Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Western Asset Management Company is a prominent regional investment advisory firm headquartered in Pasadena, CA, with two well-established offices. With a total workforce of 563 employees, 114 of whom are dedicated to providing expert investment advisory services, the firm prides itself on delivering exceptional financial guidance to its diverse clientele. Renowned for their exceptional performance and unparalleled expertise, Western Asset Management Company manages an impressive portfolio of assets, averaging approximately $2,806,870,000 per investment advisor, significantly surpassing industry standards. Their compensation structure is multifaceted, incorporating various types of remuneration, including a percentage of assets under management and performance-based fees. With 98% of the assets they manage falling under the discretionary category, Western Asset Management Company exhibits an exceptional level of trust and authority in their clients' financial affairs. Furthermore, the firm extends its reach beyond traditional investment advisory services, offering specialized expertise as a commodity pool operator or commodity trading advisor, both registered or exempt from registration. Boasting a vast client base of over 31,440 individual clients, Western Asset Management Company commands an impressive $319,983,641,000 in assets under management. Among the esteemed team of advisors, Carl Cohen stands out as one of the firm's longest-serving registered advisors, having contributed his expertise since 2006. Combining their extensive industry experience, commitment to excellence, and client-centered approach, Western Asset Management Company remains a trusted and influential force in the investment advisory field, consistently helping their clients achieve their financial goals.

Bridge Advisory LLC is a local investment advisory firm based out of Pasadena, CA, with one office. With a team of 15 dedicated employees, Bridge Advisory LLC offers comprehensive investment advisory services. Their investment advisors have an impressive average of $30,690,000 in assets under management, reflecting their expertise in handling substantial portfolios. The firm's compensation structure is flexible, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts make up less than 30% of their assets under management, Bridge Advisory LLC possesses the capability to manage employer funds. Notably, 93% of the assets they oversee are discretionary, highlighting their ability to make independent investment decisions on behalf of their clients. Bridge Advisory LLC primarily focuses on managing the assets of high-net-worth individuals, and their extensive client base consists of over 370 individual clients, with a remarkable $460,387,000 in assets under management. Moreover, the firm offers additional services including insurance brokerage, real estate brokerage, and acting as a dealer or agent. Elizabeth Walters, David Penniall, and Jaime Hefner are among the firm's highly experienced and long-standing advisors, contributing to the company's wealth of expertise. With a commitment to delivering tailored investment advice and a track record of managing significant assets, Bridge Advisory LLC is a trusted partner for individuals seeking personalized and comprehensive investment advisory services.

Safeguard Investment Advisory Group, LLC, based out of Corona, CA, is a reputable local investment advisory firm providing comprehensive financial services. With a team of 18 dedicated professionals, including 9 investment advisors, they offer expert guidance in managing clients' assets. The firm's compensation structure includes various types, such as fixed fees, ensuring transparency and alignment of interests. Their extensive client base consists of over 930 individuals, with an impressive $352,726,000 in assets under management. Notably, Safeguard Investment Advisory Group, LLC has gained significant experience and success in managing employer 401Ks and individual portfolios, accounting for approximately half of their assets under management. With 82% of their managed assets being discretionary, the firm demonstrates their ability to make informed investment decisions on behalf of their clients. Safeguard Investment Advisory Group, LLC operates from five offices, conveniently serving their diverse clientele. The firm takes pride in its experienced team, with several longest tenured advisors including Ricky Rivera, Reid Abedeen, and Edward Sota. These professionals bring extensive knowledge and expertise to the table, ensuring that clients receive personalized investment strategies tailored to their financial goals. Safeguard Investment Advisory Group, LLC stands out for its commitment to delivering excellent service, transparency, and long-term financial success. Their comprehensive approach and strong track record make them a trusted choice for individuals and businesses seeking reliable investment advice in the Corona, CA area.

B.B. Graham & Company, Inc., headquartered in Orange, CA, is a well-established regional investment advisory firm specializing in comprehensive financial planning and asset management services. With a network of 14 offices, the firm is strategically positioned to serve a diverse client base throughout the region. Led by a team of experienced professionals, B.B. Graham & Company, Inc. boasts a dedicated staff of 29 employees, all of whom are committed to providing personalized investment advisory services. With an average of approximately $7,570,000 in assets under management per investment advisor, the firm ensures that each client receives the attention and expertise they deserve. The firm's compensation structure offers flexibility, encompassing various options such as a percentage of assets under management, fixed fees, and hourly charges. This approach allows B.B. Graham & Company, Inc. to tailor their services to meet the unique needs and preferences of their clientele. With a significant portion of their assets under management originating from employer 401Ks and individuals, the firm has established a strong track record and expertise in this space. Notably, 18% of the assets they manage are discretionary, reflecting their ability to make investment decisions on behalf of clients. In addition to investment advisory services, B.B. Graham & Company, Inc. also operates as an insurance broker or agent, further enhancing their comprehensive approach to financial planning. The firm proudly serves over 560 individual clients, managing a total of more than $219,659,000 in assets. Longevity and stability are key attributes of B.B. Graham & Company, Inc., with notable advisors such as Douglas Callen, Bruce Graham, and Jonathan Rick contributing their extensive knowledge and experience to the firm's success.

ZINVEST FINANCIAL SERVICE LLC, based out of Anaheim, CA, is a reputable small investment advisory firm catering to a diverse client base. With over 920 individual clients and an impressive $23,544,000 in assets under management, they specialize in managing employer 401K plans and individual portfolios, with these two categories representing over 80% of their assets. ZINVEST's expertise in handling 401K plans for both employers and employees makes them a trusted partner for businesses seeking comprehensive retirement solutions. The firm prides itself on their team's qualifications and experience, ensuring clients receive professional and personalized investment advice. With a compensation structure that includes a percentage of assets under management and fixed fees, ZINVEST Financial Service LLC ensures transparency and aligns their interests with the financial success of their clients. The company operates out of a single office in Anaheim, CA, and boasts a dedicated team of three employees, one of whom specializes in providing investment advisory services. Their advisors are renowned for their longevity with the firm, exemplified by the experienced and trusted individuals such as Robert Milburn, Christopher Cook, and Eric Smith. ZINVEST Financial Service LLC maintains a discretionary approach, meaning they have full authority to make investment decisions on behalf of their clients. This discretionary management style allows them to optimize investment strategies and tailor portfolios to meet individual needs. With a track record of success and a commitment to delivering exceptional financial services, ZINVEST Financial Service LLC stands as a reliable choice for individuals and businesses seeking professional investment guidance and effective wealth management solutions.

Capital Cs Group, LLC, based out of Irvine, CA, is a small investment advisory firm that caters to high net worth individuals. With over 100 individual clients and more than $122,242,000 in assets under management, the company has established itself as a trusted partner in wealth management. While 401K and individual accounts comprise less than 30% of their assets, Capital Cs Group, LLC possesses the expertise to effectively handle employer funds. With 85% of their managed assets falling under discretionary management, the firm has the authority to make investment decisions on behalf of their clients. They operate from a single office in Irvine and have three dedicated employees who exclusively provide investment advisory services. On average, each investment advisor manages approximately $40,750,000 in assets. Capital Cs Group, LLC's compensation structure is flexible and includes various types of fees, such as a percentage of assets under management, fixed fees, and hourly charges. This adaptability allows the firm to tailor their services to the unique needs and preferences of their clients. The company takes pride in its team of experienced advisors, some of whom have been with the firm for an extended period. Notable long-tenured advisors at Capital Cs Group, LLC include Thomas Neja, Todd Carbone, and Jessica Seiwert. Their extensive knowledge and industry expertise contribute to the firm's success in delivering exceptional investment advisory services to their discerning clientele.

Lifesteps Financial, based out of Claremont, CA, is a small investment advisory firm dedicated to providing comprehensive financial planning services. With a team of six employees, including three investment advisors, they have established themselves as a trusted resource in the industry. The firm boasts an impressive average of approximately $59,170,000 in assets under management per investment advisor, which aligns with the industry average. Lifesteps Financial's compensation structure is diverse, offering clients flexibility and tailored solutions. They utilize a range of methods, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring that their clients have options that suit their specific needs. Having amassed over 450 individual clients, Lifesteps Financial manages an impressive portfolio totaling over $262,829,000 in assets. Notably, about half of their assets under management originate from employer 401Ks or individuals, highlighting their expertise and success in this realm. Furthermore, an impressive 82% of the assets they oversee are discretionary, showcasing their clients' trust in their investment strategies. With two offices to better serve their clientele, Lifesteps Financial takes pride in their team's longevity and experience. Advisors like Jorden Bastien, Gladys Limones, and Henry Ford have been with the firm for many years, bringing a wealth of knowledge and expertise to every client interaction. As a dedicated investment advisory firm, Lifesteps Financial is committed to helping clients navigate their financial journey and achieve their long-term goals. Their comprehensive approach, combined with their industry experience and commitment to client success, sets them apart in the competitive financial services landscape.

Insight Wealth Strategies, LP is a small investment advisory firm based out of Irvine, CA, specializing in providing comprehensive wealth management solutions. With one office, they have established themselves as a trusted partner in financial planning and investment strategies. Led by a team of experienced professionals, Insight Wealth Strategies, LP boasts a total of two dedicated employees, one of whom delivers personalized investment advisory services to their esteemed clientele. The firm's success is evident in their impressive average assets under management, which amount to approximately $97,240,000 per investment advisor. This figure falls within the industry average, reflecting their ability to effectively manage a diverse range of portfolios. With a compensation structure that includes a percentage of assets under management, their interests are closely aligned with their clients' financial success. Insight Wealth Strategies, LP manages 100% of the assets entrusted to them with full discretion, enabling them to make informed decisions and execute investment strategies on behalf of their clients. Notably, their client base primarily consists of high-net-worth individuals, for whom the firm expertly manages over $97,243,000 in assets. With a focus on cultivating enduring relationships, Insight Wealth Strategies, LP takes pride in their roster of loyal clients. They have garnered a reputation for delivering personalized attention and tailored financial solutions to meet the unique needs and goals of their clients. Donald McCormick and Anthony Luppi, two of the longest-tenured registered advisors with the firm, contribute their wealth of expertise to ensure the provision of top-tier services. As Insight Wealth Strategies, LP continues to grow, their commitment to providing exceptional investment advisory services remains unwavering, solidifying their position as a trusted partner in achieving financial prosperity.

Sun Group Wealth Partners LLC, a small investment advisory firm headquartered in Irvine, CA, is dedicated to providing comprehensive wealth management solutions to its clients. With a single office location, the firm boasts a team of 8 talented professionals, two of whom specialize in delivering expert investment advisory services. On average, each investment advisor handles approximately $59,210,000 in assets under management, a figure that aligns with industry standards. The compensation structure of Sun Group Wealth Partners LLC offers flexibility, incorporating various methods such as a percentage of assets under management, fixed fees, and hourly charges. While less than 30% of their managed assets come from 401(k) and individual accounts, the firm possesses the expertise to oversee employer funds. Notably, 92% of the assets they manage fall under discretionary management. The firm predominantly serves high net worth individuals, with over 200 individual clients entrusting Sun Group Wealth Partners LLC with a total of more than $118,414,000 in assets under management. Building trust through long-term relationships, the firm takes pride in its experienced advisors. Among the notable and tenured advisors are Brian Chew, Brandon Chang, and Winifred Sun. Sun Group Wealth Partners LLC is committed to helping clients achieve their financial goals by leveraging their extensive knowledge, personalized strategies, and diligent portfolio management. With a strong emphasis on integrity and client satisfaction, they strive to maintain their reputation as a trusted partner in the wealth management industry.

Klein Pavlis & Peasley Financial, Inc. is a small investment advisory firm based out of Irvine, CA, with one office. With a team of four dedicated professionals, three of whom specialize in investment advisory services, they provide personalized financial guidance to their clients. The firm manages an average of approximately $48,200,000 in assets per investment advisor, which falls within the industry average. Klein Pavlis & Peasley Financial, Inc. offers a variety of compensation structures to suit the needs of their clients, including a percentage of assets under management and subscription fees. The majority of their assets under management, over 80%, are composed of employer 401K plans and individual accounts. Their extensive experience makes them highly qualified to effectively manage 401K plans for both employers and employees. As a discretionary manager, Klein Pavlis & Peasley Financial, Inc. has full authority to make investment decisions on behalf of their clients, ensuring efficient and timely execution of strategies. The firm boasts an impressive client base, with over 690 individual clients and more than $144,592,000 in assets under management. Klein Pavlis & Peasley Financial, Inc. takes pride in its team of experienced advisors, including Andrew Ryan, Stephan Peasley, and Justin Klein, who have established long-standing tenures with the firm. Their expertise and dedication enable them to deliver comprehensive financial solutions tailored to each client's unique goals and aspirations. With their commitment to providing exceptional advisory services and managing substantial assets, Klein Pavlis & Peasley Financial, Inc. has positioned itself as a trusted partner in guiding individuals and employers towards financial success.