Monterey Private Wealth, Inc. is a prominent local investment advisory firm headquartered in Monterey, CA, boasting 11 offices across the region. With a dedicated team of 12 professionals, including 8 skilled investment advisors, they deliver comprehensive financial services to their discerning clientele. With an average of approximately $105,230,000 in assets under management per investment advisor, Monterey Private Wealth, Inc. maintains a solid standing within the industry's benchmarks. Their compensation structure encompasses various models, such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexible options to suit their clients' needs. While 401K and individual accounts constitute less than 30% of their total assets under management, Monterey Private Wealth, Inc. possesses the expertise to effectively manage employer funds. Notably, an overwhelming 97% of the assets they oversee are under discretionary management, highlighting their clients' trust and confidence in their financial acumen. The firm primarily caters to high-net-worth individuals, managing the assets of over 360 individual clients, amounting to an impressive $841,854,000 in total. The longevity of their success can be attributed, in part, to the experienced advisory team. Notable long-tenured advisors at Monterey Private Wealth, Inc. include Hannah Rogge, Cristofer Cabanillas, and Steven Merrell, who have consistently provided exceptional guidance and support to their clients. With a strong foothold in the local market and a reputation for delivering tailored investment strategies, Monterey Private Wealth, Inc. continues to establish itself as a trusted partner in the pursuit of financial prosperity.

Legacy Capital Group California, Inc. is a reputable local investment advisory firm headquartered in Los Gatos, CA. With two well-established offices, the company boasts a team of 14 dedicated professionals, five of whom specialize in providing top-notch investment advisory services. On average, each investment advisor oversees approximately $91,040,000 in assets under management, which aligns with the industry standard. The compensation structure at Legacy Capital Group California, Inc. encompasses various types, including a percentage of assets under management, fixed fees, and commissions. While less than 30% of their assets under management come from 401K and individual accounts, the firm possesses the expertise and capability to effectively manage employer funds. It is worth noting that 100% of the assets they manage are discretionary, reflecting their clients' trust and confidence in their investment strategies. Primarily catering to high net worth individuals, Legacy Capital Group California, Inc. currently serves more than 120 individual clients, overseeing an impressive $455,215,000 in assets under management. The firm takes pride in its experienced team, with several of their advisors, such as Sean Buxton, Brent Bunger, and Richard Baer, demonstrating extensive tenure and expertise in the industry. Legacy Capital Group California, Inc. distinguishes itself by offering personalized investment advisory services, tailored to meet the unique financial goals and objectives of their clients. With their solid track record and commitment to providing exceptional service, the firm has established itself as a trusted partner for individuals seeking professional investment guidance and management.

BetterWealth LLC is a small investment advisory firm based out of San Jose, CA, with a single office. With a team of five dedicated professionals, four of whom specialize in investment advisory services, BetterWealth LLC is committed to providing top-notch financial guidance. On average, each investment advisor oversees approximately $96,460,000 in assets under management, which falls within the industry average. The firm's compensation structure is versatile, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. While 401(k) and individual accounts constitute less than 30% of their assets under management, BetterWealth LLC possesses the expertise to manage employer funds. Discretionary management accounts for a substantial 98% of the assets they handle, primarily catering to high-net-worth individuals. With an impressive clientele of over 140 individuals, BetterWealth LLC manages assets totaling more than $385,834,000. The firm takes pride in its experienced team, including long-tenured advisors such as Andrew Howard, Winfield Stauffer, and Suzanne Cox. These professionals have consistently delivered exceptional service and expertise to their valued clients. With a keen focus on personalized investment strategies and a commitment to the financial well-being of their clients, BetterWealth LLC has built a reputation for reliable and comprehensive wealth management. As a trusted partner in financial matters, they strive to maximize returns and ensure a secure future for their clients' portfolios.

Kane Investment Management, Inc., a small investment advisory firm based out of Los Gatos, CA, has built a strong reputation in the financial industry. With over 140 individual clients, they oversee a substantial portfolio, managing assets worth more than $118,226,000. Their expertise lies in employer 401Ks and individual investments, constituting around half of their total assets under management. As a testament to their skill and dedication, Kane Investment Management, Inc. handles all their clients' assets on a discretionary basis, ensuring optimal decision-making. The firm's compensation structure includes various types of fees, such as a percentage of assets under management and performance-based incentives. With a total of seven employees, four of whom specialize in investment advisory services, Kane Investment Management, Inc. delivers personalized attention and tailored strategies to each client. Their investment advisors, on average, oversee approximately $29,560,000 in assets under management, reflecting their ability to handle substantial portfolios effectively. Kane Investment Management, Inc. takes pride in its experienced team, including advisors with long-standing tenures such as Amy Rockom, Manjeshwar Bhat, and Charles Davis. These seasoned professionals bring a wealth of knowledge and expertise to the firm, further enhancing its ability to navigate the complexities of the financial market. Based in Los Gatos, CA, Kane Investment Management, Inc. operates out of a single office, enabling them to maintain a close and personal relationship with their clients. As they continue to serve and guide their clients towards financial success, the firm remains committed to delivering top-tier investment management services with the utmost integrity and professionalism.

Saratoga Research & Investment Management is a local investment advisory firm based in Saratoga, CA, with six offices strategically located to serve their clients. With 23 dedicated employees, the firm specializes in providing comprehensive investment advisory services to individuals and employer 401Ks. Thirteen of their skilled professionals are solely focused on delivering top-notch investment advice to their diverse client base. As an established player in the industry, Saratoga Research & Investment Management boasts an impressive track record. They manage over $2,603,781,000 in assets, serving more than 2,620 individual clients. Their extensive experience in managing employer 401Ks and individual assets is a testament to their expertise and success in this domain. The compensation structure at Saratoga Research & Investment Management is designed to align their interests with those of their clients. They offer various compensation types, including a percentage of assets under management. This approach ensures that the firm is motivated to maximize returns and deliver excellent service to their clients. The firm takes pride in their team of seasoned professionals, with some of the longest-tenured advisors being Philip Spencer, George Wehrfritz, and Kevin Tanner. Their collective expertise and deep understanding of the financial markets enable them to provide tailored investment strategies that align with their clients' goals and risk tolerance. With approximately 99% of the assets they manage being discretionary, clients entrust Saratoga Research & Investment Management with the authority to make investment decisions on their behalf. This discretionary management approach reflects their clients' confidence in the firm's capabilities. Overall, Saratoga Research & Investment Management is a well-established and reputable investment advisory firm, combining industry expertise, personalized service, and a client-centric approach to help individuals and employer 401Ks achieve their financial goals.

Kaizen Financial Strategies, LLC is a reputable investment advisory firm based out of Campbell, CA. With over 210 individual clients and an impressive $141,287,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Specializing in employer 401Ks and individual portfolios, Kaizen Financial Strategies, LLC possesses extensive expertise in this domain. The firm operates from a single office, delivering personalized financial strategies tailored to their clients' specific needs. They pride themselves on their discretionary management approach, as 99% of the assets they oversee are managed with this level of autonomy. Kaizen Financial Strategies, LLC offers a flexible compensation structure to accommodate their clients' preferences. This includes a percentage-based fee structure linked to assets under management, hourly charges, and fixed fees. By offering various options, they ensure transparency and align their interests with their clients'. With a team of 7 dedicated professionals, including 5 investment advisors, Kaizen Financial Strategies, LLC maintains a low advisor-to-assets ratio. This allows them to provide focused attention to each client and maintain a high level of service. On average, each investment advisor handles approximately $28,260,000 in assets under management. The firm takes pride in its experienced team, with notable advisors such as Saul Greene, Iftikhar Ahmed, and Saadia Ahmed boasting long tenures at the company. These seasoned professionals bring a wealth of knowledge and expertise to their clients' financial journeys. Kaizen Financial Strategies, LLC continues to uphold their commitment to financial success, offering comprehensive and personalized investment advisory services to help clients achieve their long-term goals.

Praetorian Guard, A Division of Praetorian Wealth Management, Inc. is a reputable local investment advisory firm located in Carmel, CA, boasting a strong presence in the financial services industry. With a single office in Carmel, they offer personalized wealth management and investment advisory services to clients seeking expert guidance and superior financial solutions. Comprising a dedicated team of 7 professionals, Praetorian Guard's core strength lies in the expertise and experience of its employees. Among the team members, 5 specialize in providing comprehensive investment advisory services to a diverse range of clients. Leveraging their knowledge and skills, they strive to meet and exceed clients' financial goals, offering tailored investment strategies that align with individual risk profiles and objectives. Praetorian Guard manages an impressive average of approximately $69,560,000 in assets under management per investment advisor, positioning them on par with industry standards. Their compensation structure is designed to align the interests of both clients and advisors, incorporating various types such as a percentage of assets under management. While the firm primarily focuses on managing discretionary assets, they also possess the capability to handle employer funds, making them a versatile partner for businesses seeking effective investment management. Although 401K and individual accounts constitute less than 30% of their assets under management, Praetorian Guard's expertise extends to high net worth individuals, who form the majority of their client base. With a substantial client portfolio comprising over 250 individuals, Praetorian Guard oversees more than $347,822,000 in assets under management. Notably, the firm takes pride in its long-standing advisors, including industry veterans Marc Wehmeyer, Richard Hewitt, and Joseph Clark, who bring extensive experience and stability to the team. Praetorian Guard's commitment to excellence and client satisfaction has solidified their reputation as a trusted partner in wealth management and investment advisory services.

Authentikos Wealth Advisory LLC, based in Morgan Hill, CA, is a distinguished small-scale investment advisory firm with two well-established offices. With a total of nine dedicated professionals, three of whom specialize in providing exceptional investment advisory services, the firm has built a strong reputation in the industry. On average, each investment advisor manages an impressive $44,150,000 in assets, showcasing their expertise and ability to handle substantial portfolios. The firm's compensation structure is diverse, offering clients flexibility in choosing the most suitable option. They offer various methods, such as a percentage of assets under management, fixed fees, hourly charges, and commissions. Notably, Authentikos Wealth Advisory LLC manages a significant portion of assets from employer 401Ks and individual clients, demonstrating their extensive experience in this area. Furthermore, all the assets they manage are handled with discretionary authority, ensuring efficient decision-making to maximize returns. In addition to investment advisory services, Authentikos Wealth Advisory LLC also provides insurance brokering and agency services, further enhancing their comprehensive offerings. With a client base of over 340 individuals, the firm manages an impressive $132,453,000 in assets. The longevity and expertise of advisors like Christine Mason Leis, Jared Elson, and Donald Bergis contribute to the firm's success and the satisfaction of their esteemed clientele. Authentikos Wealth Advisory LLC remains committed to delivering personalized and strategic financial solutions, empowering their clients to achieve their long-term wealth goals. Through their experienced team, comprehensive range of services, and meticulous attention to detail, they continue to make a significant impact in the investment advisory and insurance sectors.

THEPARTNERS WEALTH MANAGEMENT is a respected investment advisory firm headquartered in Monterey, CA. With two offices strategically located in the area, they provide personalized financial solutions to a diverse clientele. Comprising a team of five dedicated professionals, including three experienced investment advisors, THEPARTNERS WEALTH MANAGEMENT boasts a wealth of expertise in wealth management and investment advisory services. Renowned for their commitment to excellence, THEPARTNERS WEALTH MANAGEMENT handles an impressive average of $33,550,000 in assets under management per investment advisor. Their compensation structure is flexible, offering clients options such as a percentage of assets under management, hourly charges, and fixed fees. While they excel in managing discretionary assets, their expertise extends to overseeing employer funds, although these represent a smaller portion of their overall assets under management. With over 130 individual clients, THEPARTNERS WEALTH MANAGEMENT has accumulated an impressive portfolio, overseeing more than $100,659,000 in assets under management. High net worth individuals make up the majority of their client base, benefiting from the firm's tailored investment strategies and personalized approach. The success of THEPARTNERS WEALTH MANAGEMENT can be attributed, in part, to their experienced team of advisors. Notably, Trevin Kent, Bart Cutino, and Dale Walker, some of the firm's longest-tenured advisors, have played integral roles in building and maintaining strong client relationships. THEPARTNERS WEALTH MANAGEMENT continues to thrive as a trusted financial partner, dedicated to delivering exceptional service, expert guidance, and long-term financial prosperity to their valued clients.

Rice Financial Consulting, Inc. is a small investment advisory firm based out of Los Gatos, CA. With a single office, the firm comprises a total of two dedicated employees who specialize in providing comprehensive investment advisory services. On average, each investment advisor manages around $87,680,000 in assets under management, which aligns with the industry average. The compensation structure at Rice Financial Consulting, Inc. encompasses various types, including a percentage of assets under management. Notably, approximately half of the firm's assets under management originate from employer 401K plans and individual clients, reflecting their proficiency and experience in this sector. The majority of the assets managed are catered to high net worth individuals, underscoring the firm's expertise in serving sophisticated clients. Rice Financial Consulting, Inc. boasts an impressive client base, with over 280 individual clients entrusting them with a total of $175,352,000 in assets under management. Two of the firm's most experienced registered advisors, Dorothy Hundrieser and Stephen Rice, have been with the company for an extensive period, contributing to its stability and continuity. By combining their in-depth knowledge of the financial industry with a personalized approach, Rice Financial Consulting, Inc. strives to provide tailored investment solutions that meet their clients' unique needs and objectives. With their solid track record, commitment to excellence, and deep understanding of employer-sponsored retirement plans and individual investments, Rice Financial Consulting, Inc. continues to be a trusted partner for clients seeking professional and reliable investment advisory services.

Integris Wealth Management, LLC, based out of Monterey, CA, is a local investment advisory firm that prides itself on its commitment to providing personalized financial solutions to its clients. With over 50 individual clients, the firm manages an impressive portfolio of assets valued at more than $488,321,000. Boasting a team of 15 highly skilled professionals, including 7 dedicated investment advisors, Integris Wealth Management offers comprehensive wealth management services. The firm specializes in catering to high net worth individuals, managing a majority of discretionary assets that make up 96% of their total assets under management. Integris Wealth Management adopts a flexible compensation structure that includes various models, such as a percentage of assets under management, hourly charges, and fixed fees. This ensures that clients have access to a diverse range of options that align with their specific financial goals. With an average of approximately $69,760,000 in assets under management per investment advisor, Integris Wealth Management stands on par with the industry average. The firm's notable advisors, Michael Leavy, Allison Barrientos, and Kevin Mahoney, bring their extensive experience and expertise to the table, solidifying the firm's reputation for providing top-notch financial guidance. With its focus on tailored solutions, Integris Wealth Management, LLC, is dedicated to helping its clients achieve their financial objectives, making it a trusted partner in wealth management within the Monterey community and beyond.