Coastal Investment Advisors
Wilmington, Delaware
1.6
5 Reviews
Coastal Investment Advisors, based out of Wilmington, DE, is a highly reputable regional investment advisory firm. With a staggering 3,550 individual clients and over $780,734,000 in assets under management, they have established themselves as a trusted partner for both employers and individuals seeking sound financial guidance. Operating across an expansive network of 58 offices, Coastal Investment Advisors caters to a diverse range of clients.
Employer 401K plans and individual investments account for over 80% of the assets they manage, showcasing their expertise in navigating complex retirement plans. With a remarkable 86% of ...
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Assets Under Mgmt
$780.73M
Investment Professionals
68
Locations
57
% 401K & Individual
% Discretionary
Compensation Structure
A percentage of assets under your management
Hourly Charges
Fixed Fees
Services Provided Section
Financial Planning Services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pension consulting services
Selection of other advisers
Publication of periodicals or newsletters
Disclosures
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Self-regulatory organization found you made a false statement or omission
Found to have been involved in a violation of self-regulatory organizations rules
Disciplined by self-regulatory organization or commodities exchange
Now the subject of a civil proceeding involving previous disclosures
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