Sunbelt Securities is a regional investment advisory firm headquartered in Houston, TX, with a strong presence across 14 offices. With a total workforce of 64 dedicated professionals, 42 of them specialize in providing comprehensive investment advisory services. Leveraging their expertise, Sunbelt Securities manages an impressive average of $27,270,000 in assets per investment advisor. The firm's compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring a flexible and tailored approach for their clients. Notably, nearly half of the assets under Sunbelt Securities' management originate from employer 401Ks and individual investors, showcasing their extensive experience and success in this space. Moreover, the firm proudly exercises full discretion over all the assets they manage, solidifying their commitment to maintaining complete control and delivering optimal results. Sunbelt Securities boasts an extensive client base, serving over 4,250 individual clients who collectively entrust the firm with a remarkable $1,145,411,000 in assets under management. The firm's success can be attributed, in part, to the long-standing expertise of their highly tenured advisors. Notable names among the firm's most experienced professionals include Roy Longoria, Kenneth Barry, and Hector Cordova. Committed to providing exceptional investment advisory services, Sunbelt Securities combines their regional presence, experienced team, and comprehensive compensation structure to create a successful and client-focused approach to wealth management. With their strong track record and commitment to delivering tailored financial solutions, Sunbelt Securities is a trusted partner for individuals and employers seeking effective asset management strategies.

Sovereign Wealth Advisors LLC is a regional investment advisory firm based out of Houston, TX, providing comprehensive financial services to a diverse clientele. With a team of 30 experienced professionals, the firm specializes in investment advisory services, offering expert guidance to help clients achieve their financial goals. With an average of $58,700,000 in assets under management per investment advisor, Sovereign Wealth Advisors LLC is on par with the industry average. Their compensation structure is tailored to meet clients' needs, including a percentage of assets under management and fixed fees. Serving over 200 individual clients, Sovereign Wealth Advisors LLC manages a substantial portfolio of assets valued at over $548,398,000. Their extensive experience in employer 401Ks and individual accounts sets them apart in the industry, with approximately half of their assets under management originating from these sources. A notable aspect of the firm's operations is that 94% of the assets they manage are discretionary, showcasing their expertise in making informed investment decisions on behalf of their clients. Additionally, Sovereign Wealth Advisors LLC offers registered representative services of a broker-dealer, as well as acting as an insurance broker or agent, further expanding their range of financial offerings. With two offices strategically located in Houston, Sovereign Wealth Advisors LLC is well-positioned to serve clients both locally and nationally. The firm boasts a team of highly tenured advisors, including industry veterans such as Paul Dixon, Brandon Gay, and Neal Britt, who bring a wealth of knowledge and experience to their clients. In summary, Sovereign Wealth Advisors LLC is a respected regional investment advisory firm, known for its expertise, diverse range of financial services, and commitment to helping clients navigate the complexities of the financial landscape.

Position Wealth is a reputable investment advisory firm headquartered in The Woodlands, TX, with two offices catering to a diverse clientele. With a team of two dedicated professionals, they specialize in providing comprehensive investment advisory services. Each advisor handles an average of $65,580,000 in assets under management, aligning with industry standards. Position Wealth's compensation structure encompasses various approaches, including a percentage of assets under management. While their portfolio predominantly consists of discretionary assets, less than 30% is allocated to 401K and individual accounts. However, they possess the expertise to manage employer funds, demonstrating their versatility and ability to cater to different investment needs. Notably, the firm focuses on serving high-net-worth individuals, reflecting their commitment to delivering tailored investment strategies. Position Wealth takes pride in their extensive client base, which comprises over 90 individual clients entrusting them with more than $131,165,000 in assets under management. This significant asset base is a testament to the firm's track record of delivering exceptional results and establishing long-term partnerships based on trust and proven expertise. Driven by a client-centric approach, Position Wealth leverages their in-depth market knowledge, rigorous research, and analytical insights to craft customized investment solutions. Their dedication to achieving financial success for their clients sets them apart in the investment advisory industry. As a small firm with a focus on quality over quantity, Position Wealth remains dedicated to providing personalized, hands-on service to help clients navigate the complexities of the financial markets and secure their financial future.

Pin Oak Investment Advisors Inc is a leading investment advisory firm headquartered in Houston, TX. With over 120 individual clients and more than $617,145,000 in assets under management, the company has established itself as a trusted partner in wealth management. Operating from a single office, Pin Oak Investment Advisors Inc offers a comprehensive range of investment services to cater to the diverse needs of its clientele. While the majority of their assets under management are derived from institutional funds, the firm also adeptly manages 401K and individual accounts, accounting for less than 30% of their total assets. With a discretionary approach, the company exercises full authority in managing all the assets entrusted to them. The firm's compensation structure is designed to align with client objectives and includes various types such as a percentage of assets under management, fixed fees, and performance-based fees. With a team of 10 dedicated professionals, including 5 experienced investment advisors, Pin Oak Investment Advisors Inc ensures personalized attention and tailored investment strategies for each client. Notably, the firm's investment advisors boast an impressive average of approximately $123,430,000 in assets under management per advisor, reflecting their expertise and ability to generate favorable results. Among the esteemed advisors at Pin Oak Investment Advisors Inc are Daniel Estes, John Platt, and James Rouse, who have been with the firm for a significant duration, contributing to its success and reputation. Pin Oak Investment Advisors Inc continues to uphold its commitment to providing exceptional investment advisory services, delivering financial stability and growth for its clients in the dynamic market landscape.

Corda Investment Management, LLC is a reputable investment advisory firm headquartered in Houston, TX, with an extensive presence boasting five offices. With a team of 25 dedicated professionals, 19 of whom specialize in investment advisory services, Corda Investment Management, LLC offers comprehensive financial solutions to a diverse client base. Leveraging their expertise, the firm manages an average of approximately $76,180,000 in assets under management per investment advisor, aligning with industry standards. The compensation structure at Corda Investment Management, LLC encompasses various models, including a percentage of assets under management, ensuring a fair and transparent approach. While 401K and individual accounts constitute less than 30% of their managed assets, the firm possesses the capability to oversee employer funds, expanding their range of services. A significant portion, amounting to 95%, of the assets managed by Corda Investment Management, LLC are discretionary, exemplifying the trust clients place in the firm's decision-making. Specializing in catering to high-net-worth individuals, Corda Investment Management, LLC boasts a remarkable client base of over 390 individuals, with a staggering $1,447,427,000 in assets under management. The firm's success can be attributed, in part, to the expertise of its long-standing advisors, such as John Schloegel, Jason Iacobucci, and Bonner Barnes, who have contributed significantly to its growth and reputation. With a commitment to delivering personalized financial strategies and providing exceptional client service, Corda Investment Management, LLC has established itself as a trusted partner in wealth management, fostering financial well-being for their esteemed clientele.

NEW CAPITAL MANAGEMENT, LP - Providing Strategic Investment Advisory Services in Houston, TX With a reputation built on trust and expertise, New Capital Management, LP is a distinguished investment advisory firm based in Houston, Texas. Serving a diverse clientele, they cater to over 30 individual clients and manage an impressive $353,369,000 in assets. As a small firm with a single office, New Capital Management focuses on delivering personalized attention and tailored solutions to meet the unique financial objectives of their clients. Specializing in discretionary asset management, New Capital Management skillfully oversees 97% of the assets they manage, primarily belonging to high-net-worth individuals. Their compensation structure is flexible, offering various options such as a percentage of assets under management and fixed fees, ensuring alignment with their clients' needs and objectives. At New Capital Management, the team's expertise is reflected in their impressive track record. With four dedicated employees, including one investment advisor, they have an exceptional average of approximately $353,370,000 in assets under management per investment advisor, significantly exceeding the industry average. This high level of asset management proficiency underscores the firm's commitment to achieving superior investment results for their clients. Guided by seasoned professionals, New Capital Management is proud to have Leonard Golub as one of their longest-tenured registered advisors, contributing his extensive experience since 2022. Leonard's wealth of knowledge further strengthens the firm's ability to provide comprehensive investment advice and navigate complex financial markets. As New Capital Management continues to expand its reach, they remain steadfast in their commitment to delivering exceptional service, sound financial guidance, and unwavering dedication to their clients' success.

Logic Capital Management, LLC is a highly esteemed investment advisory firm based in Houston, TX. With over 170 individual clients and a staggering $227,336,000 in assets under management, they have firmly established their reputation in the financial industry. The company operates out of a single office, offering personalized services to their diverse clientele. In addition to investment advisory services, Logic Capital Management, LLC also serves as an insurance broker or agent, catering to the comprehensive financial needs of their clients. While their focus primarily lies on managing discretionary assets, with 99% of their assets falling under this category, Logic Capital Management, LLC possesses the expertise to handle employer funds as well. Their client base mainly comprises high net worth individuals, reflecting their ability to cater to the sophisticated financial requirements of affluent individuals. With a team of three dedicated employees, all of whom specialize in providing investment advisory services, Logic Capital Management, LLC ensures that their clients receive individualized attention and expert guidance. Their compensation structure is diverse and includes various types such as a percentage of assets under management and hourly charges, ensuring flexibility and alignment with client preferences. The firm's investment advisors maintain an average of approximately $75,780,000 in assets under management, which is consistent with the industry average. Notably, Logic Capital Management, LLC boasts a team of seasoned professionals, including Donald Roberts, Paige Guinn, and Thomas Whitby, who have demonstrated long-standing commitment and expertise within the firm. With a steadfast dedication to their clients' financial well-being, Logic Capital Management, LLC continues to thrive as a trusted partner in navigating the complexities of wealth management.

HFG Wealth Management, LLC, headquartered in The Woodlands, TX, is a prominent investment advisory firm catering to high net worth individuals. With over 580 individual clients and a staggering $403,811,000 in assets under management, HFG provides personalized financial solutions and expert guidance. They operate from two offices, ensuring convenient access for their clientele. In addition to their investment services, HFG Wealth Management also functions as an insurance broker or agent, offering comprehensive coverage options. Although employer-managed funds form a significant portion of their portfolio, 401K and individual accounts represent less than 30% of their assets under management. The firm exercises complete discretion over the 100% of the assets they manage, instilling confidence in their clients' financial affairs. HFG's compensation structure is diverse, comprising a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility and transparency in their client relationships. HFG Wealth Management boasts a dedicated team of 12 employees, with four advisors specializing in investment advisory services. On average, each investment advisor oversees approximately $100,950,000 in assets under management, aligning with industry standards. The firm takes pride in its experienced advisors, including Kathryn Bates, Bridget Vanyo, and Larry Harvey, who have been serving clients at HFG for an extended period. With a solid reputation and a focus on delivering exceptional financial strategies, HFG Wealth Management, LLC is committed to providing their clients with comprehensive wealth management solutions tailored to their unique needs.

Post Oak Private Wealth Advisors, based in Houston, TX, is a distinguished investment advisory firm catering to high net worth individuals. With over 220 individual clients and an impressive $178,355,000 in assets under management, the firm prides itself on delivering comprehensive and personalized financial solutions. While the firm manages a diverse portfolio, including 401K and individual accounts, these represent less than 30% of their assets. However, Post Oak Private Wealth Advisors possesses the expertise to proficiently handle employer funds as well. The firm's management of 100% discretionary assets enables them to make informed decisions tailored to each client's unique goals and risk tolerance. Post Oak Private Wealth Advisors boasts a team of eight highly skilled professionals, all of whom specialize in providing investment advisory services. With an average of $22,290,000 in assets under management per investment advisor, clients benefit from personalized attention and strategic guidance. The compensation structure offered by Post Oak Private Wealth Advisors includes various options such as a percentage of assets under management and hourly charges, ensuring flexibility and aligning with the diverse needs of their clientele. Notably, the firm has a long-standing history of exceptional service, with advisors such as Darrell Hueni, Edmund Borgmeier, and Robert Wyrick, Jr. being among the most tenured and experienced professionals at the company. Post Oak Private Wealth Advisors exemplifies a commitment to helping clients achieve their financial objectives through a comprehensive range of services, strategic expertise, and a team of dedicated professionals.

Oak Harvest Investment Services, based out of Houston, TX, is a prominent local investment advisory firm with a strong focus on personalized financial solutions. With a team of 15 highly skilled professionals, nearly all of whom are dedicated to providing expert investment advisory services, Oak Harvest serves a diverse client base of over 420 individuals. These clients entrust Oak Harvest with their assets, which collectively amount to an impressive $555,008,000 in assets under management. While Oak Harvest Investment Services manages various types of accounts, including 401K and individual accounts, these represent less than 30% of the firm's assets under management. However, they possess the capability and expertise to effectively manage employer funds. Notably, all the assets they manage are done so on a discretionary basis, granting clients peace of mind and the convenience of entrusting their financial decisions to the firm's experienced professionals. Primarily catering to high-net-worth individuals, Oak Harvest Investment Services offers a comprehensive compensation structure that includes multiple options such as a percentage of assets under management and fixed fees. This flexible approach ensures that clients can select a payment arrangement that aligns with their unique financial needs. With an average of $39,640,000 in assets under management per investment advisor, Oak Harvest provides clients with an exceptional level of personalized attention and service. The firm takes pride in the experience and expertise of its team, with notable advisors like Christopher Myrick, Troy Sharpe, and Christopher Perras boasting impressive tenures with the company. In summary, Oak Harvest Investment Services stands as a trusted partner for individuals seeking tailored financial guidance and superior asset management. With their extensive knowledge, personalized approach, and impressive track record, Oak Harvest is committed to helping clients achieve their financial goals with confidence.

The Sum, a small investment advisory firm based out of The Woodlands, TX, is dedicated to providing comprehensive financial solutions to its clients. With four highly skilled employees, all specializing in investment advisory services, The Sum offers personalized strategies tailored to meet the unique goals and objectives of each client. With an impressive average of approximately $23,010,000 in assets under management per investment advisor, The Sum demonstrates its expertise in managing substantial portfolios. The firm's compensation structure is designed to align the interests of the advisors with those of their clients, including a percentage of assets under management. Boasting over 20 individual clients, The Sum oversees an impressive $140,307,000 in assets under management. The majority of these assets are held by high net worth individuals seeking expert guidance and investment management. As a discretionary firm, The Sum possesses full authority to make investment decisions on behalf of its clients, ensuring a seamless and efficient investment process. The firm's commitment to professionalism and integrity has garnered a strong reputation within the industry. Headed by a team of experienced professionals, The Sum benefits from the expertise of advisors like Christopher Melber, Paul Rahn, and Marc Laviage, who have demonstrated long-term commitment to the firm and its clients. With a single office in The Woodlands, TX, The Sum offers a personalized and client-centric approach to wealth management, empowering individuals to achieve their financial objectives and secure a prosperous future.