Advisors near Lexington, Kentucky
Showing 1 - 7 of 7 results
JOULE FINANCIAL, LLC
Lexington, Kentucky
Joule Financial, LLC, based out of Lexington, KY, is a highly regarded small investment advisory firm. With over 540 individual clients and assets under management totaling over $269,761,000, they have established themselves as a trusted partner in wealth management. With a strong focus on employer 401Ks and individual investments, Joule Financial possesses extensive expertise in this sector, making them an ideal choice for those seeking tailored financial solutions.
With a total of six employees, four of whom are dedicated investment advisors, Joule Financial offers a personalized and hands-on approach to their clients. The firm prides itself on managing 98% of their assets on a discretionary basis, allowing for strategic decision-making and agile portfolio adjustments.
Joule Financial employs a diverse compensation structure that includes a percentage of assets under management and fixed fees. This ensures alignment with their clients' financial goals and emphasizes their commitment to delivering value.
Among the dedicated team of investment advisors at Joule Financial, several individuals stand out for their extensive experience and tenure. Notable advisors include Daniel Czulno, Mark Hendrix, and Logan Gilland, who have played instrumental roles in the firm's success.
With their impressive average of approximately $67,440,000 in assets under management per investment advisor, Joule Financial is on par with industry standards. Their proven track record and client-centric approach make them a trusted partner for individuals and businesses seeking sound financial guidance and investment strategies.
DUPREE FINANCIAL GROUP, LLC
Lexington, Kentucky
DUPREE FINANCIAL GROUP, LLC is a small investment advisory firm located in Lexington, KY. With 6 dedicated employees, their team includes 4 highly experienced professionals specializing in investment advisory services. Known for their expertise, Dupree Financial Group manages an impressive average of approximately $32,470,000 in assets under management per investment advisor.
The firm's compensation structure is diverse, offering various types of compensation, including a percentage of assets under management. With over 590 individual clients, Dupree Financial Group proudly oversees a substantial portfolio of more than $290,742,000 in assets under management. Notably, their extensive experience in handling employer 401Ks and individual accounts has contributed significantly to their success in the industry, with approximately half of their assets under management sourced from these areas.
As a testament to their commitment, Dupree Financial Group manages 100% of their clients' assets on a discretionary basis, prioritizing their clients' financial goals and objectives. Operating out of one office, the firm values a personalized approach to client service and maintains long-lasting relationships.
Several of the firm's most tenured advisors, including Ema Wilburn, Micheal Johnson, and Thomas Dupree, bring a wealth of experience to Dupree Financial Group, enriching their clients' investment strategies. With a steadfast dedication to their clients' financial well-being, Dupree Financial Group, LLC continues to establish themselves as a trusted investment advisory firm in the Lexington, KY area.
BALLAST, INC.
Lexington, Kentucky
Based out of Lexington, KY, Ballast, Inc. is a local investment advisory firm with a strong presence in the financial industry. With over 200 individual clients and an impressive $423,414,000 in assets under management, the company is committed to providing exceptional financial guidance and wealth management services. While 401K and individual accounts make up less than 30% of their assets, Ballast, Inc. also possesses the expertise to effectively manage employer funds. Notably, 95% of the assets they handle are under their discretionary management.
Catering primarily to high net worth individuals, Ballast, Inc. boasts a seasoned team of professionals dedicated to achieving optimal results for their clients. Their compensation structure encompasses various types, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to meet diverse client needs.
With a total of 12 employees, including five investment advisors, Ballast, Inc. has cultivated a skilled team that excels in providing comprehensive investment advisory services. On average, each investment advisor manages approximately $84,680,000 in assets, which aligns with industry standards. The firm takes pride in its longevity, with advisors like Cameron Hamilton, Andrew Reynolds, and John Boardman contributing their expertise and experience over the years.
Ballast, Inc. stands as a trusted partner for clients seeking strategic financial planning and expert asset management. Through their personalized approach and commitment to excellence, the firm aims to help individuals and organizations navigate the complexities of the financial landscape and achieve their long-term financial goals.
FWG INVESTMENTS, LLC
Lexington, Kentucky
Based in Lexington, KY, FWG Investments, LLC is a reputable local investment advisory firm. With a strong presence in the area, they operate from five offices, allowing them to effectively serve their clients. The firm boasts a dedicated team of 22 employees, with nine specifically focused on providing expert investment advisory services. With extensive knowledge and experience in the industry, FWG Investments manages an impressive average of approximately $37,730,000 in assets under management per investment advisor.
FWG Investments, LLC offers a flexible compensation structure, which includes various options such as a percentage of assets under management, fixed fees, and hourly charges. They have established themselves as experts in managing employer 401Ks and individual accounts, which together account for approximately half of their assets under management. Notably, 48% of the assets they handle are discretionary, showcasing their expertise in making strategic investment decisions.
With a client base exceeding 930 individuals, FWG Investments, LLC manages an impressive $339,613,000 in assets. The firm takes pride in its seasoned team of advisors, including the highly regarded Jeffrey Sheppard, Vincent Montgomery, and Geoffrey Metzler. Their longstanding presence in the industry has allowed them to cultivate strong relationships and deliver top-notch investment advisory services to their valued clients.
Overall, FWG Investments, LLC stands as a trusted and experienced local firm, offering comprehensive investment advisory services and demonstrating a track record of success.
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.
Nicholasville, Kentucky
Spectrum Financial Alliance, Ltd., L.L.C., based out of Nicholasville, KY, is a small investment advisory firm dedicated to providing comprehensive financial solutions to its clients. With over 380 individual clients and more than $227,863,000 in assets under management, the firm has established a solid reputation in the industry.
Led by a team of experienced professionals, Spectrum Financial Alliance specializes in managing assets, particularly from employer 401Ks and individual portfolios. The firm's extensive experience in this space enables them to deliver tailored investment strategies and personalized advice to meet their clients' financial goals.
With a discretionary management approach, Spectrum Financial Alliance maintains full authority to make investment decisions on behalf of their clients. This approach ensures a high level of flexibility and efficiency in managing portfolios, aiming to optimize returns while minimizing risk.
The firm's compensation structure encompasses various types, including a percentage of assets under management. This incentivizes the advisors to work closely with clients to achieve their financial objectives and cultivate long-term relationships.
Spectrum Financial Alliance, Ltd., L.L.C. currently operates from a single office in Nicholasville, KY, employing a total of 10 professionals. Among them, two individuals provide investment advisory services. The firm boasts an average of approximately $113,930,000 in assets under management per investment advisor, aligning with the industry average.
Notably, Charles Buckley and Eric White, two of the firm's registered advisors, have demonstrated their commitment and expertise over the years, contributing to the firm's success and client satisfaction.
Spectrum Financial Alliance, Ltd., L.L.C. continues to uphold its dedication to delivering exceptional financial guidance and investment management services, solidifying its position as a trusted partner in helping clients navigate the complexities of the financial landscape.
WALLACE HART CAPITAL MANAGEMENT
Lexington, Kentucky
Maytech Global Investments is a small investment advisory firm based out of New York, NY. With a single office, the company operates with a team of six dedicated professionals, three of whom offer comprehensive investment advisory services. Maytech Global Investments manages an average of approximately $122,070,000 in assets under management per investment advisor, which aligns with the industry average.
The firm's compensation structure comprises various types, including a percentage of assets under management and performance-based fees. Notably, Maytech Global Investments exercises discretionary control over 85% of the assets they manage, showcasing their expertise and trust from clients.
As a testament to their commitment and success, Maytech Global Investments boasts an impressive client base of over 20 individuals, whose combined assets under management exceed $366,211,000. Two of the most experienced and knowledgeable registered advisors at the firm are Nels Wangensteen and Ye Yin, who have demonstrated their dedication to providing exceptional service and expertise over the long term.
Maytech Global Investments stands as a reliable partner for their clients' investment needs, offering a personalized and professional approach. With a strong foothold in the heart of New York's financial district, the firm combines their in-depth market knowledge and strategic insights to help clients achieve their financial goals. Whether it's asset allocation, risk management, or investment planning, Maytech Global Investments strives to deliver tailored solutions that maximize returns and ensure long-term prosperity for their valued clients.
ALPHA FINANCIAL PARTNERS LLC
Lexington, Kentucky
Alpha Financial Partners LLC, based in Lexington, KY, is a small investment advisory firm catering to a diverse clientele. With one office and a team of six dedicated professionals, they offer comprehensive investment advisory services to individuals and employer 401Ks. The firm's three investment advisors possess extensive expertise in managing assets and provide personalized guidance to their clients.
On average, each investment advisor at Alpha Financial Partners oversees approximately $85,700,000 in assets under management, a figure that aligns with industry standards. Their compensation structure encompasses various methods, such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility and tailored solutions.
The firm excels in managing employer 401Ks and individual assets, which collectively account for half of their total assets under management. Impressively, 90% of the assets they oversee are discretionary, highlighting their clients' confidence in their investment strategies.
Alpha Financial Partners boasts an extensive client base, serving over 280 individual clients and managing more than $257,111,000 in assets. The firm's success can be attributed, in part, to their experienced advisors, with Marc Cobane, Aaron Ammerman, and Gregory Turcotte standing as some of the longest tenured professionals at the firm.
As a trusted investment advisory firm, Alpha Financial Partners LLC focuses on providing exceptional service, tailored guidance, and sound financial advice to help their clients achieve their investment goals and secure their financial future.
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