Equity Advisors Of Kentucky Inc, a small investment advisory firm based out of Waddy, KY, is dedicated to providing comprehensive financial guidance to individuals and businesses. With two offices, their team of five talented professionals offers expert investment advisory services, ensuring their clients' assets are managed with care and precision. With an average of $35,170,000 in assets under management per investment advisor, Equity Advisors Of Kentucky Inc demonstrates their commitment to excellence in the financial industry. Their compensation structure is flexible and includes a variety of options such as a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Renowned for their expertise in managing employer 401Ks and individual assets, Equity Advisors Of Kentucky Inc has established a strong reputation in this space. Approximately half of their assets under management originate from employer 401Ks or individuals, highlighting their proficiency and trustworthiness in handling these types of accounts. Impressively, 7% of the assets they manage are discretionary, further exemplifying their clients' confidence in their decision-making abilities. In addition to their investment advisory services, Equity Advisors Of Kentucky Inc also provides accounting services. With over 90 individual clients and a total of $105,515,000 in assets under management, they have built a substantial client base that relies on their sound financial advice. The firm takes pride in its experienced team, with long-tenured advisors such as Fon Rogers, Brian Guilliom, and Eric Felty, who bring a wealth of knowledge and expertise to every client engagement. Equity Advisors Of Kentucky Inc is committed to delivering personalized financial strategies tailored to meet the unique goals and aspirations of each individual and business they serve.

PARAGON PRIVATE WEALTH MANAGEMENT LLC, based in Lexington, Kentucky, is a distinguished investment advisory firm providing tailored financial solutions. With a team of four professionals, two of whom specialize in investment advisory services, the firm offers personalized attention and expertise to their clients. With an impressive average of approximately $261,690,000 in assets under management per investment advisor, PARAGON PRIVATE WEALTH MANAGEMENT LLC exceeds the industry average. Their compensation structure includes various types, such as a percentage of assets under management, ensuring transparency and alignment with their clients' interests. Catering primarily to high net worth individuals, PARAGON PRIVATE WEALTH MANAGEMENT LLC manages a substantial amount of assets for this clientele. While 401K and individual accounts represent less than 30% of their assets under management, the firm possesses the capability to effectively manage employer funds. As a discretionary asset manager, PARAGON PRIVATE WEALTH MANAGEMENT LLC assumes full responsibility for 100% of the assets entrusted to their care. With over 60 individual clients and an impressive $184,758,000 in assets under management, the firm's client base reflects their commitment to delivering exceptional results and building enduring relationships. PARAGON PRIVATE WEALTH MANAGEMENT LLC operates from a single office, ensuring a focused and client-centric approach. Catherine Salsman and Emily Johns, as two of the longest-tenured registered advisors, exemplify the firm's commitment to expertise and client satisfaction. With a dedication to providing comprehensive financial guidance, PARAGON PRIVATE WEALTH MANAGEMENT LLC aims to help clients achieve their financial goals and secure their long-term financial well-being. Through a combination of strategic planning, portfolio management, and personalized service, the firm positions itself as a trusted partner in navigating the complexities of the investment landscape.

Spectrum Financial Alliance, Ltd., L.L.C., based out of Nicholasville, KY, is a small investment advisory firm dedicated to providing comprehensive financial solutions to its clients. With over 380 individual clients and more than $227,863,000 in assets under management, the firm has established a solid reputation in the industry. Led by a team of experienced professionals, Spectrum Financial Alliance specializes in managing assets, particularly from employer 401Ks and individual portfolios. The firm's extensive experience in this space enables them to deliver tailored investment strategies and personalized advice to meet their clients' financial goals. With a discretionary management approach, Spectrum Financial Alliance maintains full authority to make investment decisions on behalf of their clients. This approach ensures a high level of flexibility and efficiency in managing portfolios, aiming to optimize returns while minimizing risk. The firm's compensation structure encompasses various types, including a percentage of assets under management. This incentivizes the advisors to work closely with clients to achieve their financial objectives and cultivate long-term relationships. Spectrum Financial Alliance, Ltd., L.L.C. currently operates from a single office in Nicholasville, KY, employing a total of 10 professionals. Among them, two individuals provide investment advisory services. The firm boasts an average of approximately $113,930,000 in assets under management per investment advisor, aligning with the industry average. Notably, Charles Buckley and Eric White, two of the firm's registered advisors, have demonstrated their commitment and expertise over the years, contributing to the firm's success and client satisfaction. Spectrum Financial Alliance, Ltd., L.L.C. continues to uphold its dedication to delivering exceptional financial guidance and investment management services, solidifying its position as a trusted partner in helping clients navigate the complexities of the financial landscape.

D. Scott Neal, Inc., a prominent investment advisory firm based out of Lexington, KY, is dedicated to providing exceptional financial services to its clients. With a total of 12 talented employees, including six experienced investment advisors, they boast an impressive average of $142,390,000 in assets under management per advisor, surpassing industry standards. D. Scott Neal, Inc. distinguishes itself through its diverse compensation structure, which includes a percentage of assets under management. This approach ensures that the firm is motivated to deliver optimal results and aligns their success with that of their clients. Catering primarily to high net worth individuals, the firm manages over $268,972,000 in assets across a portfolio of more than 260 individual clients. While 401K and individual accounts constitute a minority portion of their assets under management, D. Scott Neal, Inc. possesses the expertise and capability to effectively manage employer funds. Impressively, 96% of the assets under their management are discretionary, highlighting their clients' trust in their expertise and ability to make well-informed investment decisions. With two offices in Lexington, D. Scott Neal, Inc. has established itself as a local leader in investment advisory services. The firm takes pride in its team of dedicated professionals, including the accomplished advisors David Neal, Michael Reich, and Jerome Zimmerer, who boast the longest tenures at the company. Their extensive experience and industry knowledge contribute to the firm's continued success in delivering exceptional financial guidance and wealth management solutions to their valued clientele.

Maytech Global Investments is a small investment advisory firm based out of New York, NY. With a single office, the company operates with a team of six dedicated professionals, three of whom offer comprehensive investment advisory services. Maytech Global Investments manages an average of approximately $122,070,000 in assets under management per investment advisor, which aligns with the industry average. The firm's compensation structure comprises various types, including a percentage of assets under management and performance-based fees. Notably, Maytech Global Investments exercises discretionary control over 85% of the assets they manage, showcasing their expertise and trust from clients. As a testament to their commitment and success, Maytech Global Investments boasts an impressive client base of over 20 individuals, whose combined assets under management exceed $366,211,000. Two of the most experienced and knowledgeable registered advisors at the firm are Nels Wangensteen and Ye Yin, who have demonstrated their dedication to providing exceptional service and expertise over the long term. Maytech Global Investments stands as a reliable partner for their clients' investment needs, offering a personalized and professional approach. With a strong foothold in the heart of New York's financial district, the firm combines their in-depth market knowledge and strategic insights to help clients achieve their financial goals. Whether it's asset allocation, risk management, or investment planning, Maytech Global Investments strives to deliver tailored solutions that maximize returns and ensure long-term prosperity for their valued clients.

Investments & Financial Planning, LLC is a highly reputable investment advisory firm headquartered in Lexington, KY. With a total workforce of 5 dedicated professionals, including two experienced investment advisors, they offer comprehensive financial planning and investment management services to a diverse client base. Renowned for their exceptional expertise and commitment to delivering personalized solutions, Investments & Financial Planning, LLC boasts an impressive average of approximately $491,300,000 in assets under management per investment advisor. This figure significantly exceeds the industry average, affirming their ability to handle substantial portfolios and navigate complex market conditions with confidence. The firm's compensation structure is designed to align their interests with those of their clients, encompassing various types such as a percentage of assets under management and fixed fees. This ensures a fair and transparent approach to client partnerships while fostering a results-driven mindset within the company. Investments & Financial Planning, LLC has established itself as a trusted advisor with a loyal client base of over 610 individuals. With assets under management totaling over $198,036,000, they possess extensive experience managing employer 401Ks and individual investments. Notably, all of the assets they oversee are under discretionary management, enabling them to make informed decisions on behalf of their clients in a dynamic market environment. The firm operates from two conveniently located offices in Lexington, KY, and is proud to have David Short and James Mullins, two of the longest tenured registered advisors, as key members of their team. Through their unwavering dedication to excellence, Investments & Financial Planning, LLC continues to provide exceptional financial guidance and investment solutions tailored to meet the unique needs of their discerning clientele.

Based in Lexington, KY, FWG Investments, LLC is a reputable local investment advisory firm. With a strong presence in the area, they operate from five offices, allowing them to effectively serve their clients. The firm boasts a dedicated team of 22 employees, with nine specifically focused on providing expert investment advisory services. With extensive knowledge and experience in the industry, FWG Investments manages an impressive average of approximately $37,730,000 in assets under management per investment advisor. FWG Investments, LLC offers a flexible compensation structure, which includes various options such as a percentage of assets under management, fixed fees, and hourly charges. They have established themselves as experts in managing employer 401Ks and individual accounts, which together account for approximately half of their assets under management. Notably, 48% of the assets they handle are discretionary, showcasing their expertise in making strategic investment decisions. With a client base exceeding 930 individuals, FWG Investments, LLC manages an impressive $339,613,000 in assets. The firm takes pride in its seasoned team of advisors, including the highly regarded Jeffrey Sheppard, Vincent Montgomery, and Geoffrey Metzler. Their longstanding presence in the industry has allowed them to cultivate strong relationships and deliver top-notch investment advisory services to their valued clients. Overall, FWG Investments, LLC stands as a trusted and experienced local firm, offering comprehensive investment advisory services and demonstrating a track record of success.

Alpha Financial Partners LLC, based in Lexington, KY, is a small investment advisory firm catering to a diverse clientele. With one office and a team of six dedicated professionals, they offer comprehensive investment advisory services to individuals and employer 401Ks. The firm's three investment advisors possess extensive expertise in managing assets and provide personalized guidance to their clients. On average, each investment advisor at Alpha Financial Partners oversees approximately $85,700,000 in assets under management, a figure that aligns with industry standards. Their compensation structure encompasses various methods, such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility and tailored solutions. The firm excels in managing employer 401Ks and individual assets, which collectively account for half of their total assets under management. Impressively, 90% of the assets they oversee are discretionary, highlighting their clients' confidence in their investment strategies. Alpha Financial Partners boasts an extensive client base, serving over 280 individual clients and managing more than $257,111,000 in assets. The firm's success can be attributed, in part, to their experienced advisors, with Marc Cobane, Aaron Ammerman, and Gregory Turcotte standing as some of the longest tenured professionals at the firm. As a trusted investment advisory firm, Alpha Financial Partners LLC focuses on providing exceptional service, tailored guidance, and sound financial advice to help their clients achieve their investment goals and secure their financial future.

Moneywatch Advisors, Inc., based out of Lexington, KY, is a small investment advisory firm with a dedicated team of professionals. With a total of 5 employees, 4 of whom provide investment advisory services, they offer personalized financial guidance to a diverse clientele. The firm manages over $209,950,000 in assets under management, with an average of $81,810,000 per investment advisor, aligning with the industry average. Moneywatch Advisors, Inc. possesses a comprehensive compensation structure that includes various types of remuneration, such as a percentage of assets under management. Their expertise lies in managing 401K plans, catering to both employers and employees. Notably, more than 80% of the assets under their management comprise employer 401Ks and individual accounts. All the assets they oversee are under their discretion, allowing them to make informed decisions on behalf of their clients. The firm operates from a single office and has developed a reputation for excellence over the years. Several of their highly experienced advisors, including Stephen Byars, Ramsey Bova, and Robert Bova, have been with the company for an extended period, contributing their knowledge and expertise to client success. With a focus on delivering personalized financial solutions, Moneywatch Advisors, Inc. aims to build long-term relationships with their 370 individual clients. Through their commitment to comprehensive investment advisory services, they strive to empower clients to achieve their financial goals and secure their financial future.

Based out of Lexington, KY, Ballast, Inc. is a local investment advisory firm with a strong presence in the financial industry. With over 200 individual clients and an impressive $423,414,000 in assets under management, the company is committed to providing exceptional financial guidance and wealth management services. While 401K and individual accounts make up less than 30% of their assets, Ballast, Inc. also possesses the expertise to effectively manage employer funds. Notably, 95% of the assets they handle are under their discretionary management. Catering primarily to high net worth individuals, Ballast, Inc. boasts a seasoned team of professionals dedicated to achieving optimal results for their clients. Their compensation structure encompasses various types, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to meet diverse client needs. With a total of 12 employees, including five investment advisors, Ballast, Inc. has cultivated a skilled team that excels in providing comprehensive investment advisory services. On average, each investment advisor manages approximately $84,680,000 in assets, which aligns with industry standards. The firm takes pride in its longevity, with advisors like Cameron Hamilton, Andrew Reynolds, and John Boardman contributing their expertise and experience over the years. Ballast, Inc. stands as a trusted partner for clients seeking strategic financial planning and expert asset management. Through their personalized approach and commitment to excellence, the firm aims to help individuals and organizations navigate the complexities of the financial landscape and achieve their long-term financial goals.

Russell Capital Management, LLC is a reputable investment advisory firm based out of Lexington, KY. With over 240 individual clients and more than $210,660,000 in assets under management, the company has built a strong foundation in the financial industry. Despite being a small firm with only one office, Russell Capital Management, LLC has proven its expertise and capability to manage a diverse range of investment portfolios. While their 401K and individual accounts account for less than 30% of their assets under management, the company possesses the necessary skills and experience to effectively handle employer funds. What sets them apart is that 100% of the assets they manage are discretionary, providing clients with a comprehensive and tailored approach to investment management. The compensation structure at Russell Capital Management, LLC encompasses various types, including a percentage of assets under management and fixed fees, ensuring a fair and transparent partnership with their clients. The firm currently employs four professionals, all dedicated to providing exceptional investment advisory services. On average, each investment advisor manages approximately $52,670,000 in assets, aligning with the industry average. The team at Russell Capital Management, LLC includes experienced advisors such as Buford Lankford, Brian McKeown, and Harry Russell, who have served the firm with their expertise for a significant period. Their deep knowledge of the industry and commitment to delivering results contribute to the firm's continued success. In conclusion, Russell Capital Management, LLC is a trusted investment advisory firm, known for their personalized approach, discretionary management, and a team of seasoned professionals. Their solid track record and commitment to client satisfaction make them a valuable partner in achieving financial goals.