The Gleason Group, Inc., a local investment advisory firm based out of Prospect, KY, is renowned for its expertise in financial management and investment strategies. With a team of nine dedicated professionals, including five experienced investment advisors, the firm offers comprehensive advisory services to a diverse client base. The Gleason Group manages a substantial portfolio of assets, averaging approximately $88,170,000 per investment advisor, which is on par with industry standards. Their compensation structure is flexible, incorporating various methods such as a percentage of assets under management, fixed fees, and hourly charges. Catering primarily to high net worth individuals, The Gleason Group boasts an impressive clientele of over 150 individual investors, entrusting them with assets totaling more than $615,815,000. While a small portion of their managed assets comes from 401K and individual accounts, the firm possesses the capability to handle employer funds. As a testament to their expertise and client satisfaction, 97% of the assets they manage are discretionary. In addition to their investment advisory services, The Gleason Group also provides insurance brokerage services, further enhancing their clients' financial security. The firm's reputation is strengthened by the presence of seasoned advisors like Lindsay Manietta, Andrea Gleason, and Ava Nivens, who have contributed significantly to the firm's success. With one office location, The Gleason Group continues to deliver exceptional financial guidance, personalized service, and tailored solutions to their valued clients.

Keystone Financial Group, LLC is a prominent regional investment advisory firm located in Lexington, KY. With 39 highly skilled professionals, including 28 dedicated to providing exceptional investment advisory services, Keystone Financial Group is committed to assisting clients in achieving their financial goals. Drawing on their extensive experience, the firm manages a substantial average of $83,220,000 in assets per investment advisor, aligning closely with industry standards. With a diverse compensation structure, Keystone Financial Group offers various types of remuneration, including a percentage of assets under management. This approach ensures a strong incentive for advisors to deliver optimal results for their clients. The firm boasts an impressive roster of over 4,990 individual clients, whose combined assets under management exceed $1,243,093,000. A notable aspect of Keystone Financial Group's expertise lies in managing assets originating from employer 401Ks and individual sources, which comprise approximately half of their total assets under management. Their demonstrated success and experience in this realm have solidified their position as industry leaders. In addition to their investment advisory services, Keystone Financial Group operates as a registered representative of a broker-dealer and serves as an insurance broker or agent. This comprehensive approach allows clients to access a wide range of financial solutions under one roof. With nine office locations, Keystone Financial Group ensures convenient accessibility for their clientele throughout the region. The firm takes pride in its longstanding team of advisors, including Tobin Jenkins, James Morrison, and Adam Richardson, who possess extensive knowledge and expertise. Keystone Financial Group, LLC is dedicated to delivering exceptional financial guidance and investment management solutions, firmly establishing them as a trusted partner for clients seeking comprehensive wealth management services in the Lexington, KY area.

PARAGON PRIVATE WEALTH MANAGEMENT LLC, based in Lexington, Kentucky, is a distinguished investment advisory firm providing tailored financial solutions. With a team of four professionals, two of whom specialize in investment advisory services, the firm offers personalized attention and expertise to their clients. With an impressive average of approximately $261,690,000 in assets under management per investment advisor, PARAGON PRIVATE WEALTH MANAGEMENT LLC exceeds the industry average. Their compensation structure includes various types, such as a percentage of assets under management, ensuring transparency and alignment with their clients' interests. Catering primarily to high net worth individuals, PARAGON PRIVATE WEALTH MANAGEMENT LLC manages a substantial amount of assets for this clientele. While 401K and individual accounts represent less than 30% of their assets under management, the firm possesses the capability to effectively manage employer funds. As a discretionary asset manager, PARAGON PRIVATE WEALTH MANAGEMENT LLC assumes full responsibility for 100% of the assets entrusted to their care. With over 60 individual clients and an impressive $184,758,000 in assets under management, the firm's client base reflects their commitment to delivering exceptional results and building enduring relationships. PARAGON PRIVATE WEALTH MANAGEMENT LLC operates from a single office, ensuring a focused and client-centric approach. Catherine Salsman and Emily Johns, as two of the longest-tenured registered advisors, exemplify the firm's commitment to expertise and client satisfaction. With a dedication to providing comprehensive financial guidance, PARAGON PRIVATE WEALTH MANAGEMENT LLC aims to help clients achieve their financial goals and secure their long-term financial well-being. Through a combination of strategic planning, portfolio management, and personalized service, the firm positions itself as a trusted partner in navigating the complexities of the investment landscape.

Alexander Investment Services Co. is a renowned investment advisory firm located in Louisville, KY. With two offices and a team of 13 dedicated professionals, Alexander Investment Services Co. offers a wide range of investment advisory services to individuals and organizations. The firm's experienced advisors, including Thomas Clark, Ancil Collett, and Drew Adams, provide personalized financial guidance tailored to each client's unique goals and risk tolerance. With an average of $94,120,000 in assets under management per investment advisor, Alexander Investment Services Co. demonstrates a solid track record in managing client portfolios. They offer a variety of compensation structures, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility and transparency in their client relationships. With over 990 individual clients and a staggering $512,777,000 in assets under management, Alexander Investment Services Co. has established a strong presence in the investment advisory industry. While their focus lies primarily on investment advisory services, they also serve as an insurance broker or agent, providing comprehensive financial solutions to their clientele. Although 401K and individual accounts make up less than 30% of their assets under management, Alexander Investment Services Co. possesses the expertise and capacity to manage employer funds as well. Moreover, the firm exercises discretionary control over 2% of the assets they manage, further showcasing their ability to make informed investment decisions on behalf of their clients. Alexander Investment Services Co. prides itself on its local roots and commitment to the Louisville community. With a team of seasoned professionals and a comprehensive range of services, they continue to be a trusted partner for individuals and organizations seeking expert investment advice.

Oxinas Partners Wealth Management, a leading local investment advisory firm based out of Jeffersonville, IN, is dedicated to helping clients achieve their financial goals. With over 600 individual clients and an impressive $235,149,000 in assets under management, they have established themselves as trusted experts in the industry. With four offices strategically located, Oxinas Partners Wealth Management is easily accessible to their clients. They specialize in providing comprehensive investment advisory services, including insurance brokerage and agent services. Their expertise in managing employer 401Ks and individual assets is evident, as approximately half of their assets under management originate from these sources. A notable aspect of Oxinas Partners Wealth Management is their discretionary management approach, with a remarkable 97% of the assets they manage falling under this category. This enables them to make informed investment decisions on behalf of their clients, ensuring their portfolios align with their financial objectives. The firm's compensation structure is flexible and caters to diverse client needs. It includes various options such as a percentage of assets under management, fixed fees, and hourly charges. This allows clients to choose a payment arrangement that best suits their preferences. Employing a team of 11 professionals, with eight dedicated to investment advisory services, Oxinas Partners Wealth Management boasts an impressive average of $29,390,000 in assets under management per investment advisor. The firm's long-standing success is bolstered by the expertise and experience of advisors like Matthew Wagner, Gary Bouch, and Brian Coxon, who have been instrumental in serving their clients over the years. Overall, Oxinas Partners Wealth Management stands out as a reliable partner for individuals seeking expert guidance and personalized wealth management solutions in the Jeffersonville, IN area.

Van Leeuwen Retirement & Investment Services, based out of Richmond, KY, is a small investment advisory firm specializing in retirement planning and investment management. With three dedicated employees, including two experienced investment advisors, the firm offers comprehensive financial services to individuals and employer-sponsored 401K plans. Van Leeuwen Retirement & Investment Services prides itself on its strong track record, managing a total of $302,105,000 in assets under management for over 430 individual clients. Their expertise in the employer 401K space is particularly noteworthy, as approximately half of their assets under management come from these plans and individual investors. This extensive experience enables them to provide tailored solutions and guidance to clients seeking to maximize their retirement savings. The compensation structure at Van Leeuwen Retirement & Investment Services is flexible and transparent, encompassing various methods such as a percentage of assets under management, hourly charges, and fixed fees. This approach ensures that clients have a clear understanding of the costs associated with the services they receive. With an average of $98,500,000 in assets under management per investment advisor, Van Leeuwen Retirement & Investment Services is in line with industry standards. Their commitment to discretionary management allows them to make informed investment decisions on behalf of their clients, leveraging their expertise to navigate the ever-changing financial landscape. Led by Kristoffer Arnold and Mark Vanleeuwen, two of the firm's longest-tenured registered advisors, Van Leeuwen Retirement & Investment Services is dedicated to providing personalized financial strategies tailored to each client's unique circumstances. Their professionalism, expertise, and commitment to client satisfaction have earned them a strong reputation within the industry and among their loyal client base.

Centerline Wealth Advisors, LLC, based out of Louisville, KY, is a small investment advisory firm with a strong focus on managing assets for high-net-worth individuals. With over 170 individual clients and more than $207,813,000 in assets under management, Centerline Wealth Advisors excels in providing comprehensive financial planning and investment management services. Although 401K and individual accounts make up less than 30% of their assets under management, the firm also possesses the expertise and capability to manage employer funds. A notable feature is that 99% of the assets they manage are discretionary, allowing the firm to make investment decisions on behalf of their clients. Centerline Wealth Advisors offers a diverse compensation structure, which includes various types such as a percentage of assets under management, fixed fees, and hourly charges. This flexibility enables clients to choose a payment method that aligns with their specific needs and preferences. With a team of seven dedicated employees, four of whom provide investment advisory services, Centerline Wealth Advisors ensures personalized attention and expert guidance for each client. On average, each investment advisor at the firm manages approximately $51,950,000 in assets, which is in line with the industry average. The firm takes pride in its experienced team, with several long-tenured advisors, including Benjamin Ahmetagic, Andrew Arnold, and Matthew Hunt. Their extensive knowledge and expertise contribute to the firm's success in providing tailored financial solutions to their clients. Overall, Centerline Wealth Advisors, LLC stands out as a trusted partner in wealth management, offering personalized services, a range of compensation options, and a strong track record of effectively managing assets for high-net-worth individuals in the Louisville, KY area.

First Kentucky Securities Corp is a prominent local investment advisory firm headquartered in Louisville, KY. With two offices, the company boasts a team of 25 dedicated professionals, of which 21 specialize in providing comprehensive investment advisory services. Backed by their expertise, the firm manages an impressive average of approximately $30,530,000 in assets per investment advisor. First Kentucky Securities Corp offers a diverse compensation structure, accommodating various client needs. Their options include a percentage of assets under management, hourly charges, fixed fees, and commissions. While employer-sponsored 401K and individual accounts make up less than 30% of their assets under management, the firm possesses the capacity to effectively manage these funds. Notably, an impressive 62% of the assets they oversee are discretionary, showcasing their expertise in navigating investment decisions. Catering primarily to high-net-worth individuals, First Kentucky Securities Corp is entrusted with a substantial portion of their clients' assets. The firm's exceptional services extend beyond investment advisory, as they also operate as insurance brokers or agents and registered municipal advisors. Boasting an extensive client base, First Kentucky Securities Corp serves over 1,720 individual clients, skillfully managing assets totaling over $641,112,000. The firm's success is fortified by its team of experienced advisors, including notable professionals such as Michael Horlander, William Fenwick, and Karen Fenwick, who have established long-standing tenures within the organization. With a track record of delivering reliable and tailored investment guidance, First Kentucky Securities Corp remains a trusted and sought-after partner for individuals and institutions seeking expert financial advice and asset management.

ASIO CAPITAL LLC: A Premier Investment Advisory Firm in Lexington, KY Asio Capital LLC is a reputable investment advisory firm situated in the vibrant city of Lexington, KY. With a single office location, they serve a diverse clientele and boast a team of six highly skilled professionals, five of whom specialize in providing top-notch investment advisory services. With an average of approximately $78,660,000 in assets under management per investment advisor, Asio Capital LLC maintains a competitive position in the industry. The firm's compensation structure is designed to align with their clients' success, encompassing various types, including a percentage of assets under management. While 401K and individual accounts constitute less than 30% of their assets under management, Asio Capital LLC possesses the expertise and capability to effectively manage employer funds. Remarkably, the entirety of the assets they manage are discretionary, allowing them to make informed investment decisions on behalf of their clients. Asio Capital LLC predominantly serves high-net-worth individuals, managing assets for over 110 individual clients totaling an impressive $393,290,000. The firm takes pride in its team of experienced advisors, including the accomplished professionals Ryan Osborne, Erin Serrate, and John Cheshire, who have contributed significantly to the firm's success over the years. With their commitment to delivering exceptional investment advisory services and their proven track record in managing substantial assets, Asio Capital LLC has established itself as a premier choice for discerning clients seeking comprehensive wealth management solutions.

Based out of Lexington, KY, Ballast, Inc. is a local investment advisory firm with a strong presence in the financial industry. With over 200 individual clients and an impressive $423,414,000 in assets under management, the company is committed to providing exceptional financial guidance and wealth management services. While 401K and individual accounts make up less than 30% of their assets, Ballast, Inc. also possesses the expertise to effectively manage employer funds. Notably, 95% of the assets they handle are under their discretionary management. Catering primarily to high net worth individuals, Ballast, Inc. boasts a seasoned team of professionals dedicated to achieving optimal results for their clients. Their compensation structure encompasses various types, such as a percentage of assets under management, hourly charges, and fixed fees, ensuring flexibility to meet diverse client needs. With a total of 12 employees, including five investment advisors, Ballast, Inc. has cultivated a skilled team that excels in providing comprehensive investment advisory services. On average, each investment advisor manages approximately $84,680,000 in assets, which aligns with industry standards. The firm takes pride in its longevity, with advisors like Cameron Hamilton, Andrew Reynolds, and John Boardman contributing their expertise and experience over the years. Ballast, Inc. stands as a trusted partner for clients seeking strategic financial planning and expert asset management. Through their personalized approach and commitment to excellence, the firm aims to help individuals and organizations navigate the complexities of the financial landscape and achieve their long-term financial goals.

Alpha Financial Partners LLC, based in Lexington, KY, is a small investment advisory firm catering to a diverse clientele. With one office and a team of six dedicated professionals, they offer comprehensive investment advisory services to individuals and employer 401Ks. The firm's three investment advisors possess extensive expertise in managing assets and provide personalized guidance to their clients. On average, each investment advisor at Alpha Financial Partners oversees approximately $85,700,000 in assets under management, a figure that aligns with industry standards. Their compensation structure encompasses various methods, such as a percentage of assets under management, fixed fees, and hourly charges, ensuring flexibility and tailored solutions. The firm excels in managing employer 401Ks and individual assets, which collectively account for half of their total assets under management. Impressively, 90% of the assets they oversee are discretionary, highlighting their clients' confidence in their investment strategies. Alpha Financial Partners boasts an extensive client base, serving over 280 individual clients and managing more than $257,111,000 in assets. The firm's success can be attributed, in part, to their experienced advisors, with Marc Cobane, Aaron Ammerman, and Gregory Turcotte standing as some of the longest tenured professionals at the firm. As a trusted investment advisory firm, Alpha Financial Partners LLC focuses on providing exceptional service, tailored guidance, and sound financial advice to help their clients achieve their investment goals and secure their financial future.