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AVANTAX ADVISORY SERVICES
AVANTAX ADVISORY SERVICES
Dallas, Texas
Avantax Advisory Services, headquartered in Dallas, TX, is a leading national investment advisory firm with 2433 dedicated employees, all committed to delivering exceptional investment advisory services. With an impressive average of $12,670,000 in assets under management per investment advisor, they possess extensive expertise in managing a diverse range of client portfolios. Their compensation structure is designed to cater to individual needs, offering various options such as a percentage of assets under management, hourly charges, and fixed fees. With over 77,940 individual clients and an impressive $30,968,246,000 in assets under management, Avantax Advisory Services has established itself as a trusted partner for individuals and employers alike. Notably, they have demonstrated their competence and experience in managing employer 401Ks and individual assets, accounting for approximately half of their total assets under management. The firm boasts an impressive track record, as 75% of the assets they manage are under discretionary management, showcasing their ability to make informed investment decisions on behalf of their clients. In addition to their investment advisory services, Avantax Advisory Services also serves as a registered representative of a broker-dealer and an insurance broker or agent. Operating from 1,515 offices nationwide, Avantax Advisory Services has cultivated a team of highly experienced professionals. Among their ranks, Raymond Wilshire, James Haney, and George Famiglio stand as some of the longest-tenured advisors, exemplifying the firm's commitment to delivering trusted guidance and personalized service. Overall, Avantax Advisory Services is a reputable firm that combines a nationwide presence, robust industry knowledge, and a team of seasoned professionals to provide comprehensive investment advisory services to their diverse clientele.
DEAN, JACOBSON FINANCIAL SERVICES
DEAN, JACOBSON FINANCIAL SERVICES
Fort Worth, Texas
Dean, Jacobson Financial Services is a prominent investment advisory firm based in Fort Worth, Texas. With over 230 individual clients and a staggering $347,639,000 in assets under management, the firm has established itself as a trusted partner in the financial industry. Offering a comprehensive range of services, Dean, Jacobson Financial Services caters to both individual and employer accounts. While the firm's assets under management consist of less than 30% from 401K and individual accounts, they possess the expertise and capability to effectively handle employer funds. Notably, all of the assets managed by the firm are discretionary, ensuring a high level of control and flexibility. Dean, Jacobson Financial Services primarily serves high-net-worth individuals, managing a significant portion of their assets. Their compensation structure encompasses various methods, including a percentage of assets under management, fixed fees, and hourly charges, providing clients with flexible options that align with their unique needs. Comprising a team of seven dedicated professionals, Dean, Jacobson Financial Services boasts five investment advisors who are committed to delivering exceptional advisory services. With an average of approximately $69,530,000 in assets under management per investment advisor, the firm performs on par with the industry average. The firm takes pride in its long-tenured advisors, with notable names such as William Taylor, Timothy Lowry, and Jonathan Dumas. Their extensive experience and expertise contribute to the firm's success in providing top-notch financial guidance and personalized solutions to their valued clients. Overall, Dean, Jacobson Financial Services stands out as a reputable local firm, offering comprehensive investment advisory services to a diverse clientele while maintaining a strong commitment to professionalism and client satisfaction.
ASPEN WEALTH MANAGEMENT
ASPEN WEALTH MANAGEMENT
Fort Worth, Texas
Aspen Wealth Management, a small investment advisory firm based out of Fort Worth, TX, is committed to providing exceptional financial services to their clients. With over 150 individual clients and more than $290,632,000 in assets under management, they have established themselves as a trusted partner in wealth management. Having two offices, Aspen Wealth Management caters to a diverse clientele. While 401K and individual accounts make up less than 30% of their assets under management, Aspen Wealth Management possesses the capability to efficiently handle employer funds. The firm prides itself on managing 98% of their assets on a discretionary basis, ensuring flexibility and optimal decision-making to meet clients' financial goals. The majority of their managed assets belong to high net worth individuals, highlighting their expertise in wealth management for affluent individuals. Aspen Wealth Management's compensation structure is designed to align with clients' needs and preferences, offering various options such as a percentage of assets under management and hourly charges. With a team of eight dedicated employees, including four investment advisors, they maintain a client-to-advisor ratio that fosters personalized attention and a high level of service. The firm's investment advisors boast an average of approximately $72,660,000 in assets under management per advisor, in line with industry standards. Among the highly experienced and respected advisors at Aspen Wealth Management are Candace Scholz, Nathan Davis, and Helen Stephens, who have been with the firm for an extended period, providing valuable insights and expertise to their clients. Aspen Wealth Management strives to be a premier choice for individuals seeking comprehensive wealth management services, leveraging their knowledge, experience, and dedication to help clients navigate the complexities of the financial landscape and achieve long-term financial success.
STYRE WEALTH
STYRE WEALTH
Ft. Worth, Texas
Styre Wealth, a small investment advisory firm based out of Ft. Worth, TX, is dedicated to providing personalized financial guidance to individuals and employers. With a single office, they boast a team of four professionals, two of whom specialize in investment advisory services. Leveraging their expertise, Styre Wealth manages an average of $80,940,000 in assets per investment advisor, aligning closely with the industry average. Their compensation structure is flexible, offering various options such as a percentage of assets under management, fixed fees, and hourly charges. Notably, approximately 50% of the assets they manage come from employer 401Ks and individual clients, demonstrating their proficiency in this specific domain. A significant 86% of the assets they oversee are discretionary, showcasing their ability to make informed investment decisions on behalf of their clients. Moreover, in addition to investment advisory services, Styre Wealth also operates as an insurance broker or agent, expanding their range of financial solutions. Currently, the firm serves over 140 individual clients, managing a total of $161,877,000 in assets under management. Among their seasoned professionals, Joshua Rudd and Jack Herr stand as two of the longest tenured registered advisors within the company, ensuring stability and continuity in client relationships. Styre Wealth's commitment to personalized financial guidance, extensive experience in employer 401Ks and individual investments, and a comprehensive suite of services make them a reliable partner for individuals and employers alike in achieving their financial goals.
STOREHOUSE FINANCIAL LLC
STOREHOUSE FINANCIAL LLC
Fort Worth, Texas
Storehouse Financial LLC, based out of Fort Worth, TX, is a highly reputable and client-focused investment advisory firm. With over 400 individual clients, they currently oversee an impressive $133,785,000 in assets under management. As a small firm with two offices, Storehouse Financial LLC has established itself as a trusted partner in the financial industry. Specializing in managing employer 401Ks and individual investments, Storehouse Financial LLC possesses the expertise and qualifications to effectively handle both employer and employee needs. Their extensive experience and knowledge make them well-equipped to provide exceptional 401K plan management services. Storehouse Financial LLC's compensation structure offers various options, including a percentage of assets under management and hourly charges, ensuring flexibility and transparency for their clients. With 100% of their managed assets being discretionary, clients can trust that the firm is dedicated to making informed investment decisions on their behalf. With a team of four dedicated employees, three of whom provide investment advisory services, Storehouse Financial LLC delivers personalized attention and tailored solutions to their clientele. Their average assets under management per investment advisor, approximately $44,600,000, aligns with industry standards. Notably, Storehouse Financial LLC boasts a team of experienced advisors, including Stephen Stull, Carson Roye, and David Stull, who have been with the firm for an extended period. Their commitment to long-term client relationships is a testament to the firm's dedication to providing reliable and consistent financial guidance. Storehouse Financial LLC's unwavering commitment to their clients, extensive industry knowledge, and personalized approach sets them apart as a trusted investment advisory firm in the Fort Worth area and beyond.
SMH CAPITAL ADVISORS LLC
SMH CAPITAL ADVISORS LLC
Fort Worth, Texas
SMH Capital Advisors LLC, a reputable investment advisory firm headquartered in Fort Worth, TX, proudly serves a diverse client base of over 230 individuals. With their steadfast commitment to delivering exceptional financial services, they manage an impressive $370,511,000 in assets. Boasting two strategically located offices, the firm ensures accessibility and convenience for their valued clientele. As a registered representative of a broker-dealer, insurance broker, or agent, SMH Capital Advisors LLC goes beyond traditional investment advisory services. While they specialize in discretionary management of assets, they also possess the expertise to effectively oversee employer funds, although such accounts constitute less than 30% of their asset portfolio. The compensation structure at SMH Capital Advisors LLC encompasses various options tailored to meet clients' unique needs. These options include a percentage of assets under management, hourly charges, and commissions. With a dedicated team of three highly skilled employees, all exclusively focused on delivering top-notch investment advisory services, the firm maintains a healthy average of approximately $123,500,000 in assets under management per investment advisor, aligning with industry standards. Lisa Haley, Daniel Rudnitsky, and Dwayne Moyers are among the esteemed, longest-serving advisors at SMH Capital Advisors LLC. Their extensive experience and unwavering dedication to client success epitomize the firm's commitment to providing unparalleled financial guidance. With their track record of excellence and comprehensive range of services, SMH Capital Advisors LLC continues to be a trusted partner for individuals seeking expert investment advice and comprehensive asset management solutions in the Fort Worth area and beyond.
PHILLIPS RAY CAPITAL MANAGEMENT, INC.
PHILLIPS RAY CAPITAL MANAGEMENT, INC.
Fort Worth, Texas
Phillips Ray Capital Management, Inc., based out of Fort Worth, TX, is a reputable investment advisory firm catering to high net worth individuals. With over 30 individual clients and a commendable track record, they oversee a substantial $111,644,000 in assets under management. As a small firm, they prioritize personalized service and maintain a single office location. Dedicated to maximizing returns for their clients, Phillips Ray Capital Management, Inc. excels in discretionary asset management, with an impressive 79% of their managed assets falling under this category. Their compensation structure is flexible and tailored to meet clients' needs, offering options such as a percentage of assets under management, fixed fees, and hourly charges. The firm's team consists of two experienced professionals, all of whom are dedicated to providing exceptional investment advisory services. Each investment advisor manages an average of approximately $55,820,000 in assets, which aligns with the industry average. Their expertise, combined with a deep understanding of the market, allows them to develop customized strategies that align with their clients' financial goals. With a strong focus on building long-term relationships, Phillips Ray Capital Management, Inc. strives to deliver unparalleled value and results. Their commitment to transparency, integrity, and sound financial advice positions them as a trusted partner in the wealth management journey of their clients.
KEENE & DORCHAK
KEENE & DORCHAK
Fort Worth, Texas
Keene & Dorchak is a small investment advisory firm based out of Fort Worth, TX, with a team of four highly skilled professionals. With an average of $54,630,000 in assets under management per investment advisor, they offer comprehensive investment advisory services to a diverse client base. The firm manages over $163,097,000 in assets, primarily catering to high net worth individuals. While the majority of their clients are individuals, they also possess the expertise to manage employer funds. Keene & Dorchak's compensation structure includes various types, such as a percentage of assets under management, ensuring alignment with their clients' investment goals. As a discretionary investment manager, they have full authority to make investment decisions on behalf of their clients. With two office locations, the firm is well-positioned to serve clients in the Fort Worth area. Matthew Dorchak, Gregg Jahnke, and John Keene are among the firm's longest-tenured advisors, bringing extensive industry knowledge and experience to the team. Keene & Dorchak prides itself on delivering personalized investment strategies tailored to each client's unique financial objectives. With a commitment to providing exceptional service and delivering solid investment performance, they strive to build long-term relationships based on trust and integrity. Keene & Dorchak's dedication to delivering quality investment advisory services, combined with their experienced team and client-centric approach, sets them apart in the industry. As a result, they have established a strong reputation as a trusted partner in helping clients navigate the complexities of the financial markets and achieve their financial goals.
HOLT CAPITAL PARTNERS, L.P.
HOLT CAPITAL PARTNERS, L.P.
Fort Worth, Texas
Holt Capital Partners, L.P. is a small investment advisory firm based out of Fort Worth, TX, with one office. With a team of four dedicated professionals, including two experienced investment advisors, they provide exceptional financial guidance to their clients. Known for their expertise and commitment, Holt Capital Partners, L.P. manages an impressive average of approximately $390,010,000 in assets per investment advisor, surpassing industry standards. As a client-focused firm, Holt Capital Partners, L.P. offers a diverse compensation structure to suit individual needs. They employ various methods, including a percentage of assets under management and hourly charges. Notably, 72% of the assets they manage are under discretionary management, reflecting their clients' trust in their expertise. Catering primarily to high-net-worth individuals, Holt Capital Partners, L.P. oversees the management of over $780,025,000 in assets across their client base, which consists of more than 30 discerning individuals. Their extensive experience and commitment to personalized service have earned them a strong reputation within the industry. Among their accomplished team is Robert Holt, Jr., who has been a registered advisor with the firm since 2005. With his extensive tenure and deep understanding of the investment landscape, Robert contributes to Holt Capital Partners, L.P.'s continued success and solidifies their position as a trusted advisory partner. Driven by their passion for delivering outstanding results and building lasting client relationships, Holt Capital Partners, L.P. stands as a respected presence in the Fort Worth investment advisory sector.
LUTHER KING CAPITAL MANAGEMENT CORPORATION
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Fort Worth, Texas
Luther King Capital Management Corporation, based out of Fort Worth, Texas, is a prominent regional investment advisory firm with a solid reputation in the industry. With a team of 96 dedicated professionals, 62 of whom specialize in providing expert investment advisory services, Luther King Capital Management Corporation demonstrates a commitment to delivering exceptional financial guidance to its clients. Impressively, the firm maintains an average of approximately $156,510,000 in assets under management per investment advisor, surpassing the industry average and reflecting their ability to handle significant portfolios with care and expertise. Luther King Capital Management Corporation's compensation structure is flexible, offering various types of fees to cater to the diverse needs of their clientele. With a vast client base of over 240 individuals, Luther King Capital Management Corporation manages an impressive $27,691,007,000 in assets. Notably, 99% of these assets are managed on a discretionary basis, showcasing the trust and confidence their clients place in their investment strategies. In addition to their core investment advisory services, Luther King Capital Management Corporation also serves as a commodity pool operator or commodity trading advisor, whether registered or exempt from registration. This comprehensive range of services positions them as a one-stop solution for clients seeking diversified financial guidance. Operating from four well-established offices, Luther King Capital Management Corporation has built a strong foundation within the industry. The firm takes pride in its experienced team of advisors, with notable figures such as Joan Maynard, Scot Hollmann, and Paul Greenwell, who have demonstrated long-term dedication and expertise in serving their clients' financial goals. Overall, Luther King Capital Management Corporation distinguishes itself as a trusted and accomplished investment advisory firm, committed to delivering exceptional results and personalized financial solutions to its discerning clientele.
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ROGERS WEALTH GROUP, INC.
ROGERS WEALTH GROUP, INC.
Fort Worth, Texas
Rogers Wealth Group, Inc., a local investment advisory firm based out of Fort Worth, TX, is dedicated to providing comprehensive financial services to its clients. With over 270 individual clients and an impressive $876,332,000 in assets under management, the firm has established itself as a trusted partner in wealth management. At the core of their success is their extensive experience in managing employer 401Ks and individual portfolios, with these two segments accounting for approximately half of their assets under management. The firm's expertise in this space ensures that clients receive tailored investment strategies that align with their goals and risk tolerance. With a compensation structure that includes a percentage of assets under management and fixed fees, Rogers Wealth Group, Inc. demonstrates its commitment to transparency and aligning its interests with those of its clients. The firm boasts a team of 23 dedicated professionals, including six investment advisors who provide personalized guidance and strategic advice. Their impressive average of $146,060,000 in assets under management per investment advisor far surpasses the industry average, reflecting their exceptional level of expertise and client-centric approach. Rogers Wealth Group, Inc. takes pride in its longstanding advisory team, which includes notable individuals such as Matthew Lankford, Craig Rogers, and Dale Rogers. These seasoned advisors bring a wealth of experience and insight to the table, further enhancing the firm's ability to deliver top-notch financial solutions. As they continue to serve their clients, Rogers Wealth Group, Inc. remains committed to fostering strong relationships, providing exceptional service, and helping individuals and organizations navigate the complexities of wealth management with confidence.
BENTOAK CAPITAL
BENTOAK CAPITAL
Weatherford, Texas
Bentoak Capital, a local investment advisory firm headquartered in Weatherford, TX, stands as a trusted financial partner for individuals and businesses alike. With three offices strategically located, Bentoak Capital boasts a team of 10 skilled professionals, out of which eight are dedicated to providing comprehensive investment advisory services. Their collective expertise and commitment to excellence have allowed them to amass an impressive average of $49,010,000 in assets under management per investment advisor. Bentoak Capital sets itself apart by offering a flexible compensation structure that accommodates various client preferences. They employ different fee types, including a percentage of assets under management, hourly charges, and fixed fees, ensuring clients have options that suit their specific financial goals and needs. While the firm's focus lies primarily on discretionary management, Bentoak Capital possesses the capability to oversee employer funds in addition to managing less than 30% of their assets under management through 401K and individual accounts. With over 420 individual clients and a staggering $392,111,000 in assets under management, Bentoak Capital has established a strong presence in the local financial landscape. The firm takes pride in its long-serving advisors, such as Keith Trent, Brandon Garrett, and David Garrett, who bring extensive industry experience and a deep understanding of the ever-changing investment landscape. Their expertise, coupled with Bentoak Capital's client-centric approach, ensures that each client receives personalized attention and tailored investment strategies to pursue their financial objectives.