Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Carlsbad Wealth Advisory Group, Inc., a leading investment advisory firm headquartered in Carlsbad, CA, is dedicated to providing exceptional financial guidance and services to its esteemed clients. With a team of three highly skilled professionals, they offer comprehensive investment advisory services to a diverse clientele. The firm boasts an impressive average of approximately $144,300,000 in assets under management per investment advisor, a testament to their expertise in managing substantial wealth. Carlsbad Wealth Advisory Group, Inc. has cultivated a compensation structure that aligns with their clients' success, including a percentage of assets under management and performance-based fees. With over 200 individual clients, the firm oversees an impressive $202,450,000 in assets under management, primarily catering to high-net-worth individuals. While they excel in managing individual and 401K accounts, these represent less than 30% of their total assets. Nevertheless, their capabilities extend to handling employer funds as well. Operating with a discretionary approach, Carlsbad Wealth Advisory Group, Inc. ensures a hands-on and personalized experience for each client, tailoring investment strategies to their specific needs and goals. The firm's office in Carlsbad serves as their central hub for delivering top-tier financial advisory services. At Carlsbad Wealth Advisory Group, Inc., clients benefit from the knowledge and expertise of their team, which includes some of the longest-tenured advisors in the industry. Notable professionals such as Heather Sontag, Andrew Sontag, and David George bring a wealth of experience and insights, further enhancing the firm's reputation as a trusted wealth management partner.

Werlemann Wealth Management is a small investment advisory firm based out of Newport Beach, CA, with one office. With a total of one employee, the firm specializes in providing comprehensive investment advisory services to a diverse range of clients. Their team of experts collectively manages approximately $91,600,000 in assets under management per investment advisor, which aligns with the industry average. The firm's compensation structure includes various types, such as a percentage of assets under management. While the majority of their assets under management do not come from 401K and individual accounts, Werlemann Wealth Management possesses the expertise to effectively manage employer funds. Furthermore, all of the assets they manage are discretionary, allowing them to make investment decisions on behalf of their clients. Catering primarily to high net worth individuals, Werlemann Wealth Management has built a strong reputation for delivering personalized investment strategies and tailored financial solutions. They also offer insurance brokerage services, expanding their capabilities to meet the diverse needs of their clientele. With over 30 individual clients and assets under management exceeding $91,603,000, the firm has demonstrated its ability to attract and retain a loyal client base. Bryan Werlemann, one of the firm's longest tenured registered advisors, has been with the company since 2022, contributing his expertise and experience to the firm's continued success. Werlemann Wealth Management is committed to providing exceptional service, strategic investment advice, and a comprehensive approach to wealth management, ensuring that each client's financial goals and objectives are met with precision and care.

Based in San Diego, CA, Western Financial Corporation is a small investment advisory firm that specializes in managing assets for high net worth individuals. With a team of six employees, including two dedicated investment advisors, they have successfully built a reputation for their exceptional service and expertise. Western Financial Corporation boasts an impressive average of approximately $14,810,000 in assets under management per investment advisor, showcasing their ability to handle substantial portfolios. Their compensation structure is diverse, incorporating various types such as a percentage of assets under management, hourly charges, fixed fees, and commissions. With over 50 individual clients, Western Financial Corporation manages a substantial amount of assets, exceeding $201,120,000. They exclusively manage discretionary assets, giving their clients confidence in their decision-making abilities and the flexibility to adapt to market conditions. The firm operates from a single office and takes pride in its long-tenured advisors, including Steven Levenson, Sandie Turley, and Richard Levenson. Their experience and industry knowledge contribute to the firm's success, ensuring that clients receive personalized and informed investment strategies. In a competitive financial landscape, Western Financial Corporation stands out by providing tailored solutions to high net worth individuals and maintaining a client-centric approach. Through their dedication and expertise, they strive to help their clients achieve their financial goals while safeguarding and growing their wealth.

Optimize Financial Inc. is a reputable investment advisory firm located in Laguna Hills, CA. With a single office, the firm comprises a team of 13 employees, two of whom specialize in providing investment advisory services. Each investment advisor manages an average of approximately $50,680,000 in assets, aligning with the industry average. The compensation structure at Optimize Financial Inc. encompasses various types, including a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the capability to effectively manage employer funds, offering comprehensive financial solutions. Optimize Financial Inc. boasts an impressive discretionary asset management portfolio, with 98% of the assets they oversee falling under this category. The firm primarily caters to high-net-worth individuals, effectively tailoring investment strategies to meet their specific financial objectives. With over 80 individual clients, Optimize Financial Inc. manages assets under management totaling more than $101,361,000. The firm takes pride in its team of experienced advisors, including Camden Miller, Lisa Nguyen, and Casey Whitson, who have demonstrated their commitment and expertise over the years. As a trusted partner in financial planning, Optimize Financial Inc. is dedicated to providing personalized and comprehensive investment advisory services. By leveraging their industry knowledge and experience, the firm strives to optimize client portfolios and help individuals achieve their long-term financial goals.

Dunham & Associates Investment Counsel, Inc. is a well-established investment advisory firm headquartered in San Diego, CA. With a vast client base of over 7,290 individuals, they proudly manage a substantial $2,901,636,000 in assets. Serving as a trusted local resource, Dunham & Associates operates from two strategically located offices. Renowned for their expertise in employer 401K plans and individual investments, the firm has cultivated extensive experience in this specialized field. A remarkable 85% of the assets they manage are discretionary, showcasing their proficiency in making astute investment decisions on behalf of their clients. Dunham & Associates offers a versatile compensation structure tailored to their clients' needs, which includes a percentage of assets under management, fixed fees, and performance-based fees. This approach ensures alignment with their clients' financial goals while fostering a mutually beneficial partnership. With a total of 33 dedicated employees, Dunham & Associates boasts a team of five highly skilled investment advisors. Each advisor manages an impressive average of approximately $580,330,000 in assets, surpassing industry standards. The firm takes pride in its long-standing commitment to providing exceptional service, as evidenced by the tenure of esteemed advisors such as Salvatore Capizzi, Ryan Dykmans, and Jeffrey Dunham. Dunham & Associates Investment Counsel, Inc. is recognized as a leader in the investment advisory industry, combining their local presence, vast expertise, and personalized approach to deliver unparalleled financial solutions for their diverse clientele.

Wealth Management Solutions, LLC, a small investment advisory firm based in Newport Beach, CA, is dedicated to providing comprehensive financial solutions to its extensive client base. With over 490 individual clients and more than $112,340,000 in assets under management, the firm has established itself as a trusted partner in wealth management. Specializing in managing assets from employer 401Ks and individual clients, Wealth Management Solutions, LLC possesses valuable experience in this sector, with approximately half of their assets under management originating from these sources. The firm takes pride in its discretionary asset management approach, enabling them to make strategic investment decisions on behalf of their clients, with 97% of the assets they oversee being discretionary. Wealth Management Solutions, LLC operates with a team of two dedicated professionals, both providing expert investment advisory services. With an average of approximately $56,170,000 in assets under management per investment advisor, the firm's advisors align with the industry average, showcasing their ability to manage substantial portfolios while delivering personalized attention. Among the firm's longest-tenured registered advisors are Martin Lombrano and Richard Riva. Their experience and expertise contribute significantly to the firm's success in delivering tailored financial advice and building long-lasting client relationships. Based in Newport Beach, CA, Wealth Management Solutions, LLC is deeply committed to serving the local community and helping individuals achieve their financial goals. With their comprehensive range of services and a client-centric approach, the firm strives to provide effective wealth management solutions and secure financial futures for their clients.

Sun Group Wealth Partners LLC, a small investment advisory firm headquartered in Irvine, CA, is dedicated to providing comprehensive wealth management solutions to its clients. With a single office location, the firm boasts a team of 8 talented professionals, two of whom specialize in delivering expert investment advisory services. On average, each investment advisor handles approximately $59,210,000 in assets under management, a figure that aligns with industry standards. The compensation structure of Sun Group Wealth Partners LLC offers flexibility, incorporating various methods such as a percentage of assets under management, fixed fees, and hourly charges. While less than 30% of their managed assets come from 401(k) and individual accounts, the firm possesses the expertise to oversee employer funds. Notably, 92% of the assets they manage fall under discretionary management. The firm predominantly serves high net worth individuals, with over 200 individual clients entrusting Sun Group Wealth Partners LLC with a total of more than $118,414,000 in assets under management. Building trust through long-term relationships, the firm takes pride in its experienced advisors. Among the notable and tenured advisors are Brian Chew, Brandon Chang, and Winifred Sun. Sun Group Wealth Partners LLC is committed to helping clients achieve their financial goals by leveraging their extensive knowledge, personalized strategies, and diligent portfolio management. With a strong emphasis on integrity and client satisfaction, they strive to maintain their reputation as a trusted partner in the wealth management industry.

Stephenson And Company, Inc., a small investment advisory firm based out of San Clemente, CA, is dedicated to providing exceptional financial management services to its clients. With over 110 individual clients, they oversee an impressive $216,345,000 in assets under management. Specializing in serving high net worth individuals, Stephenson And Company, Inc. has gained a reputation for their expertise in handling significant portfolios. While their primary focus lies in managing discretionary assets, representing 67% of their total AUM, they also possess the capability to handle employer funds. Additionally, they provide comprehensive investment advisory services for 401K and individual accounts, although these constitute less than 30% of their AUM. Stephenson And Company, Inc. has a diverse compensation structure tailored to meet the unique needs of their clients. Their fees include a percentage of assets under management, fixed fees, and hourly charges, ensuring a flexible and transparent approach to compensation. With a dedicated team of four employees, two of whom are experienced investment advisors, Stephenson And Company, Inc. maintains a strong client-advisor ratio. Their advisors average approximately $108,170,000 in assets under management, aligning with the industry average. Notably, Bradley Stephenson and Riley Stephenson are among the longest tenured registered advisors with the firm, bringing a wealth of experience and insight to their clients' financial goals. Stephenson And Company, Inc. prides itself on its commitment to personalized service, expert financial guidance, and a steadfast dedication to helping their clients achieve their financial objectives.

Seaside Wealth Management, Inc. is a highly regarded investment advisory firm headquartered in Carlsbad, CA. With over 170 individual clients, they have established a solid reputation for effectively managing assets totaling more than $223,846,000. Specializing in employer 401K plans and individual investments, Seaside Wealth Management possesses the expertise and experience necessary to guide both employers and employees towards financial success. Dedicated to providing exceptional service, Seaside Wealth Management operates with the utmost integrity and professionalism. Their team of five talented professionals, including four experienced investment advisors, deliver personalized strategies tailored to each client's unique financial goals. With an average of approximately $55,960,000 in assets under management per investment advisor, Seaside Wealth Management remains competitive within the industry. One of the firm's distinguishing features is its discretionary management approach, as 99% of the assets they oversee fall under this category. This provides clients with peace of mind, knowing that their investments are in capable hands, backed by the extensive knowledge and expertise of the Seaside Wealth Management team. Among the firm's long-serving advisors are Matthew Callahan, Allan Mckendrick, and Bradley Lineberger, who bring a wealth of experience to the table. Their commitment to building lasting client relationships has been instrumental in the firm's success. Seaside Wealth Management offers a variety of compensation options, including a percentage of assets under management, fixed fees, and hourly charges. This flexible structure allows clients to select the arrangement that best suits their financial needs. As a small investment advisory firm with a local presence in Carlsbad, CA, Seaside Wealth Management remains dedicated to helping clients navigate the complexities of the financial landscape and achieve their long-term wealth accumulation objectives.

Heritage Wealth Management, Inc., a renowned local investment advisory firm headquartered in San Diego, CA, is dedicated to helping clients achieve their financial goals. With a team of nine highly skilled professionals, including six investment advisors, they offer comprehensive wealth management services. With an impressive average of approximately $5,950,000 in assets under management per investment advisor, Heritage Wealth Management, Inc. ensures that each client receives personalized attention and tailored investment strategies. Their compensation structure encompasses various types, including a percentage of assets under management. With over 120 individual clients, Heritage Wealth Management, Inc. manages a substantial portfolio of over $327,291,000 in assets. Their client base primarily consists of high net worth individuals, and while 401K and individual accounts represent less than 30% of their assets under management, the firm possesses the capability to manage employer funds. Heritage Wealth Management, Inc. takes pride in their discretionary approach, as they manage 100% of the assets entrusted to them. Their commitment to maintaining the highest level of fiduciary responsibility ensures that clients' interests always come first. Operating out of a single office in San Diego, Heritage Wealth Management, Inc. boasts a team of experienced advisors. Among the longest-tenured advisors are Michelle Harrison, David Andrews, and Jordan Gibbs, whose expertise and dedication have contributed to the firm's solid reputation. With a proven track record of delivering exceptional service and consistently striving to exceed client expectations, Heritage Wealth Management, Inc. is a trusted partner in navigating the complexities of wealth management.