Joule Financial, LLC, based out of Lexington, KY, is a highly regarded small investment advisory firm. With over 540 individual clients and assets under management totaling over $269,761,000, they have established themselves as a trusted partner in wealth management. With a strong focus on employer 401Ks and individual investments, Joule Financial possesses extensive expertise in this sector, making them an ideal choice for those seeking tailored financial solutions. With a total of six employees, four of whom are dedicated investment advisors, Joule Financial offers a personalized and hands-on approach to their clients. The firm prides itself on managing 98% of their assets on a discretionary basis, allowing for strategic decision-making and agile portfolio adjustments. Joule Financial employs a diverse compensation structure that includes a percentage of assets under management and fixed fees. This ensures alignment with their clients' financial goals and emphasizes their commitment to delivering value. Among the dedicated team of investment advisors at Joule Financial, several individuals stand out for their extensive experience and tenure. Notable advisors include Daniel Czulno, Mark Hendrix, and Logan Gilland, who have played instrumental roles in the firm's success. With their impressive average of approximately $67,440,000 in assets under management per investment advisor, Joule Financial is on par with industry standards. Their proven track record and client-centric approach make them a trusted partner for individuals and businesses seeking sound financial guidance and investment strategies.

DUPREE FINANCIAL GROUP, LLC is a small investment advisory firm located in Lexington, KY. With 6 dedicated employees, their team includes 4 highly experienced professionals specializing in investment advisory services. Known for their expertise, Dupree Financial Group manages an impressive average of approximately $32,470,000 in assets under management per investment advisor. The firm's compensation structure is diverse, offering various types of compensation, including a percentage of assets under management. With over 590 individual clients, Dupree Financial Group proudly oversees a substantial portfolio of more than $290,742,000 in assets under management. Notably, their extensive experience in handling employer 401Ks and individual accounts has contributed significantly to their success in the industry, with approximately half of their assets under management sourced from these areas. As a testament to their commitment, Dupree Financial Group manages 100% of their clients' assets on a discretionary basis, prioritizing their clients' financial goals and objectives. Operating out of one office, the firm values a personalized approach to client service and maintains long-lasting relationships. Several of the firm's most tenured advisors, including Ema Wilburn, Micheal Johnson, and Thomas Dupree, bring a wealth of experience to Dupree Financial Group, enriching their clients' investment strategies. With a steadfast dedication to their clients' financial well-being, Dupree Financial Group, LLC continues to establish themselves as a trusted investment advisory firm in the Lexington, KY area.

BLVD PRIVATE WEALTH, LLC is a small investment advisory firm headquartered in Prospect, KY, with one office. With a total of four dedicated professionals, three of whom specialize in providing investment advisory services, BLVD Private Wealth offers comprehensive financial solutions to individuals and organizations alike. Their team of experienced advisors includes Margaret Pape, Timothy Logsdon, and Chris Brady, who have been with the firm for a considerable length of time, contributing to its stability and expertise. With an average of $92,630,000 in assets under management per investment advisor, BLVD Private Wealth's performance aligns with the industry average. The firm's compensation structure is diverse, including various types such as a percentage of assets under management. Currently, BLVD Private Wealth manages over $113,874,000 in assets, serving more than 70 individual clients. While 401(k) and individual accounts make up less than 30% of their assets under management, the firm possesses the necessary capabilities to oversee employer funds as well. Notably, all of the assets they manage are discretionary, highlighting their clients' trust and confidence in their expertise. With a focus on delivering personalized financial strategies, BLVD Private Wealth, LLC is committed to helping clients achieve their investment goals and navigate the complexities of the financial market. Through their tailored services and experienced team, they strive to provide comprehensive wealth management solutions to their valued clientele.

Guidance Capital, Inc. is a reputable investment advisory firm based out of Louisville, KY, boasting an impressive roster of over 410 individual clients and managing assets worth over $250,647,000. With its main office located in the heart of Louisville, Guidance Capital offers personalized investment strategies tailored to the unique financial goals and needs of their clients. A standout feature of Guidance Capital is their extensive experience in managing employer 401Ks and individual assets, which make up approximately half of their assets under management. This expertise has solidified their position as a trusted partner for both businesses and individuals seeking professional financial guidance. With a commitment to providing comprehensive and personalized solutions, Guidance Capital offers a range of compensation structures to suit their clients' preferences. These include a percentage of assets under management, hourly charges, and fixed fees. Guidance Capital takes pride in its team of 9 dedicated employees, 5 of whom specialize in providing investment advisory services. Each investment advisor manages an average of approximately $50,130,000 in assets, aligning with the industry average. The firm's success can be attributed, in part, to the experience and expertise of some of its longest-tenured advisors, such as Greg Ludwig, Stephen Gibson, and Nicholas Whitmer. Overall, Guidance Capital, Inc. stands as a reliable and experienced local investment advisory firm in Louisville, KY, committed to helping clients navigate the complexities of financial management and achieve their long-term financial goals.

Family Wealth Planning Partners is a small investment advisory firm based out of Louisville, KY. With a single office, the firm is dedicated to providing comprehensive investment advisory services to their clients. They have a team of four experienced professionals who specialize in wealth management and financial planning. With an average of $35,580,000 in assets under management per investment advisor, Family Wealth Planning Partners demonstrates their expertise in managing substantial portfolios. They offer a variety of compensation structures, including a percentage of assets under management and fixed fees, ensuring flexibility and alignment with their clients' needs. Family Wealth Planning Partners has established a strong foothold in the retirement planning market, as approximately half of their assets under management are from employer 401Ks and individual retirement accounts. This experience in retirement planning has enabled them to develop effective strategies to help their clients achieve their long-term financial goals. Furthermore, 87% of the assets they manage are under discretionary management, indicating the trust and confidence clients place in their expertise. In addition to their investment advisory services, Family Wealth Planning Partners serves as a registered representative of a broker-dealer, providing a comprehensive range of financial services. The firm boasts an extensive client base, serving over 300 individuals with assets under management totaling more than $142,330,000. The longevity of their advisors is a testament to their commitment to client satisfaction, with advisors like Aaron Mcandrew, Christopher Vaughn, and Brian Ramsey being among the firm's longest-tenured professionals. Family Wealth Planning Partners is dedicated to providing personalized, strategic financial guidance to help their clients preserve and grow their wealth.

Centerline Wealth Advisors, LLC, based out of Louisville, KY, is a small investment advisory firm with a strong focus on managing assets for high-net-worth individuals. With over 170 individual clients and more than $207,813,000 in assets under management, Centerline Wealth Advisors excels in providing comprehensive financial planning and investment management services. Although 401K and individual accounts make up less than 30% of their assets under management, the firm also possesses the expertise and capability to manage employer funds. A notable feature is that 99% of the assets they manage are discretionary, allowing the firm to make investment decisions on behalf of their clients. Centerline Wealth Advisors offers a diverse compensation structure, which includes various types such as a percentage of assets under management, fixed fees, and hourly charges. This flexibility enables clients to choose a payment method that aligns with their specific needs and preferences. With a team of seven dedicated employees, four of whom provide investment advisory services, Centerline Wealth Advisors ensures personalized attention and expert guidance for each client. On average, each investment advisor at the firm manages approximately $51,950,000 in assets, which is in line with the industry average. The firm takes pride in its experienced team, with several long-tenured advisors, including Benjamin Ahmetagic, Andrew Arnold, and Matthew Hunt. Their extensive knowledge and expertise contribute to the firm's success in providing tailored financial solutions to their clients. Overall, Centerline Wealth Advisors, LLC stands out as a trusted partner in wealth management, offering personalized services, a range of compensation options, and a strong track record of effectively managing assets for high-net-worth individuals in the Louisville, KY area.

Keystone Financial Group, LLC is a prominent regional investment advisory firm located in Lexington, KY. With 39 highly skilled professionals, including 28 dedicated to providing exceptional investment advisory services, Keystone Financial Group is committed to assisting clients in achieving their financial goals. Drawing on their extensive experience, the firm manages a substantial average of $83,220,000 in assets per investment advisor, aligning closely with industry standards. With a diverse compensation structure, Keystone Financial Group offers various types of remuneration, including a percentage of assets under management. This approach ensures a strong incentive for advisors to deliver optimal results for their clients. The firm boasts an impressive roster of over 4,990 individual clients, whose combined assets under management exceed $1,243,093,000. A notable aspect of Keystone Financial Group's expertise lies in managing assets originating from employer 401Ks and individual sources, which comprise approximately half of their total assets under management. Their demonstrated success and experience in this realm have solidified their position as industry leaders. In addition to their investment advisory services, Keystone Financial Group operates as a registered representative of a broker-dealer and serves as an insurance broker or agent. This comprehensive approach allows clients to access a wide range of financial solutions under one roof. With nine office locations, Keystone Financial Group ensures convenient accessibility for their clientele throughout the region. The firm takes pride in its longstanding team of advisors, including Tobin Jenkins, James Morrison, and Adam Richardson, who possess extensive knowledge and expertise. Keystone Financial Group, LLC is dedicated to delivering exceptional financial guidance and investment management solutions, firmly establishing them as a trusted partner for clients seeking comprehensive wealth management services in the Lexington, KY area.

Stegner Investment Associates Inc, based out of Louisville, KY, is a small investment advisory firm with a team of 10 dedicated professionals. Four of these professionals specialize in providing comprehensive investment advisory services to their clients. With an average of approximately $40,190,000 in assets under management per investment advisor, they strive to deliver personalized financial solutions tailored to their clients' specific needs. Stegner Investment Associates Inc manages a substantial portfolio, overseeing more than $1,728,295,000 in assets for over 90 individual clients. The firm's compensation structure encompasses various types, including a percentage of assets under management, hourly charges, and fixed fees, ensuring transparency and flexibility in their client relationships. With 81% of the assets they manage being discretionary, Stegner Investment Associates Inc has established a reputation for its expertise in making informed investment decisions on behalf of their clients. Their primary goal is to achieve long-term financial growth and stability while minimizing risk. Within the firm, several advisors boast extensive industry experience, exemplifying their commitment to providing seasoned guidance. Notable among them are Brandon Dant, Ruth Trautwein, and Elizabeth Peabody, who have contributed significantly to the firm's success and client satisfaction. Stegner Investment Associates Inc operates from a single office location in Louisville, KY, leveraging their local expertise to serve a diverse range of clients. With their unwavering dedication to their clients' financial well-being, the firm has earned a trusted reputation within the investment advisory sector.

D. Scott Neal, Inc., a prominent investment advisory firm based out of Lexington, KY, is dedicated to providing exceptional financial services to its clients. With a total of 12 talented employees, including six experienced investment advisors, they boast an impressive average of $142,390,000 in assets under management per advisor, surpassing industry standards. D. Scott Neal, Inc. distinguishes itself through its diverse compensation structure, which includes a percentage of assets under management. This approach ensures that the firm is motivated to deliver optimal results and aligns their success with that of their clients. Catering primarily to high net worth individuals, the firm manages over $268,972,000 in assets across a portfolio of more than 260 individual clients. While 401K and individual accounts constitute a minority portion of their assets under management, D. Scott Neal, Inc. possesses the expertise and capability to effectively manage employer funds. Impressively, 96% of the assets under their management are discretionary, highlighting their clients' trust in their expertise and ability to make well-informed investment decisions. With two offices in Lexington, D. Scott Neal, Inc. has established itself as a local leader in investment advisory services. The firm takes pride in its team of dedicated professionals, including the accomplished advisors David Neal, Michael Reich, and Jerome Zimmerer, who boast the longest tenures at the company. Their extensive experience and industry knowledge contribute to the firm's continued success in delivering exceptional financial guidance and wealth management solutions to their valued clientele.

Argi Investment Services, LLC is a reputable regional investment advisory firm headquartered in Louisville, KY. With a strong presence across 9 offices, they provide comprehensive investment advisory services to a diverse client base. The firm boasts a dedicated team of 169 employees, with 102 professionals specializing in investment advisory services. Argi Investment Services, LLC manages an average of approximately $44,800,000 in assets under management per investment advisor, which aligns with the industry average. Their compensation structure is flexible, offering various options such as a percentage of assets under management and fixed fees. While less than 30% of their assets under management are attributed to 401K and individual accounts, they possess the expertise to effectively manage employer funds. Notably, Argi Investment Services, LLC operates exclusively on a discretionary basis, granting them full authority to make investment decisions on behalf of their clients. Their impressive client portfolio includes over 2,830 individual clients, collectively entrusting the firm with assets totaling more than $4,569,620,000. The firm takes pride in its experienced team, featuring several long-tenured advisors who have played instrumental roles in its success. Among them are Daniel Cupkovic, Joseph Surrell, and Jeremy Davis. Their extensive knowledge and expertise contribute to Argi Investment Services, LLC's ability to deliver exceptional investment advisory services to their discerning clientele.

First Kentucky Securities Corp is a prominent local investment advisory firm headquartered in Louisville, KY. With two offices, the company boasts a team of 25 dedicated professionals, of which 21 specialize in providing comprehensive investment advisory services. Backed by their expertise, the firm manages an impressive average of approximately $30,530,000 in assets per investment advisor. First Kentucky Securities Corp offers a diverse compensation structure, accommodating various client needs. Their options include a percentage of assets under management, hourly charges, fixed fees, and commissions. While employer-sponsored 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the capacity to effectively manage these funds. Notably, an impressive 62% of the assets they oversee are discretionary, showcasing their expertise in navigating investment decisions. Catering primarily to high-net-worth individuals, First Kentucky Securities Corp is entrusted with a substantial portion of their clients' assets. The firm's exceptional services extend beyond investment advisory, as they also operate as insurance brokers or agents and registered municipal advisors. Boasting an extensive client base, First Kentucky Securities Corp serves over 1,720 individual clients, skillfully managing assets totaling over $641,112,000. The firm's success is fortified by its team of experienced advisors, including notable professionals such as Michael Horlander, William Fenwick, and Karen Fenwick, who have established long-standing tenures within the organization. With a track record of delivering reliable and tailored investment guidance, First Kentucky Securities Corp remains a trusted and sought-after partner for individuals and institutions seeking expert financial advice and asset management.