Winthrop Partners - WPA, LLC is a distinguished investment advisory firm headquartered in Buffalo, NY. With a strong presence in the financial industry, the company operates from three strategically located offices. Led by a team of highly skilled professionals, Winthrop Partners - WPA, LLC offers exceptional investment advisory services to its clientele. The firm takes pride in its dedicated team of two employees, each possessing a wealth of expertise and experience in the field of finance. These professionals provide personalized investment advice tailored to meet the unique financial goals and objectives of their clients. On average, each investment advisor manages an impressive $29,570,000 in assets under management. Winthrop Partners - WPA, LLC boasts a flexible compensation structure, offering multiple options to their clients. These include a percentage of assets under management, hourly charges, and fixed fees, ensuring a customized approach that aligns with the clients' preferences. While the firm manages various types of accounts, such as 401K and individual accounts, these represent less than 30% of their total assets under management. Nevertheless, Winthrop Partners - WPA, LLC possesses the capability to effectively manage employer funds, further expanding their investment management capabilities. Impressively, approximately 69% of the assets they oversee are discretionary, demonstrating their commitment to making informed investment decisions on behalf of their clients. Primarily focused on serving high net worth individuals, Winthrop Partners - WPA, LLC proudly serves over 40 individual clients, managing a substantial $59,133,000 in assets. With a reputation for excellence and a dedication to delivering exceptional financial guidance, Winthrop Partners - WPA, LLC has established itself as a trusted partner for clients seeking expert investment advisory services.

Northcape Wealth Management, a respected investment advisory firm headquartered in Williamsville, NY, is committed to providing comprehensive financial solutions to its discerning clientele. With two strategically located offices, they serve individuals and businesses throughout the region. With a team of six employees, including three dedicated investment advisors, Northcape Wealth Management combines expertise and personalized service to deliver exceptional results. Their advisors have an average of approximately $123,720,000 in assets under management per advisor, in line with the industry average. Northcape Wealth Management offers a flexible compensation structure, including a percentage of assets under management and performance-based fees. This ensures that clients have options that align with their preferences and incentivizes the firm to achieve optimal results. The firm manages over $492,815,000 in assets for a diverse client base of over 470 individuals. The majority of these assets are attributed to high-net-worth individuals, reflecting Northcape Wealth Management's expertise in serving this segment. While 401(k) and individual accounts make up less than 30% of their assets under management, the firm has the capability to manage employer funds. Northcape Wealth Management operates on a discretionary management approach, providing clients with peace of mind and allowing their advisors to make informed investment decisions on their behalf. With 97% of assets under management being discretionary, clients trust the firm's expertise and judgment. Erik O'Neill, Patrick Markey, and Kenji Kimura are among the firm's longest tenured advisors. Their commitment and experience have contributed significantly to Northcape Wealth Management's success in delivering tailored financial strategies to their valued clients. As a small investment advisory firm deeply committed to client satisfaction, Northcape Wealth Management leverages their expertise and local presence to help clients navigate their financial journeys with confidence and achieve their long-term goals.

Sterling Investment Counsel, LLC is a leading local investment advisory firm based in Buffalo, NY, with a strong reputation for delivering exceptional financial guidance. With over 520 individual clients and an impressive $543,607,000 in assets under management, Sterling Investment Counsel serves as a trusted partner in helping clients achieve their financial goals. While managing discretionary assets exclusively, Sterling Investment Counsel caters primarily to high net worth individuals, prioritizing personalized strategies tailored to each client's unique needs. With a comprehensive range of compensation structures, including a percentage of assets under management, hourly charges, and fixed fees, the firm ensures flexible and transparent arrangements that align with clients' preferences. With its sole office in Buffalo, Sterling Investment Counsel maintains a team of 9 dedicated professionals, 8 of whom specialize in providing expert investment advisory services. Each investment advisor manages an average of approximately $67,950,000 in assets, reflecting the firm's commitment to delivering individualized attention to clients. The firm boasts a roster of experienced advisors, including John Langer, Chelsea Blasch, and Cynthia Vance, who have provided invaluable guidance to clients for many years. Their expertise, combined with the firm's unwavering commitment to client satisfaction, has solidified Sterling Investment Counsel's position as a trusted leader in the financial industry. Whether managing employer funds or individual accounts, Sterling Investment Counsel empowers clients to make informed decisions, navigate complex markets, and secure their financial future.

North Woods Asset Management LLC, based out of Buffalo, NY, is a small investment advisory firm with a strong presence in the industry. With over 140 individual clients, they have accumulated an impressive $53,043,000 in assets under management. A significant portion of their assets are derived from employer 401Ks and individual investors, showcasing their expertise in this particular domain. As a trusted partner, North Woods Asset Management LLC manages 99% of their clients' assets on a discretionary basis, providing comprehensive financial solutions tailored to individual needs. Their compensation structure is flexible, including a percentage-based fee tied to the assets under management. Despite being a small firm, North Woods Asset Management LLC boasts a remarkable track record. With only two dedicated employees, each investment advisor manages an average of $26,520,000 in assets. Their success can be attributed to the experience and expertise of their team, including Jeremy Wadsworth and William Wadsworth, who are among the longest tenured registered advisors at the firm. North Woods Asset Management LLC operates with the utmost dedication and professionalism, ensuring that their clients' financial goals and objectives are met. With their headquarters located in Buffalo, NY, they strive to provide personalized investment advisory services to a diverse range of clients, offering guidance and expertise to help them navigate the complexities of the financial markets.

Western New York Financial Group, LLC is a small investment advisory firm based out of Buffalo, NY, specializing in providing comprehensive investment advisory services. With a team of two dedicated professionals, they cater to a diverse client base of over 140 individual clients, managing assets totaling over $65,348,000. The firm's investment advisors have a strong track record, with an average of approximately $49,920,000 in assets under management per advisor, which is in line with the industry average. They have developed extensive expertise in managing employer 401Ks and individual assets, accounting for nearly half of their assets under management. The compensation structure at Western New York Financial Group, LLC is flexible, offering various options such as a percentage of assets under management, hourly charges, and fixed fees. This ensures that clients have choices that align with their unique needs and financial goals. Impressively, 87% of the assets they manage are under discretionary management, demonstrating their clients' trust in the firm's expertise and decision-making abilities. The firm's commitment to a high level of personalized service and tailored investment strategies has earned them a strong reputation in the region. With one office in Buffalo, Western New York Financial Group, LLC is deeply rooted in the local community. Mark Narby and Michael Aquino, two of the longest-tenured registered advisors with the firm, bring a wealth of experience and knowledge to their clients, helping them navigate the complexities of the financial markets and achieve their investment objectives.