Alpha Financial Partners LLC, based in Lexington, KY, is a small investment advisory firm catering to a diverse clientele. With one office and a team of six dedicated professionals, they offer comprehensive investment advisory services to individuals and employer 401Ks. The firm's three investment advisors possess extensive expertise in managing assets and provide personalized guidance to their clients. On average, each investment advisor at Alpha Financial Partners oversees approximately $85,700,000 in assets under management, a figure that aligns with industry standards. Their compensation structure encompasses various methods, such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility and tailored solutions. The firm excels in managing employer 401Ks and individual assets, which collectively account for half of their total assets under management. Impressively, 90% of the assets they oversee are discretionary, highlighting their clients' confidence in their investment strategies. Alpha Financial Partners boasts an extensive client base, serving over 280 individual clients and managing more than $257,111,000 in assets. The firm's success can be attributed, in part, to their experienced advisors, with Marc Cobane, Aaron Ammerman, and Gregory Turcotte standing as some of the longest tenured professionals at the firm. As a trusted investment advisory firm, Alpha Financial Partners LLC focuses on providing exceptional service, tailored guidance, and sound financial advice to help their clients achieve their investment goals and secure their financial future.

Keystone Financial Group, LLC is a prominent regional investment advisory firm located in Lexington, KY. With 39 highly skilled professionals, including 28 dedicated to providing exceptional investment advisory services, Keystone Financial Group is committed to assisting clients in achieving their financial goals. Drawing on their extensive experience, the firm manages a substantial average of $83,220,000 in assets per investment advisor, aligning closely with industry standards. With a diverse compensation structure, Keystone Financial Group offers various types of remuneration, including a percentage of assets under management. This approach ensures a strong incentive for advisors to deliver optimal results for their clients. The firm boasts an impressive roster of over 4,990 individual clients, whose combined assets under management exceed $1,243,093,000. A notable aspect of Keystone Financial Group's expertise lies in managing assets originating from employer 401Ks and individual sources, which comprise approximately half of their total assets under management. Their demonstrated success and experience in this realm have solidified their position as industry leaders. In addition to their investment advisory services, Keystone Financial Group operates as a registered representative of a broker-dealer and serves as an insurance broker or agent. This comprehensive approach allows clients to access a wide range of financial solutions under one roof. With nine office locations, Keystone Financial Group ensures convenient accessibility for their clientele throughout the region. The firm takes pride in its longstanding team of advisors, including Tobin Jenkins, James Morrison, and Adam Richardson, who possess extensive knowledge and expertise. Keystone Financial Group, LLC is dedicated to delivering exceptional financial guidance and investment management solutions, firmly establishing them as a trusted partner for clients seeking comprehensive wealth management services in the Lexington, KY area.

PARAGON PRIVATE WEALTH MANAGEMENT LLC, based in Lexington, Kentucky, is a distinguished investment advisory firm providing tailored financial solutions. With a team of four professionals, two of whom specialize in investment advisory services, the firm offers personalized attention and expertise to their clients. With an impressive average of approximately $261,690,000 in assets under management per investment advisor, PARAGON PRIVATE WEALTH MANAGEMENT LLC exceeds the industry average. Their compensation structure includes various types, such as a percentage of assets under management, ensuring transparency and alignment with their clients' interests. Catering primarily to high net worth individuals, PARAGON PRIVATE WEALTH MANAGEMENT LLC manages a substantial amount of assets for this clientele. While 401K and individual accounts represent less than 30% of their assets under management, the firm possesses the capability to effectively manage employer funds. As a discretionary asset manager, PARAGON PRIVATE WEALTH MANAGEMENT LLC assumes full responsibility for 100% of the assets entrusted to their care. With over 60 individual clients and an impressive $184,758,000 in assets under management, the firm's client base reflects their commitment to delivering exceptional results and building enduring relationships. PARAGON PRIVATE WEALTH MANAGEMENT LLC operates from a single office, ensuring a focused and client-centric approach. Catherine Salsman and Emily Johns, as two of the longest-tenured registered advisors, exemplify the firm's commitment to expertise and client satisfaction. With a dedication to providing comprehensive financial guidance, PARAGON PRIVATE WEALTH MANAGEMENT LLC aims to help clients achieve their financial goals and secure their long-term financial well-being. Through a combination of strategic planning, portfolio management, and personalized service, the firm positions itself as a trusted partner in navigating the complexities of the investment landscape.

Van Leeuwen Retirement & Investment Services, based out of Richmond, KY, is a small investment advisory firm specializing in retirement planning and investment management. With three dedicated employees, including two experienced investment advisors, the firm offers comprehensive financial services to individuals and employer-sponsored 401K plans. Van Leeuwen Retirement & Investment Services prides itself on its strong track record, managing a total of $302,105,000 in assets under management for over 430 individual clients. Their expertise in the employer 401K space is particularly noteworthy, as approximately half of their assets under management come from these plans and individual investors. This extensive experience enables them to provide tailored solutions and guidance to clients seeking to maximize their retirement savings. The compensation structure at Van Leeuwen Retirement & Investment Services is flexible and transparent, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. This approach ensures that clients have a clear understanding of the costs associated with the services they receive. With an average of $98,500,000 in assets under management per investment advisor, Van Leeuwen Retirement & Investment Services is in line with industry standards. Their commitment to discretionary management allows them to make informed investment decisions on behalf of their clients, leveraging their expertise to navigate the ever-changing financial landscape. Led by Kristoffer Arnold and Mark Vanleeuwen, two of the firm's longest-tenured registered advisors, Van Leeuwen Retirement & Investment Services is dedicated to providing personalized financial strategies tailored to each client's unique circumstances. Their professionalism, expertise, and commitment to client satisfaction have earned them a strong reputation within the industry and among their loyal client base.

ASIO CAPITAL LLC: A Premier Investment Advisory Firm in Lexington, KY Asio Capital LLC is a reputable investment advisory firm situated in the vibrant city of Lexington, KY. With a single office location, they serve a diverse clientele and boast a team of six highly skilled professionals, five of whom specialize in providing top-notch investment advisory services. With an average of approximately $78,660,000 in assets under management per investment advisor, Asio Capital LLC maintains a competitive position in the industry. The firm's compensation structure is designed to align with their clients' success, encompassing various types, including a percentage of assets under management. While 401K and individual accounts constitute less than 30% of their assets under management, Asio Capital LLC possesses the expertise and capability to effectively manage employer funds. Remarkably, the entirety of the assets they manage are discretionary, allowing them to make informed investment decisions on behalf of their clients. Asio Capital LLC predominantly serves high-net-worth individuals, managing assets for over 110 individual clients totaling an impressive $393,290,000. The firm takes pride in its team of experienced advisors, including the accomplished professionals Ryan Osborne, Erin Serrate, and John Cheshire, who have contributed significantly to the firm's success over the years. With their commitment to delivering exceptional investment advisory services and their proven track record in managing substantial assets, Asio Capital LLC has established itself as a premier choice for discerning clients seeking comprehensive wealth management solutions.

Based out of Lexington, KY, Ballast, Inc. is a local investment advisory firm with a strong presence in the financial industry. With over 200 individual clients and an impressive $423,414,000 in assets under management, the company is committed to providing exceptional financial guidance and wealth management services. While 401K and individual accounts make up less than 30% of their assets, Ballast, Inc. also possesses the expertise to effectively manage employer funds. Notably, 95% of the assets they handle are under their discretionary management. Catering primarily to high net worth individuals, Ballast, Inc. boasts a seasoned team of professionals dedicated to achieving optimal results for their clients. Their compensation structure encompasses various types, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to meet diverse client needs. With a total of 12 employees, including five investment advisors, Ballast, Inc. has cultivated a skilled team that excels in providing comprehensive investment advisory services. On average, each investment advisor manages approximately $84,680,000 in assets, which aligns with industry standards. The firm takes pride in its longevity, with advisors like Cameron Hamilton, Andrew Reynolds, and John Boardman contributing their expertise and experience over the years. Ballast, Inc. stands as a trusted partner for clients seeking strategic financial planning and expert asset management. Through their personalized approach and commitment to excellence, the firm aims to help individuals and organizations navigate the complexities of the financial landscape and achieve their long-term financial goals.

Wrenne Financial Planning LLC, a small investment advisory firm headquartered in Lexington, KY, is committed to providing exceptional financial planning services to its clients. With a team of 8 dedicated professionals, including 4 experienced investment advisors, they possess the expertise to deliver comprehensive and personalized solutions. Setting themselves apart from the competition, Wrenne Financial Planning boasts an impressive average of approximately $150,670,000 in assets under management per investment advisor, significantly surpassing the industry average. This remarkable achievement reflects their deep understanding of the financial landscape and their ability to generate substantial returns for their clients. With over 320 individual clients, Wrenne Financial Planning manages an impressive portfolio totaling more than $98,093,000 in assets. Notably, half of these assets under management are derived from employer 401Ks and individual clients, showcasing their proficiency in this particular area. Moreover, the firm's compensation structure is diverse, including various methods such as a percentage of assets under management and performance-based fees, ensuring alignment with client goals and objectives. Operating from a single office, Wrenne Financial Planning prides itself on its longstanding advisors, including Jeffrey Wenger, Jennifer Quire, and Daniel Wrenne. Their combined expertise and experience have contributed to the firm's solid reputation and impressive track record. Whether clients seek retirement planning, wealth management, or investment advice, Wrenne Financial Planning LLC remains committed to delivering exceptional service, helping clients navigate the complexities of their financial journeys and achieve their long-term goals.

Maytech Global Investments is a small investment advisory firm based out of New York, NY. With a single office, the company operates with a team of six dedicated professionals, three of whom offer comprehensive investment advisory services. Maytech Global Investments manages an average of approximately $122,070,000 in assets under management per investment advisor, which aligns with the industry average. The firm's compensation structure comprises various types, including a percentage of assets under management and performance-based fees. Notably, Maytech Global Investments exercises discretionary control over 85% of the assets they manage, showcasing their expertise and trust from clients. As a testament to their commitment and success, Maytech Global Investments boasts an impressive client base of over 20 individuals, whose combined assets under management exceed $366,211,000. Two of the most experienced and knowledgeable registered advisors at the firm are Nels Wangensteen and Ye Yin, who have demonstrated their dedication to providing exceptional service and expertise over the long term. Maytech Global Investments stands as a reliable partner for their clients' investment needs, offering a personalized and professional approach. With a strong foothold in the heart of New York's financial district, the firm combines their in-depth market knowledge and strategic insights to help clients achieve their financial goals. Whether it's asset allocation, risk management, or investment planning, Maytech Global Investments strives to deliver tailored solutions that maximize returns and ensure long-term prosperity for their valued clients.

DUPREE FINANCIAL GROUP, LLC is a small investment advisory firm located in Lexington, KY. With 6 dedicated employees, their team includes 4 highly experienced professionals specializing in investment advisory services. Known for their expertise, Dupree Financial Group manages an impressive average of approximately $32,470,000 in assets under management per investment advisor. The firm's compensation structure is diverse, offering various types of compensation, including a percentage of assets under management. With over 590 individual clients, Dupree Financial Group proudly oversees a substantial portfolio of more than $290,742,000 in assets under management. Notably, their extensive experience in handling employer 401Ks and individual accounts has contributed significantly to their success in the industry, with approximately half of their assets under management sourced from these areas. As a testament to their commitment, Dupree Financial Group manages 100% of their clients' assets on a discretionary basis, prioritizing their clients' financial goals and objectives. Operating out of one office, the firm values a personalized approach to client service and maintains long-lasting relationships. Several of the firm's most tenured advisors, including Ema Wilburn, Micheal Johnson, and Thomas Dupree, bring a wealth of experience to Dupree Financial Group, enriching their clients' investment strategies. With a steadfast dedication to their clients' financial well-being, Dupree Financial Group, LLC continues to establish themselves as a trusted investment advisory firm in the Lexington, KY area.

Spectrum Financial Alliance, Ltd., L.L.C., based out of Nicholasville, KY, is a small investment advisory firm dedicated to providing comprehensive financial solutions to its clients. With over 380 individual clients and more than $227,863,000 in assets under management, the firm has established a solid reputation in the industry. Led by a team of experienced professionals, Spectrum Financial Alliance specializes in managing assets, particularly from employer 401Ks and individual portfolios. The firm's extensive experience in this space enables them to deliver tailored investment strategies and personalized advice to meet their clients' financial goals. With a discretionary management approach, Spectrum Financial Alliance maintains full authority to make investment decisions on behalf of their clients. This approach ensures a high level of flexibility and efficiency in managing portfolios, aiming to optimize returns while minimizing risk. The firm's compensation structure encompasses various types, including a percentage of assets under management. This incentivizes the advisors to work closely with clients to achieve their financial objectives and cultivate long-term relationships. Spectrum Financial Alliance, Ltd., L.L.C. currently operates from a single office in Nicholasville, KY, employing a total of 10 professionals. Among them, two individuals provide investment advisory services. The firm boasts an average of approximately $113,930,000 in assets under management per investment advisor, aligning with the industry average. Notably, Charles Buckley and Eric White, two of the firm's registered advisors, have demonstrated their commitment and expertise over the years, contributing to the firm's success and client satisfaction. Spectrum Financial Alliance, Ltd., L.L.C. continues to uphold its dedication to delivering exceptional financial guidance and investment management services, solidifying its position as a trusted partner in helping clients navigate the complexities of the financial landscape.

Moneywatch Advisors, Inc., based out of Lexington, KY, is a small investment advisory firm with a dedicated team of professionals. With a total of 5 employees, 4 of whom provide investment advisory services, they offer personalized financial guidance to a diverse clientele. The firm manages over $209,950,000 in assets under management, with an average of $81,810,000 per investment advisor, aligning with the industry average. Moneywatch Advisors, Inc. possesses a comprehensive compensation structure that includes various types of remuneration, such as a percentage of assets under management. Their expertise lies in managing 401K plans, catering to both employers and employees. Notably, more than 80% of the assets under their management comprise employer 401Ks and individual accounts. All the assets they oversee are under their discretion, allowing them to make informed decisions on behalf of their clients. The firm operates from a single office and has developed a reputation for excellence over the years. Several of their highly experienced advisors, including Stephen Byars, Ramsey Bova, and Robert Bova, have been with the company for an extended period, contributing their knowledge and expertise to client success. With a focus on delivering personalized financial solutions, Moneywatch Advisors, Inc. aims to build long-term relationships with their 370 individual clients. Through their commitment to comprehensive investment advisory services, they strive to empower clients to achieve their financial goals and secure their financial future.