Shufro, Rose & Co., LLC, headquartered in New York, NY, is a respected local investment advisory firm. With one office, the firm comprises a team of 26 professionals, nine of whom specialize in investment advisory services. Renowned for their expertise, they consistently manage an impressive average of approximately $200,650,000 in assets per investment advisor, surpassing industry standards. Shufro, Rose & Co., LLC adopts a diversified compensation structure that includes a percentage of assets under management and fixed fees, ensuring alignment with their clients' interests. While their portfolio consists of less than 30% 401K and individual accounts, the firm possesses the expertise to effectively manage employer funds. Notably, 96% of the assets under their management are discretionary, showcasing their ability to make independent investment decisions. The firm primarily caters to high net worth individuals, who entrust Shufro, Rose & Co., LLC with the majority of their assets. Serving as registered representatives of a broker-dealer, they offer a comprehensive range of financial services to their esteemed clientele. Currently, the firm boasts an impressive roster of over 880 individual clients, with a combined total of more than $1,805,823,000 in assets under management. Shufro, Rose & Co., LLC takes pride in its long-standing advisors, such as Gerson Ossers, Gregory Shufro, and Barbara Silverman, who have played integral roles in the firm's success. Their commitment to providing personalized, high-quality investment advisory services has earned them a reputation as a trusted partner in navigating the complexities of the financial markets.

Headquartered in Harrison, New York, LIGHTEDWAY ADVISORY SERVICES, INC. is a small yet reputable investment advisory firm. With a team of dedicated professionals, they specialize in providing investment advisory services to a diverse client base. The firm's average assets under management per investment advisor amount to approximately $119,100,000, aligning with the industry average. LIGHTEDWAY ADVISORY SERVICES, INC. offers a variety of compensation structures, including a percentage of assets under management, hourly charges, and fixed fees. This flexible approach ensures that clients can choose a payment method that suits their needs and preferences. Catering to over 40 individual clients, LIGHTEDWAY ADVISORY SERVICES, INC. manages a substantial $70,000,000 in assets. Their expertise extends to employer 401K plans and individual investments, with approximately half of their assets under management originating from these sources. Their experience in this space positions them well to provide tailored advice and solutions. The firm operates from a single office in Harrison, New York, serving clients locally and beyond. Jonathan Russo, one of the longest-tenured registered advisors, has been with LIGHTEDWAY ADVISORY SERVICES, INC. since 2021. His experience and expertise contribute to the firm's commitment to delivering high-quality investment advisory services. LIGHTEDWAY ADVISORY SERVICES, INC. prides itself on its discretionary asset management approach, assuming full responsibility for 100% of the assets entrusted to their care. With a client-centric focus and a commitment to personalized service, the firm aims to guide clients towards achieving their financial goals and building a secure financial future.

Safran Wealth Advisors, LLC, a small investment advisory firm based out of New York, NY, provides comprehensive financial services to its clientele. With over 50 individual clients, the firm manages a substantial amount of assets under management, totaling over $100,983,000. The majority of these assets are for high net worth individuals, highlighting Safran Wealth Advisors' expertise in serving affluent clients. Operating with a team of two employees, one of whom specializes in investment advisory services, Safran Wealth Advisors demonstrates a commitment to personalized attention and tailored solutions. The firm's average assets under management per investment advisor amount to approximately $64,600,000, aligning with the industry average. Safran Wealth Advisors' compensation structure is diverse, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. This flexible approach enables the firm to accommodate the unique needs and preferences of its clients. While the firm primarily manages discretionary assets, totaling 98% of the assets under management, they also possess the capability to oversee employer funds. Although 401K and individual accounts make up less than 30% of their assets under management, Safran Wealth Advisors maintains the expertise and resources necessary to effectively manage these types of accounts. Founded in 2021, Safran Wealth Advisors benefits from the extensive experience of Erika Safran, one of the longest-tenured registered advisors at the firm. With a deep understanding of the industry and a commitment to providing exceptional financial guidance, Safran Wealth Advisors is well-positioned to support its clients in achieving their investment goals.

Safe Harbor Asset Management, Inc. is a small investment advisory firm located in Huntington, NY. With a single office, the company has established itself as a trusted financial partner within the local community. Led by a team of highly skilled professionals, Safe Harbor Asset Management, Inc. is committed to providing top-quality investment advisory services. Comprising a total of five dedicated employees, two of whom specialize in investment advisory, the firm boasts an impressive average of approximately $17,160,000 in assets under management per investment advisor. Their compensation structure is diverse, offering clients the flexibility to choose from options such as a percentage of assets under management, fixed fees, and hourly charges. While 401K and individual accounts account for less than 30% of their assets under management, Safe Harbor Asset Management, Inc. possesses the expertise to effectively manage employer funds. Notably, the firm operates under a discretionary model, meaning that all of the assets they manage are handled with full discretion. Catering primarily to high net worth individuals, Safe Harbor Asset Management, Inc. manages a substantial portfolio of assets. The company's reputation for excellence has attracted over 10 individual clients, with a combined total of more than $34,327,000 in assets under management. In addition to their investment advisory services, Safe Harbor Asset Management, Inc. also extends its offerings as an insurance broker or agent. This comprehensive approach enables clients to benefit from a wide range of financial services tailored to their unique needs. With experienced advisors like Stephen Davis, Alexander Steinberg, and Emanuel Defreitas, who have demonstrated long-term commitment to the firm, Safe Harbor Asset Management, Inc. stands as a trusted and reliable partner in the pursuit of financial success.

Hudson Park Management, LLC, a reputable investment advisory firm headquartered in New York, NY, specializes in providing personalized financial solutions to its valued clients. With two strategically located offices, they are well-positioned to serve individuals and businesses throughout the area. With a client base comprising over 70 individuals, Hudson Park Management expertly manages assets totaling more than $115,567,000. Notably, their expertise extends to handling employer 401(k) accounts and individual portfolios, which collectively make up around half of their assets under management. The firm's discretionary management approach ensures that all assets, totaling 100%, are carefully and professionally overseen, allowing their clients to benefit from expert investment decisions made on their behalf. Hudson Park Management's compensation structure offers flexibility and includes options such as a percentage of assets under management and performance-based fees. This incentivizes the firm to deliver outstanding results and ensures that clients have aligned interests. With a team of five employees, including three dedicated investment advisors, Hudson Park Management combines industry expertise and personalized service to meet their clients' unique financial needs. The advisors at the firm boast an average of approximately $38,520,000 in assets under management per advisor, showcasing their ability to effectively manage portfolios and provide tailored financial guidance. Hudson Park Management, LLC is committed to building long-term relationships with their clients, providing them with comprehensive investment strategies and exceptional service. Their experienced team works diligently to help clients achieve their financial goals and navigate the ever-changing financial landscape with confidence.

Hollow Brook Wealth Management LLC, a leading local investment advisory firm based in Katonah, NY, prides itself on serving a diverse clientele of over 50 individual clients. With a strong reputation in the financial industry, they oversee an impressive $956,571,000 in assets under management, demonstrating their expertise and commitment to delivering exceptional financial services. As a trusted partner in wealth management, Hollow Brook Wealth Management LLC operates with a client-centric approach, tailoring their services to meet the unique needs of each individual. With 44% of their assets managed in a discretionary capacity, clients benefit from the firm's ability to make investment decisions on their behalf, providing peace of mind and efficient portfolio management. Specializing in catering to high-net-worth individuals, Hollow Brook Wealth Management LLC recognizes the importance of safeguarding and growing substantial wealth. Their team of 13 dedicated professionals, including 6 investment advisors, possesses extensive industry knowledge and experience, enabling them to provide expert guidance and strategic investment advice. With an average of approximately $159,430,000 in assets under management per investment advisor, Hollow Brook Wealth Management LLC stands out in the industry for their exceptional track record and ability to consistently deliver superior results. Notably, David Oring, one of the firm's longest-tenured registered advisors, has been with the company since 2009, contributing to its continuity and client-focused culture. Hollow Brook Wealth Management LLC offers a flexible compensation structure, including various types of fees such as a percentage of assets under management, fixed fees, and performance-based fees. This ensures alignment with client interests and motivates the team to strive for exceptional performance. In conclusion, Hollow Brook Wealth Management LLC distinguishes itself as a reputable investment advisory firm, providing personalized wealth management services to a discerning clientele while achieving remarkable results in growing and safeguarding their clients' assets.

Bridgewater Advisors Inc. is a reputable local investment advisory firm headquartered in New York, NY. With a single office, the firm boasts a dedicated team of 20 professionals, out of which 15 specialize in providing top-notch investment advisory services. They have earned a solid reputation in the industry, managing an impressive average of approximately $128,410,000 in assets under management per investment advisor, which aligns with the industry average. At Bridgewater Advisors Inc., their compensation structure is diversified and includes various types, one of which is a percentage of the assets under management. The firm exclusively manages discretionary assets, meaning they have full authority to make investment decisions on behalf of their clients. The bulk of their portfolio comprises assets from high net worth individuals, demonstrating their expertise in handling substantial wealth. With a client base of over 190 individuals, Bridgewater Advisors Inc. manages a staggering total of $1,926,165,000 in assets. The firm takes pride in its team of experienced advisors, with Barbara Leclerc, Josefine Cays, and Jane Weber standing as some of the longest-tenured professionals at the company. Their years of service and wealth management acumen contribute to the firm's success and their ability to provide tailored solutions to meet their clients' financial goals. Bridgewater Advisors Inc. is dedicated to delivering exceptional investment advisory services, ensuring their clients' assets are handled with the utmost care, precision, and expertise. Their commitment to professionalism and their extensive experience in the field make them a trusted choice for individuals seeking comprehensive financial guidance and wealth management solutions.

Pave Investment Advisors, LLC, headquartered in New York, NY, is a reputable and accomplished investment advisory firm. With a diverse client base of over 750 individuals, they oversee an impressive $102,572,000 in assets under management. Specializing in managing employer 401K plans and individual investments, Pave Investment Advisors, LLC exhibits a deep understanding of the intricacies involved in financial planning. Driven by a client-centric approach, Pave Investment Advisors, LLC emphasizes personalized strategies tailored to meet each client's unique financial goals and risk tolerance. Their team of highly qualified professionals possesses extensive expertise in the industry, ensuring reliable guidance and superior service. Operating from a single office, Pave Investment Advisors, LLC combines a small firm atmosphere with a robust investment portfolio. A significant portion of their assets under management, exceeding 80%, is attributed to employer 401K plans and individual investors. This demonstrates their proficiency in managing retirement plans and providing valuable investment advice to both employers and employees alike. Pave Investment Advisors, LLC employs a comprehensive compensation structure, which includes various types of fees such as fixed fees. With a total staff of seven dedicated professionals, two of whom offer investment advisory services, the firm maintains a favorable advisor-to-assets ratio. On average, each investment advisor manages approximately $51,290,000 in assets, aligning with industry standards. By leveraging their extensive knowledge, experience, and commitment to client success, Pave Investment Advisors, LLC positions themselves as a trusted partner in guiding individuals and employers towards achieving their financial objectives.

Altium Wealth Management, based in Purchase, NY, is a prominent local investment advisory firm serving a diverse client base. With over 480 individual clients and a staggering $2,942,449,000 in assets under management, Altium boasts a solid track record of success. Specializing in discretionary management, the firm caters primarily to high net worth individuals, with 99% of their assets falling under this category. Altium Wealth Management operates from a single office in Purchase, strategically positioned to provide personalized and attentive service to their clientele. While their 401K and individual accounts make up less than 30% of their total assets under management, the firm also possesses the expertise and capability to effectively oversee employer funds. Their compensation structure reflects a range of options, including a percentage of assets under management, hourly charges, and fixed fees. This flexibility enables Altium to tailor their services to individual client needs, ensuring transparency and alignment of interests. With a total of 36 dedicated employees, Altium boasts a team of 22 experienced professionals who provide investment advisory services. Their impressive average of approximately $133,750,000 in assets under management per investment advisor surpasses the industry average, showcasing the firm's commitment to delivering exceptional value and results. Altium Wealth Management takes pride in the longevity of their advisors, with seasoned professionals like James Giangrande, Adam Nalewajek, and James Dowling leading the way. These individuals bring a wealth of experience and expertise to the firm, further solidifying Altium's reputation as a trusted and reliable wealth management partner.

Tocqueville Asset Management LP, a distinguished regional investment advisory firm headquartered in New York, NY, operates with a profound commitment to delivering exceptional financial services. With two well-established offices, Tocqueville Asset Management LP boasts a dedicated team of 75 professionals, of which 39 are dedicated to providing top-notch investment advisory services. This robust team, led by a cadre of experienced leaders, strives to generate superior returns for their discerning clientele. Renowned for their astute investment strategies, Tocqueville Asset Management LP manages a substantial amount of assets under management, averaging approximately $203,700,000 per investment advisor—significantly surpassing the industry average. Their compensation structure is comprehensive and incorporates various types, including a percentage of assets under management and performance-based fees. Impressively, 99% of the assets entrusted to Tocqueville Asset Management LP are managed on a discretionary basis, reflecting the immense confidence clients place in their expertise. The firm's extensive client base comprises over 660 individuals, with a staggering $7,944,107,000 in assets under management. Moreover, Tocqueville Asset Management LP prides itself on its team's longevity, with Matthew Cherashore, Rudolf Mueller, and Anthony Balestrieri among the firm's longest-tenured advisors. Their deep understanding of the financial landscape, coupled with their unwavering dedication to client success, has solidified Tocqueville Asset Management LP's reputation as a trusted partner in the realm of investment advisory services.

Capital Preservation Partners, Inc. is a respected investment advisory firm located in Bronxville, NY. With over 200 individual clients and an impressive $195,802,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Operating out of two offices, Capital Preservation Partners, Inc. offers a comprehensive range of services, including insurance brokerage, real estate brokerage, accounting, and legal assistance. The firm has a strong foothold in the employer 401K and individual asset management space, with approximately half of their assets under management sourced from these sectors. Their extensive experience in this field positions them as experts in delivering tailored investment strategies to meet the unique needs of each client. Notably, 98% of the assets they manage are under discretionary management, showcasing their commitment to preserving and growing their clients' capital. Capital Preservation Partners, Inc. employs a team of three dedicated professionals, all of whom are registered investment advisors. With an average of $65,270,000 in assets under management per advisor, they align with industry standards in terms of efficiency and performance. Among their experienced team, Ilir Gjoni stands out as one of the firm's longest-tenured registered advisors, having been with Capital Preservation Partners, Inc. since 2023. The firm's compensation structure is flexible and offers various options, including a percentage of assets under management and hourly charges, ensuring transparency and fairness in their client relationships. Capital Preservation Partners, Inc. is committed to providing personalized investment advisory services and maintaining the trust and satisfaction of their diverse clientele.