team of 5 dedicated professionals, they specialize in offering personalized solutions to their 190+ individual clients. Rooted Planning Group manages over $72,594,000 in assets, with an average of $2,790,000 in assets under management per investment advisor. The firm's compensation structure is diverse and includes a percentage of assets under management, ensuring their interests align with the clients' financial success. Rooted Planning Group has extensive experience in managing assets from employer 401Ks and individual portfolios, with approximately half of their assets under management originating from these sources. As a testament to their expertise, Rooted Planning Group's advisors have built a solid reputation in the industry. The firm takes pride in its long-tenured advisors, including Kerrie Beene, Amy Irvine, and Katrina Welker, who bring a wealth of knowledge and experience to the table. With three conveniently located offices, Rooted Planning Group offers accessibility and convenience to its clients. They believe in building strong, lasting relationships, placing the clients' goals and financial well-being at the forefront of their services. Rooted Planning Group manages 100% of the assets on a discretionary basis, allowing clients to entrust their investments to experienced professionals who make informed decisions on their behalf. Whether clients seek guidance for retirement planning, investment strategies, or overall financial wellness, Rooted Planning Group is committed to providing tailored solutions that align with each client's unique circumstances and objectives.

Alsworth Capital Management, LLC is a reputable investment advisory firm located in Corning, NY. With a single office, the company has established itself as a prominent player in the financial services industry. Led by experienced professionals, Alsworth Capital Management employs a total of six dedicated individuals, two of whom specialize in providing top-notch investment advisory services. With an impressive track record, Alsworth Capital Management oversees an average of $34,740,000 in assets under management per investment advisor. The firm's compensation structure is flexible, offering clients a range of options including a percentage of assets under management, fixed fees, and hourly charges. Notably, they possess the expertise to manage employer funds, although less than 30% of their assets under management are allocated to 401K and individual accounts. Alsworth Capital Management prides itself on its discretionary approach, as they exercise complete control over the assets they manage, ensuring the highest level of personalized service. Currently, the firm caters to a diverse client base, with over 110 individual clients who entrust the management of their assets, totaling an impressive $69,487,000. Within the firm, Shane Alsworth and Garrett Bunch stand out as the longest tenured registered advisors, contributing their extensive knowledge and expertise to the company's success. Through their commitment to exceptional client service and a disciplined investment approach, Alsworth Capital Management has earned a well-deserved reputation as a trusted partner in wealth management.

Lesko Securities, Inc. is a highly regarded investment advisory firm headquartered in Vestal, NY, serving a diverse clientele of individuals and employer 401K plans. With over 18 experienced professionals, including 11 dedicated investment advisors, Lesko Securities brings a wealth of knowledge and expertise to their clients' financial goals. Boasting an impressive average of approximately $30,140,000 in assets under management per investment advisor, Lesko Securities demonstrates their commitment to delivering personalized and effective investment strategies. Their compensation structure is flexible, offering options such as a percentage of assets under management and hourly charges to ensure alignment with clients' unique needs. With a deep understanding of employer 401K plans and individual investments, Lesko Securities has established a strong presence in the market. They have successfully managed over $331,528,000 in assets across more than 630 individual client accounts, earning a reputation for delivering exceptional service and results. In addition to their investment advisory services, Lesko Securities also serves as an insurance broker or agent, providing comprehensive risk management solutions to their clients. Their ability to offer a wide range of financial services underscores their commitment to meeting clients' diverse needs under one roof. Lesko Securities takes pride in their team of seasoned advisors, including William Hampton, Laurie Kany, and Lindsay Spauster, who have been with the firm for an extended period. Their extensive experience and dedication to client success contribute to the firm's continued growth and reputation as a trusted financial partner. As a local firm deeply rooted in the community, Lesko Securities, Inc. is dedicated to helping individuals and businesses achieve their financial goals with integrity, expertise, and personalized service.

New Horizon Financial Strategies, LLC is a trusted investment advisory firm based in Ithaca, NY. With a team of six dedicated professionals, including five experienced investment advisors, they provide comprehensive financial strategies to individuals and employers. Their average assets under management per investment advisor amount to approximately $48,000,000, placing them on par with industry standards. With over 160 individual clients, New Horizon Financial Strategies manages a robust portfolio of assets totaling more than $58,457,000. Their expertise shines in managing employer 401Ks and individual accounts, which collectively contribute to approximately half of their assets under management. This experience positions them as a reliable partner for both employers and individuals seeking expert guidance in maximizing their financial growth. New Horizon Financial Strategies boasts an impressive 87% of discretionary assets under management, demonstrating their proficiency in actively managing investments to meet clients' unique goals and risk tolerances. This commitment to personalized and hands-on service sets them apart from the competition. Located in Ithaca, NY, New Horizon Financial Strategies serves the local community from their well-established office. The firm takes pride in its long-tenured advisors, including Kevin Tarnovski, Angela Oneill, and Paul Strebel, who contribute their extensive knowledge and expertise to ensure clients receive the highest quality financial advice. New Horizon Financial Strategies offers a diverse compensation structure that includes a percentage of assets under management, ensuring their interests align with the success of their clients' investments. As a reputable investment advisory firm, they are dedicated to empowering their clients to reach new financial horizons through well-informed and strategic decision-making.

Valicenti Advisory Services Inc, based out of Elmira, NY, is a local investment advisory firm specializing in providing comprehensive financial guidance and wealth management services. With a team of 10 dedicated professionals, including 6 experienced investment advisors, they offer personalized strategies tailored to their clients' unique financial goals and aspirations. With an average of $124,630,000 in assets under management per investment advisor, Valicenti Advisory Services Inc maintains a solid standing in the industry, comparable to the average benchmark. Their compensation structure is designed to align their interests with those of their clients, incorporating various types such as a percentage of assets under management and performance-based fees. With a remarkable track record, Valicenti Advisory Services Inc manages over $502,274,000 in assets for more than 340 individual clients. Their expertise in employer 401Ks and individual investments is evident, as approximately half of their assets under management originate from these sources. Impressively, 98% of the assets they manage are discretionary, allowing them to make informed investment decisions on behalf of their clients. With three offices strategically located in Elmira, Valicenti Advisory Services Inc is well-positioned to serve the community and cater to the diverse needs of their clientele. The firm takes pride in its team of seasoned advisors, including Louis Ruize, Jeffrey Naylor, and Joseph Valicenti, who have garnered extensive experience and earned the trust of their clients over the years. Valicenti Advisory Services Inc continues to uphold their commitment to providing comprehensive financial planning, investment management, and retirement planning services, ensuring the financial well-being of their clients and helping them navigate their financial journeys with confidence.

The Mustico Financial Group, Inc. is a small investment advisory firm based out of Elmira, NY. With their single office, they cater to a diverse clientele seeking expert financial guidance. The firm consists of four dedicated professionals, three of whom specialize in providing comprehensive investment advisory services. Their team's expertise and commitment enable them to manage an average of $64,560,000 in assets per investment advisor, aligning well with industry standards. The Mustico Financial Group, Inc. adopts a flexible compensation structure that includes various types such as a percentage of assets under management and hourly charges. Notably, they have garnered considerable experience in managing employer 401Ks and individual investments, with approximately half of their assets under management originating from these sources. This demonstrates their ability to navigate and excel in this particular segment of the market. Remarkably, 100% of the assets entrusted to The Mustico Financial Group, Inc. are managed on a discretionary basis, underscoring their clients' confidence in their judgment and decision-making abilities. With over 370 individual clients and a robust portfolio of more than $193,682,000 in assets under management, the firm has established a solid reputation in delivering personalized financial solutions. Damien Mustico and Xavier Mustico, two of the firm's longest-tenured registered advisors, play instrumental roles in shaping its success and maintaining client satisfaction. Through their combined experience and expertise, The Mustico Financial Group, Inc. continues to offer reliable financial advice and assistance to individuals and employers, ensuring their financial well-being and prosperity.