Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Wealth Management Solutions, LLC, a small investment advisory firm based in Newport Beach, CA, is dedicated to providing comprehensive financial solutions to its extensive client base. With over 490 individual clients and more than $112,340,000 in assets under management, the firm has established itself as a trusted partner in wealth management. Specializing in managing assets from employer 401Ks and individual clients, Wealth Management Solutions, LLC possesses valuable experience in this sector, with approximately half of their assets under management originating from these sources. The firm takes pride in its discretionary asset management approach, enabling them to make strategic investment decisions on behalf of their clients, with 97% of the assets they oversee being discretionary. Wealth Management Solutions, LLC operates with a team of two dedicated professionals, both providing expert investment advisory services. With an average of approximately $56,170,000 in assets under management per investment advisor, the firm's advisors align with the industry average, showcasing their ability to manage substantial portfolios while delivering personalized attention. Among the firm's longest-tenured registered advisors are Martin Lombrano and Richard Riva. Their experience and expertise contribute significantly to the firm's success in delivering tailored financial advice and building long-lasting client relationships. Based in Newport Beach, CA, Wealth Management Solutions, LLC is deeply committed to serving the local community and helping individuals achieve their financial goals. With their comprehensive range of services and a client-centric approach, the firm strives to provide effective wealth management solutions and secure financial futures for their clients.

Stephenson And Company, Inc., a small investment advisory firm based out of San Clemente, CA, is dedicated to providing exceptional financial management services to its clients. With over 110 individual clients, they oversee an impressive $216,345,000 in assets under management. Specializing in serving high net worth individuals, Stephenson And Company, Inc. has gained a reputation for their expertise in handling significant portfolios. While their primary focus lies in managing discretionary assets, representing 67% of their total AUM, they also possess the capability to handle employer funds. Additionally, they provide comprehensive investment advisory services for 401K and individual accounts, although these constitute less than 30% of their AUM. Stephenson And Company, Inc. has a diverse compensation structure tailored to meet the unique needs of their clients. Their fees include a percentage of assets under management, fixed fees, and hourly charges, ensuring a flexible and transparent approach to compensation. With a dedicated team of four employees, two of whom are experienced investment advisors, Stephenson And Company, Inc. maintains a strong client-advisor ratio. Their advisors average approximately $108,170,000 in assets under management, aligning with the industry average. Notably, Bradley Stephenson and Riley Stephenson are among the longest tenured registered advisors with the firm, bringing a wealth of experience and insight to their clients' financial goals. Stephenson And Company, Inc. prides itself on its commitment to personalized service, expert financial guidance, and a steadfast dedication to helping their clients achieve their financial objectives.

Optimize Financial Inc. is a reputable investment advisory firm located in Laguna Hills, CA. With a single office, the firm comprises a team of 13 employees, two of whom specialize in providing investment advisory services. Each investment advisor manages an average of approximately $50,680,000 in assets, aligning with the industry average. The compensation structure at Optimize Financial Inc. encompasses various types, including a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the capability to effectively manage employer funds, offering comprehensive financial solutions. Optimize Financial Inc. boasts an impressive discretionary asset management portfolio, with 98% of the assets they oversee falling under this category. The firm primarily caters to high-net-worth individuals, effectively tailoring investment strategies to meet their specific financial objectives. With over 80 individual clients, Optimize Financial Inc. manages assets under management totaling more than $101,361,000. The firm takes pride in its team of experienced advisors, including Camden Miller, Lisa Nguyen, and Casey Whitson, who have demonstrated their commitment and expertise over the years. As a trusted partner in financial planning, Optimize Financial Inc. is dedicated to providing personalized and comprehensive investment advisory services. By leveraging their industry knowledge and experience, the firm strives to optimize client portfolios and help individuals achieve their long-term financial goals.

Werlemann Wealth Management is a small investment advisory firm based out of Newport Beach, CA, with one office. With a total of one employee, the firm specializes in providing comprehensive investment advisory services to a diverse range of clients. Their team of experts collectively manages approximately $91,600,000 in assets under management per investment advisor, which aligns with the industry average. The firm's compensation structure includes various types, such as a percentage of assets under management. While the majority of their assets under management do not come from 401K and individual accounts, Werlemann Wealth Management possesses the expertise to effectively manage employer funds. Furthermore, all of the assets they manage are discretionary, allowing them to make investment decisions on behalf of their clients. Catering primarily to high net worth individuals, Werlemann Wealth Management has built a strong reputation for delivering personalized investment strategies and tailored financial solutions. They also offer insurance brokerage services, expanding their capabilities to meet the diverse needs of their clientele. With over 30 individual clients and assets under management exceeding $91,603,000, the firm has demonstrated its ability to attract and retain a loyal client base. Bryan Werlemann, one of the firm's longest tenured registered advisors, has been with the company since 2022, contributing his expertise and experience to the firm's continued success. Werlemann Wealth Management is committed to providing exceptional service, strategic investment advice, and a comprehensive approach to wealth management, ensuring that each client's financial goals and objectives are met with precision and care.

Sun Group Wealth Partners LLC, a small investment advisory firm headquartered in Irvine, CA, is dedicated to providing comprehensive wealth management solutions to its clients. With a single office location, the firm boasts a team of 8 talented professionals, two of whom specialize in delivering expert investment advisory services. On average, each investment advisor handles approximately $59,210,000 in assets under management, a figure that aligns with industry standards. The compensation structure of Sun Group Wealth Partners LLC offers flexibility, incorporating various methods such as a percentage of assets under management, fixed fees, and hourly charges. While less than 30% of their managed assets come from 401(k) and individual accounts, the firm possesses the expertise to oversee employer funds. Notably, 92% of the assets they manage fall under discretionary management. The firm predominantly serves high net worth individuals, with over 200 individual clients entrusting Sun Group Wealth Partners LLC with a total of more than $118,414,000 in assets under management. Building trust through long-term relationships, the firm takes pride in its experienced advisors. Among the notable and tenured advisors are Brian Chew, Brandon Chang, and Winifred Sun. Sun Group Wealth Partners LLC is committed to helping clients achieve their financial goals by leveraging their extensive knowledge, personalized strategies, and diligent portfolio management. With a strong emphasis on integrity and client satisfaction, they strive to maintain their reputation as a trusted partner in the wealth management industry.

Marest Capital, LLC is a distinguished investment advisory firm headquartered in Tarzana, CA. With one office, the firm is comprised of a dedicated team of two employees, both of whom provide exceptional investment advisory services. Their comprehensive compensation structure includes various types, such as fixed fees, tailored to meet clients' specific needs. Catering to a discerning clientele, Marest Capital, LLC manages the assets of over 40 individual clients, totaling an impressive $165,604,000 in assets under management. Specializing in high-net-worth individuals, the firm is well-versed in handling complex financial portfolios and delivering personalized investment strategies. Marest Capital, LLC prides itself on offering discretionary asset management, allowing clients to entrust the firm with full authority over their investments. This hands-off approach provides peace of mind, knowing that their assets are managed with expertise and diligence. As a small investment advisory firm, Marest Capital, LLC places a strong emphasis on building long-term relationships with its clients. Their local presence in Tarzana, CA reflects their commitment to serving the community and providing personalized, responsive service. Aaron Cohen and Paul Cohen, two of the firm's longest-tenured registered advisors, bring a wealth of experience and expertise to Marest Capital, LLC, ensuring clients receive top-tier guidance and advice. With a steadfast dedication to delivering exceptional investment advisory services, Marest Capital, LLC strives to help clients achieve their financial goals while navigating the complexities of the ever-changing market.

South Bay Financial Partners, based in Torrance, CA, is a small investment advisory firm dedicated to providing exceptional financial services. With a team of one highly skilled employee, they specialize in offering comprehensive investment advisory services to their esteemed clientele. The firm boasts an impressive average of $109,380,000 in assets under management per investment advisor, which aligns with the industry standard. South Bay Financial Partners prides itself on its diverse compensation structure, which includes a combination of fees based on a percentage of assets under management and performance-based incentives. This approach ensures that their advisors are motivated to deliver optimal results for their clients. With a portfolio of over 20 individual clients, South Bay Financial Partners manages a substantial sum of over $113,309,000 in assets. While their primary focus lies in managing the assets of high-net-worth individuals, they also have the capacity to oversee employer funds, showcasing their versatility in the financial industry. Operating from three well-established offices, South Bay Financial Partners has firmly established itself within the Torrance community. Among their team of talented professionals is Tara Unverzagt, one of the firm's longest-tenured registered advisors, who has been contributing her expertise since 2015. Overall, South Bay Financial Partners is dedicated to providing personalized and strategic financial advice to help their clients achieve their investment goals. With their solid track record and commitment to excellence, they continue to make a significant impact in the investment advisory landscape.

Signature Resources Capital Management, LLC is a reputable investment advisory firm based in Newport Beach, CA. With over 500 individual clients and more than $207,519,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Serving clients across two offices, Signature Resources Capital Management specializes in managing employer 401Ks and individual portfolios, leveraging their extensive experience in this domain. The firm operates under a discretionary model, providing full control over investment decisions for their clients. Their compensation structure is diverse, offering various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to meet individual client needs. Signature Resources Capital Management boasts a skilled team of 15 employees, with 13 dedicated to providing comprehensive investment advisory services. On average, each investment advisor manages approximately $15,960,000 in assets under management, showcasing their ability to handle substantial portfolios effectively. The firm takes pride in its long-standing advisors, including Corina Gutman, Kevin Messenger, and Aleksandar Glebov, who have contributed significantly to the success and expertise of Signature Resources Capital Management. With their collective knowledge and experience, the firm consistently delivers tailored investment strategies and personalized financial guidance to help clients achieve their financial goals. Whether clients seek retirement planning, wealth management, or investment advice, Signature Resources Capital Management, LLC offers a comprehensive suite of services, ensuring the highest level of professionalism and commitment to their clients' financial well-being.

Prosperity Wealth Planning LLC, a small investment advisory firm headquartered in Long Beach, CA, is committed to providing comprehensive financial planning services to its valued clients. With a single office, the firm is dedicated to offering personalized guidance and strategies to help clients achieve their financial goals. With a team of four employees, including two investment advisory professionals, Prosperity Wealth Planning averages approximately $64,210,000 in assets under management per investment advisor. This figure aligns with the industry average, showcasing their competence in managing client portfolios effectively. The compensation structure at Prosperity Wealth Planning includes various types, including a percentage of assets under management, hourly charges, and fixed fees. This multi-dimensional approach ensures flexibility and transparency in their fee arrangements. While 401K and individual accounts make up less than 30% of their assets under management, Prosperity Wealth Planning possesses the expertise to manage employer funds, further expanding their capability to serve a diverse range of clients. The firm exercises discretionary management over 100% of the assets they oversee, allowing them to make informed investment decisions on behalf of their clients. With over 100 individual clients and an impressive $128,428,000 in assets under management, Prosperity Wealth Planning primarily focuses on managing the assets of high net worth individuals. The firm takes pride in its experienced team, including Carolanne Chavanne and Jonah Shafer, who have demonstrated long-standing commitment and expertise as registered advisors. By adopting a client-centric approach and offering tailored financial solutions, Prosperity Wealth Planning aims to empower individuals and families to attain financial prosperity and secure their long-term financial well-being.

Beverly Hills Private Wealth, LLC is a distinguished investment advisory firm headquartered in the prestigious city of Beverly Hills, CA. With a team of eight dedicated professionals, they deliver comprehensive wealth management solutions to their discerning clientele. Of these experts, three specialize in providing exceptional investment advisory services, demonstrating their commitment to offering personalized guidance tailored to each client's financial goals. Impressively, the firm boasts an impressive average of approximately $167,400,000 in assets under management per investment advisor, surpassing the industry average. Their compensation structure is diverse, including a range of options such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility to suit their clients' unique needs. Beverly Hills Private Wealth, LLC stands out for their extensive portfolio, managing over $484,000,000 in assets for more than 10 individual clients. The majority of these assets are held by high net worth individuals who entrust the firm with their financial affairs. Notably, a remarkable 95% of the assets they manage are under discretionary control, reflecting the trust clients place in their expertise. As a small but highly esteemed investment advisory firm, Beverly Hills Private Wealth, LLC operates from a single office in Beverly Hills. They take pride in their experienced team, which includes some of the firm's longest-tenured advisors such as Lisa Weiner, Scott Shagrin, and Ira Ravitz. These individuals bring a wealth of knowledge and industry expertise, ensuring that clients receive top-tier guidance to navigate the complexities of the financial landscape.