Advanced Financial Strategies Inc is a small investment advisory firm headquartered in Irvine, CA, and has established itself as a trusted player in the financial services industry. With a team of six dedicated professionals, four of whom specialize in investment advisory services, the firm delivers comprehensive financial strategies to a diverse range of clients. With an average of $52,930,000 in assets under management per investment advisor, Advanced Financial Strategies Inc maintains a competitive position within the industry. Their compensation structure caters to client needs, offering options such as a percentage of assets under management and hourly charges. While employer funds constitute a significant portion of their managed assets, less than 30% is allocated to 401K and individual accounts. Remarkably, all the assets under their management are discretionary. The firm primarily serves high-net-worth individuals, managing a substantial portfolio of over 60 clients, totaling more than $211,700,000 in assets under management. This clientele underscores the company's ability to provide tailored financial solutions and personalized attention to meet the unique needs of affluent individuals. In addition to their investment advisory expertise, Advanced Financial Strategies Inc also operates as an insurance broker or agent, expanding their service offerings to further assist clients in protecting and enhancing their wealth. Notably, the firm boasts an experienced team of advisors, including the highly tenured professionals Patricia Vasquez, Jonathon Nguyen, and Pierre Ngo. Their extensive knowledge and commitment to client success contribute to Advanced Financial Strategies Inc's reputation for excellence and reliability in the industry.

Lifesteps Financial, based out of Claremont, CA, is a small investment advisory firm dedicated to providing comprehensive financial planning services. With a team of six employees, including three investment advisors, they have established themselves as a trusted resource in the industry. The firm boasts an impressive average of approximately $59,170,000 in assets under management per investment advisor, which aligns with the industry average. Lifesteps Financial's compensation structure is diverse, offering clients flexibility and tailored solutions. They utilize a range of methods, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring that their clients have options that suit their specific needs. Having amassed over 450 individual clients, Lifesteps Financial manages an impressive portfolio totaling over $262,829,000 in assets. Notably, about half of their assets under management originate from employer 401Ks or individuals, highlighting their expertise and success in this realm. Furthermore, an impressive 82% of the assets they oversee are discretionary, showcasing their clients' trust in their investment strategies. With two offices to better serve their clientele, Lifesteps Financial takes pride in their team's longevity and experience. Advisors like Jorden Bastien, Gladys Limones, and Henry Ford have been with the firm for many years, bringing a wealth of knowledge and expertise to every client interaction. As a dedicated investment advisory firm, Lifesteps Financial is committed to helping clients navigate their financial journey and achieve their long-term goals. Their comprehensive approach, combined with their industry experience and commitment to client success, sets them apart in the competitive financial services landscape.

Sagent Wealth Management, a small investment advisory firm based in Laguna Beach, CA, distinguishes itself through personalized financial solutions and comprehensive wealth management services. With a team of three dedicated professionals, including Marshall Eichenauer, one of the longest-tenured registered advisors, the firm offers expert guidance tailored to meet the unique needs of its diverse clientele. Specializing in high net worth individuals, Sagent Wealth Management oversees a substantial amount of assets under management, averaging around $82,640,000 per investment advisor. Their solid reputation is built on a strong track record of delivering consistent results and their commitment to providing exceptional client service. At Sagent Wealth Management, the team leverages their extensive industry knowledge to design custom investment strategies aligned with each client's financial goals and risk tolerance. Their compensation structure includes various options, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and aligning interests with their clients. In addition to investment advisory services, Sagent Wealth Management offers a range of supplementary offerings, including insurance brokerage, real estate brokerage, and acting as a dealer or agent. While the firm primarily manages discretionary assets, they also possess the capability to handle employer funds, exemplifying their versatility and adaptability to various investment needs. With over 50 individual clients entrusting Sagent Wealth Management with their financial affairs, the firm has accumulated an impressive $82,645,000 in assets under management. Their dedication to providing holistic financial solutions makes them a sought-after partner for individuals seeking expert guidance in achieving their long-term financial objectives.

KWB Wealth is a reputable investment advisory firm based out of Redlands, CA. With a team of 10 dedicated professionals, 9 of whom specialize in providing expert investment advisory services, KWB Wealth has established itself as a trusted partner in managing clients' wealth. Their expertise is evident as they oversee an impressive average of approximately $88,850,000 in assets under management per investment advisor, aligning closely with the industry average. The firm's compensation structure offers clients a variety of options, including a percentage of assets under management, hourly charges, and fixed fees. KWB Wealth boasts a substantial client base, serving over 950 individual clients who entrust them with more than $699,770,000 in assets under management. Predominantly catering to high net worth individuals, the firm's portfolio predominantly comprises assets managed for this esteemed clientele. While 401K and individual accounts account for less than 30% of their assets under management, KWB Wealth possesses the necessary expertise to effectively manage employer funds as well. Importantly, the firm exercises full discretion over all the assets it manages, ensuring a proactive and personalized approach to investment decisions. With two offices in Redlands, CA, KWB Wealth operates as a local investment advisory firm deeply rooted in the community. The firm takes pride in its experienced team of advisors, including Diana Sailler, Quentin Bubb, and Michael Razzouk, who have earned their tenure by delivering consistent and reliable financial guidance to their valued clients.

Diligent Investors, LLC is a small investment advisory firm based out of Redlands, CA, specializing in providing comprehensive investment advisory services. With a single office, the company boasts a team of four experienced professionals dedicated to guiding clients towards their financial goals. The advisors at Diligent Investors, LLC manage an impressive average of approximately $126,440,000 in assets under management per investment advisor, placing them on par with industry standards. The firm's compensation structure is diverse, encompassing various methods such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexible options for clients. While 401K and individual accounts account for less than 30% of their assets under management, Diligent Investors, LLC possesses the expertise to effectively oversee employer funds. The firm takes a discretionary approach to managing 100% of the assets they oversee, empowering them to make investment decisions on behalf of their clients. Diligent Investors, LLC has cultivated a robust client base, serving over 410 individual clients with an impressive total of $505,754,000 in assets under management. Notably, the firm boasts a roster of esteemed advisors, including James Wilson, Henk Fischer, and Doyal Brown, who bring extensive experience and industry knowledge to their roles. With their unwavering commitment to providing exceptional investment advisory services, Diligent Investors, LLC remains a trusted partner for individuals seeking expert financial guidance in the Redlands area and beyond.

WCM Investment Management, a regional investment advisory firm based out of Laguna Beach, CA, has established itself as a leading player in the financial industry. With over 5,950 individual clients and an impressive $60,537,932,000 in assets under management, the firm prides itself on its expertise in managing discretionary assets. With four strategically located offices, WCM Investment Management is well-positioned to serve its diverse client base effectively. The firm's compensation structure encompasses various types, including a percentage of assets under management and performance-based fees, ensuring alignment of interests with their clients. WCM Investment Management boasts a team of 79 dedicated professionals, with 41 of them providing exceptional investment advisory services. Their average assets under management per investment advisor, standing at approximately $1,476,530,000, surpasses industry standards, reflecting the firm's ability to deliver superior value and results. The company attributes its success to its exceptional talent pool, with a particular emphasis on its longest tenured advisors. Among them are respected industry veterans such as William Orke, John Karl, and John Macarthur, whose extensive experience and expertise contribute to the firm's stellar reputation. With a relentless focus on providing personalized investment solutions tailored to their clients' unique financial goals and risk tolerance, WCM Investment Management has earned the trust and confidence of its discerning clientele. As they continue to expand their reach and deliver exceptional performance, WCM Investment Management remains committed to upholding their reputation as a trusted partner in wealth management.

RPA Wealth Management, based out of Claremont, CA, is a small investment advisory firm with a team of four dedicated professionals. With three experienced advisors providing investment advisory services, the firm prides itself on its personalized approach to wealth management. On average, each investment advisor oversees approximately $18,270,000 in assets under management, demonstrating their commitment to handling substantial portfolios effectively. With over 360 individual clients and a total of $183,716,000 in assets under management, RPA Wealth Management has established a strong presence in the financial industry. The firm's expertise lies in managing employer 401Ks and individual investments, accounting for around half of their assets under management. This extensive experience enables them to deliver tailored solutions that align with their clients' financial goals. RPA Wealth Management adopts a flexible compensation structure that includes a variety of options, such as a percentage of assets under management, fixed fees, and hourly charges. This approach allows clients to choose the fee structure that best suits their needs and ensures transparency in the client-advisor relationship. With three conveniently located offices, RPA Wealth Management serves a diverse range of clients in the Claremont area and beyond. The firm takes pride in its dedicated team of advisors, including Joshua Winterswyk, Brent Pasqua, and Matthew Theal, who have demonstrated a long-standing commitment to providing exceptional financial guidance. With 89% of their assets under management being discretionary, clients can trust in RPA Wealth Management's expertise to make informed decisions on their behalf. Overall, RPA Wealth Management distinguishes itself through its personalized approach, extensive experience in managing diverse investment portfolios, and a team of dedicated professionals committed to helping clients achieve their financial objectives.

IGNITE PLANNERS LLC: Your Trusted Regional Investment Advisory Firm With a proven track record and unwavering dedication to their clients' financial success, IGNITE PLANNERS LLC stands as a prominent regional investment advisory firm based in San Clemente, CA. Boasting a vast network of 2,230 individual clients and a staggering $686,344,000 in assets under management, they have established themselves as a trusted partner in wealth management. Committed to excellence, IGNITE PLANNERS LLC operates from seven strategically located offices to better serve their clientele. Notably, nearly half of their assets under management originate from employer 401Ks and individuals, showcasing their expertise and experience in this vital space. As a firm exclusively engaged in discretionary asset management, IGNITE PLANNERS LLC assumes full responsibility for their clients' investments. Their comprehensive compensation structure encompasses various models, including a percentage of assets under management and fixed fees, ensuring alignment with their clients' best interests. Comprising a team of 29 skilled professionals, each employee at IGNITE PLANNERS LLC is dedicated to providing exceptional investment advisory services. On average, their investment advisors oversee an impressive $23,670,000 in assets under management, reflecting their expertise in delivering tailored financial solutions. Notably, IGNITE PLANNERS LLC takes pride in their experienced advisors, some of whom have been with the firm for years. Andrew Labas, Brent Pahnke, and Gregory Cooley, among others, bring their extensive knowledge and steadfast commitment to client success. Whether individuals seek personalized investment strategies or businesses require comprehensive retirement planning, IGNITE PLANNERS LLC stands ready to ignite financial growth and empower clients to achieve their long-term goals.

Stephenson And Company, Inc., a small investment advisory firm based out of San Clemente, CA, is dedicated to providing exceptional financial management services to its clients. With over 110 individual clients, they oversee an impressive $216,345,000 in assets under management. Specializing in serving high net worth individuals, Stephenson And Company, Inc. has gained a reputation for their expertise in handling significant portfolios. While their primary focus lies in managing discretionary assets, representing 67% of their total AUM, they also possess the capability to handle employer funds. Additionally, they provide comprehensive investment advisory services for 401K and individual accounts, although these constitute less than 30% of their AUM. Stephenson And Company, Inc. has a diverse compensation structure tailored to meet the unique needs of their clients. Their fees include a percentage of assets under management, fixed fees, and hourly charges, ensuring a flexible and transparent approach to compensation. With a dedicated team of four employees, two of whom are experienced investment advisors, Stephenson And Company, Inc. maintains a strong client-advisor ratio. Their advisors average approximately $108,170,000 in assets under management, aligning with the industry average. Notably, Bradley Stephenson and Riley Stephenson are among the longest tenured registered advisors with the firm, bringing a wealth of experience and insight to their clients' financial goals. Stephenson And Company, Inc. prides itself on its commitment to personalized service, expert financial guidance, and a steadfast dedication to helping their clients achieve their financial objectives.

The Clark Group Asset Management, headquartered in Dana Point, CA, is a small investment advisory firm with a team of five highly experienced professionals. With three dedicated investment advisors, they provide personalized financial guidance to their diverse clientele. The firm boasts an impressive average of approximately $24,050,000 in assets under management per investment advisor. The Clark Group's compensation structure is multi-faceted, encompassing various methods such as a percentage of assets under management and performance-based fees. This approach ensures their interests align with those of their clients, fostering a strong client-advisor relationship built on trust and shared success. With over 310 individual clients, The Clark Group manages a substantial portfolio of assets totaling more than $211,788,000. Their expertise extends to employer 401Ks and individual investments, as approximately half of their assets under management originate from these sources. This proficiency positions them as a reliable and knowledgeable partner in the investment advisory space. The firm's extensive experience shines through their management style, as an impressive 79% of the assets they oversee are under discretionary management. This approach allows The Clark Group to make informed investment decisions on behalf of their clients, leveraging their expertise and insights to optimize returns and mitigate risks. Operating from a single office, The Clark Group Asset Management has established a strong presence within the Dana Point community. Notably, several of their most experienced advisors, including Brandon Clark, Raymond Clark, and Eric Cedergreen, have been with the firm for an extended period, further enhancing the team's collective expertise and continuity of service.

Falcon Wealth Planning, Inc., based out of Ontario, CA, is a reputable local investment advisory firm with a strong presence in the financial industry. With over 700 individual clients and an impressive $568,987,000 in assets under management, the firm has established itself as a trusted partner in wealth planning. Falcon Wealth Planning operates through 12 offices, ensuring convenient accessibility for its diverse client base. Distinguishing itself in the field, Falcon Wealth Planning possesses extensive expertise in managing employer 401Ks and individual assets, comprising approximately half of their assets under management. This valuable experience positions them as a reliable choice for clients seeking efficient and effective wealth management solutions. Moreover, 50% of the assets they manage are under discretionary authority, allowing for flexibility in adapting to changing market conditions and client needs. The compensation structure at Falcon Wealth Planning includes various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring clients can select a payment plan that aligns with their preferences and financial goals. With a team of 27 dedicated employees, including 17 investment advisors, the firm delivers personalized and tailored services to its clientele. On average, each investment advisor manages an impressive $33,470,000 in assets under their purview, showcasing their competence in handling substantial portfolios. Falcon Wealth Planning boasts a roster of seasoned professionals, including some of the longest-tenured advisors in the industry. Notable names such as Zackary Royce, Min Song, and Gabriel Shahin bring years of experience and expertise to the firm, further strengthening its reputation as a trusted and knowledgeable financial partner.