Maxwell Wealth is a small investment advisory firm based out of Pleasanton, CA, with one office. With a team of three dedicated professionals, Maxwell Wealth offers comprehensive investment advisory services to its clients. Drawing upon their extensive expertise, they manage an impressive average of $44,130,000 in assets under management per investment advisor. Maxwell Wealth has established a reputation for excellence in handling various compensation structures, such as a percentage of assets under management and fixed fees. Their expertise lies particularly in managing employer 401Ks and individual portfolios, which collectively account for approximately half of their assets under management. This specialization is a testament to their strong track record and experience in this space. The firm takes pride in its discretionary management approach, as 92% of the assets they handle are managed with the utmost autonomy. This approach allows Maxwell Wealth to make informed investment decisions that align with their clients' financial goals and risk tolerance. With over 90 individual clients, Maxwell Wealth effectively oversees a substantial amount of wealth, with over $132,390,000 in assets under management. The firm's success can be attributed to the knowledge and expertise of their longest-tenured advisors, including Benjamin Bradford, Tracie Glaros, and James Maxwell. Maxwell Wealth's commitment to providing personalized investment advisory services, coupled with their expertise in managing diverse portfolios, positions them as a trusted partner for individuals and businesses seeking to optimize their financial strategies and achieve long-term success.

Sierra Pacific Financial Advisors, based out of Pleasanton, CA, is a reputable investment advisory firm serving a diverse clientele. With over 40 individual clients and an impressive $126,781,000 in assets under management, Sierra Pacific Financial Advisors has established itself as a trusted partner in wealth management. Operating from three offices, Sierra Pacific Financial Advisors offers comprehensive financial services tailored to meet the unique needs of their clients. While the firm manages a range of investment accounts, including 401K and individual accounts, these represent less than 30% of their total assets under management. However, Sierra Pacific Financial Advisors possesses the expertise and capability to effectively oversee employer funds. With 95% of their assets under management being discretionary, Sierra Pacific Financial Advisors primarily focuses on managing the wealth of high net worth individuals. The firm's compensation structure includes various types, such as a percentage of assets under management and fixed fees, ensuring alignment with their clients' best interests. Sierra Pacific Financial Advisors boasts a dedicated team of four employees, three of whom provide exceptional investment advisory services. On average, each investment advisor oversees approximately $42,260,000 in assets under management. Among the experienced professionals at the firm, Zheng Wan and Daniel Goodman stand out as two of the longest-tenured registered advisors, exemplifying the firm's commitment to expertise and continuity. Driven by a client-centric approach and a commitment to excellence, Sierra Pacific Financial Advisors continues to deliver comprehensive financial solutions, enabling their clients to achieve their long-term financial goals.

Crawford Financial Planning & Consulting, headquartered in Modesto, CA, is a reputable investment advisory firm with a strong presence in the industry. With a team of two dedicated professionals, they offer expert financial planning and consulting services to a diverse clientele. Gregory Crawford, one of the firm's longest-tenured registered advisors, has been instrumental in providing valuable insights and guidance since joining in 2016. The firm boasts an impressive track record, managing an average of approximately $339,220,000 in assets under management per investment advisor, significantly surpassing the industry average. Their compensation structure includes various types, such as a percentage of assets under management and performance-based fees, ensuring alignment with their clients' interests. Crawford Financial Planning & Consulting serves over 120 individual clients, skillfully managing their assets totaling more than $111,037,000. The majority of their clients consist of high-net-worth individuals, and their expertise in handling employer 401Ks and individual assets is noteworthy. All the assets entrusted to the firm are managed on a discretionary basis, reflecting the high level of trust their clients place in their capabilities. Operating out of a single office, Crawford Financial Planning & Consulting delivers personalized, tailored financial solutions to meet their clients' specific needs. With their extensive experience, dedication, and commitment to excellence, they have earned a stellar reputation in the industry. Clients can rely on Crawford Financial Planning & Consulting to provide sound financial advice and expert guidance, ensuring their financial goals are met with precision and efficiency.

Mraz, Amerine & Associates, Inc., headquartered in Modesto, CA, is a distinguished investment advisory firm catering to over 350 individual clients. With a remarkable $586,806,000 in assets under management, they possess extensive expertise in handling diverse financial portfolios. While employer funds constitute a significant portion of their assets, 401K and individual accounts make up less than 30% of their portfolio. Notably, all the assets they manage are discretionary, ensuring a tailored approach to meet each client's unique investment goals. With a strong focus on high-net-worth individuals, Mraz, Amerine & Associates, Inc. provides comprehensive wealth management services. Their team of 8 dedicated professionals includes 6 experienced investment advisors who offer personalized guidance and strategic financial planning. The firm's exceptional investment advisory team collectively manages an average of approximately $97,800,000 in assets per advisor, aligning with the industry average. Mraz, Amerine & Associates, Inc. employs a flexible compensation structure, encompassing various methods such as a percentage of assets under management, fixed fees, and hourly charges. This diverse approach ensures transparency and flexibility when it comes to their clients' financial arrangements. At Mraz, Amerine & Associates, Inc., the firm's longstanding success is owed to the expertise and commitment of their advisors. Notable individuals like Benjamin Johnson, Deidre Johnson, and David Mraz have consistently provided exceptional service to their clients, contributing to the firm's sterling reputation in the industry. As a local investment advisory firm, Mraz, Amerine & Associates, Inc. is deeply rooted in the Modesto community, delivering trusted financial guidance with integrity and professionalism.

Mirador Capital Partners, a reputable local investment advisory firm based out of Pleasanton, CA, caters to a diverse clientele of over 360 individual clients. With a strong track record of managing assets, they oversee an impressive $620,627,000 in assets under management. Boasting two offices, Mirador Capital Partners offers personalized investment solutions to meet the unique financial goals of their clients. While 401K and individual accounts make up less than 30% of their assets under management, Mirador Capital Partners possesses the expertise and capabilities to effectively handle employer funds. Notably, all the assets they manage are discretionary, reflecting the trust and confidence their clients place in their investment strategies. With a primary focus on high net worth individuals, Mirador Capital Partners attracts clients seeking tailored financial guidance. Their compensation structure is comprehensive, encompassing various types such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility and alignment with client needs. The firm's dedicated team consists of 12 employees, 7 of whom are seasoned investment advisors. Each investment advisor manages an average of approximately $88,660,000 in assets, in line with industry standards. Noteworthy among the experienced advisors at Mirador Capital Partners are Don Garman, Audrey Glafkides, and Daniel Murray, who have demonstrated long-term commitment and expertise in guiding clients towards financial success. Mirador Capital Partners stands out in the industry for their comprehensive approach, commitment to discretion, and the vast experience of their dedicated team. As they continue to deliver exceptional investment advisory services, they solidify their reputation as a trusted partner in wealth management.

Authentikos Wealth Advisory LLC, based in Morgan Hill, CA, is a distinguished small-scale investment advisory firm with two well-established offices. With a total of nine dedicated professionals, three of whom specialize in providing exceptional investment advisory services, the firm has built a strong reputation in the industry. On average, each investment advisor manages an impressive $44,150,000 in assets, showcasing their expertise and ability to handle substantial portfolios. The firm's compensation structure is diverse, offering clients flexibility in choosing the most suitable option. They offer various methods, such as a percentage of assets under management, fixed fees, hourly charges, and commissions. Notably, Authentikos Wealth Advisory LLC manages a significant portion of assets from employer 401Ks and individual clients, demonstrating their extensive experience in this area. Furthermore, all the assets they manage are handled with discretionary authority, ensuring efficient decision-making to maximize returns. In addition to investment advisory services, Authentikos Wealth Advisory LLC also provides insurance brokering and agency services, further enhancing their comprehensive offerings. With a client base of over 340 individuals, the firm manages an impressive $132,453,000 in assets. The longevity and expertise of advisors like Christine Mason Leis, Jared Elson, and Donald Bergis contribute to the firm's success and the satisfaction of their esteemed clientele. Authentikos Wealth Advisory LLC remains committed to delivering personalized and strategic financial solutions, empowering their clients to achieve their long-term wealth goals. Through their experienced team, comprehensive range of services, and meticulous attention to detail, they continue to make a significant impact in the investment advisory and insurance sectors.

99Rises Inc. is a small investment advisory firm based out of Pleasanton, CA, with one office. With a total of three dedicated employees, including two experienced investment advisors, they provide personalized investment advisory services to a diverse clientele. Known for their expertise in managing 401K plans, 99Rises Inc. handles over 80% of their assets under management from employer 401Ks and individual investors. On average, each investment advisor at 99Rises Inc. oversees approximately $270,000 in assets under management. Their compensation structure encompasses various types, such as a percentage of the assets under management. As a discretionary asset manager, they have full authority to make investment decisions on behalf of their clients. With a strong client base of over 50 individuals, 99Rises Inc. manages assets worth more than $539,000. The firm's commitment to excellence is exemplified by their seasoned registered advisors, Ramana Rao and Utpal Diwan, who have been integral to the company's success since its inception. Driven by their passion for helping clients achieve their financial goals, 99Rises Inc. provides comprehensive investment advisory services tailored to each client's unique needs and risk tolerance. By leveraging their expertise and market insights, they aim to maximize returns and foster long-term financial security for their clients.

Findec Wealth Services, Inc. is a highly esteemed investment advisory firm headquartered in Stockton, CA. With a single office, the firm focuses on providing exceptional wealth management services to a discerning clientele. Findec Wealth Services, Inc. boasts a team of four dedicated professionals, with three of them serving as investment advisors. Impressively, the firm's investment advisors have an average of approximately $260,010,000 in assets under management per advisor, well above the industry average. This reflects their expertise and ability to effectively manage substantial portfolios on behalf of their clients. Findec Wealth Services, Inc. offers a comprehensive compensation structure that includes various options such as a percentage of assets under management, hourly charges, and fixed fees. This flexible approach allows the firm to cater to the unique needs and preferences of their clients. While 401K and individual accounts represent less than 30% of their assets under management, Findec Wealth Services, Inc. possesses the capability to manage employer funds, ensuring a complete range of investment services for their clients. An impressive 98% of the assets they manage are under discretionary management, a testament to the trust clients place in the firm's investment strategies. With over 460 individual clients and a combined total of $780,026,000 in assets under management, Findec Wealth Services, Inc. has established itself as a trusted partner for individuals seeking comprehensive wealth management solutions. The firm takes pride in its experienced team of advisors, including the longest-tenured registered advisors Nathan Williamson and Tolen Teigen, who bring extensive industry knowledge and expertise to the table. Findec Wealth Services, Inc.'s unwavering commitment to delivering personalized service and their track record of success make them a prominent choice for clients in Stockton, CA, and beyond.

Blom & Howell Financial Planning, Inc. is a well-established investment advisory firm located in Modesto, CA. With a team of four employees, two of whom specialize in investment advisory services, the firm offers comprehensive financial planning solutions to a diverse clientele. Impressively, Blom & Howell Financial Planning manages an average of $53,910,000 in assets under management per investment advisor, demonstrating their ability to handle substantial portfolios and deliver personalized strategies. Their compensation structure includes various types, such as a percentage of assets under management, hourly charges, and fixed fees, providing clients with flexibility and transparency. Approximately half of their assets under management come from employer 401K plans and individual accounts, reflecting their expertise in managing these types of assets. With a strong track record in this space, Blom & Howell Financial Planning has gained the trust of their clients in providing tailored retirement planning solutions. The firm exercises discretion over 95% of the assets they manage, taking full responsibility for making investment decisions on behalf of their clients. This approach allows for a proactive and hands-on approach to asset management. With over 350 individual clients and more than $107,820,000 in assets under management, Blom & Howell Financial Planning has built a reputation for their commitment to client success. Gary Blom and Michael Howell, two of the longest tenured registered advisors at the firm, bring their extensive experience and expertise to every client relationship. Blom & Howell Financial Planning, Inc. is dedicated to providing comprehensive financial planning services and tailored investment strategies to help clients achieve their financial goals. With their client-centered approach and experienced team, they are trusted partners in navigating the complexities of the financial markets.

Integral Wealth Management, based out of Turlock, CA, is a small investment advisory firm that caters to high net worth individuals. With over 180 individual clients and a total of $209,881,000 in assets under management, they have established themselves as a trusted partner in the financial industry. The firm operates from a single office and employs five dedicated professionals, three of whom provide investment advisory services. While 401K and individual accounts constitute less than 30% of their assets under management, Integral Wealth Management possesses the expertise and capability to manage employer funds. Their investment strategies are discretionary for 83% of the assets they oversee, ensuring flexibility and adaptability to meet client needs. Integral Wealth Management's compensation structure is diverse and includes various types such as a percentage of assets under management and fixed fees. Their investment advisors manage an average of approximately $69,960,000 in assets, which aligns with the industry average. The firm takes pride in its experienced team, with Mallory Sise, Michael Abram, and Jodi Karambela being some of the longest-tenured advisors. These professionals bring a wealth of knowledge and expertise to the table, contributing to the success of Integral Wealth Management in delivering comprehensive wealth management solutions. With their client-focused approach, proven track record, and commitment to excellence, Integral Wealth Management is dedicated to helping clients navigate the complexities of the financial landscape while striving to maximize their financial well-being.

Based in Pleasanton, CA, Baybridge Capital Group, LLC is a small investment advisory firm with a strong track record in managing assets. With over 180 individual clients and assets under management totaling $134,448,000, the company has established itself as a trusted partner in the financial industry. Baybridge Capital Group's expertise lies in managing employer 401Ks and individual investments, making up around half of their assets under management. They exclusively offer discretionary asset management services, allowing clients to entrust their investments entirely to the firm's capable hands. Comprised of seven dedicated professionals, including four experienced investment advisors, Baybridge Capital Group has cultivated a team known for its exceptional financial acumen. Their compensation structure is flexible, offering different options such as a percentage of assets under management, hourly charges, and fixed fees. This enables clients to select the payment arrangement that best suits their needs. The company boasts an impressive average of $33,610,000 in assets under management per investment advisor, showcasing their commitment to personalized and focused attention for each client. Baybridge Capital Group prides itself on maintaining enduring relationships with their clients, which can be attributed, in part, to the expertise and loyalty of their longest tenured advisors, Virginia Taylor, Kevin Batstone, and Eugene Gurevich. As Baybridge Capital Group continues to grow, they remain dedicated to providing comprehensive investment advisory services and delivering excellent results to their clients. Their presence in Pleasanton and their commitment to exceptional service make them a sought-after partner for individuals and employers seeking reliable asset management solutions.