Sunbelt Securities is a regional investment advisory firm headquartered in Houston, TX, with a strong presence across 14 offices. With a total workforce of 64 dedicated professionals, 42 of them specialize in providing comprehensive investment advisory services. Leveraging their expertise, Sunbelt Securities manages an impressive average of $27,270,000 in assets per investment advisor. The firm's compensation structure encompasses various types, such as a percentage of assets under management and fixed fees, ensuring a flexible and tailored approach for their clients. Notably, nearly half of the assets under Sunbelt Securities' management originate from employer 401Ks and individual investors, showcasing their extensive experience and success in this space. Moreover, the firm proudly exercises full discretion over all the assets they manage, solidifying their commitment to maintaining complete control and delivering optimal results. Sunbelt Securities boasts an extensive client base, serving over 4,250 individual clients who collectively entrust the firm with a remarkable $1,145,411,000 in assets under management. The firm's success can be attributed, in part, to the long-standing expertise of their highly tenured advisors. Notable names among the firm's most experienced professionals include Roy Longoria, Kenneth Barry, and Hector Cordova. Committed to providing exceptional investment advisory services, Sunbelt Securities combines their regional presence, experienced team, and comprehensive compensation structure to create a successful and client-focused approach to wealth management. With their strong track record and commitment to delivering tailored financial solutions, Sunbelt Securities is a trusted partner for individuals and employers seeking effective asset management strategies.

MDK Financial Group, Inc. is a reputable investment advisory firm headquartered in Houston, Texas. With their sole office in the city, they serve a diverse clientele seeking expert financial guidance. Committed to providing exceptional service, MDK Financial Group, Inc. distinguishes itself with a small team of one highly skilled employee who exclusively focuses on delivering comprehensive investment advisory services. With an impressive average of $146,160,000 in assets under management per investment advisor, MDK Financial Group, Inc. stands out as a high-performing firm within the industry. Their compensation structure encompasses various models, including a percentage of assets under management and hourly charges, ensuring flexible options for their valued clients. MDK Financial Group, Inc. has established a strong presence in managing assets from employer 401Ks and individual investors, constituting approximately half of their assets under management. This solid experience in this space is reflected in their proven track record and ability to navigate the complexities of retirement plans and individual financial goals effectively. Of the assets they manage, an impressive 93% are under their discretionary management, indicating the trust clients place in their expertise. With over 450 individual clients, MDK Financial Group, Inc. oversees a substantial portfolio, amounting to over $146,163,000 in assets under management. MDK Financial Group, Inc. continues to uphold their commitment to delivering personalized investment advisory services, ensuring their clients' financial well-being and long-term success.

Sovereign Wealth Advisors LLC is a regional investment advisory firm based out of Houston, TX, providing comprehensive financial services to a diverse clientele. With a team of 30 experienced professionals, the firm specializes in investment advisory services, offering expert guidance to help clients achieve their financial goals. With an average of $58,700,000 in assets under management per investment advisor, Sovereign Wealth Advisors LLC is on par with the industry average. Their compensation structure is tailored to meet clients' needs, including a percentage of assets under management and fixed fees. Serving over 200 individual clients, Sovereign Wealth Advisors LLC manages a substantial portfolio of assets valued at over $548,398,000. Their extensive experience in employer 401Ks and individual accounts sets them apart in the industry, with approximately half of their assets under management originating from these sources. A notable aspect of the firm's operations is that 94% of the assets they manage are discretionary, showcasing their expertise in making informed investment decisions on behalf of their clients. Additionally, Sovereign Wealth Advisors LLC offers registered representative services of a broker-dealer, as well as acting as an insurance broker or agent, further expanding their range of financial offerings. With two offices strategically located in Houston, Sovereign Wealth Advisors LLC is well-positioned to serve clients both locally and nationally. The firm boasts a team of highly tenured advisors, including industry veterans such as Paul Dixon, Brandon Gay, and Neal Britt, who bring a wealth of knowledge and experience to their clients. In summary, Sovereign Wealth Advisors LLC is a respected regional investment advisory firm, known for its expertise, diverse range of financial services, and commitment to helping clients navigate the complexities of the financial landscape.

U.S. Capital Wealth Advisors, LLC is a well-established regional investment advisory firm headquartered in Houston, TX. With a total of 7 offices across the region, they provide comprehensive wealth management services to a diverse clientele. The firm boasts a team of 122 highly skilled professionals, of which 67 specialize in investment advisory services. With an average of approximately $96,950,000 in assets under management per investment advisor, U.S. Capital Wealth Advisors, LLC maintains an industry-average position. Their compensation structure is flexible and includes various types such as a percentage of assets under management and fixed fees. While 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the expertise to manage employer funds. Impressively, 72% of the assets they manage are discretionary, showcasing their ability to make informed investment decisions on behalf of their clients. Catering primarily to high-net-worth individuals, U.S. Capital Wealth Advisors, LLC proudly serves over 2,850 individual clients with a remarkable $6,495,737,000 in assets under management. The firm takes pride in its experienced team, with advisors like Bertram Foster, Dallan Maas, and James McDaniel standing out as some of the longest-tenured professionals. U.S. Capital Wealth Advisors, LLC prioritizes providing personalized and strategic financial guidance, ensuring their clients' financial goals are met. With their deep expertise and commitment to excellence, they continue to be a trusted partner for individuals seeking comprehensive wealth management solutions.

Alterna Wealth Management, Inc. is a local investment advisory firm based out of Houston, TX, with two offices strategically located to serve their clients effectively. With a total of 36 dedicated professionals on their team, Alterna Wealth Management, Inc. is committed to providing exceptional investment advisory services. Among their staff, 15 individuals specialize in delivering expert guidance to clients seeking personalized investment solutions. Known for their comprehensive approach, Alterna Wealth Management, Inc. manages an average of approximately $44,410,000 in assets per investment advisor, which aligns with the industry average. The firm's compensation structure includes various options, such as a percentage of assets under management, ensuring their interests are closely aligned with their clients'. Impressively, around half of Alterna Wealth Management, Inc.'s assets under management originate from employer 401K plans and individual investors. Their considerable experience in this area allows them to navigate the complexities of retirement planning with confidence. Moreover, an impressive 71% of the assets they oversee are under discretionary management, exemplifying their clients' trust in their expertise. Catering primarily to high net worth individuals, Alterna Wealth Management, Inc. boasts a substantial client base of over 630 individuals, with assets under management exceeding $666,200,000. The firm's reputation for excellence is further bolstered by their experienced advisors, including Luis Padruno, Francisco Maza, and Emilio Mejia, who have demonstrated exceptional commitment and knowledge throughout their tenure. Through their client-centric approach and comprehensive wealth management services, Alterna Wealth Management, Inc. strives to help their clients achieve their financial goals and secure a prosperous future.

Position Wealth is a reputable investment advisory firm headquartered in The Woodlands, TX, with two offices catering to a diverse clientele. With a team of two dedicated professionals, they specialize in providing comprehensive investment advisory services. Each advisor handles an average of $65,580,000 in assets under management, aligning with industry standards. Position Wealth's compensation structure encompasses various approaches, including a percentage of assets under management. While their portfolio predominantly consists of discretionary assets, less than 30% is allocated to 401K and individual accounts. However, they possess the expertise to manage employer funds, demonstrating their versatility and ability to cater to different investment needs. Notably, the firm focuses on serving high-net-worth individuals, reflecting their commitment to delivering tailored investment strategies. Position Wealth takes pride in their extensive client base, which comprises over 90 individual clients entrusting them with more than $131,165,000 in assets under management. This significant asset base is a testament to the firm's track record of delivering exceptional results and establishing long-term partnerships based on trust and proven expertise. Driven by a client-centric approach, Position Wealth leverages their in-depth market knowledge, rigorous research, and analytical insights to craft customized investment solutions. Their dedication to achieving financial success for their clients sets them apart in the investment advisory industry. As a small firm with a focus on quality over quantity, Position Wealth remains dedicated to providing personalized, hands-on service to help clients navigate the complexities of the financial markets and secure their financial future.

Pin Oak Investment Advisors Inc is a leading investment advisory firm headquartered in Houston, TX. With over 120 individual clients and more than $617,145,000 in assets under management, the company has established itself as a trusted partner in wealth management. Operating from a single office, Pin Oak Investment Advisors Inc offers a comprehensive range of investment services to cater to the diverse needs of its clientele. While the majority of their assets under management are derived from institutional funds, the firm also adeptly manages 401K and individual accounts, accounting for less than 30% of their total assets. With a discretionary approach, the company exercises full authority in managing all the assets entrusted to them. The firm's compensation structure is designed to align with client objectives and includes various types such as a percentage of assets under management, fixed fees, and performance-based fees. With a team of 10 dedicated professionals, including 5 experienced investment advisors, Pin Oak Investment Advisors Inc ensures personalized attention and tailored investment strategies for each client. Notably, the firm's investment advisors boast an impressive average of approximately $123,430,000 in assets under management per advisor, reflecting their expertise and ability to generate favorable results. Among the esteemed advisors at Pin Oak Investment Advisors Inc are Daniel Estes, John Platt, and James Rouse, who have been with the firm for a significant duration, contributing to its success and reputation. Pin Oak Investment Advisors Inc continues to uphold its commitment to providing exceptional investment advisory services, delivering financial stability and growth for its clients in the dynamic market landscape.

Corda Investment Management, LLC is a reputable investment advisory firm headquartered in Houston, TX, with an extensive presence boasting five offices. With a team of 25 dedicated professionals, 19 of whom specialize in investment advisory services, Corda Investment Management, LLC offers comprehensive financial solutions to a diverse client base. Leveraging their expertise, the firm manages an average of approximately $76,180,000 in assets under management per investment advisor, aligning with industry standards. The compensation structure at Corda Investment Management, LLC encompasses various models, including a percentage of assets under management, ensuring a fair and transparent approach. While 401K and individual accounts constitute less than 30% of their managed assets, the firm possesses the capability to oversee employer funds, expanding their range of services. A significant portion, amounting to 95%, of the assets managed by Corda Investment Management, LLC are discretionary, exemplifying the trust clients place in the firm's decision-making. Specializing in catering to high-net-worth individuals, Corda Investment Management, LLC boasts a remarkable client base of over 390 individuals, with a staggering $1,447,427,000 in assets under management. The firm's success can be attributed, in part, to the expertise of its long-standing advisors, such as John Schloegel, Jason Iacobucci, and Bonner Barnes, who have contributed significantly to its growth and reputation. With a commitment to delivering personalized financial strategies and providing exceptional client service, Corda Investment Management, LLC has established itself as a trusted partner in wealth management, fostering financial well-being for their esteemed clientele.

Robertson Wealth Management, LLC is a well-established local investment advisory firm based out of Houston, TX. With 16 dedicated employees, including 9 experienced investment advisors, they provide a range of comprehensive financial services to individuals and institutions alike. The firm manages a substantial portfolio of assets, averaging approximately $112,660,000 per investment advisor, which is in line with industry standards. With over 610 individual clients, Robertson Wealth Management, LLC oversees a significant amount of assets under management, totaling more than $312,058,000. While the majority of their clients consist of high net worth individuals, the firm also caters to 401K and individual accounts, which account for less than 30% of their assets. Moreover, they possess the capability to effectively manage employer funds, enhancing their versatility. A notable aspect of Robertson Wealth Management, LLC's operations is their compensation structure, which includes various types such as a percentage of assets under management and commissions. This ensures alignment with their clients' goals and interests while providing flexibility in meeting diverse financial needs. In addition to their core investment advisory services, Robertson Wealth Management, LLC offers ancillary services as a registered representative of a broker-dealer and as an insurance broker or agent. This comprehensive approach enables them to provide holistic financial solutions tailored to each client's unique circumstances. Operating from a single office, the firm boasts a team of experienced professionals, including John Langston, Ellias Stabinsky, and Frederick Mecklenburg, who have established themselves as some of the longest-tenured advisors at Robertson Wealth Management, LLC. Their collective expertise and commitment to exceptional client service contribute to the firm's solid reputation within the Houston community and beyond.

Logic Capital Management, LLC is a highly esteemed investment advisory firm based in Houston, TX. With over 170 individual clients and a staggering $227,336,000 in assets under management, they have firmly established their reputation in the financial industry. The company operates out of a single office, offering personalized services to their diverse clientele. In addition to investment advisory services, Logic Capital Management, LLC also serves as an insurance broker or agent, catering to the comprehensive financial needs of their clients. While their focus primarily lies on managing discretionary assets, with 99% of their assets falling under this category, Logic Capital Management, LLC possesses the expertise to handle employer funds as well. Their client base mainly comprises high net worth individuals, reflecting their ability to cater to the sophisticated financial requirements of affluent individuals. With a team of three dedicated employees, all of whom specialize in providing investment advisory services, Logic Capital Management, LLC ensures that their clients receive individualized attention and expert guidance. Their compensation structure is diverse and includes various types such as a percentage of assets under management and hourly charges, ensuring flexibility and alignment with client preferences. The firm's investment advisors maintain an average of approximately $75,780,000 in assets under management, which is consistent with the industry average. Notably, Logic Capital Management, LLC boasts a team of seasoned professionals, including Donald Roberts, Paige Guinn, and Thomas Whitby, who have demonstrated long-standing commitment and expertise within the firm. With a steadfast dedication to their clients' financial well-being, Logic Capital Management, LLC continues to thrive as a trusted partner in navigating the complexities of wealth management.

The Sum, a small investment advisory firm based out of The Woodlands, TX, is dedicated to providing comprehensive financial solutions to its clients. With four highly skilled employees, all specializing in investment advisory services, The Sum offers personalized strategies tailored to meet the unique goals and objectives of each client. With an impressive average of approximately $23,010,000 in assets under management per investment advisor, The Sum demonstrates its expertise in managing substantial portfolios. The firm's compensation structure is designed to align the interests of the advisors with those of their clients, including a percentage of assets under management. Boasting over 20 individual clients, The Sum oversees an impressive $140,307,000 in assets under management. The majority of these assets are held by high net worth individuals seeking expert guidance and investment management. As a discretionary firm, The Sum possesses full authority to make investment decisions on behalf of its clients, ensuring a seamless and efficient investment process. The firm's commitment to professionalism and integrity has garnered a strong reputation within the industry. Headed by a team of experienced professionals, The Sum benefits from the expertise of advisors like Christopher Melber, Paul Rahn, and Marc Laviage, who have demonstrated long-term commitment to the firm and its clients. With a single office in The Woodlands, TX, The Sum offers a personalized and client-centric approach to wealth management, empowering individuals to achieve their financial objectives and secure a prosperous future.