7 Streets Financial, LLC is a small investment advisory firm based out of San Ramon, CA, with a strong presence in the financial industry. With a total of five dedicated employees, including two experienced investment advisors, the firm provides comprehensive financial services to a diverse clientele. With an impressive average of $40,670,000 in assets under management per investment advisor, 7 Streets Financial ensures that its clients receive personalized attention and tailored investment strategies. The firm's compensation structure encompasses various models, including a percentage of assets under management, hourly charges, and fixed fees, allowing clients to choose the option that best suits their needs. Boasting over 250 individual clients and managing more than $92,000,000 in assets, 7 Streets Financial has built a solid reputation for its expertise in managing employer 401Ks and individual investments. With a wealth of experience in this space, the firm has consistently delivered excellent results and gained the trust of its clients. All assets managed by 7 Streets Financial are discretionary, enabling the firm to make informed investment decisions on behalf of their clients. The company operates out of two well-established offices, offering convenience and accessibility to its clients. Notably, Joseph Duca and Travis Lewis, two highly experienced and dedicated registered advisors, have been instrumental in the firm's success, providing valuable insights and strategic guidance. With its commitment to delivering exceptional financial services and a focus on long-term client relationships, 7 Streets Financial, LLC continues to thrive as a trusted investment advisory firm in the competitive landscape of San Ramon, CA.

Concentrum Wealth Management, a small investment advisory firm based in San Jose, CA, boasts a strong presence in the financial services industry. With two offices and a total of seven dedicated employees, Concentrum Wealth Management specializes in providing expert investment advisory services. Four of their experienced professionals cater specifically to investment advisory needs, ensuring personalized attention and tailored solutions for their clients. With an average of $103,370,000 in assets under management per investment advisor, Concentrum Wealth Management stands on par with the industry average in terms of managing substantial wealth. Their compensation structure offers flexibility, including options such as a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts account for less than 30% of their assets under management, Concentrum Wealth Management possesses the capability to manage employer funds. An impressive 99% of the assets they oversee are discretionary, indicating a high level of trust placed in their expertise. Catering primarily to high-net-worth individuals, Concentrum Wealth Management boasts a client base of over 160 individuals. These clients entrust the firm with a substantial $413,463,000 in assets under management, highlighting their confidence in the firm's ability to navigate the complexities of the financial markets. Notably, Concentrum Wealth Management's team includes experienced advisors such as Glenn Young, Jeffery Fong, and Jay Fong, who have demonstrated long-standing commitment and expertise within the firm. Their combined knowledge and proficiency contribute to the firm's reputation for delivering exceptional wealth management solutions tailored to each client's unique goals and aspirations.

Rice Financial Consulting, Inc. is a small investment advisory firm based out of Los Gatos, CA. With a single office, the firm comprises a total of two dedicated employees who specialize in providing comprehensive investment advisory services. On average, each investment advisor manages around $87,680,000 in assets under management, which aligns with the industry average. The compensation structure at Rice Financial Consulting, Inc. encompasses various types, including a percentage of assets under management. Notably, approximately half of the firm's assets under management originate from employer 401K plans and individual clients, reflecting their proficiency and experience in this sector. The majority of the assets managed are catered to high net worth individuals, underscoring the firm's expertise in serving sophisticated clients. Rice Financial Consulting, Inc. boasts an impressive client base, with over 280 individual clients entrusting them with a total of $175,352,000 in assets under management. Two of the firm's most experienced registered advisors, Dorothy Hundrieser and Stephen Rice, have been with the company for an extensive period, contributing to its stability and continuity. By combining their in-depth knowledge of the financial industry with a personalized approach, Rice Financial Consulting, Inc. strives to provide tailored investment solutions that meet their clients' unique needs and objectives. With their solid track record, commitment to excellence, and deep understanding of employer-sponsored retirement plans and individual investments, Rice Financial Consulting, Inc. continues to be a trusted partner for clients seeking professional and reliable investment advisory services.

Kaizen Financial Strategies, LLC is a reputable investment advisory firm based out of Campbell, CA. With over 210 individual clients and an impressive $141,287,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Specializing in employer 401Ks and individual portfolios, Kaizen Financial Strategies, LLC possesses extensive expertise in this domain. The firm operates from a single office, delivering personalized financial strategies tailored to their clients' specific needs. They pride themselves on their discretionary management approach, as 99% of the assets they oversee are managed with this level of autonomy. Kaizen Financial Strategies, LLC offers a flexible compensation structure to accommodate their clients' preferences. This includes a percentage-based fee structure linked to assets under management, hourly charges, and fixed fees. By offering various options, they ensure transparency and align their interests with their clients'. With a team of 7 dedicated professionals, including 5 investment advisors, Kaizen Financial Strategies, LLC maintains a low advisor-to-assets ratio. This allows them to provide focused attention to each client and maintain a high level of service. On average, each investment advisor handles approximately $28,260,000 in assets under management. The firm takes pride in its experienced team, with notable advisors such as Saul Greene, Iftikhar Ahmed, and Saadia Ahmed boasting long tenures at the company. These seasoned professionals bring a wealth of knowledge and expertise to their clients' financial journeys. Kaizen Financial Strategies, LLC continues to uphold their commitment to financial success, offering comprehensive and personalized investment advisory services to help clients achieve their long-term goals.

Legacy Capital Group California, Inc. is a reputable local investment advisory firm headquartered in Los Gatos, CA. With two well-established offices, the company boasts a team of 14 dedicated professionals, five of whom specialize in providing top-notch investment advisory services. On average, each investment advisor oversees approximately $91,040,000 in assets under management, which aligns with the industry standard. The compensation structure at Legacy Capital Group California, Inc. encompasses various types, including a percentage of assets under management, fixed fees, and commissions. While less than 30% of their assets under management come from 401K and individual accounts, the firm possesses the expertise and capability to effectively manage employer funds. It is worth noting that 100% of the assets they manage are discretionary, reflecting their clients' trust and confidence in their investment strategies. Primarily catering to high net worth individuals, Legacy Capital Group California, Inc. currently serves more than 120 individual clients, overseeing an impressive $455,215,000 in assets under management. The firm takes pride in its experienced team, with several of their advisors, such as Sean Buxton, Brent Bunger, and Richard Baer, demonstrating extensive tenure and expertise in the industry. Legacy Capital Group California, Inc. distinguishes itself by offering personalized investment advisory services, tailored to meet the unique financial goals and objectives of their clients. With their solid track record and commitment to providing exceptional service, the firm has established itself as a trusted partner for individuals seeking professional investment guidance and management.