Capital Preservation Partners, Inc. is a respected investment advisory firm located in Bronxville, NY. With over 200 individual clients and an impressive $195,802,000 in assets under management, they have established themselves as a trusted partner in the financial industry. Operating out of two offices, Capital Preservation Partners, Inc. offers a comprehensive range of services, including insurance brokerage, real estate brokerage, accounting, and legal assistance. The firm has a strong foothold in the employer 401K and individual asset management space, with approximately half of their assets under management sourced from these sectors. Their extensive experience in this field positions them as experts in delivering tailored investment strategies to meet the unique needs of each client. Notably, 98% of the assets they manage are under discretionary management, showcasing their commitment to preserving and growing their clients' capital. Capital Preservation Partners, Inc. employs a team of three dedicated professionals, all of whom are registered investment advisors. With an average of $65,270,000 in assets under management per advisor, they align with industry standards in terms of efficiency and performance. Among their experienced team, Ilir Gjoni stands out as one of the firm's longest-tenured registered advisors, having been with Capital Preservation Partners, Inc. since 2023. The firm's compensation structure is flexible and offers various options, including a percentage of assets under management and hourly charges, ensuring transparency and fairness in their client relationships. Capital Preservation Partners, Inc. is committed to providing personalized investment advisory services and maintaining the trust and satisfaction of their diverse clientele.

Headquartered in Harrison, New York, LIGHTEDWAY ADVISORY SERVICES, INC. is a small yet reputable investment advisory firm. With a team of dedicated professionals, they specialize in providing investment advisory services to a diverse client base. The firm's average assets under management per investment advisor amount to approximately $119,100,000, aligning with the industry average. LIGHTEDWAY ADVISORY SERVICES, INC. offers a variety of compensation structures, including a percentage of assets under management, hourly charges, and fixed fees. This flexible approach ensures that clients can choose a payment method that suits their needs and preferences. Catering to over 40 individual clients, LIGHTEDWAY ADVISORY SERVICES, INC. manages a substantial $70,000,000 in assets. Their expertise extends to employer 401K plans and individual investments, with approximately half of their assets under management originating from these sources. Their experience in this space positions them well to provide tailored advice and solutions. The firm operates from a single office in Harrison, New York, serving clients locally and beyond. Jonathan Russo, one of the longest-tenured registered advisors, has been with LIGHTEDWAY ADVISORY SERVICES, INC. since 2021. His experience and expertise contribute to the firm's commitment to delivering high-quality investment advisory services. LIGHTEDWAY ADVISORY SERVICES, INC. prides itself on its discretionary asset management approach, assuming full responsibility for 100% of the assets entrusted to their care. With a client-centric focus and a commitment to personalized service, the firm aims to guide clients towards achieving their financial goals and building a secure financial future.

Symmetry Partners, a small investment advisory firm headquartered in Glastonbury, CT, is dedicated to providing comprehensive financial solutions to individual and employer clients. With 68 employees, a small portion of their team focuses on delivering investment advisory services, ensuring personalized attention to each client. The firm's remarkable success is evident in their impressive average of approximately $360,730,000 in assets under management per investment advisor, surpassing industry standards. Symmetry Partners serves a diverse clientele, boasting over 11,190 individual clients who entrust the firm with their financial goals. With a staggering $6,510,881,000 in assets under management, Symmetry Partners exhibits a robust track record in managing both employer 401Ks and individual accounts, showcasing their extensive expertise in this particular space. As a testament to their commitment to client satisfaction, Symmetry Partners operates with full discretion, managing 100% of the assets entrusted to them. This approach ensures that investment decisions are made in the best interest of their clients, aligning with their financial aspirations and risk tolerance. With two offices to better serve their clients, Symmetry Partners values the experience and expertise of their team members. Notably, some of the firm's longest-tenured advisors include Mark Nelson, David Connelly, and Patrick Sweeny, whose extensive knowledge and dedication contribute to the firm's stellar reputation. Symmetry Partners' compensation structure includes various types, such as a percentage of assets under management, demonstrating their commitment to maintaining a fair and transparent relationship with their clients. With their proven track record and client-centered approach, Symmetry Partners continues to stand out as a leading investment advisory firm in the industry.

Safe Harbor Asset Management, Inc. is a small investment advisory firm located in Huntington, NY. With a single office, the company has established itself as a trusted financial partner within the local community. Led by a team of highly skilled professionals, Safe Harbor Asset Management, Inc. is committed to providing top-quality investment advisory services. Comprising a total of five dedicated employees, two of whom specialize in investment advisory, the firm boasts an impressive average of approximately $17,160,000 in assets under management per investment advisor. Their compensation structure is diverse, offering clients the flexibility to choose from options such as a percentage of assets under management, fixed fees, and hourly charges. While 401K and individual accounts account for less than 30% of their assets under management, Safe Harbor Asset Management, Inc. possesses the expertise to effectively manage employer funds. Notably, the firm operates under a discretionary model, meaning that all of the assets they manage are handled with full discretion. Catering primarily to high net worth individuals, Safe Harbor Asset Management, Inc. manages a substantial portfolio of assets. The company's reputation for excellence has attracted over 10 individual clients, with a combined total of more than $34,327,000 in assets under management. In addition to their investment advisory services, Safe Harbor Asset Management, Inc. also extends its offerings as an insurance broker or agent. This comprehensive approach enables clients to benefit from a wide range of financial services tailored to their unique needs. With experienced advisors like Stephen Davis, Alexander Steinberg, and Emanuel Defreitas, who have demonstrated long-term commitment to the firm, Safe Harbor Asset Management, Inc. stands as a trusted and reliable partner in the pursuit of financial success.

Hollow Brook Wealth Management LLC, a leading local investment advisory firm based in Katonah, NY, prides itself on serving a diverse clientele of over 50 individual clients. With a strong reputation in the financial industry, they oversee an impressive $956,571,000 in assets under management, demonstrating their expertise and commitment to delivering exceptional financial services. As a trusted partner in wealth management, Hollow Brook Wealth Management LLC operates with a client-centric approach, tailoring their services to meet the unique needs of each individual. With 44% of their assets managed in a discretionary capacity, clients benefit from the firm's ability to make investment decisions on their behalf, providing peace of mind and efficient portfolio management. Specializing in catering to high-net-worth individuals, Hollow Brook Wealth Management LLC recognizes the importance of safeguarding and growing substantial wealth. Their team of 13 dedicated professionals, including 6 investment advisors, possesses extensive industry knowledge and experience, enabling them to provide expert guidance and strategic investment advice. With an average of approximately $159,430,000 in assets under management per investment advisor, Hollow Brook Wealth Management LLC stands out in the industry for their exceptional track record and ability to consistently deliver superior results. Notably, David Oring, one of the firm's longest-tenured registered advisors, has been with the company since 2009, contributing to its continuity and client-focused culture. Hollow Brook Wealth Management LLC offers a flexible compensation structure, including various types of fees such as a percentage of assets under management, fixed fees, and performance-based fees. This ensures alignment with client interests and motivates the team to strive for exceptional performance. In conclusion, Hollow Brook Wealth Management LLC distinguishes itself as a reputable investment advisory firm, providing personalized wealth management services to a discerning clientele while achieving remarkable results in growing and safeguarding their clients' assets.

Empower Financial Advisory, LLC, a highly reputable investment advisory firm based in Glastonbury, CT, has been empowering its clients with comprehensive financial solutions. With over 180 individual clients and assets under management surpassing $340,387,000, they have established themselves as a trusted partner in the industry. As a small firm operating from a single office, Empower Financial Advisory, LLC focuses on providing personalized attention and tailored strategies to meet clients' financial goals. They possess extensive experience in managing employer 401Ks and individual accounts, with approximately half of their assets under management originating from these sources. The firm's commitment to discretion is evident, as 100% of the assets they manage are handled on a discretionary basis. This approach allows their skilled advisors to make informed investment decisions aligned with clients' objectives and risk profiles. Empower Financial Advisory, LLC offers a versatile compensation structure that includes options such as a percentage of assets under management, hourly charges, and fixed fees. This ensures flexibility and transparency in their client engagements, catering to diverse financial needs. With a total of seven employees, including four dedicated to investment advisory services, Empower Financial Advisory, LLC combines expertise and personalized service. Each investment advisor manages an average of approximately $85,100,000 in assets, reflecting their commitment to delivering quality service and meticulous portfolio management. The firm takes pride in its team of experienced advisors, including Nicholas Gerlach, Lori Goeckler, and Ronald Williams, who have consistently provided exceptional guidance and service to their clients. Their tenure and expertise contribute to Empower Financial Advisory, LLC's reputation for excellence and client satisfaction.

Navis Wealth Advisors LLC is a highly regarded investment advisory firm based in Rye Brook, NY. With a focus on serving high-net-worth individuals, the firm manages over $317,387,000 in assets under management for their diverse clientele of over 20 individual clients. As a small investment advisory firm, Navis Wealth Advisors operates with personalized attention and expertise. They have established a single office location in Rye Brook, NY, ensuring close proximity and accessibility for their clients. Notably, 100% of the assets they manage are under their discretionary authority, reflecting the trust their clients place in their investment strategies. Their compensation structure is comprehensive, including options such as a percentage of assets under management and hourly charges. This allows for flexibility and customized solutions tailored to their clients' unique needs and preferences. With a team of 5 dedicated professionals, including 4 experienced investment advisors, Navis Wealth Advisors is committed to delivering exceptional financial services. Each investment advisor manages an average of $79,350,000 in assets under management, which is in line with industry standards. The firm prides itself on the expertise and tenure of its advisors. Noteworthy individuals such as David Bruckman, Letizia Carlisto, and David Price bring extensive experience and knowledge to the firm, contributing to its continued success and the satisfaction of its clients. Navis Wealth Advisors LLC is dedicated to helping their clients achieve their financial goals through sound investment strategies and personalized guidance.

Altium Wealth Management, based in Purchase, NY, is a prominent local investment advisory firm serving a diverse client base. With over 480 individual clients and a staggering $2,942,449,000 in assets under management, Altium boasts a solid track record of success. Specializing in discretionary management, the firm caters primarily to high net worth individuals, with 99% of their assets falling under this category. Altium Wealth Management operates from a single office in Purchase, strategically positioned to provide personalized and attentive service to their clientele. While their 401K and individual accounts make up less than 30% of their total assets under management, the firm also possesses the expertise and capability to effectively oversee employer funds. Their compensation structure reflects a range of options, including a percentage of assets under management, hourly charges, and fixed fees. This flexibility enables Altium to tailor their services to individual client needs, ensuring transparency and alignment of interests. With a total of 36 dedicated employees, Altium boasts a team of 22 experienced professionals who provide investment advisory services. Their impressive average of approximately $133,750,000 in assets under management per investment advisor surpasses the industry average, showcasing the firm's commitment to delivering exceptional value and results. Altium Wealth Management takes pride in the longevity of their advisors, with seasoned professionals like James Giangrande, Adam Nalewajek, and James Dowling leading the way. These individuals bring a wealth of experience and expertise to the firm, further solidifying Altium's reputation as a trusted and reliable wealth management partner.

Montrose Advisors Inc is a small investment advisory firm based out of New York, NY, with one office. With a team of five dedicated professionals, including three investment advisors, they provide expert guidance in managing clients' assets. The firm boasts an average of approximately $80,030,000 in assets under management per investment advisor, which aligns with industry standards. At Montrose Advisors Inc, the compensation structure is diverse, offering various options such as a percentage of assets under management, hourly charges, and fixed fees. The firm exercises discretion over 38% of the assets they manage, allowing them to make informed investment decisions on behalf of their clients. In addition to investment advisory services, Montrose Advisors Inc extends its expertise as a commodity pool operator or commodity trading advisor, whether registered or exempt from registration. This diversification allows the firm to cater to a broader range of client needs and investment preferences. With an impressive portfolio, Montrose Advisors Inc serves over 0 individual clients, overseeing more than $240,092,000 in assets under management. The firm takes pride in its experienced team, which includes registered advisors Kenneth Lubbock and John Lubbock, who have demonstrated long-standing commitment to providing exceptional service. With a commitment to personalized financial guidance and a comprehensive range of services, Montrose Advisors Inc is well-positioned to navigate the complexities of the investment landscape and help clients achieve their financial goals.

United Asset Strategies Inc. is a reputable investment advisory firm based in Garden City, NY. With over 1,110 individual clients, they have established themselves as a trusted partner in managing assets. Their extensive experience in the employer 401K and individual investment space has allowed them to accumulate over $1,328,700,000 in assets under management. Dedicated to providing personalized financial solutions, United Asset Strategies Inc. boasts a team of 30 highly skilled professionals. Among them, 15 advisors specialize in offering comprehensive investment advisory services. Their expertise enables them to effectively manage the firm's assets, 91% of which are under their discretionary control. The firm employs a flexible compensation structure to suit diverse client needs. This includes various options such as a percentage of assets under management, hourly charges, and fixed fees. By tailoring their approach, United Asset Strategies Inc. ensures that clients receive optimal value for their investments. Each investment advisor at United Asset Strategies Inc. manages an average of $88,580,000 in assets under management, aligning with the industry average. The firm prides itself on nurturing long-term relationships, exemplified by advisors like Linda Scimeca, Erin Gibbons, and Lee Delorenzo, who have been with the company for many years. With a single office in Garden City, NY, United Asset Strategies Inc. remains committed to delivering exceptional investment advisory services to their clients. As they continue to grow and expand their offerings, their dedication to client satisfaction remains unwavering.

Springboard Asset Management LLC is a small investment advisory firm based out of Cheshire, CT, with a strong focus on managing assets for high net worth individuals. With over 60 individual clients, they have successfully amassed an impressive $97,758,000 in assets under management. The firm's expertise lies in handling employer 401Ks and individual portfolios, making them well-versed in this particular domain. Springboard Asset Management LLC operates from a single office, strategically located in Cheshire, CT. They offer a range of compensation structures to suit their clients' needs, including a percentage of assets under management and fixed fees. As a discretionary asset management firm, they have full authority to make investment decisions on behalf of their clients. With a team of two dedicated professionals providing investment advisory services, Springboard Asset Management LLC boasts an average of $48,880,000 in assets under management per investment advisor, which aligns with industry standards. Notably, Charles Green and Rebecca Green are recognized as two of the firm's longest-tenured registered advisors, contributing their extensive expertise to client portfolios. Springboard Asset Management LLC prides itself on providing personalized and tailored investment strategies to help clients achieve their financial goals. With a strong track record of success and a commitment to delivering exceptional service, they are positioned as a trusted partner for individuals seeking comprehensive wealth management solutions in the Cheshire, CT area and beyond.