7 Streets Financial, LLC is a small investment advisory firm based out of San Ramon, CA, with a strong presence in the financial industry. With a total of five dedicated employees, including two experienced investment advisors, the firm provides comprehensive financial services to a diverse clientele. With an impressive average of $40,670,000 in assets under management per investment advisor, 7 Streets Financial ensures that its clients receive personalized attention and tailored investment strategies. The firm's compensation structure encompasses various models, including a percentage of assets under management, hourly charges, and fixed fees, allowing clients to choose the option that best suits their needs. Boasting over 250 individual clients and managing more than $92,000,000 in assets, 7 Streets Financial has built a solid reputation for its expertise in managing employer 401Ks and individual investments. With a wealth of experience in this space, the firm has consistently delivered excellent results and gained the trust of its clients. All assets managed by 7 Streets Financial are discretionary, enabling the firm to make informed investment decisions on behalf of their clients. The company operates out of two well-established offices, offering convenience and accessibility to its clients. Notably, Joseph Duca and Travis Lewis, two highly experienced and dedicated registered advisors, have been instrumental in the firm's success, providing valuable insights and strategic guidance. With its commitment to delivering exceptional financial services and a focus on long-term client relationships, 7 Streets Financial, LLC continues to thrive as a trusted investment advisory firm in the competitive landscape of San Ramon, CA.

Concentrum Wealth Management, a small investment advisory firm based in San Jose, CA, boasts a strong presence in the financial services industry. With two offices and a total of seven dedicated employees, Concentrum Wealth Management specializes in providing expert investment advisory services. Four of their experienced professionals cater specifically to investment advisory needs, ensuring personalized attention and tailored solutions for their clients. With an average of $103,370,000 in assets under management per investment advisor, Concentrum Wealth Management stands on par with the industry average in terms of managing substantial wealth. Their compensation structure offers flexibility, including options such as a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts account for less than 30% of their assets under management, Concentrum Wealth Management possesses the capability to manage employer funds. An impressive 99% of the assets they oversee are discretionary, indicating a high level of trust placed in their expertise. Catering primarily to high-net-worth individuals, Concentrum Wealth Management boasts a client base of over 160 individuals. These clients entrust the firm with a substantial $413,463,000 in assets under management, highlighting their confidence in the firm's ability to navigate the complexities of the financial markets. Notably, Concentrum Wealth Management's team includes experienced advisors such as Glenn Young, Jeffery Fong, and Jay Fong, who have demonstrated long-standing commitment and expertise within the firm. Their combined knowledge and proficiency contribute to the firm's reputation for delivering exceptional wealth management solutions tailored to each client's unique goals and aspirations.

Legacy Wealth Advisors, LLC, based out of San Jose, CA, is a reputable investment advisory firm specializing in managing assets for high net worth individuals. With a total of 7 employees, including 4 dedicated investment advisors, the company boasts an impressive average of $36,960,000 in assets under management per advisor. The firm's compensation structure includes various types, such as a percentage of assets under management, ensuring a mutually aligned interest with their clients. They cater to a diverse clientele, with over 20 individual clients who entrust them with more than $107,609,000 in assets under management. While Legacy Wealth Advisors handles a wide range of accounts, including 401K and individual accounts, these represent less than 30% of their total assets under management. However, the firm possesses the capability to effectively manage employer funds, providing a comprehensive range of services to meet various investment needs. A notable characteristic of Legacy Wealth Advisors is their discretion in managing assets, with 96% of the assets they oversee falling under discretionary management. This approach demonstrates their commitment to delivering personalized and tailored investment strategies that align with their clients' financial goals and risk tolerance. As a small investment advisory firm, Legacy Wealth Advisors has established a strong presence in the industry. Operating from two offices, they offer a localized approach to client service. The firm prides itself on its experienced team, with Edwin Ryu and Elizabeth Flores serving as two of the longest-tenured registered advisors, contributing to the firm's expertise and success.

Kane Investment Management, Inc., a small investment advisory firm based out of Los Gatos, CA, has built a strong reputation in the financial industry. With over 140 individual clients, they oversee a substantial portfolio, managing assets worth more than $118,226,000. Their expertise lies in employer 401Ks and individual investments, constituting around half of their total assets under management. As a testament to their skill and dedication, Kane Investment Management, Inc. handles all their clients' assets on a discretionary basis, ensuring optimal decision-making. The firm's compensation structure includes various types of fees, such as a percentage of assets under management and performance-based incentives. With a total of seven employees, four of whom specialize in investment advisory services, Kane Investment Management, Inc. delivers personalized attention and tailored strategies to each client. Their investment advisors, on average, oversee approximately $29,560,000 in assets under management, reflecting their ability to handle substantial portfolios effectively. Kane Investment Management, Inc. takes pride in its experienced team, including advisors with long-standing tenures such as Amy Rockom, Manjeshwar Bhat, and Charles Davis. These seasoned professionals bring a wealth of knowledge and expertise to the firm, further enhancing its ability to navigate the complexities of the financial market. Based in Los Gatos, CA, Kane Investment Management, Inc. operates out of a single office, enabling them to maintain a close and personal relationship with their clients. As they continue to serve and guide their clients towards financial success, the firm remains committed to delivering top-tier investment management services with the utmost integrity and professionalism.

Kaizen Financial Strategies, LLC is a reputable investment advisory firm based out of Campbell, CA. With over 210 individual clients and an impressive $141,287,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Specializing in employer 401Ks and individual portfolios, Kaizen Financial Strategies, LLC possesses extensive expertise in this domain. The firm operates from a single office, delivering personalized financial strategies tailored to their clients' specific needs. They pride themselves on their discretionary management approach, as 99% of the assets they oversee are managed with this level of autonomy. Kaizen Financial Strategies, LLC offers a flexible compensation structure to accommodate their clients' preferences. This includes a percentage-based fee structure linked to assets under management, hourly charges, and fixed fees. By offering various options, they ensure transparency and align their interests with their clients'. With a team of 7 dedicated professionals, including 5 investment advisors, Kaizen Financial Strategies, LLC maintains a low advisor-to-assets ratio. This allows them to provide focused attention to each client and maintain a high level of service. On average, each investment advisor handles approximately $28,260,000 in assets under management. The firm takes pride in its experienced team, with notable advisors such as Saul Greene, Iftikhar Ahmed, and Saadia Ahmed boasting long tenures at the company. These seasoned professionals bring a wealth of knowledge and expertise to their clients' financial journeys. Kaizen Financial Strategies, LLC continues to uphold their commitment to financial success, offering comprehensive and personalized investment advisory services to help clients achieve their long-term goals.

Mine & Arao Wealth Creation And Management, LLC is a small investment advisory firm based out of Campbell, CA. With two offices, the company is dedicated to providing comprehensive wealth management services to its clients. With three employees in total, two of them specialize in offering investment advisory services. With an average of approximately $91,870,000 in assets under management per investment advisor, Mine & Arao Wealth Creation And Management, LLC maintains an average position compared to industry standards. The firm's compensation structure is diverse, encompassing various types, such as a percentage of assets under management and hourly charges. While 401K and individual accounts make up less than 30% of their assets under management, Mine & Arao Wealth Creation And Management, LLC possesses the capability to efficiently manage employer funds. Notably, all of the assets they manage are discretionary, ensuring flexibility and autonomy in decision-making processes. Catering primarily to high net worth individuals, the firm serves over 120 individual clients, managing an impressive $183,750,000 in assets. Bud Mine and John Arao are two of the longest-tenured registered advisors within the organization, boasting extensive experience and expertise in the field. Mine & Arao Wealth Creation And Management, LLC prides itself on its dedication to providing personalized and tailored financial advice, ensuring that each client's unique goals and aspirations are carefully considered. Through their comprehensive approach and commitment to excellence, the firm strives to empower their clients in achieving their financial objectives and creating a secure and prosperous future.

Rice Financial Consulting, Inc. is a small investment advisory firm based out of Los Gatos, CA. With a single office, the firm comprises a total of two dedicated employees who specialize in providing comprehensive investment advisory services. On average, each investment advisor manages around $87,680,000 in assets under management, which aligns with the industry average. The compensation structure at Rice Financial Consulting, Inc. encompasses various types, including a percentage of assets under management. Notably, approximately half of the firm's assets under management originate from employer 401K plans and individual clients, reflecting their proficiency and experience in this sector. The majority of the assets managed are catered to high net worth individuals, underscoring the firm's expertise in serving sophisticated clients. Rice Financial Consulting, Inc. boasts an impressive client base, with over 280 individual clients entrusting them with a total of $175,352,000 in assets under management. Two of the firm's most experienced registered advisors, Dorothy Hundrieser and Stephen Rice, have been with the company for an extensive period, contributing to its stability and continuity. By combining their in-depth knowledge of the financial industry with a personalized approach, Rice Financial Consulting, Inc. strives to provide tailored investment solutions that meet their clients' unique needs and objectives. With their solid track record, commitment to excellence, and deep understanding of employer-sponsored retirement plans and individual investments, Rice Financial Consulting, Inc. continues to be a trusted partner for clients seeking professional and reliable investment advisory services.

Werba Rubin Papier Wealth Management, LLC is a reputable investment advisory firm headquartered in San Jose, CA, and boasting two offices. With a dedicated team of eight employees, including four experienced investment advisors, the firm offers comprehensive wealth management services. Known for their expertise and commitment, the firm manages an impressive average of $191,820,000 in assets under management per investment advisor, surpassing the industry average. The compensation structure at Werba Rubin Papier Wealth Management, LLC is diverse, incorporating various methods such as a percentage of assets under management and hourly charges. The firm's extensive client base consists of over 280 individuals, with a remarkable $767,284,000 in assets under management. Notably, more than 80% of their managed assets belong to employer-sponsored 401(k) plans or individuals. The team at Werba Rubin Papier Wealth Management, LLC possesses the necessary qualifications and experience to effectively oversee and manage 401(k) plans for both employers and employees. As a testament to their trustworthiness, the firm manages all client assets on a discretionary basis, reflecting their clients' confidence in their decision-making abilities. Werba Rubin Papier Wealth Management, LLC takes pride in their long-standing advisors, including Jason Papier, Aaron Rubin, and Alan Werba, who contribute their expertise and deep understanding of the investment landscape. With their unwavering dedication to their clients' financial success, Werba Rubin Papier Wealth Management, LLC continues to be a leading force in the field of investment advisory services.

Silicon Valley Capital Partners, L.P. is a distinguished investment advisory firm based in San Jose, California, specializing in managing assets for high net worth individuals. With over 210 individual clients, the firm oversees a substantial portfolio of more than $634,231,000. Boasting a team of six dedicated professionals, including three experienced investment advisors, Silicon Valley Capital Partners, L.P. is committed to providing comprehensive financial guidance and personalized investment strategies. While the firm primarily focuses on discretionary management of high net worth individual assets, they also possess the expertise to effectively handle employer funds. Less than 30% of their assets under management are allocated to 401K and individual accounts, demonstrating their versatility and ability to cater to diverse investment needs. Silicon Valley Capital Partners, L.P. implements a compensation structure that includes various models, such as a percentage of assets under management, ensuring alignment with their clients' success. Notably, their average assets under management per investment advisor stands at an impressive $211,410,000, surpassing industry standards. The firm prides itself on its long-standing relationships and the expertise of its advisors. Notable members of the team include Alison Cornwell, Oksana Yuzefovich, and Christopher Combs, who have played pivotal roles in the company's success. With their meticulous approach to investment management and unwavering commitment to client satisfaction, Silicon Valley Capital Partners, L.P. continues to solidify its position as a trusted partner in wealth management and financial planning.

Xoomfi Advisors, based out of San Jose, CA, is a highly reputable and client-focused investment advisory firm. With a dedicated team of experts, they have successfully managed the assets of over 0 individual clients, totaling more than $28,000 in assets under management. As a small firm, Xoomfi Advisors prides itself on providing personalized and tailored investment strategies to meet the unique needs and goals of their clients. Their extensive experience and comprehensive knowledge allow them to effectively manage a wide range of investment portfolios, including employer 401K plans and individual accounts. With over 80% of their assets under management originating from employer 401Ks or individuals, Xoomfi Advisors has demonstrated its expertise in maximizing returns and minimizing risks for both employers and employees. They understand the importance of strategic investment planning and strive to optimize the growth potential of their clients' assets. Xoomfi Advisors operates with full discretion over the assets they manage, ensuring that all investment decisions are made in the best interest of their clients. Their compensation structure is designed to align their success with that of their clients, incorporating performance-based fees alongside other types of compensation. With their commitment to exceptional client service, expert investment management, and proven track record, Xoomfi Advisors has established itself as a trusted partner for individuals and organizations seeking reliable financial guidance and successful investment strategies.

Legacy Capital Group California, Inc. is a reputable local investment advisory firm headquartered in Los Gatos, CA. With two well-established offices, the company boasts a team of 14 dedicated professionals, five of whom specialize in providing top-notch investment advisory services. On average, each investment advisor oversees approximately $91,040,000 in assets under management, which aligns with the industry standard. The compensation structure at Legacy Capital Group California, Inc. encompasses various types, including a percentage of assets under management, fixed fees, and commissions. While less than 30% of their assets under management come from 401K and individual accounts, the firm possesses the expertise and capability to effectively manage employer funds. It is worth noting that 100% of the assets they manage are discretionary, reflecting their clients' trust and confidence in their investment strategies. Primarily catering to high net worth individuals, Legacy Capital Group California, Inc. currently serves more than 120 individual clients, overseeing an impressive $455,215,000 in assets under management. The firm takes pride in its experienced team, with several of their advisors, such as Sean Buxton, Brent Bunger, and Richard Baer, demonstrating extensive tenure and expertise in the industry. Legacy Capital Group California, Inc. distinguishes itself by offering personalized investment advisory services, tailored to meet the unique financial goals and objectives of their clients. With their solid track record and commitment to providing exceptional service, the firm has established itself as a trusted partner for individuals seeking professional investment guidance and management.