Find Top Financial Advisors Near Dubuque, Iowa
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AVANTAX PLANNING PARTNERS, INC.
Dubuque, Iowa
Avantax Planning Partners, Inc., headquartered in Dubuque, IA, is a leading regional investment advisory firm with a strong presence and 90 offices nationwide. With a team of 239 dedicated professionals, all of whom specialize in providing investment advisory services, Avantax Planning Partners, Inc. stands out in the industry.
With an impressive average of approximately $324,520,000 in assets under management per investment advisor, Avantax Planning Partners, Inc. surpasses the industry average, showcasing their expertise in managing clients' financial portfolios. Their compensation structure is diverse, including a percentage of assets under management.
The firm takes pride in serving over 5,870 individual clients and effectively managing their assets, which amount to over $5,456,488,000. Although 401K and individual accounts represent less than 30% of their assets under management, Avantax Planning Partners, Inc. possesses the capability to effectively manage employer funds. Importantly, they exercise full discretion over the assets they manage.
In addition to their investment advisory services, Avantax Planning Partners, Inc. offers a range of other financial services, including being a registered representative of a broker-dealer and serving as an insurance broker or agent. This comprehensive approach enables them to cater to their clients' diverse financial needs.
The firm prides itself on its experienced team, with long-tenured advisors such as Linda Diebold, Robert Mccoy, and Wendy Sims, who bring a wealth of knowledge and expertise to their clients' financial journeys. Their commitment to providing personalized and reliable financial guidance has made Avantax Planning Partners, Inc. a trusted partner for individuals and businesses seeking expert financial advice.
BENCHMARK CAPITAL GROUP LTD.
Galena, Illinois
Benchmark Capital Group Ltd. is a reputable investment advisory firm based out of Galena, IL. With a team of four dedicated professionals, three of whom provide investment advisory services, the company offers expert financial guidance to its clients. Drawing from its extensive experience in the industry, Benchmark Capital Group Ltd. manages an impressive average of approximately $36,020,000 in assets under management per investment advisor.
The firm's compensation structure is diversified, incorporating various types such as a percentage of assets under management, fixed fees, and performance-based fees. With over 130 individual clients, Benchmark Capital Group Ltd. oversees a substantial portfolio totaling more than $129,705,000 in assets under management. A significant portion of these assets is managed for high net worth individuals, indicating the firm's expertise in catering to this specific clientele.
Employer 401Ks and individual investors contribute to approximately half of the assets under management, showcasing Benchmark Capital Group Ltd.'s proficiency in this area. Furthermore, an impressive 98% of the assets they handle are discretionary, granting the firm the flexibility to make informed investment decisions on behalf of their clients.
Operating from three strategically located offices, Benchmark Capital Group Ltd. has established a strong presence in Galena, IL. The firm boasts a team of seasoned advisors, including Thomas Kaminski, Richard Hahn, and David Swisher, who have displayed unwavering commitment and loyalty to the company. With their collective expertise and dedication, Benchmark Capital Group Ltd. continues to provide exceptional investment advisory services to its diverse client base.
STEELE CAPITAL MANAGEMENT, INC.
Dubuque, Iowa
Steele Capital Management, Inc. is a highly reputable investment advisory firm based in Dubuque, IA. With 14 dedicated employees, including 11 experienced investment advisors, the firm delivers comprehensive financial solutions to a diverse clientele. The average assets under management per investment advisor stand at approximately $70,540,000, which aligns with the industry standard.
Their compensation structure offers clients flexibility and transparency, incorporating various models such as a percentage of assets under management, fixed fees, and performance-based fees. This ensures that clients' interests are prioritized, and their financial goals are effectively pursued.
Steele Capital Management, Inc. manages an impressive portfolio of over $2,330,409,000 in assets, serving more than 1,040 individual clients. Although 401K and individual accounts constitute less than 30% of their assets under management, the firm possesses the expertise and capacity to effectively manage employer funds. Notably, an overwhelming 99% of the assets they manage are discretionary, showcasing their commitment to providing tailored investment strategies based on clients' unique circumstances and goals.
With three strategically located offices, Steele Capital Management, Inc. is deeply rooted in the local community, fostering strong relationships built on trust and exceptional service. The firm boasts a team of highly experienced advisors, including Martin Smith, Michael Steele, and Bradley Lewis, who have played pivotal roles in the firm's success. Their extensive tenure signifies their expertise and commitment to delivering long-term financial success for clients.
Steele Capital Management, Inc. stands as a trusted partner for individuals and businesses seeking sound investment advice, combining personalized solutions with industry expertise to help clients navigate the complexities of the financial landscape with confidence.
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STEELE CAPITAL MANAGEMENT, INC.
Dubuque, Iowa
Steele Capital Management, Inc. is a highly reputable investment advisory firm based in Dubuque, IA. With 14 dedicated employees, including 11 experienced investment advisors, the firm delivers comprehensive financial solutions to a diverse clientele. The average assets under management per investment advisor stand at approximately $70,540,000, which aligns with the industry standard.
Their compensation structure offers clients flexibility and transparency, incorporating various models such as a percentage of assets under management, fixed fees, and performance-based fees. This ensures that clients' interests are prioritized, and their financial goals are effectively pursued.
Steele Capital Management, Inc. manages an impressive portfolio of over $2,330,409,000 in assets, serving more than 1,040 individual clients. Although 401K and individual accounts constitute less than 30% of their assets under management, the firm possesses the expertise and capacity to effectively manage employer funds. Notably, an overwhelming 99% of the assets they manage are discretionary, showcasing their commitment to providing tailored investment strategies based on clients' unique circumstances and goals.
With three strategically located offices, Steele Capital Management, Inc. is deeply rooted in the local community, fostering strong relationships built on trust and exceptional service. The firm boasts a team of highly experienced advisors, including Martin Smith, Michael Steele, and Bradley Lewis, who have played pivotal roles in the firm's success. Their extensive tenure signifies their expertise and commitment to delivering long-term financial success for clients.
Steele Capital Management, Inc. stands as a trusted partner for individuals and businesses seeking sound investment advice, combining personalized solutions with industry expertise to help clients navigate the complexities of the financial landscape with confidence.
HEACOCK & JONES FINANCIAL SERVICES, INC.
Dubuque, Iowa
Heacock & Jones Financial Services, Inc., a reputable local investment advisory firm headquartered in Dubuque, IA, provides comprehensive financial solutions to a diverse client base. With a team of eight dedicated professionals, including six experienced investment advisors, they deliver expert guidance and wealth management services. The firm's advisors boast an average of $75,200,000 in assets under management per advisor, a figure that aligns with the industry average.
Heacock & Jones Financial Services, Inc. prides itself on its extensive compensation structure, which includes various types such as a percentage of assets under management. Their success is evident in their impressive portfolio, as they manage assets exceeding $385,452,000 for over 510 individual clients. Primarily catering to high-net-worth individuals, the firm's expertise lies in managing discretionary assets, with a strong focus on serving their affluent clientele.
While 401K and individual accounts comprise less than 30% of their assets under management, Heacock & Jones Financial Services, Inc. possesses the necessary capabilities to effectively handle employer funds. With two offices in the region, the firm offers convenient access to their services for clients in and around Dubuque, IA.
With a strong team of dedicated professionals, Heacock & Jones Financial Services, Inc. has several long-tenured advisors, including Gary Breitbarth, Sharon Kluesner, and Paul Heacock. Their commitment to excellence and personalized service ensures that clients receive tailored financial strategies to achieve their goals. As a trusted partner in wealth management, Heacock & Jones Financial Services, Inc. continues to empower individuals with the knowledge and tools to secure their financial futures.
ROSEMEYER MANAGEMENT GROUP
Platteville, Wisconsin
Rosemeyer Management Group, headquartered in Platteville, WI, is a local investment advisory firm with a strong presence in the financial industry. With five offices strategically located across the region, Rosemeyer Management Group is committed to providing top-notch investment advisory services to their clients. The firm boasts a team of nine highly skilled professionals, seven of whom are dedicated to delivering comprehensive investment advice.
Having an average of $48,300,000 in assets under management per investment advisor, Rosemeyer Management Group is in line with the industry's average standards. The firm's compensation structure is diverse and includes various types such as a percentage of assets under management and fixed fees, ensuring a flexible and tailored approach to their clients' needs.
Rosemeyer Management Group has established a solid reputation in managing employer 401Ks and individual portfolios, which account for approximately half of their assets under management. Their extensive experience in this space has positioned them as trusted advisors to both individuals and organizations.
With an impressive 93% of the assets they manage being discretionary, Rosemeyer Management Group demonstrates their expertise and ability to make informed investment decisions on behalf of their clients. Currently, the firm oversees assets totaling over $338,070,000, serving a diverse client base of more than 650 individuals.
Notably, Rosemeyer Management Group takes pride in its team of dedicated advisors, including Kaley Bockhop, Regan Shipp, and Andrew Tranel, who bring years of experience and industry knowledge to the table. These highly tenured advisors contribute to the firm's success and are instrumental in delivering exceptional service to their clients.