Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Klein Pavlis & Peasley Financial, Inc. is a small investment advisory firm based out of Irvine, CA, with one office. With a team of four dedicated professionals, three of whom specialize in investment advisory services, they provide personalized financial guidance to their clients. The firm manages an average of approximately $48,200,000 in assets per investment advisor, which falls within the industry average. Klein Pavlis & Peasley Financial, Inc. offers a variety of compensation structures to suit the needs of their clients, including a percentage of assets under management and subscription fees. The majority of their assets under management, over 80%, are composed of employer 401K plans and individual accounts. Their extensive experience makes them highly qualified to effectively manage 401K plans for both employers and employees. As a discretionary manager, Klein Pavlis & Peasley Financial, Inc. has full authority to make investment decisions on behalf of their clients, ensuring efficient and timely execution of strategies. The firm boasts an impressive client base, with over 690 individual clients and more than $144,592,000 in assets under management. Klein Pavlis & Peasley Financial, Inc. takes pride in its team of experienced advisors, including Andrew Ryan, Stephan Peasley, and Justin Klein, who have established long-standing tenures with the firm. Their expertise and dedication enable them to deliver comprehensive financial solutions tailored to each client's unique goals and aspirations. With their commitment to providing exceptional advisory services and managing substantial assets, Klein Pavlis & Peasley Financial, Inc. has positioned itself as a trusted partner in guiding individuals and employers towards financial success.

Bridge Advisory LLC is a local investment advisory firm based out of Pasadena, CA, with one office. With a team of 15 dedicated employees, Bridge Advisory LLC offers comprehensive investment advisory services. Their investment advisors have an impressive average of $30,690,000 in assets under management, reflecting their expertise in handling substantial portfolios. The firm's compensation structure is flexible, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts make up less than 30% of their assets under management, Bridge Advisory LLC possesses the capability to manage employer funds. Notably, 93% of the assets they oversee are discretionary, highlighting their ability to make independent investment decisions on behalf of their clients. Bridge Advisory LLC primarily focuses on managing the assets of high-net-worth individuals, and their extensive client base consists of over 370 individual clients, with a remarkable $460,387,000 in assets under management. Moreover, the firm offers additional services including insurance brokerage, real estate brokerage, and acting as a dealer or agent. Elizabeth Walters, David Penniall, and Jaime Hefner are among the firm's highly experienced and long-standing advisors, contributing to the company's wealth of expertise. With a commitment to delivering tailored investment advice and a track record of managing significant assets, Bridge Advisory LLC is a trusted partner for individuals seeking personalized and comprehensive investment advisory services.

DLK Investment Management is a reputable local investment advisory firm headquartered in Solana Beach, CA, with two offices. With a team of six dedicated professionals, they specialize in providing comprehensive investment advisory services to a diverse client base. Each investment advisor at DLK manages an average of $48,660,000 in assets, aligning with the industry average. Their compensation structure encompasses various models, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility for clients. A significant portion of DLK Investment Management's assets under management, approximately half, comes from employer 401Ks and individual clients, demonstrating their strong expertise in this area. They have built a solid reputation based on their extensive experience in managing discretionary assets, which accounts for an impressive 91% of the total assets they oversee. DLK Investment Management proudly serves over 350 individual clients, expertly managing their assets, which amount to an impressive $291,957,000. The firm takes pride in its long-standing advisors, including Donald Dempster, Theodore Kay, and Brian Johnson, who have contributed significantly to the firm's success and garnered extensive expertise in the industry. With a commitment to providing tailored investment solutions and a proven track record of managing assets effectively, DLK Investment Management has established itself as a trusted partner for individuals and organizations seeking comprehensive investment advisory services.

Capital Cs Group, LLC, based out of Irvine, CA, is a small investment advisory firm that caters to high net worth individuals. With over 100 individual clients and more than $122,242,000 in assets under management, the company has established itself as a trusted partner in wealth management. While 401K and individual accounts comprise less than 30% of their assets, Capital Cs Group, LLC possesses the expertise to effectively handle employer funds. With 85% of their managed assets falling under discretionary management, the firm has the authority to make investment decisions on behalf of their clients. They operate from a single office in Irvine and have three dedicated employees who exclusively provide investment advisory services. On average, each investment advisor manages approximately $40,750,000 in assets. Capital Cs Group, LLC's compensation structure is flexible and includes various types of fees, such as a percentage of assets under management, fixed fees, and hourly charges. This adaptability allows the firm to tailor their services to the unique needs and preferences of their clients. The company takes pride in its team of experienced advisors, some of whom have been with the firm for an extended period. Notable long-tenured advisors at Capital Cs Group, LLC include Thomas Neja, Todd Carbone, and Jessica Seiwert. Their extensive knowledge and industry expertise contribute to the firm's success in delivering exceptional investment advisory services to their discerning clientele.

Taylor Wealth Management, LLC, based out of Torrance, CA, is a well-established investment advisory firm that caters to high net worth individuals. With over 20 individual clients, they currently oversee a substantial $115,455,000 in assets under management. Despite their small size, Taylor Wealth Management, LLC has proven its expertise in the financial industry. While the majority of their assets under management are for high net worth individuals, they also possess the capability to manage employer funds. Although 401K and individual accounts make up less than 30% of their portfolio, Taylor Wealth Management, LLC is adept at handling these types of accounts. Additionally, 4% of the assets they manage are discretionary, allowing for more flexibility in investment decisions. The firm's compensation structure is comprehensive, including various types such as hourly charges and fixed fees. This ensures that clients can choose a payment plan that aligns with their specific needs and preferences. Taylor Wealth Management, LLC boasts a dedicated team of professionals who provide exceptional investment advisory services. With a total of 1 employee, each investment advisor handles an average of approximately $115,450,000 in assets under management, which is in line with the industry average. Douglas Taylor, one of the longest-tenured registered advisors at the firm, has been with Taylor Wealth Management, LLC since 2005. His extensive experience and expertise contribute to the firm's solid reputation and track record of success.

Western Asset Management Company is a prominent regional investment advisory firm headquartered in Pasadena, CA, with two well-established offices. With a total workforce of 563 employees, 114 of whom are dedicated to providing expert investment advisory services, the firm prides itself on delivering exceptional financial guidance to its diverse clientele. Renowned for their exceptional performance and unparalleled expertise, Western Asset Management Company manages an impressive portfolio of assets, averaging approximately $2,806,870,000 per investment advisor, significantly surpassing industry standards. Their compensation structure is multifaceted, incorporating various types of remuneration, including a percentage of assets under management and performance-based fees. With 98% of the assets they manage falling under the discretionary category, Western Asset Management Company exhibits an exceptional level of trust and authority in their clients' financial affairs. Furthermore, the firm extends its reach beyond traditional investment advisory services, offering specialized expertise as a commodity pool operator or commodity trading advisor, both registered or exempt from registration. Boasting a vast client base of over 31,440 individual clients, Western Asset Management Company commands an impressive $319,983,641,000 in assets under management. Among the esteemed team of advisors, Carl Cohen stands out as one of the firm's longest-serving registered advisors, having contributed his expertise since 2006. Combining their extensive industry experience, commitment to excellence, and client-centered approach, Western Asset Management Company remains a trusted and influential force in the investment advisory field, consistently helping their clients achieve their financial goals.

Insight Wealth Strategies, LP is a small investment advisory firm based out of Irvine, CA, specializing in providing comprehensive wealth management solutions. With one office, they have established themselves as a trusted partner in financial planning and investment strategies. Led by a team of experienced professionals, Insight Wealth Strategies, LP boasts a total of two dedicated employees, one of whom delivers personalized investment advisory services to their esteemed clientele. The firm's success is evident in their impressive average assets under management, which amount to approximately $97,240,000 per investment advisor. This figure falls within the industry average, reflecting their ability to effectively manage a diverse range of portfolios. With a compensation structure that includes a percentage of assets under management, their interests are closely aligned with their clients' financial success. Insight Wealth Strategies, LP manages 100% of the assets entrusted to them with full discretion, enabling them to make informed decisions and execute investment strategies on behalf of their clients. Notably, their client base primarily consists of high-net-worth individuals, for whom the firm expertly manages over $97,243,000 in assets. With a focus on cultivating enduring relationships, Insight Wealth Strategies, LP takes pride in their roster of loyal clients. They have garnered a reputation for delivering personalized attention and tailored financial solutions to meet the unique needs and goals of their clients. Donald McCormick and Anthony Luppi, two of the longest-tenured registered advisors with the firm, contribute their wealth of expertise to ensure the provision of top-tier services. As Insight Wealth Strategies, LP continues to grow, their commitment to providing exceptional investment advisory services remains unwavering, solidifying their position as a trusted partner in achieving financial prosperity.

Sun Group Wealth Partners LLC, a small investment advisory firm headquartered in Irvine, CA, is dedicated to providing comprehensive wealth management solutions to its clients. With a single office location, the firm boasts a team of 8 talented professionals, two of whom specialize in delivering expert investment advisory services. On average, each investment advisor handles approximately $59,210,000 in assets under management, a figure that aligns with industry standards. The compensation structure of Sun Group Wealth Partners LLC offers flexibility, incorporating various methods such as a percentage of assets under management, fixed fees, and hourly charges. While less than 30% of their managed assets come from 401(k) and individual accounts, the firm possesses the expertise to oversee employer funds. Notably, 92% of the assets they manage fall under discretionary management. The firm predominantly serves high net worth individuals, with over 200 individual clients entrusting Sun Group Wealth Partners LLC with a total of more than $118,414,000 in assets under management. Building trust through long-term relationships, the firm takes pride in its experienced advisors. Among the notable and tenured advisors are Brian Chew, Brandon Chang, and Winifred Sun. Sun Group Wealth Partners LLC is committed to helping clients achieve their financial goals by leveraging their extensive knowledge, personalized strategies, and diligent portfolio management. With a strong emphasis on integrity and client satisfaction, they strive to maintain their reputation as a trusted partner in the wealth management industry.

Werlemann Wealth Management is a small investment advisory firm based out of Newport Beach, CA, with one office. With a total of one employee, the firm specializes in providing comprehensive investment advisory services to a diverse range of clients. Their team of experts collectively manages approximately $91,600,000 in assets under management per investment advisor, which aligns with the industry average. The firm's compensation structure includes various types, such as a percentage of assets under management. While the majority of their assets under management do not come from 401K and individual accounts, Werlemann Wealth Management possesses the expertise to effectively manage employer funds. Furthermore, all of the assets they manage are discretionary, allowing them to make investment decisions on behalf of their clients. Catering primarily to high net worth individuals, Werlemann Wealth Management has built a strong reputation for delivering personalized investment strategies and tailored financial solutions. They also offer insurance brokerage services, expanding their capabilities to meet the diverse needs of their clientele. With over 30 individual clients and assets under management exceeding $91,603,000, the firm has demonstrated its ability to attract and retain a loyal client base. Bryan Werlemann, one of the firm's longest tenured registered advisors, has been with the company since 2022, contributing his expertise and experience to the firm's continued success. Werlemann Wealth Management is committed to providing exceptional service, strategic investment advice, and a comprehensive approach to wealth management, ensuring that each client's financial goals and objectives are met with precision and care.

DBA Seaside Financial & Insurance Services is a reputable investment advisory firm located in Carlsbad, CA. With a strong focus on personalized service, they have built lasting relationships with over 90 individual clients, who trust them with their assets totaling more than $117,386,000. The firm boasts two well-established offices and offers a comprehensive range of financial services. As a registered representative of a broker-dealer and an insurance broker or agent, DBA Seaside Financial & Insurance Services provides expert advice and solutions tailored to meet the diverse needs of their clients. Their expertise in managing employer 401Ks and individual portfolios sets them apart, making them a preferred choice in the industry. The firm's compensation structure is flexible and designed to align with clients' preferences. They offer various options, including a percentage of assets under management, fixed fees, and hourly charges. This ensures transparency and allows clients to choose the arrangement that best suits their financial goals. With a team of six dedicated employees, all of whom are investment advisors, DBA Seaside Financial & Insurance Services maintains an impressive average of approximately $19,560,000 in assets under management per advisor. The firm takes pride in their experienced staff, including Shawn Orser, Alison Farrin, and Annemarie Maxe Lebus, some of their longest-tenured advisors who have been instrumental in providing top-notch service to their clients. DBA Seaside Financial & Insurance Services continues to thrive as a trusted partner for individuals and businesses seeking comprehensive financial solutions in the Carlsbad area.