Park Avenue Securities LLC is a leading national investment advisory firm headquartered in New York, NY. With a team of 1825 dedicated professionals, the majority of whom specialize in providing investment advisory services, they offer comprehensive financial solutions to a diverse client base. Boasting an impressive average of approximately $1,020,000 in assets under management per investment advisor, Park Avenue Securities LLC has established a reputation for delivering personalized and effective wealth management strategies. Their compensation structure is designed to align with client needs, offering various options such as a percentage of assets under management, hourly charges, fixed fees, and commissions. With over 45,580 individual clients and a remarkable $9,912,742,000 in assets under management, Park Avenue Securities LLC has successfully catered to a wide range of financial goals and investment objectives. Notably, they have garnered considerable expertise in managing employer 401Ks and individual accounts, accounting for nearly half of their assets under management. Impressively, 83% of the assets they manage are discretionary, a testament to their trusted advisory services and strong track record. Operating from 386 offices across the country, Park Avenue Securities LLC combines a national presence with local expertise, ensuring their clients receive personalized attention and tailored solutions. The firm takes pride in its team of experienced advisors, and some of the longest-tenured professionals include Charles Woodbury, Brian Leen, and Michael Koehn. Their depth of knowledge and commitment to client success are emblematic of Park Avenue Securities LLC's unwavering dedication to delivering top-tier financial guidance and investment management services.

Royal Alliance Associates, Inc. is a highly reputable national investment advisory firm headquartered in Jersey City, NJ. With over 90,480 individual clients and an impressive $29,536,150,000 in assets under management, they have established themselves as a leading player in the financial services industry. Operating from 1,010 offices nationwide, Royal Alliance Associates, Inc. offers comprehensive investment advisory services, specializing in managing employer 401Ks and individual portfolios. With extensive experience in this domain, they have developed a solid understanding of the unique needs and challenges faced by both employers and individuals in the investment landscape. A notable aspect of Royal Alliance Associates, Inc.'s approach is their discretionary management of 83% of the assets they oversee, providing clients with a hands-off investment experience while leveraging their expertise to maximize returns. Their compensation structure is designed to accommodate different preferences, encompassing a range of options such as a percentage of assets under management, fixed fees, and hourly charges. Employing a team of 3,704 dedicated professionals, with 2,075 specifically focused on investment advisory services, Royal Alliance Associates, Inc. ensures that each client receives personalized attention and tailored financial solutions. Their investment advisors boast an impressive average of $14,230,000 in assets under management, a testament to their expertise and ability to deliver exceptional results. Notably, Royal Alliance Associates, Inc. takes pride in the long-standing commitment of their advisors, with esteemed professionals like Lauren Pedersen, Janice Gage, and James Marroquin exemplifying the firm's dedication to maintaining experienced and trusted individuals on their team. With a solid track record, comprehensive services, and a client-centric approach, Royal Alliance Associates, Inc. continues to be a trusted partner for individuals and employers seeking expert guidance in achieving their financial goals.

Capital Preservation Partners, Inc. is a respected investment advisory firm located in Bronxville, NY. With over 200 individual clients and an impressive $195,802,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Operating out of two offices, Capital Preservation Partners, Inc. offers a comprehensive range of services, including insurance brokerage, real estate brokerage, accounting, and legal assistance. The firm has a strong foothold in the employer 401K and individual asset management space, with approximately half of their assets under management sourced from these sectors. Their extensive experience in this field positions them as experts in delivering tailored investment strategies to meet the unique needs of each client. Notably, 98% of the assets they manage are under discretionary management, showcasing their commitment to preserving and growing their clients' capital. Capital Preservation Partners, Inc. employs a team of three dedicated professionals, all of whom are registered investment advisors. With an average of $65,270,000 in assets under management per advisor, they align with industry standards in terms of efficiency and performance. Among their experienced team, Ilir Gjoni stands out as one of the firm's longest-tenured registered advisors, having been with Capital Preservation Partners, Inc. since 2023. The firm's compensation structure is flexible and offers various options, including a percentage of assets under management and hourly charges, ensuring transparency and fairness in their client relationships. Capital Preservation Partners, Inc. is committed to providing personalized investment advisory services and maintaining the trust and satisfaction of their diverse clientele.

Headquartered in Harrison, New York, LIGHTEDWAY ADVISORY SERVICES, INC. is a small yet reputable investment advisory firm. With a team of dedicated professionals, they specialize in providing investment advisory services to a diverse client base. The firm's average assets under management per investment advisor amount to approximately $119,100,000, aligning with the industry average. LIGHTEDWAY ADVISORY SERVICES, INC. offers a variety of compensation structures, including a percentage of assets under management, hourly charges, and fixed fees. This flexible approach ensures that clients can choose a payment method that suits their needs and preferences. Catering to over 40 individual clients, LIGHTEDWAY ADVISORY SERVICES, INC. manages a substantial $70,000,000 in assets. Their expertise extends to employer 401K plans and individual investments, with approximately half of their assets under management originating from these sources. Their experience in this space positions them well to provide tailored advice and solutions. The firm operates from a single office in Harrison, New York, serving clients locally and beyond. Jonathan Russo, one of the longest-tenured registered advisors, has been with LIGHTEDWAY ADVISORY SERVICES, INC. since 2021. His experience and expertise contribute to the firm's commitment to delivering high-quality investment advisory services. LIGHTEDWAY ADVISORY SERVICES, INC. prides itself on its discretionary asset management approach, assuming full responsibility for 100% of the assets entrusted to their care. With a client-centric focus and a commitment to personalized service, the firm aims to guide clients towards achieving their financial goals and building a secure financial future.

Safran Wealth Advisors, LLC, a small investment advisory firm based out of New York, NY, provides comprehensive financial services to its clientele. With over 50 individual clients, the firm manages a substantial amount of assets under management, totaling over $100,983,000. The majority of these assets are for high net worth individuals, highlighting Safran Wealth Advisors' expertise in serving affluent clients. Operating with a team of two employees, one of whom specializes in investment advisory services, Safran Wealth Advisors demonstrates a commitment to personalized attention and tailored solutions. The firm's average assets under management per investment advisor amount to approximately $64,600,000, aligning with the industry average. Safran Wealth Advisors' compensation structure is diverse, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. This flexible approach enables the firm to accommodate the unique needs and preferences of its clients. While the firm primarily manages discretionary assets, totaling 98% of the assets under management, they also possess the capability to oversee employer funds. Although 401K and individual accounts make up less than 30% of their assets under management, Safran Wealth Advisors maintains the expertise and resources necessary to effectively manage these types of accounts. Founded in 2021, Safran Wealth Advisors benefits from the extensive experience of Erika Safran, one of the longest-tenured registered advisors at the firm. With a deep understanding of the industry and a commitment to providing exceptional financial guidance, Safran Wealth Advisors is well-positioned to support its clients in achieving their investment goals.

Safe Harbor Asset Management, Inc. is a small investment advisory firm located in Huntington, NY. With a single office, the company has established itself as a trusted financial partner within the local community. Led by a team of highly skilled professionals, Safe Harbor Asset Management, Inc. is committed to providing top-quality investment advisory services. Comprising a total of five dedicated employees, two of whom specialize in investment advisory, the firm boasts an impressive average of approximately $17,160,000 in assets under management per investment advisor. Their compensation structure is diverse, offering clients the flexibility to choose from options such as a percentage of assets under management, fixed fees, and hourly charges. While 401K and individual accounts account for less than 30% of their assets under management, Safe Harbor Asset Management, Inc. possesses the expertise to effectively manage employer funds. Notably, the firm operates under a discretionary model, meaning that all of the assets they manage are handled with full discretion. Catering primarily to high net worth individuals, Safe Harbor Asset Management, Inc. manages a substantial portfolio of assets. The company's reputation for excellence has attracted over 10 individual clients, with a combined total of more than $34,327,000 in assets under management. In addition to their investment advisory services, Safe Harbor Asset Management, Inc. also extends its offerings as an insurance broker or agent. This comprehensive approach enables clients to benefit from a wide range of financial services tailored to their unique needs. With experienced advisors like Stephen Davis, Alexander Steinberg, and Emanuel Defreitas, who have demonstrated long-term commitment to the firm, Safe Harbor Asset Management, Inc. stands as a trusted and reliable partner in the pursuit of financial success.

Hollow Brook Wealth Management LLC, a leading local investment advisory firm based in Katonah, NY, prides itself on serving a diverse clientele of over 50 individual clients. With a strong reputation in the financial industry, they oversee an impressive $956,571,000 in assets under management, demonstrating their expertise and commitment to delivering exceptional financial services. As a trusted partner in wealth management, Hollow Brook Wealth Management LLC operates with a client-centric approach, tailoring their services to meet the unique needs of each individual. With 44% of their assets managed in a discretionary capacity, clients benefit from the firm's ability to make investment decisions on their behalf, providing peace of mind and efficient portfolio management. Specializing in catering to high-net-worth individuals, Hollow Brook Wealth Management LLC recognizes the importance of safeguarding and growing substantial wealth. Their team of 13 dedicated professionals, including 6 investment advisors, possesses extensive industry knowledge and experience, enabling them to provide expert guidance and strategic investment advice. With an average of approximately $159,430,000 in assets under management per investment advisor, Hollow Brook Wealth Management LLC stands out in the industry for their exceptional track record and ability to consistently deliver superior results. Notably, David Oring, one of the firm's longest-tenured registered advisors, has been with the company since 2009, contributing to its continuity and client-focused culture. Hollow Brook Wealth Management LLC offers a flexible compensation structure, including various types of fees such as a percentage of assets under management, fixed fees, and performance-based fees. This ensures alignment with client interests and motivates the team to strive for exceptional performance. In conclusion, Hollow Brook Wealth Management LLC distinguishes itself as a reputable investment advisory firm, providing personalized wealth management services to a discerning clientele while achieving remarkable results in growing and safeguarding their clients' assets.

Hudson Park Management, LLC, a reputable investment advisory firm headquartered in New York, NY, specializes in providing personalized financial solutions to its valued clients. With two strategically located offices, they are well-positioned to serve individuals and businesses throughout the area. With a client base comprising over 70 individuals, Hudson Park Management expertly manages assets totaling more than $115,567,000. Notably, their expertise extends to handling employer 401(k) accounts and individual portfolios, which collectively make up around half of their assets under management. The firm's discretionary management approach ensures that all assets, totaling 100%, are carefully and professionally overseen, allowing their clients to benefit from expert investment decisions made on their behalf. Hudson Park Management's compensation structure offers flexibility and includes options such as a percentage of assets under management and performance-based fees. This incentivizes the firm to deliver outstanding results and ensures that clients have aligned interests. With a team of five employees, including three dedicated investment advisors, Hudson Park Management combines industry expertise and personalized service to meet their clients' unique financial needs. The advisors at the firm boast an average of approximately $38,520,000 in assets under management per advisor, showcasing their ability to effectively manage portfolios and provide tailored financial guidance. Hudson Park Management, LLC is committed to building long-term relationships with their clients, providing them with comprehensive investment strategies and exceptional service. Their experienced team works diligently to help clients achieve their financial goals and navigate the ever-changing financial landscape with confidence.

Roosevelt Investments, headquartered in New York, NY, is a reputable local investment advisory firm with a solid presence in the industry. With a total workforce of 29 employees, they boast a team of 10 highly skilled professionals dedicated to providing top-notch investment advisory services. Their expertise and commitment to excellence have allowed them to achieve an impressive average of approximately $194,800,000 in assets under management per investment advisor, significantly surpassing the industry average. With over 4,260 individual clients and assets under management exceeding $3,017,850,000, Roosevelt Investments has established a robust client base and manages a substantial portfolio. Notably, their expertise shines in the employer 401Ks and individual asset management space, accounting for nearly half of their assets under management. This expertise is a testament to their experience and proficiency in catering to the unique needs and challenges of this particular market segment. An outstanding characteristic of Roosevelt Investments is that an overwhelming 94% of the assets they manage are discretionary, illustrating the high level of trust and confidence their clients place in their investment decisions. With a well-rounded compensation structure that includes various types such as a percentage of assets under management and fixed fees, they ensure alignment with their clients' interests and deliver exceptional value. Roosevelt Investments operates from three strategically located offices, and they pride themselves on their long-standing team of advisors. Notable individuals like James Rogers, John Sokolowski, and Corie Gabriel have been with the firm for a substantial period, further solidifying the company's expertise and commitment to providing exceptional advisory services.

Shufro, Rose & Co., LLC, headquartered in New York, NY, is a respected local investment advisory firm. With one office, the firm comprises a team of 26 professionals, nine of whom specialize in investment advisory services. Renowned for their expertise, they consistently manage an impressive average of approximately $200,650,000 in assets per investment advisor, surpassing industry standards. Shufro, Rose & Co., LLC adopts a diversified compensation structure that includes a percentage of assets under management and fixed fees, ensuring alignment with their clients' interests. While their portfolio consists of less than 30% 401K and individual accounts, the firm possesses the expertise to effectively manage employer funds. Notably, 96% of the assets under their management are discretionary, showcasing their ability to make independent investment decisions. The firm primarily caters to high net worth individuals, who entrust Shufro, Rose & Co., LLC with the majority of their assets. Serving as registered representatives of a broker-dealer, they offer a comprehensive range of financial services to their esteemed clientele. Currently, the firm boasts an impressive roster of over 880 individual clients, with a combined total of more than $1,805,823,000 in assets under management. Shufro, Rose & Co., LLC takes pride in its long-standing advisors, such as Gerson Ossers, Gregory Shufro, and Barbara Silverman, who have played integral roles in the firm's success. Their commitment to providing personalized, high-quality investment advisory services has earned them a reputation as a trusted partner in navigating the complexities of the financial markets.

Springboard Asset Management LLC is a small investment advisory firm based out of Cheshire, CT, with a strong focus on managing assets for high net worth individuals. With over 60 individual clients, they have successfully amassed an impressive $97,758,000 in assets under management. The firm's expertise lies in handling employer 401Ks and individual portfolios, making them well-versed in this particular domain. Springboard Asset Management LLC operates from a single office, strategically located in Cheshire, CT. They offer a range of compensation structures to suit their clients' needs, including a percentage of assets under management and fixed fees. As a discretionary asset management firm, they have full authority to make investment decisions on behalf of their clients. With a team of two dedicated professionals providing investment advisory services, Springboard Asset Management LLC boasts an average of $48,880,000 in assets under management per investment advisor, which aligns with industry standards. Notably, Charles Green and Rebecca Green are recognized as two of the firm's longest-tenured registered advisors, contributing their extensive expertise to client portfolios. Springboard Asset Management LLC prides itself on providing personalized and tailored investment strategies to help clients achieve their financial goals. With a strong track record of success and a commitment to delivering exceptional service, they are positioned as a trusted partner for individuals seeking comprehensive wealth management solutions in the Cheshire, CT area and beyond.