7 Streets Financial, LLC is a small investment advisory firm based out of San Ramon, CA, with a strong presence in the financial industry. With a total of five dedicated employees, including two experienced investment advisors, the firm provides comprehensive financial services to a diverse clientele. With an impressive average of $40,670,000 in assets under management per investment advisor, 7 Streets Financial ensures that its clients receive personalized attention and tailored investment strategies. The firm's compensation structure encompasses various models, including a percentage of assets under management, hourly charges, and fixed fees, allowing clients to choose the option that best suits their needs. Boasting over 250 individual clients and managing more than $92,000,000 in assets, 7 Streets Financial has built a solid reputation for its expertise in managing employer 401Ks and individual investments. With a wealth of experience in this space, the firm has consistently delivered excellent results and gained the trust of its clients. All assets managed by 7 Streets Financial are discretionary, enabling the firm to make informed investment decisions on behalf of their clients. The company operates out of two well-established offices, offering convenience and accessibility to its clients. Notably, Joseph Duca and Travis Lewis, two highly experienced and dedicated registered advisors, have been instrumental in the firm's success, providing valuable insights and strategic guidance. With its commitment to delivering exceptional financial services and a focus on long-term client relationships, 7 Streets Financial, LLC continues to thrive as a trusted investment advisory firm in the competitive landscape of San Ramon, CA.

Shum Financial Group, Inc., a small investment advisory firm based in Alameda, CA, is dedicated to providing comprehensive financial services to its clients. With a team of two skilled professionals, they specialize in investment advisory services, ensuring optimal management of their clients' assets. On average, each investment advisor oversees approximately $99,710,000 in assets under management, which aligns with the industry average. Shum Financial Group's compensation structure encompasses various types, including a percentage of assets under management, guaranteeing that their interests are closely aligned with their clients'. The firm boasts an impressive client base, serving over 280 individuals and managing more than $210,670,000 in assets. Notably, the majority of these assets are held by high net worth individuals, with less than 30% attributed to 401(k) and individual accounts. However, Shum Financial Group possesses the capability to manage employer funds, broadening their reach within the investment landscape. With one office location, Shum Financial Group exemplifies a personalized approach to wealth management. The firm's esteemed advisors, Cliff Shum and Elyse Sanchez, possess extensive experience and have remained dedicated to the company, contributing to its long-standing success. Clients can trust Shum Financial Group to deliver discretionary management of their assets, with the utmost attention to their unique financial goals and objectives. Overall, Shum Financial Group, Inc. combines expertise, personalized service, and a commitment to prudent financial management, positioning itself as a reliable partner for individuals seeking professional investment advisory services in Alameda, CA, and beyond.

Lodestar Private Asset Management LLC, based out of Alamo, CA, is a distinguished investment advisory firm catering to a diverse client base. With over 160 individual clients, they boast an impressive $831,090,000 in assets under management. As a local firm with a single office, Lodestar offers personalized and attentive service to their discerning clientele. While their expertise extends beyond individual and 401K accounts, these categories constitute less than 30% of their assets under management. Lodestar Private Asset Management LLC also possesses the proficiency to effectively manage employer funds. Notably, 99% of the assets they manage are done so with discretion, demonstrating their commitment to maintaining confidentiality and ensuring client trust. The firm primarily serves high-net-worth individuals, aligning their strategies with the unique financial objectives of this demographic. Lodestar's compensation structure is comprehensive and adaptable, incorporating various types such as a percentage of assets under management, fixed fees, and hourly charges. Lodestar Private Asset Management LLC prides itself on its team of dedicated professionals. With a total of 9 employees, 7 of whom provide investment advisory services, the firm maintains a favorable advisor-to-assets ratio. On average, each investment advisor manages approximately $118,730,000 in assets under management, which is consistent with the industry average. The firm boasts a roster of experienced advisors, including the highly tenured Jason McCoy, Anthony Jurado, and Kevin Gray. These individuals bring a wealth of knowledge and expertise to the table, ensuring that clients receive top-notch investment advice and guidance from seasoned professionals.

New Insight Wealth Advisors is a small investment advisory firm located in San Ramon, CA, specializing in providing comprehensive wealth management services. With a single office, they have established a reputation for their personalized approach and commitment to client success. The firm is comprised of six dedicated professionals, three of whom are highly skilled investment advisors, offering expert guidance to their diverse clientele. With an average of approximately $65,600,000 in assets under management per investment advisor, New Insight Wealth Advisors aligns with the industry average. Their compensation structure is flexible, encompassing various types such as a percentage of assets under management, hourly charges, and fixed fees. Notably, around 50% of their assets under management are derived from employer 401Ks or individuals, showcasing their proficiency in this area. Demonstrating their strong track record, New Insight Wealth Advisors serves over 240 individual clients, skillfully managing over $196,797,000 in assets. The firm boasts a team of experienced advisors, including the long-serving Seongsoo Lee, Michael Lin, and Michael Ye. These professionals bring a wealth of knowledge and expertise to the table, ensuring clients receive well-informed and tailored advice for their financial goals. New Insight Wealth Advisors strives to foster lasting relationships built on trust, transparency, and integrity. By delivering comprehensive wealth management solutions, they help clients navigate the complexities of investment planning, retirement strategies, and risk management. With a commitment to their clients' financial well-being, New Insight Wealth Advisors continues to provide reliable and innovative advisory services to individuals and organizations alike.

Nelson Capital Management, LLC, based out of Menlo Park, CA, is a local investment advisory firm with a strong presence in the industry. With over 10 individual clients and an impressive $511,391,000 in assets under management, they are dedicated to delivering exceptional financial solutions. Their client-centric approach ensures that each investment strategy is tailored to meet the unique goals and objectives of their clients. As a discretionary investment advisor, Nelson Capital Management manages 100% of their clients' assets, providing them with comprehensive financial guidance and personalized investment recommendations. Their expertise lies in managing high net worth individuals' assets, allowing them to navigate complex financial landscapes with ease. The firm's compensation structure is flexible, offering various options such as a percentage of assets under management and hourly charges. This ensures that clients have access to a fee arrangement that aligns with their specific needs. Nelson Capital Management boasts a talented team of 10 employees, with seven dedicated to providing investment advisory services. Their advisors have an average of approximately $73,060,000 in assets under management per advisor, a figure that aligns with the industry average. Notably, the firm takes pride in its long-tenured advisors, including Evan Nelson, Stephen Philpott, and Brooks Nelson, who bring a wealth of experience and expertise to the table. With their commitment to personalized service, sound investment strategies, and a strong track record, Nelson Capital Management, LLC remains a trusted partner for individuals seeking to grow and preserve their wealth.

Maxwell Wealth is a small investment advisory firm based out of Pleasanton, CA, with one office. With a team of three dedicated professionals, Maxwell Wealth offers comprehensive investment advisory services to its clients. Drawing upon their extensive expertise, they manage an impressive average of $44,130,000 in assets under management per investment advisor. Maxwell Wealth has established a reputation for excellence in handling various compensation structures, such as a percentage of assets under management and fixed fees. Their expertise lies particularly in managing employer 401Ks and individual portfolios, which collectively account for approximately half of their assets under management. This specialization is a testament to their strong track record and experience in this space. The firm takes pride in its discretionary management approach, as 92% of the assets they handle are managed with the utmost autonomy. This approach allows Maxwell Wealth to make informed investment decisions that align with their clients' financial goals and risk tolerance. With over 90 individual clients, Maxwell Wealth effectively oversees a substantial amount of wealth, with over $132,390,000 in assets under management. The firm's success can be attributed to the knowledge and expertise of their longest-tenured advisors, including Benjamin Bradford, Tracie Glaros, and James Maxwell. Maxwell Wealth's commitment to providing personalized investment advisory services, coupled with their expertise in managing diverse portfolios, positions them as a trusted partner for individuals and businesses seeking to optimize their financial strategies and achieve long-term success.

Prosperity Wealth Management, Inc. is a prominent regional investment advisory firm headquartered in San Ramon, CA. With an extensive network of 43 offices, they serve a diverse clientele across the region. The firm boasts a dedicated team of 50 professionals, with 45 of them specializing in providing comprehensive investment advisory services. At Prosperity Wealth Management, Inc., their success is evident in their impressive average assets under management per investment advisor, which stands at approximately $4,830,000. The company's compensation structure is designed to align with their clients' needs and includes various options such as a percentage of assets under management, hourly charges, and fixed fees. A notable aspect of Prosperity Wealth Management, Inc.'s expertise lies in their extensive experience managing employer 401Ks and individual accounts, with approximately half of their assets under management originating from these sources. This strong foundation in retirement planning and individual investments has positioned them as a trusted partner for individuals and employers alike. Beyond investment advisory services, Prosperity Wealth Management, Inc. offers additional value to their clients. They act as a registered representative of a broker-dealer, insurance broker, or agent, providing comprehensive financial solutions under one roof. With a substantial client base of over 1,280 individuals, Prosperity Wealth Management, Inc. has successfully amassed a staggering $217,168,000 in assets under management. The firm's success can be attributed in part to their team of seasoned advisors, including Joseph Matusz, Joseph Kirlin, and Bruce Musselman, who bring extensive knowledge and expertise to the table. Prosperity Wealth Management, Inc. stands out as a trusted and reputable financial services firm, committed to helping their clients achieve their long-term financial goals with a personalized and holistic approach.

Kennicott Capital Management LLC, headquartered in Corte Madera, CA, is a small and esteemed investment advisory firm. With a team of two dedicated professionals, Kennicott Capital Management specializes in providing comprehensive investment advisory services to a diverse client base. Each investment advisor at the firm manages an average of $6,240,000 in assets under management, ensuring personalized attention and strategic guidance for every client. The compensation structure at Kennicott Capital Management is designed to align the interests of the firm with those of its clients. It encompasses various methods, including a percentage of assets under management, fixed fees, and hourly charges. This flexible approach allows the firm to cater to the unique needs and preferences of individual clients. Kennicott Capital Management LLC boasts an impressive portfolio, managing over $315,047,000 in assets under management for more than 20 individual clients. The majority of these assets are held by high net worth individuals who trust the firm's expertise and track record. The firm distinguishes itself by offering discretionary management services, meaning that clients grant Kennicott Capital Management full authority to make investment decisions on their behalf. This arrangement allows for efficient decision-making and timely execution of investment strategies. Led by Lawrence Dan, one of the longest-tenured registered advisors since 2004, Kennicott Capital Management maintains a reputation for providing personalized and reliable investment advisory services. With its strong presence in Corte Madera, CA, the firm operates from a single office, fostering close relationships with its valued clientele.

Brio Financial Group, based out of San Francisco, CA, is a reputable local investment advisory firm providing comprehensive financial services to clients. With a total of 16 skilled employees, including 8 dedicated investment advisors, they have established themselves as a trusted partner in managing assets. Each investment advisor at Brio Financial Group boasts an impressive average of approximately $42,150,000 in assets under management. The firm's compensation structure is designed to align with their clients' needs and preferences. It includes various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility and transparency in their client relationships. With over 570 individual clients, Brio Financial Group manages an extensive portfolio totaling over $621,640,000 in assets. Their expertise lies in serving high-net-worth individuals, and they have a strong track record in managing assets from employer 401Ks and individuals alike, constituting around half of their assets under management. Their experience and proficiency in this area set them apart from competitors. Brio Financial Group operates from a single office in San Francisco, catering to a diverse range of clients' financial needs. The firm's success is underscored by the dedication and knowledge of their longest-tenured advisors, including Gene Elliott, Brandon Miller, and Pamela Schmitz. These experienced professionals embody the firm's commitment to delivering personalized financial solutions and assisting clients in achieving their investment objectives. In summary, Brio Financial Group is a well-established investment advisory firm based in San Francisco, CA, offering expert financial services to a substantial client base. Their comprehensive range of offerings, seasoned advisors, and successful track record make them a reliable choice for individuals and organizations seeking tailored investment solutions.

Willow Creek Wealth Management, Inc. is a reputable local investment advisory firm based out of Sebastopol, CA. With its one office location, the firm is committed to providing comprehensive investment advisory services to a diverse clientele. With a team of 19 dedicated professionals, 13 of whom specialize in investment advisory services, Willow Creek Wealth Management, Inc. ensures a personalized approach for each client. The firm manages an average of approximately $116,580,000 in assets under management per investment advisor, aligning with the industry average. Their compensation structure offers flexibility, including options such as a percentage of assets under management, hourly charges, and fixed fees. While 401K and individual accounts comprise less than 30% of their assets under management, Willow Creek Wealth Management, Inc. possesses the expertise to effectively manage employer funds. Impressively, 95% of the assets they manage are discretionary, showcasing the trust clients place in their expertise. Catering primarily to high-net-worth individuals, the firm oversees a substantial client base of over 420 individuals, with assets under management exceeding $1,515,485,000. Willow Creek Wealth Management, Inc. prides itself on its team's experience and commitment to excellence. Notably, the firm boasts several long-tenured advisors, including Jason Gittins, Heather Belli, and Bruce Dzieza. These seasoned professionals contribute to the firm's outstanding reputation and track record of delivering sound investment strategies and personalized financial advice. With a focus on integrity, expertise, and client satisfaction, Willow Creek Wealth Management, Inc. strives to help its clients achieve their financial goals and secure their financial future.

Herring RIA Sub, LLC is a respected investment advisory firm, specializing in managing assets for both employer 401K plans and individual clients. Based in San Francisco, CA, the firm operates from a single office and is renowned for its expertise and personalized approach to wealth management. With a client base exceeding 1,050 individuals, Herring RIA Sub, LLC manages assets totaling over $421,000. Their portfolio primarily consists of assets from employer 401K plans and individual accounts, representing over 80% of their assets under management. The firm's strong qualifications make them a trusted choice for employers seeking efficient management of their 401K plans. The firm exercises full discretion over 100% of the assets they manage, allowing them to make well-informed investment decisions aligned with clients' financial goals. Herring RIA Sub, LLC offers a compensation structure tailored to clients' needs, although specific details are not provided. With a dedicated team of nine employees, three of whom provide expert investment advisory services, the firm ensures exceptional client service. The average assets under management per investment advisor amount to approximately $140,000, reflecting the firm's commitment to maintaining a high level of personalized attention for each client. Philip Wettersten and Theodore Katsoulis are among the longest-tenured registered advisors at Herring RIA Sub, LLC, contributing their extensive experience and expertise to the firm's success. Herring RIA Sub, LLC continues to be a reputable partner in guiding clients toward their financial objectives, offering comprehensive investment advisory services with a focus on delivering exceptional value and tailored solutions.