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Sunbelt Securities
Houston, Texas
5.0
2 Reviews
Sunbelt Securities is a regional investment advisory firm headquartered in Houston, TX, with a strong presence across 14 offices. With a total workforce of 64 dedicated professionals, 42 of them specialize in providing comprehensive investment advisory services. Leveraging their expertise, Sunbelt Securities manages an impressive average of $27,270,000 in assets per investment advisor.
The firm's compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring a flexible and tailored approach for their clients. Notably, nearly half of the assets under Sunbelt Securities' m...see more
Assets Under Mgmt
$1.15B
Investment Professionals
42
Locations
13
% 401K & Individual
% Discretionary
Compensation Structure
- A percentage of assets under your management
- Fixed Fees
Services Provided Section
- Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Other Business Activities
- Broker-dealer (Registered or unregistered)
Disclosures
- Do any of the events below involve you or any of your supervised persons?
- SEC or CFTC violation of regulation or statutes
- SEC or CFTC entered an order against you in connection to investment related activities
- SEC or CFTC imposed civil money penalty or cease and desist from an activity
- Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
- Orders brought against in connection to investment related activities (10yrs)
- Had investment related business activity restricted by federal regulatory agency
- Found to have been involved in a violation of self-regulatory organizations rules
- Disciplined by self-regulatory organization or commodities exchange
Reviews for Sunbelt Securities
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