Hudson Park Management, LLC, a reputable investment advisory firm headquartered in New York, NY, specializes in providing personalized financial solutions to its valued clients. With two strategically located offices, they are well-positioned to serve individuals and businesses throughout the area. With a client base comprising over 70 individuals, Hudson Park Management expertly manages assets totaling more than $115,567,000. Notably, their expertise extends to handling employer 401(k) accounts and individual portfolios, which collectively make up around half of their assets under management. The firm's discretionary management approach ensures that all assets, totaling 100%, are carefully and professionally overseen, allowing their clients to benefit from expert investment decisions made on their behalf. Hudson Park Management's compensation structure offers flexibility and includes options such as a percentage of assets under management and performance-based fees. This incentivizes the firm to deliver outstanding results and ensures that clients have aligned interests. With a team of five employees, including three dedicated investment advisors, Hudson Park Management combines industry expertise and personalized service to meet their clients' unique financial needs. The advisors at the firm boast an average of approximately $38,520,000 in assets under management per advisor, showcasing their ability to effectively manage portfolios and provide tailored financial guidance. Hudson Park Management, LLC is committed to building long-term relationships with their clients, providing them with comprehensive investment strategies and exceptional service. Their experienced team works diligently to help clients achieve their financial goals and navigate the ever-changing financial landscape with confidence.

Catch Capital Management, LLC, a small investment advisory firm headquartered in New York, NY, is dedicated to providing exceptional financial services to its clients. With two offices, the firm boasts a team of two talented professionals, one of whom specializes in offering investment advisory services. The firm has a strong track record, managing an average of approximately $123,250,000 in assets under management per investment advisor. This figure aligns with the industry average, reflecting their competence and proficiency in wealth management. Catch Capital Management, LLC's compensation structure is diverse, incorporating various types such as a percentage of assets under management. This ensures that their interests are aligned with those of their clients, fostering a commitment to achieving optimal results. With over 3,770 individual clients and a staggering $2,493,000 in assets under management, the firm has established a solid client base. Impressively, more than 80% of their assets under management originate from employer 401K plans or individuals, highlighting their expertise in managing retirement plans for both employers and employees alike. Operating exclusively on a discretionary basis, Catch Capital Management, LLC provides clients with the peace of mind that their assets are managed by seasoned professionals who possess the expertise and insight to make sound investment decisions. Driven by a client-centric approach, Catch Capital Management, LLC is well-equipped to deliver tailored financial strategies and comprehensive investment advice to their diverse clientele. With their commitment to excellence and deep understanding of the industry, they strive to help individuals and employers achieve their financial goals with confidence.

Equinum, LLC is a highly esteemed investment advisory firm based out of Brooklyn, NY. With a client base of over 70 individuals and a remarkable $342,432,000 in assets under management, Equinum has established itself as a trusted partner for wealth management. Specializing in discretionary asset management, Equinum primarily serves high net worth individuals, effectively navigating the complexities of the financial landscape. With a compensation structure that includes a percentage of assets under management, Equinum ensures alignment of interests with their clients, fostering a culture of accountability and mutual success. The firm takes pride in its dedicated team of five employees, all of whom are committed to providing top-notch investment advisory services. Their expertise and professionalism contribute to Equinum's ability to consistently deliver exceptional results. Equinum's investment advisors, on average, manage approximately $68,490,000 in assets, which aligns with the industry average and demonstrates their competency in handling substantial portfolios. The firm has garnered a reputation for stability and experience, boasting advisors such as Menachem Lerman, Aron Pinson, and Zacharia Waxler, who have long-standing tenures at the company. Equinum's single office in Brooklyn serves as a hub for personalized client interactions and robust investment strategies. By offering tailored solutions and leveraging their comprehensive market insights, Equinum aims to optimize wealth creation and preservation for their discerning clientele. With a focus on long-term relationships and strategic guidance, Equinum, LLC continues to be a trusted partner in the ever-evolving financial landscape.

Roosevelt Investments, headquartered in New York, NY, is a reputable local investment advisory firm with a solid presence in the industry. With a total workforce of 29 employees, they boast a team of 10 highly skilled professionals dedicated to providing top-notch investment advisory services. Their expertise and commitment to excellence have allowed them to achieve an impressive average of approximately $194,800,000 in assets under management per investment advisor, significantly surpassing the industry average. With over 4,260 individual clients and assets under management exceeding $3,017,850,000, Roosevelt Investments has established a robust client base and manages a substantial portfolio. Notably, their expertise shines in the employer 401Ks and individual asset management space, accounting for nearly half of their assets under management. This expertise is a testament to their experience and proficiency in catering to the unique needs and challenges of this particular market segment. An outstanding characteristic of Roosevelt Investments is that an overwhelming 94% of the assets they manage are discretionary, illustrating the high level of trust and confidence their clients place in their investment decisions. With a well-rounded compensation structure that includes various types such as a percentage of assets under management and fixed fees, they ensure alignment with their clients' interests and deliver exceptional value. Roosevelt Investments operates from three strategically located offices, and they pride themselves on their long-standing team of advisors. Notable individuals like James Rogers, John Sokolowski, and Corie Gabriel have been with the firm for a substantial period, further solidifying the company's expertise and commitment to providing exceptional advisory services.

HYVE is a small investment advisory firm based out of New York, NY. With a team of three employees, they offer comprehensive financial services to their clients. One of their skilled advisors specializes in investment advisory services, providing expert guidance to help clients maximize their portfolios. The firm manages an average of approximately $99,360,000 in assets under management per investment advisor, which aligns with the industry average. Their compensation structure includes various types, such as a percentage of assets under management, ensuring their interests are closely aligned with their clients' financial success. HYVE boasts a diverse client base, serving over 20 individual clients with assets exceeding $1,000,000. Their expertise extends to managing employer 401(k) plans as well as assisting individual investors. A significant portion, over 80%, of their assets under management comprises employer-sponsored 401(k) plans and individual accounts. As a testament to their professionalism and credibility, HYVE handles 100% of the assets they manage on a discretionary basis, enabling them to make investment decisions autonomously on behalf of their clients. With their office located in New York, NY, HYVE capitalizes on the city's dynamic financial landscape and access to a wide range of investment opportunities. The firm's presence in this global financial hub positions them strategically to cater to clients seeking sophisticated investment solutions and personalized financial guidance. Despite being a small firm, HYVE's expertise, commitment to client success, and comprehensive suite of financial services make them a valuable partner for individuals and employers seeking trusted investment advisory services.

Wellington Shields Capital Management, LLC, headquartered in New York, NY, is a reputable local investment advisory firm that operates from two office locations. With a total workforce of 20 employees, 13 of whom specialize in providing investment advisory services, the firm maintains a robust team of experienced professionals. Known for their commitment to excellence, Wellington Shields Capital Management, LLC manages an average of $79,560,000 in assets per investment advisor, aligning with the industry average. Their compensation structure is diverse, incorporating various approaches such as a percentage of assets under management and fixed fees. Remarkably, 88% of the assets they oversee are managed discretely, reflecting their dedication to personalized and tailored investment strategies. The firm primarily focuses on managing assets for high net worth individuals, making up the majority of their client base. With an impressive portfolio, Wellington Shields Capital Management, LLC boasts over 180 individual clients who entrust them with a staggering $1,034,228,000 in assets under management. Wellington Shields Capital Management, LLC takes pride in the expertise and tenure of their advisors. Among their longest-serving professionals are Juan Pablo Rivero Ybarnegaray, John Kelly, and Eileen Connolly, whose extensive experience adds immense value to the firm's offerings. As a local investment advisory firm, Wellington Shields Capital Management, LLC consistently strives to deliver exceptional financial services, leveraging their expertise, sound investment strategies, and a client-centric approach to achieve optimal results for their discerning clientele.

CHB Investment Group, LLC, a highly respected investment advisory firm, operates out of New Hope, PA, with a dedicated team of three employees, all providing exceptional investment advisory services. With an average of approximately $38,180,000 in assets under management per advisor, the firm demonstrates its ability to effectively manage client portfolios. The compensation structure at CHB Investment Group includes various options, such as a percentage of assets under management, ensuring transparency and alignment with client objectives. Their client base comprises over 90 individuals, with total assets under management exceeding $163,513,000. CHB Investment Group focuses primarily on high-net-worth individuals, managing a significant portion of their assets. While 401K and individual accounts account for less than 30% of their assets under management, the firm possesses the expertise and capability to effectively manage employer funds. With 96% of their assets under management being discretionary, CHB Investment Group has the authority to make investment decisions on behalf of their clients, providing efficient and proactive management. Operating from a single office in New Hope, PA, CHB Investment Group has established a strong presence in the area. The firm benefits from the knowledge and experience of their longest-tenured advisors, including Debra Jones, Christopher Brashier, and Christopher Lindenthal, who bring a wealth of industry expertise to the team. Clients can trust CHB Investment Group to deliver personalized and comprehensive investment advisory services, guiding them towards their financial goals with diligence and professionalism. The firm's commitment to excellence and their ability to deliver tailored solutions make them a trusted partner in wealth management.

Key Wealth Advisors LLC is a small investment advisory firm based out of New York, NY. With three offices, they offer comprehensive investment advisory services to a diverse clientele. The firm boasts a total of four dedicated employees, each equipped with the knowledge and expertise to provide personalized investment strategies. Key Wealth Advisors LLC manages an impressive average of approximately $10,750,000 in assets under management per investment advisor. Their compensation structure is flexible, encompassing a variety of options such as a percentage of assets under management, hourly charges, and fixed fees. While 401K and individual accounts account for less than 30% of their assets under management, the firm has the capability to efficiently manage employer funds. Operating under a discretionary model, Key Wealth Advisors LLC handles 100% of the assets they manage, granting clients the freedom to focus on other aspects of their financial lives. Specializing in serving high net worth individuals, the firm caters to over 20 individual clients, effectively overseeing assets valued at more than $43,000,000. Key Wealth Advisors LLC prides itself on the expertise and experience of its team. The firm boasts several long-tenured advisors, including Yehia-Hubbard Ross, Eva Drew, and David Elfenbein, who have played a pivotal role in shaping the firm's success and reputation. With a commitment to providing personalized investment advisory services and a proven track record of managing substantial assets, Key Wealth Advisors LLC is a trusted partner for clients seeking expert financial guidance.

5C Capital Management, LLC is a prominent local investment advisory firm headquartered in Woodcliff Lake, NJ, with three strategically located offices. With over 300 individual clients and an impressive $399,007,000 in assets under management, the firm has established itself as a trusted partner in financial planning and wealth management. While their expertise extends across various investment vehicles, including 401K and individual accounts, these represent less than 30% of their overall assets under management. However, 5C Capital Management, LLC possesses the capability and experience to effectively manage employer funds. Impressively, 89% of the assets they oversee are discretionary, highlighting their ability to make informed investment decisions on behalf of their clients. The firm primarily caters to high-net-worth individuals, managing the majority of their assets. Their compensation structure is flexible, offering various options such as a percentage of assets under management, hourly charges, and fixed fees, ensuring clients have choices that align with their needs and preferences. Comprising a team of seven dedicated employees, all of whom specialize in investment advisory services, 5C Capital Management, LLC provides personalized attention and expertise to each client. On average, their investment advisors handle approximately $57,000,000 in assets under management, a figure that aligns with industry standards. The firm boasts a roster of experienced advisors, including Craig Marson, Kevin Mccabe, and Curtis Brooks, who have been with the company for an extended period. Their tenure exemplifies the firm's commitment to fostering lasting relationships with both clients and employees.

First Manhattan Co. LLC is a renowned regional investment advisory firm headquartered in New York, NY, with three strategically located offices. With a total workforce of 130 dedicated professionals, First Manhattan Co. LLC stands out with 45 experts exclusively focused on providing top-tier investment advisory services. As an industry leader, the firm boasts an impressive average of approximately $524,260,000 in assets under management per investment advisor, significantly surpassing the industry average. First Manhattan Co. LLC employs a comprehensive compensation structure that encompasses various types of fees, such as a percentage of assets under management and performance-based incentives. The firm manages all its assets on a discretionary basis, which showcases their expertise and trustworthiness in making informed investment decisions. Primarily catering to high-net-worth individuals, First Manhattan Co. LLC proudly serves a diverse clientele. With over 2,260 individual clients, the firm manages an impressive portfolio valued at over $23,591,695,000. This substantial wealth under management is a testament to their exceptional track record and ability to generate favorable investment outcomes. Notably, First Manhattan Co. LLC prides itself on its experienced team, with several advisors boasting long tenures at the firm. Esteemed individuals such as Alfred Nimocks, Leonard Berman, and Joseph Sammarco bring extensive knowledge and expertise to the table, further solidifying First Manhattan Co. LLC's reputation as a trusted partner in wealth management and investment advisory services.

Atalanta Sosnoff Management, LLC is a renowned investment advisory firm located in New York, NY, serving clients with a comprehensive range of financial services. With five strategically positioned offices, Atalanta Sosnoff Management, LLC is well-positioned to cater to the diverse needs of its clientele. The firm boasts a team of 39 dedicated professionals, eight of whom specialize in providing expert investment advisory services. With an impressive track record, they manage a significant amount of assets, averaging around $308,130,000 per investment advisor, surpassing the industry average. Atalanta Sosnoff Management, LLC employs a comprehensive compensation structure, including a percentage of assets under management. Notably, all the assets under their management, totaling over $2,465,012,000, are managed on a discretionary basis, demonstrating the trust and confidence their clients place in their expertise. Among their highly skilled team, Kamani Kualaau stands out as one of the firm's longest tenured registered advisors, having been with Atalanta Sosnoff Management, LLC since 2011. Kamani's extensive experience and commitment to client success contribute to the firm's continued growth and reputation for excellence. With a focus on providing personalized solutions and achieving client objectives, Atalanta Sosnoff Management, LLC has built a strong rapport with over 90 individual clients. Through their expertise and dedication, the firm strives to exceed expectations and deliver exceptional investment advisory services tailored to each client's unique financial goals.