Guided residency program to learn financial planning process
Working directly under the financial advisor; Analyzed monthly client portfolio updates and summaries, prepared and organized all documents for client portfolio reviews, provided accurate, necessary portfolio changes and recommendations, placed trades as requested by FA. Conducted firm’s monthly mutual fund/EFT analysis & research, while tracking a “watch list” of underperforming funds using Morningstar. Assisted in Investment Policy Statement development & retirement planning analysis, while strategically aligning with client’s tax, insurance and estate planning needs.