Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Lifesteps Financial, based out of Claremont, CA, is a small investment advisory firm dedicated to providing comprehensive financial planning services. With a team of six employees, including three investment advisors, they have established themselves as a trusted resource in the industry. The firm boasts an impressive average of approximately $59,170,000 in assets under management per investment advisor, which aligns with the industry average. Lifesteps Financial's compensation structure is diverse, offering clients flexibility and tailored solutions. They utilize a range of methods, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring that their clients have options that suit their specific needs. Having amassed over 450 individual clients, Lifesteps Financial manages an impressive portfolio totaling over $262,829,000 in assets. Notably, about half of their assets under management originate from employer 401Ks or individuals, highlighting their expertise and success in this realm. Furthermore, an impressive 82% of the assets they oversee are discretionary, showcasing their clients' trust in their investment strategies. With two offices to better serve their clientele, Lifesteps Financial takes pride in their team's longevity and experience. Advisors like Jorden Bastien, Gladys Limones, and Henry Ford have been with the firm for many years, bringing a wealth of knowledge and expertise to every client interaction. As a dedicated investment advisory firm, Lifesteps Financial is committed to helping clients navigate their financial journey and achieve their long-term goals. Their comprehensive approach, combined with their industry experience and commitment to client success, sets them apart in the competitive financial services landscape.

Beta Wealth Group, Inc is a small investment advisory firm based out of San Diego, CA, with two offices. With a team of three dedicated professionals, Beta Wealth Group provides comprehensive investment advisory services to its clients. Their expertise lies in managing assets under management, averaging approximately $120,880,000 per investment advisor, which aligns with the industry average. The compensation structure at Beta Wealth Group, Inc is flexible and includes various options such as a percentage of assets under management, hourly charges, and fixed fees. While less than 30% of their assets under management are represented by 401K and individual accounts, the firm possesses the capability to effectively manage employer funds. Notably, all the assets under their management are discretionary, giving the firm complete authority in decision-making. Focusing primarily on high-net-worth individuals, Beta Wealth Group, Inc boasts a client base of over 230 individuals, with total assets under management exceeding $362,636,000. The firm takes pride in their experienced team, including Justin Falzone, Romy Brown, and Jodi Vleck, who are among the longest-tenured advisors at the company. With their unwavering commitment to delivering personalized and effective investment advisory services, Beta Wealth Group, Inc continues to build strong relationships with their clients, helping them achieve their financial goals and secure their financial futures.

KWB Wealth is a reputable investment advisory firm based out of Redlands, CA. With a team of 10 dedicated professionals, 9 of whom specialize in providing expert investment advisory services, KWB Wealth has established itself as a trusted partner in managing clients' wealth. Their expertise is evident as they oversee an impressive average of approximately $88,850,000 in assets under management per investment advisor, aligning closely with the industry average. The firm's compensation structure offers clients a variety of options, including a percentage of assets under management, hourly charges, and fixed fees. KWB Wealth boasts a substantial client base, serving over 950 individual clients who entrust them with more than $699,770,000 in assets under management. Predominantly catering to high net worth individuals, the firm's portfolio predominantly comprises assets managed for this esteemed clientele. While 401K and individual accounts account for less than 30% of their assets under management, KWB Wealth possesses the necessary expertise to effectively manage employer funds as well. Importantly, the firm exercises full discretion over all the assets it manages, ensuring a proactive and personalized approach to investment decisions. With two offices in Redlands, CA, KWB Wealth operates as a local investment advisory firm deeply rooted in the community. The firm takes pride in its experienced team of advisors, including Diana Sailler, Quentin Bubb, and Michael Razzouk, who have earned their tenure by delivering consistent and reliable financial guidance to their valued clients.

Diligent Investors, LLC is a small investment advisory firm based out of Redlands, CA, specializing in providing comprehensive investment advisory services. With a single office, the company boasts a team of four experienced professionals dedicated to guiding clients towards their financial goals. The advisors at Diligent Investors, LLC manage an impressive average of approximately $126,440,000 in assets under management per investment advisor, placing them on par with industry standards. The firm's compensation structure is diverse, encompassing various methods such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexible options for clients. While 401K and individual accounts account for less than 30% of their assets under management, Diligent Investors, LLC possesses the expertise to effectively oversee employer funds. The firm takes a discretionary approach to managing 100% of the assets they oversee, empowering them to make investment decisions on behalf of their clients. Diligent Investors, LLC has cultivated a robust client base, serving over 410 individual clients with an impressive total of $505,754,000 in assets under management. Notably, the firm boasts a roster of esteemed advisors, including James Wilson, Henk Fischer, and Doyal Brown, who bring extensive experience and industry knowledge to their roles. With their unwavering commitment to providing exceptional investment advisory services, Diligent Investors, LLC remains a trusted partner for individuals seeking expert financial guidance in the Redlands area and beyond.

Alethea Capital Management, LLC, based out of San Diego, CA, is a premier investment advisory firm that specializes in managing the financial assets of its diverse clientele. With over 10 individual clients, they currently oversee an impressive $202,453,000 in assets under management. As a small yet highly reputable firm, Alethea Capital Management, LLC prides itself on providing personalized and comprehensive financial solutions. With two offices strategically located in San Diego, Alethea Capital Management, LLC caters to a wide range of investors seeking expert guidance and superior wealth management services. The firm's dedication to discretion is evident, as they manage 100% of their clients' assets on a discretionary basis, ensuring maximum flexibility and efficiency. Alethea Capital Management, LLC's compensation structure is tailored to suit their clients' needs, offering various options such as a percentage of assets under management and performance-based fees. This commitment to transparency aligns the firm's success with that of their clients. Employing a team of four highly skilled professionals, including one dedicated investment advisor, Alethea Capital Management, LLC boasts an exceptional average of approximately $202,450,000 in assets under management per investment advisor, far surpassing industry standards. This impressive ratio reflects the firm's commitment to delivering personalized attention and maintaining a close relationship with their clients. Led by Tony Hsu, one of the longest tenured registered advisors since 2011, Alethea Capital Management, LLC combines experience and expertise to navigate the complex landscape of financial markets and offer strategic investment advice. With a client-focused approach and a commitment to excellence, Alethea Capital Management, LLC continues to be a trusted partner in achieving their clients' financial goals.

RPA Wealth Management, based out of Claremont, CA, is a small investment advisory firm with a team of four dedicated professionals. With three experienced advisors providing investment advisory services, the firm prides itself on its personalized approach to wealth management. On average, each investment advisor oversees approximately $18,270,000 in assets under management, demonstrating their commitment to handling substantial portfolios effectively. With over 360 individual clients and a total of $183,716,000 in assets under management, RPA Wealth Management has established a strong presence in the financial industry. The firm's expertise lies in managing employer 401Ks and individual investments, accounting for around half of their assets under management. This extensive experience enables them to deliver tailored solutions that align with their clients' financial goals. RPA Wealth Management adopts a flexible compensation structure that includes a variety of options, such as a percentage of assets under management, fixed fees, and hourly charges. This approach allows clients to choose the fee structure that best suits their needs and ensures transparency in the client-advisor relationship. With three conveniently located offices, RPA Wealth Management serves a diverse range of clients in the Claremont area and beyond. The firm takes pride in its dedicated team of advisors, including Joshua Winterswyk, Brent Pasqua, and Matthew Theal, who have demonstrated a long-standing commitment to providing exceptional financial guidance. With 89% of their assets under management being discretionary, clients can trust in RPA Wealth Management's expertise to make informed decisions on their behalf. Overall, RPA Wealth Management distinguishes itself through its personalized approach, extensive experience in managing diverse investment portfolios, and a team of dedicated professionals committed to helping clients achieve their financial objectives.

Financial Sense Advisors, Inc. is a reputable investment advisory firm based out of San Diego, CA. With a total of 15 employees, they have a dedicated team of 10 professionals who specialize in providing comprehensive investment advisory services. With an average of $57,660,000 in assets under management per investment advisor, Financial Sense Advisors, Inc. maintains an industry-average position. The firm's compensation structure offers various options, including a percentage of assets under management and hourly charges. This flexibility allows clients to choose a payment method that suits their needs and preferences. Financial Sense Advisors, Inc. boasts an impressive client base, serving over 930 individual clients and managing assets worth more than $584,563,000. Notably, approximately half of their assets under management originate from employer 401Ks or individual sources, showcasing their expertise and experience in this sector. It is worth noting that all of the assets managed by the firm are discretionary, enabling them to make investment decisions on behalf of their clients. Apart from investment advisory services, Financial Sense Advisors, Inc. also serves as a registered representative of a broker-dealer and functions as an insurance broker or agent. Their local presence in San Diego, CA is supported by a single office, ensuring accessibility and convenience for their clientele. The firm takes pride in its experienced team, with some of the longest-tenured advisors including Robert Bernard, Ryan Puplava, and James Puplava. These professionals bring a wealth of knowledge and expertise to the table, further enhancing the quality of service provided by Financial Sense Advisors, Inc.

Eiger Wealth Management, LLC, a small investment advisory firm headquartered in San Diego, CA, is dedicated to helping individuals and families achieve their financial goals. With a team of four highly skilled professionals, including two experienced investment advisors, they provide personalized wealth management services to their clients. Eiger Wealth Management manages over $263,924,000 in assets under management, primarily catering to high net worth individuals. With an average of $77,680,000 in assets under management per investment advisor, they deliver industry-average performance. The firm's compensation structure encompasses various methods, including a percentage of assets under management, ensuring alignment with clients' interests. Eiger Wealth Management prides itself on its discretionary management approach, with 95% of the assets they oversee falling under this category. Led by seasoned registered advisors, Fabian Waldner and Scott Bramwell, Eiger Wealth Management maintains a strong commitment to delivering exceptional service and building long-lasting client relationships. Their expertise and extensive tenure in the industry enable them to navigate complex financial landscapes and provide insightful guidance to their diverse clientele. As a trusted financial partner, Eiger Wealth Management focuses on creating customized investment strategies tailored to each client's unique needs and objectives. With their deep knowledge of the markets and dedication to delivering superior results, Eiger Wealth Management strives to provide comprehensive wealth management solutions that empower clients to achieve financial success.

Heritage Wealth Management, Inc., a renowned local investment advisory firm headquartered in San Diego, CA, is dedicated to helping clients achieve their financial goals. With a team of nine highly skilled professionals, including six investment advisors, they offer comprehensive wealth management services. With an impressive average of approximately $5,950,000 in assets under management per investment advisor, Heritage Wealth Management, Inc. ensures that each client receives personalized attention and tailored investment strategies. Their compensation structure encompasses various types, including a percentage of assets under management. With over 120 individual clients, Heritage Wealth Management, Inc. manages a substantial portfolio of over $327,291,000 in assets. Their client base primarily consists of high net worth individuals, and while 401K and individual accounts represent less than 30% of their assets under management, the firm possesses the capability to manage employer funds. Heritage Wealth Management, Inc. takes pride in their discretionary approach, as they manage 100% of the assets entrusted to them. Their commitment to maintaining the highest level of fiduciary responsibility ensures that clients' interests always come first. Operating out of a single office in San Diego, Heritage Wealth Management, Inc. boasts a team of experienced advisors. Among the longest-tenured advisors are Michelle Harrison, David Andrews, and Jordan Gibbs, whose expertise and dedication have contributed to the firm's solid reputation. With a proven track record of delivering exceptional service and consistently striving to exceed client expectations, Heritage Wealth Management, Inc. is a trusted partner in navigating the complexities of wealth management.

Falcon Wealth Planning, Inc., based out of Ontario, CA, is a reputable local investment advisory firm with a strong presence in the financial industry. With over 700 individual clients and an impressive $568,987,000 in assets under management, the firm has established itself as a trusted partner in wealth planning. Falcon Wealth Planning operates through 12 offices, ensuring convenient accessibility for its diverse client base. Distinguishing itself in the field, Falcon Wealth Planning possesses extensive expertise in managing employer 401Ks and individual assets, comprising approximately half of their assets under management. This valuable experience positions them as a reliable choice for clients seeking efficient and effective wealth management solutions. Moreover, 50% of the assets they manage are under discretionary authority, allowing for flexibility in adapting to changing market conditions and client needs. The compensation structure at Falcon Wealth Planning includes various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring clients can select a payment plan that aligns with their preferences and financial goals. With a team of 27 dedicated employees, including 17 investment advisors, the firm delivers personalized and tailored services to its clientele. On average, each investment advisor manages an impressive $33,470,000 in assets under their purview, showcasing their competence in handling substantial portfolios. Falcon Wealth Planning boasts a roster of seasoned professionals, including some of the longest-tenured advisors in the industry. Notable names such as Zackary Royce, Min Song, and Gabriel Shahin bring years of experience and expertise to the firm, further strengthening its reputation as a trusted and knowledgeable financial partner.