WELLS FARGO INVESTMENT INSTITUTE, INC.
Charlotte, North Carolina
2.8
12 Reviews
Wells Fargo Investment Institute, Inc. is a renowned regional investment advisory firm headquartered in Charlotte, NC. With a strong presence in the industry, they operate through 39 offices nationwide. The company boasts a total of 264 dedicated employees, of which 175 specialize in providing comprehensive investment advisory services to their valued clients. The firm's outstanding success is evident in their impressive average assets under management per investment advisor, standing at approximately $217,850,000. This figure significantly surpasses the industry average, showcasing Wells Fargo Investment Institute, Inc.'s expert...
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Assets Under Mgmt

$38.12B

Investment Professionals

175

Locations

38

% 401K & Individual

0%

% Discretionary

100%
Compensation Structure
A percentage of assets under your management
Fixed Fees
Services Provided Section
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Selection of other advisers
Publication of periodicals or newsletters
Disclosures
SEC or CFTC found with a false statement or omission
SEC or CFTC violation of regulation or statutes
SEC or CFTC entered an order against you in connection to investment related activities
SEC or CFTC imposed civil money penalty or cease and desist from an activity
Found to have made false statement, ommision, unfair or Unethical by federal regulatory agency
Found to have been involved in a violation of investment regulations or statutes by Federal regulatory agency
Found to have caused investement-related business to lose authorization denied by federal regulatory agency
Orders brought against in connection to investment related activities (10yrs)
Found to have been involved in a violation of self-regulatory organizations rules
Enjoined by domestic or foreign court in connect with investment-related activities (10 years)
Found to be involved in a violation of investment-related activities by domestic or foreign court
Civil action by state or foreign financial regulatory authority dismissed by domestic or foreign court
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