Advisors near Redlands, California
Showing 1 - 12 of 79 results
ADVANCED FINANCIAL STRATEGIES INC
Irvine, California
Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients.
With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary.
The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals.
In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth.
Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.
OPTIMIZE FINANCIAL INC.
Laguna Hills, California
Optimize Financial Inc. is a reputable investment advisory firm located in Laguna Hills, CA. With a single office, the firm comprises a team of 13 employees, two of whom specialize in providing investment advisory services. Each investment advisor manages an average of approximately $50,680,000 in assets, aligning with the industry average.
The compensation structure at Optimize Financial Inc. encompasses various types, including a percentage of assets under management, hourly charges, and fixed fees. Although 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the capability to effectively manage employer funds, offering comprehensive financial solutions.
Optimize Financial Inc. boasts an impressive discretionary asset management portfolio, with 98% of the assets they oversee falling under this category. The firm primarily caters to high-net-worth individuals, effectively tailoring investment strategies to meet their specific financial objectives.
With over 80 individual clients, Optimize Financial Inc. manages assets under management totaling more than $101,361,000. The firm takes pride in its team of experienced advisors, including Camden Miller, Lisa Nguyen, and Casey Whitson, who have demonstrated their commitment and expertise over the years.
As a trusted partner in financial planning, Optimize Financial Inc. is dedicated to providing personalized and comprehensive investment advisory services. By leveraging their industry knowledge and experience, the firm strives to optimize client portfolios and help individuals achieve their long-term financial goals.
FILIGREE WEALTH ADVISORS, LLC
Irvine, California
Filigree Wealth Advisors, LLC, based out of Irvine, CA, is a small investment advisory firm specializing in providing comprehensive wealth management services. With a team of three dedicated professionals, they offer personalized investment advice to a diverse clientele.
The firm's compensation structure encompasses various types, ensuring flexibility and aligning their interests with the clients'. Their services include portfolio management, retirement planning, estate planning, and tax optimization strategies. By offering a wide range of financial solutions, Filigree Wealth Advisors aims to meet the unique needs and goals of each individual client.
With over 20 individual clients, Filigree Wealth Advisors manages a substantial amount of assets, totaling more than $157,239,000. The majority of these assets belong to high-net-worth individuals, for whom the firm provides tailored investment strategies and wealth preservation techniques.
Filigree Wealth Advisors operates on a discretionary basis, meaning they have full authority to make investment decisions on behalf of their clients. This approach allows them to act swiftly in response to market fluctuations and implement strategies in line with their clients' financial objectives.
The firm's office in Irvine serves as the central hub for their operations, where the team collaborates to deliver exceptional service and guidance. Among their longest-tenured advisors are Griffin Graves, Chris Dudley, and Gerald Graves, who bring a wealth of experience and expertise to their roles.
Filigree Wealth Advisors, LLC is committed to building long-term relationships with their clients, providing trusted advice, and helping them navigate the complexities of the financial markets to achieve their financial goals.
SUN GROUP WEALTH PARTNERS LLC
Irvine, California
Sun Group Wealth Partners LLC, a small investment advisory firm headquartered in Irvine, CA, is dedicated to providing comprehensive wealth management solutions to its clients. With a single office location, the firm boasts a team of 8 talented professionals, two of whom specialize in delivering expert investment advisory services. On average, each investment advisor handles approximately $59,210,000 in assets under management, a figure that aligns with industry standards.
The compensation structure of Sun Group Wealth Partners LLC offers flexibility, incorporating various methods such as a percentage of assets under management, fixed fees, and hourly charges. While less than 30% of their managed assets come from 401(k) and individual accounts, the firm possesses the expertise to oversee employer funds. Notably, 92% of the assets they manage fall under discretionary management.
The firm predominantly serves high net worth individuals, with over 200 individual clients entrusting Sun Group Wealth Partners LLC with a total of more than $118,414,000 in assets under management. Building trust through long-term relationships, the firm takes pride in its experienced advisors. Among the notable and tenured advisors are Brian Chew, Brandon Chang, and Winifred Sun.
Sun Group Wealth Partners LLC is committed to helping clients achieve their financial goals by leveraging their extensive knowledge, personalized strategies, and diligent portfolio management. With a strong emphasis on integrity and client satisfaction, they strive to maintain their reputation as a trusted partner in the wealth management industry.
STEPHENSON AND COMPANY, INC.
San Clemente, California
Stephenson And Company, Inc., a small investment advisory firm based out of San Clemente, CA, is dedicated to providing exceptional financial management services to its clients. With over 110 individual clients, they oversee an impressive $216,345,000 in assets under management. Specializing in serving high net worth individuals, Stephenson And Company, Inc. has gained a reputation for their expertise in handling significant portfolios.
While their primary focus lies in managing discretionary assets, representing 67% of their total AUM, they also possess the capability to handle employer funds. Additionally, they provide comprehensive investment advisory services for 401K and individual accounts, although these constitute less than 30% of their AUM.
Stephenson And Company, Inc. has a diverse compensation structure tailored to meet the unique needs of their clients. Their fees include a percentage of assets under management, fixed fees, and hourly charges, ensuring a flexible and transparent approach to compensation.
With a dedicated team of four employees, two of whom are experienced investment advisors, Stephenson And Company, Inc. maintains a strong client-advisor ratio. Their advisors average approximately $108,170,000 in assets under management, aligning with the industry average. Notably, Bradley Stephenson and Riley Stephenson are among the longest tenured registered advisors with the firm, bringing a wealth of experience and insight to their clients' financial goals.
Stephenson And Company, Inc. prides itself on its commitment to personalized service, expert financial guidance, and a steadfast dedication to helping their clients achieve their financial objectives.
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
Newport Beach, California
Signature Resources Capital Management, LLC is a reputable investment advisory firm based in Newport Beach, CA. With over 500 individual clients and more than $207,519,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Serving clients across two offices, Signature Resources Capital Management specializes in managing employer 401Ks and individual portfolios, leveraging their extensive experience in this domain.
The firm operates under a discretionary model, providing full control over investment decisions for their clients. Their compensation structure is diverse, offering various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to meet individual client needs.
Signature Resources Capital Management boasts a skilled team of 15 employees, with 13 dedicated to providing comprehensive investment advisory services. On average, each investment advisor manages approximately $15,960,000 in assets under management, showcasing their ability to handle substantial portfolios effectively.
The firm takes pride in its long-standing advisors, including Corina Gutman, Kevin Messenger, and Aleksandar Glebov, who have contributed significantly to the success and expertise of Signature Resources Capital Management. With their collective knowledge and experience, the firm consistently delivers tailored investment strategies and personalized financial guidance to help clients achieve their financial goals.
Whether clients seek retirement planning, wealth management, or investment advice, Signature Resources Capital Management, LLC offers a comprehensive suite of services, ensuring the highest level of professionalism and commitment to their clients' financial well-being.
WERLEMANN WEALTH MANAGEMENT
Newport Beach, California
Werlemann Wealth Management is a small investment advisory firm based out of Newport Beach, CA, with one office. With a total of one employee, the firm specializes in providing comprehensive investment advisory services to a diverse range of clients. Their team of experts collectively manages approximately $91,600,000 in assets under management per investment advisor, which aligns with the industry average.
The firm's compensation structure includes various types, such as a percentage of assets under management. While the majority of their assets under management do not come from 401K and individual accounts, Werlemann Wealth Management possesses the expertise to effectively manage employer funds. Furthermore, all of the assets they manage are discretionary, allowing them to make investment decisions on behalf of their clients.
Catering primarily to high net worth individuals, Werlemann Wealth Management has built a strong reputation for delivering personalized investment strategies and tailored financial solutions. They also offer insurance brokerage services, expanding their capabilities to meet the diverse needs of their clientele.
With over 30 individual clients and assets under management exceeding $91,603,000, the firm has demonstrated its ability to attract and retain a loyal client base. Bryan Werlemann, one of the firm's longest tenured registered advisors, has been with the company since 2022, contributing his expertise and experience to the firm's continued success.
Werlemann Wealth Management is committed to providing exceptional service, strategic investment advice, and a comprehensive approach to wealth management, ensuring that each client's financial goals and objectives are met with precision and care.
AURA FINANCE
Covina,, California
Aura Finance is a small investment advisory firm based out of Covina, CA, with one office. With a team of two dedicated professionals, Aura Finance offers comprehensive investment advisory services. With an average of $130,000 in assets under management per investment advisor, they specialize in managing employer 401K plans and individual investments.
With over 80% of their assets under management being employer 401K plans or individual investments, Aura Finance is experienced and highly qualified to handle retirement savings. Their compensation structure is diverse and includes various types such as a percentage of assets under management and subscription fees, ensuring flexibility for clients.
Aura Finance takes pride in managing 100% of the assets under their care on a discretionary basis. This approach allows them to make informed investment decisions based on their expertise and clients' financial goals. They prioritize the financial well-being of over 60 individual clients, who entrust Aura Finance with more than $126,000 in assets under management.
As a reputable investment advisory firm, Aura Finance is committed to delivering personalized services tailored to each client's unique needs. With a deep understanding of investment strategies and market trends, they aim to help clients achieve their financial objectives and secure a prosperous future. Whether it's managing employer 401K plans or individual investments, Aura Finance is dedicated to providing exceptional advice and support to their valued clients in Covina, CA, and beyond.
JACK KEETER & ASSOCIATES, INC.
Anaheim, California
Jack Keeter & Associates, Inc., a small investment advisory firm headquartered in Anaheim, CA, specializes in providing comprehensive financial guidance and investment advisory services. With a team of five dedicated professionals, including three seasoned investment advisors, they have established themselves as a trusted partner for individuals and organizations seeking expert financial advice.
As an investment advisory firm, Jack Keeter & Associates, Inc. manages a significant amount of assets under management, averaging approximately $59,170,000 per investment advisor. Their compensation structure is flexible, offering various options such as a percentage of assets under management, fixed fees, and hourly charges to ensure alignment with clients' needs.
Notably, the firm excels in managing assets from employer 401Ks and individual clients, which account for nearly half of their total assets under management. Their extensive experience in this space allows them to navigate the intricacies of retirement planning and tailor investment strategies to suit the unique goals and circumstances of each client.
In addition to their investment advisory services, Jack Keeter & Associates, Inc. also serves as an insurance broker or agent, providing comprehensive coverage options to further safeguard their clients' financial well-being.
With a remarkable portfolio of over 210 individual clients and assets under management exceeding $177,514,000, Jack Keeter & Associates, Inc. has earned a reputation for excellence. The firm's success can be attributed to the expertise and dedication of their team, including key advisors like Kyle Davis, Eric Domingues, and Jack Keeter himself, who bring years of industry experience and insights to the table.
ZINVEST FINANCIAL SERVICE LLC
Anaheim, California
ZINVEST FINANCIAL SERVICE LLC, based out of Anaheim, CA, is a reputable small investment advisory firm catering to a diverse client base. With over 920 individual clients and an impressive $23,544,000 in assets under management, they specialize in managing employer 401K plans and individual portfolios, with these two categories representing over 80% of their assets.
ZINVEST's expertise in handling 401K plans for both employers and employees makes them a trusted partner for businesses seeking comprehensive retirement solutions. The firm prides itself on their team's qualifications and experience, ensuring clients receive professional and personalized investment advice.
With a compensation structure that includes a percentage of assets under management and fixed fees, ZINVEST Financial Service LLC ensures transparency and aligns their interests with the financial success of their clients.
The company operates out of a single office in Anaheim, CA, and boasts a dedicated team of three employees, one of whom specializes in providing investment advisory services. Their advisors are renowned for their longevity with the firm, exemplified by the experienced and trusted individuals such as Robert Milburn, Christopher Cook, and Eric Smith.
ZINVEST Financial Service LLC maintains a discretionary approach, meaning they have full authority to make investment decisions on behalf of their clients. This discretionary management style allows them to optimize investment strategies and tailor portfolios to meet individual needs.
With a track record of success and a commitment to delivering exceptional financial services, ZINVEST Financial Service LLC stands as a reliable choice for individuals and businesses seeking professional investment guidance and effective wealth management solutions.
PRIVATE MANAGEMENT GROUP INC
Irvine, California
Private Management Group Inc is an esteemed investment advisory firm based out of Irvine, CA. With a team of 15 dedicated professionals, they provide comprehensive investment advisory services to a diverse clientele. Each investment advisor at Private Management Group Inc manages an average of $106,250,000 in assets, aligning with the industry average.
The firm's compensation structure offers various options, including a percentage of assets under management and fixed fees, ensuring flexibility and value for their clients. Currently, Private Management Group Inc serves over 2,270 individual clients, with a remarkable $3,510,342,000 in assets under management. Their expertise lies in managing assets for high net worth individuals, while also possessing the capacity to handle employer funds, although 401K and individual accounts comprise less than 30% of their total assets under management.
As a fully discretionary investment advisory firm, Private Management Group Inc exercises complete control and discretion over the assets they manage. They have built a strong local presence with a single office in Irvine, CA. Notably, the firm boasts a team of experienced advisors, including Stephen Parker, Robert Summers, and Dennis Reiland, who have been with the company for an extended period, exemplifying their commitment to providing clients with trusted and long-term financial guidance.
WEALTH MANAGEMENT SOLUTIONS, LLC
Newport Beach, California
Wealth Management Solutions, LLC, a small investment advisory firm based in Newport Beach, CA, is dedicated to providing comprehensive financial solutions to its extensive client base. With over 490 individual clients and more than $112,340,000 in assets under management, the firm has established itself as a trusted partner in wealth management.
Specializing in managing assets from employer 401Ks and individual clients, Wealth Management Solutions, LLC possesses valuable experience in this sector, with approximately half of their assets under management originating from these sources. The firm takes pride in its discretionary asset management approach, enabling them to make strategic investment decisions on behalf of their clients, with 97% of the assets they oversee being discretionary.
Wealth Management Solutions, LLC operates with a team of two dedicated professionals, both providing expert investment advisory services. With an average of approximately $56,170,000 in assets under management per investment advisor, the firm's advisors align with the industry average, showcasing their ability to manage substantial portfolios while delivering personalized attention.
Among the firm's longest-tenured registered advisors are Martin Lombrano and Richard Riva. Their experience and expertise contribute significantly to the firm's success in delivering tailored financial advice and building long-lasting client relationships.
Based in Newport Beach, CA, Wealth Management Solutions, LLC is deeply committed to serving the local community and helping individuals achieve their financial goals. With their comprehensive range of services and a client-centric approach, the firm strives to provide effective wealth management solutions and secure financial futures for their clients.
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