Kennedy Wealth And Tax Management, Inc., a small investment advisory firm located in Southbury, CT, is dedicated to providing comprehensive wealth management and tax planning services to its clients. With a team of four dedicated professionals, they offer personalized financial solutions tailored to meet the unique needs and goals of each individual client. Out of the total workforce, two registered advisors at Kennedy Wealth And Tax Management, Inc. specialize in investment advisory services. With an average of approximately $123,310,000 in assets under management per investment advisor, they maintain an industry-average performance. The firm's compensation structure includes various types, such as a percentage of assets under management and fixed fees, ensuring transparency and alignment of interests with their clients. Boasting over 80 individual clients, Kennedy Wealth And Tax Management, Inc. manages a substantial amount of assets, with over $168,092,000 under their expert guidance. While the majority of these assets belong to high net worth individuals, the firm also caters to 401K and individual accounts, albeit representing less than 30% of their total assets under management. Moreover, they possess the expertise and capability to manage employer funds, further expanding their service offering. Kennedy Wealth And Tax Management, Inc. distinguishes itself through its discretionary management approach, with a significant 94% of the assets they oversee being handled on a discretionary basis. This allows the firm to make informed investment decisions on behalf of their clients, in line with their financial objectives and risk tolerance. Gregory Bunger and Kevin Kennedy, two of the firm's longest tenured registered advisors, play a pivotal role in upholding the company's commitment to excellence in wealth management and tax planning services. With their expertise and the collective knowledge of the team, Kennedy Wealth And Tax Management, Inc. continues to provide valuable financial guidance and build long-lasting relationships with their clients.

Karpas Strategies LLC, a small investment advisory firm based out of Litchfield, CT, is committed to delivering exceptional financial expertise and personalized service to their clients. With two offices strategically located, Karpas Strategies LLC ensures convenient access for their clientele. Dedicated to investment advisory services, Karpas Strategies LLC has a team of two highly skilled employees who possess in-depth knowledge and experience in the financial industry. Their investment advisors consistently maintain an impressive average of approximately $191,650,000 in assets under management, surpassing the industry average and highlighting their expertise in managing substantial portfolios. The firm's compensation structure is designed to align their interests with those of their clients, offering various types of fees, such as a percentage of assets under management and fixed fees. Karpas Strategies LLC manages all of their clients' assets on a discretionary basis, providing flexibility and agility in responding to market dynamics and investment opportunities. Renowned for their specialization in serving high net worth individuals, Karpas Strategies LLC successfully manages over $383,305,000 in assets for more than 100 individual clients. Matthew Karpas and Zachary Chernus, two of the firm's longest tenured registered advisors, bring extensive expertise and a deep understanding of their clients' unique financial goals. By combining their comprehensive knowledge, personalized service, and unwavering commitment, Karpas Strategies LLC continues to provide exceptional investment advisory services, assisting their clients in achieving their financial aspirations with confidence and peace of mind.

Barron Financial Group, LLP, based out of Torrington, CT, is a reputable small investment advisory firm. With over 130 individual clients and a remarkable $103,172,000 in assets under management, they have gained a strong foothold in the industry. Specializing in employer 401Ks and individual investments, they possess extensive expertise in this field. Impressively, 97% of the assets they manage are discretionary, reflecting their clients' trust in their investment strategies. The firm operates from a single office, demonstrating their focus on personalized service. Their compensation structure encompasses various types, including a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility for their diverse clientele. Barron Financial Group, LLP boasts a talented team of four dedicated employees, three of whom provide expert investment advisory services. On average, each investment advisor oversees approximately $34,390,000 in assets under management, showcasing their commitment to delivering individualized attention and superior outcomes. The firm takes pride in its long-tenured advisors, such as John Seagrave, Sandra Thibault, and James Thibault. Their experience and steadfast dedication to clients have contributed to Barron Financial Group, LLP's sterling reputation. With a track record of success and a client-centric approach, Barron Financial Group, LLP stands as a trusted partner for individuals and businesses seeking comprehensive and tailored investment advisory services.

Miller Howard Investments Inc, a local investment advisory firm headquartered in Kingston, NY, is dedicated to providing exceptional financial services to its clients. With a single office, they have built a solid reputation in the industry. The firm employs a total of 32 professionals, 12 of whom are highly skilled investment advisors committed to delivering tailored investment strategies. Miller Howard Investments Inc stands out in the market with an impressive average of approximately $262,100,000 in assets under management per investment advisor, surpassing the industry average. Their compensation structure is designed to align the interests of the firm with those of their clients and includes a percentage of assets under management. Although 401K and individual accounts account for less than 30% of their assets under management, Miller Howard Investments Inc possesses the expertise and capability to manage employer funds effectively. An outstanding 90% of the assets they manage are under their discretionary control, demonstrating their clients' trust in their decision-making abilities. With a substantial client base, Miller Howard Investments Inc serves over 1,960 individual clients, who entrust the firm with more than $3,145,175,000 in assets under management. The firm boasts a team of highly experienced advisors, including notable professionals such as Judd Peterson, Stephanie Geller, and Lowell Miller, who have dedicated their expertise to the firm for an extended period. Miller Howard Investments Inc's unwavering commitment to personalized service, impressive assets under management figures, and the expertise of its dedicated team make it a trusted choice for individuals and institutions seeking exceptional investment advisory services.

Taconic Advisors, a small investment advisory firm based out of Saugerties, NY, is dedicated to providing personalized financial solutions for their clients. With over 10 individual clients and an impressive $156,426,000 in assets under management, Taconic Advisors has established a strong reputation in the industry. They have two offices, enabling them to efficiently serve their clients' needs. Specializing in discretionary asset management, Taconic Advisors primarily caters to high net worth individuals, ensuring their financial goals and objectives are met with utmost care and precision. The firm's compensation structure is designed to align their interests with their clients, offering various options such as fixed fees. With a team of five dedicated employees, including three investment advisory professionals, Taconic Advisors ensures that each client receives personalized attention and tailored investment strategies. The firm boasts an average of approximately $52,140,000 in assets under management per investment advisor, which is on par with industry standards. Taconic Advisors takes pride in its experienced and committed advisors. Among the longest tenured professionals at the firm are Carmen Caruso, Meredith Briggs, and John Kelly. Their extensive knowledge and expertise contribute to the firm's success in delivering exceptional financial services to their clients. Overall, Taconic Advisors combines their deep understanding of the financial landscape with a client-centric approach, striving to build lasting relationships and help their clients achieve their financial objectives effectively and efficiently.

Marshall & Sterling Wealth Advisors, Inc. is a highly regarded local investment advisory firm based out of Poughkeepsie, NY, with a strong presence in the financial industry. With over 480 individual clients and more than $422,467,000 in assets under management, they have established themselves as a trusted partner in managing wealth. With three office locations, Marshall & Sterling Wealth Advisors, Inc. is well-positioned to serve their diverse client base effectively. They have garnered extensive experience in handling employer 401Ks and individual investments, accounting for approximately half of their assets under management. Moreover, an impressive 61% of the assets they oversee are under discretionary management, showcasing their expertise in making strategic investment decisions. The firm's compensation structure encompasses various models, including a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to cater to clients' unique needs and preferences. Marshall & Sterling Wealth Advisors, Inc. prides itself on its team of 14 dedicated employees, with eight of them specializing in providing top-notch investment advisory services. On average, each investment advisor manages around $52,810,000 in assets, aligning with the industry average. Marshall & Sterling Wealth Advisors, Inc. is proud of its roster of highly experienced advisors. Some of the firm's longest tenured professionals, such as Craig Pesce, Chintan Shukla, and Jesse Uttendorfer, bring their wealth of knowledge and expertise to ensure clients receive exceptional financial guidance and personalized solutions. With a steadfast commitment to client satisfaction and a proven track record of success, Marshall & Sterling Wealth Advisors, Inc. is a go-to choice for individuals and organizations seeking reliable wealth management services in the Poughkeepsie area.

BOURNE LENT ASSET MANAGEMENT, INC. is a small investment advisory firm located in Pawling, NY. With a total of 4 employees, including 2 experienced investment advisors, the firm provides comprehensive investment advisory services to its clients. The average assets under management per investment advisor amount to approximately $71,060,000, reflecting the firm's ability to handle significant portfolios. As an industry-average performer, Bourne Lent Asset Management, Inc. manages over $256,373,000 in assets for more than 30 individual clients. The majority of these assets belong to high net worth individuals who entrust the firm with their investment needs. A remarkable 99% of the assets managed by the firm are under discretionary management, indicating a strong level of trust and confidence from clients in the firm's expertise. The compensation structure at Bourne Lent Asset Management, Inc. incorporates various types, including a percentage of assets under management. This approach aligns the firm's interests with those of its clients, as the advisors' compensation is directly linked to the growth and success of the managed portfolios. With offices in Pawling, NY, Bourne Lent Asset Management, Inc. is conveniently located to serve its clientele effectively. The firm takes pride in the long-standing expertise of its registered advisors, Donald Bourne and John Lent, who have been integral members of the team for many years. Their deep knowledge and commitment contribute to the firm's ability to provide personalized and tailored investment strategies to its valued clients.

Mountain Pass Planning is a highly regarded investment advisory firm operating out of Hopewell Junction, NY. With a diverse clientele of over 90 individuals, they expertly manage assets worth a staggering $42,841,000. Specializing in employer 401Ks and individual portfolios, Mountain Pass Planning has established a strong foothold in this sector. All assets under their management are handled on a discretionary basis, showcasing their clients' trust in their expertise. Led by a dedicated team, Mountain Pass Planning offers a comprehensive range of investment advisory services. Their compensation structure is flexible, accommodating various approaches such as a percentage of assets under management, fixed fees, and hourly charges. The firm boasts a single office in Hopewell Junction and employs a total of one staff member, each of whom provides invaluable investment guidance. Notably, James Devico stands out as one of Mountain Pass Planning's longest tenured registered advisors, having joined the firm in 2021. With extensive experience and a deep understanding of the industry, James contributes significantly to the firm's success and client satisfaction. Mountain Pass Planning prides itself on maintaining a personalized approach to wealth management. They strive to deliver tailored investment strategies that align with each client's unique financial goals and risk tolerance. By combining their expertise, comprehensive compensation structure, and dedication to exceptional service, Mountain Pass Planning continues to build a reputation as a trusted and reliable partner for individuals and businesses seeking effective investment solutions.

DIAMANT ASSET MANAGEMENT, INC. is a highly reputable investment advisory firm based in Ridgefield, CT. With a team of three dedicated professionals, they offer comprehensive investment advisory services to their valued clients. With an average of $23,950,000 in assets under management per investment advisor, Diamant Asset Management delivers personalized financial solutions to help clients achieve their investment goals. The firm's compensation structure is diverse and tailored to meet the unique needs of each client. It includes a percentage of assets under management, fixed fees, and other customized arrangements. This flexible approach ensures that clients receive fair and transparent compensation based on the services provided. Diamant Asset Management, Inc. manages an impressive portfolio of over $180,713,000 in assets for a diverse range of individual clients. Specializing in serving high-net-worth individuals, the firm has gained a solid reputation for its expertise in handling substantial investments. With a commitment to excellence and a focus on client satisfaction, Diamant Asset Management, Inc. takes pride in its discretionary management approach. By making informed investment decisions on behalf of their clients, the firm ensures a seamless investment experience and maximizes the potential for long-term financial growth. Situated in Ridgefield, CT, Diamant Asset Management operates from a single office. The firm boasts a team of highly experienced advisors, including the seasoned professionals Hans Thalheim, Sheila Morgan, and Herbert Diamant. With their wealth of knowledge and expertise, they contribute to the firm's success and provide clients with invaluable guidance in navigating the complex world of investment management.

1230 Advisors, LLC, headquartered in Pound Ridge, NY, is a respected investment advisory firm. Operating from a single office, the firm consists of a small yet highly dedicated team. With all employees providing investment advisory services, 1230 Advisors, LLC maintains a personalized approach to cater to its clients' financial needs. On average, each investment advisor at 1230 Advisors, LLC manages approximately $83,000,000 in assets under management, in line with industry standards. Their compensation structure encompasses various options, including a percentage-based fee tied to assets under management. Impressively, 70% of the assets managed by the firm are discretionary, reflecting the level of trust and confidence clients place in their expertise. The firm primarily focuses on high-net-worth individuals, carefully overseeing the financial portfolios of over 10 individual clients, totaling more than $83,000,000 in assets under management. One of the firm's longest-tenured registered advisors is Anthony Schiff, who has been with 1230 Advisors, LLC since 2021. Schiff brings a wealth of knowledge and experience to the team, contributing to the firm's commitment to providing top-quality investment advisory services. 1230 Advisors, LLC prides itself on its ability to deliver personalized financial solutions tailored to its clients' unique circumstances and goals. By combining expertise, a client-centric approach, and the utmost professionalism, the firm has established itself as a trusted partner in guiding clients towards financial success.

Dunbar Associates, LLC is a reputable investment advisory firm headquartered in Monroe, CT. With a dedicated team of two experienced professionals, they offer comprehensive investment advisory services to a diverse clientele. Their office in Monroe serves as a hub for delivering personalized financial solutions tailored to their clients' unique goals and risk tolerance. With an average of $54,930,000 in assets under management per investment advisor, Dunbar Associates maintains a solid standing within the industry. Their compensation structure is flexible, incorporating various approaches such as a percentage of assets under management and fixed fees, ensuring alignment with their clients' best interests. Notably, 34% of the assets they oversee are discretionary, indicating a high level of trust bestowed upon Dunbar Associates by their clients. Their client base comprises over 50 individuals, collectively entrusting the firm with more than $109,866,000 in assets under management. The firm boasts a team of seasoned professionals, including Keith Cuomo and Robert Dunbar, who have exhibited unwavering dedication as registered advisors for Dunbar Associates. With their combined expertise and commitment, the firm maintains a track record of delivering sound investment advice and fostering long-lasting client relationships. Dunbar Associates, LLC continues to uphold its reputation as a trusted partner, consistently providing comprehensive investment advisory services that enable their clients to navigate the ever-changing financial landscape with confidence.